13F-HR filed by GRIMES & Co WEALTH MANAGEMENT, LLC
GRIMES & Co WEALTH MANAGEMENT, LLC filed this 13F-HR for the quarter ended 2017-12-31, filed 2018-02-05, with 226 holding rows worth $1,036,038,000.
- Accession
- 0001321993-18-000001
- Filer
- CIK 1321993
- Filed
- 2018-02-05
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2017
A holdings report, 269 entries on the cover page, a total value of $1,036,038,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $1,036,038,000 with VALUE read as thousands by filing date, 13F file number 028-11551. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| iShares Floating Rate Bond ETF | 46429B655 | SHS | 1,042,560 | $52,983,000 | thousands by filing date | |
| POWERSHARES | 73936Q769 | EXCHANGE TRADED | 2,253,055 | $51,910,000 | thousands by filing date | |
| iShares Core MSCI EAFE ETF | 46432F842 | SHS | 559,036 | $36,947,000 | thousands by filing date | |
| IJH | 464287507 | COM | 177,747 | $33,733,000 | thousands by filing date | |
| Vanguard FTSE Developed Markets ETF | 921943858 | SHS | 749,440 | $33,620,000 | thousands by filing date | |
| FTSE RAFI 1000 US Lg Cap | 73935X583 | COM | 293,433 | $33,328,000 | thousands by filing date | |
| Market Vectors Etf | 57060U878 | HG YLD MUN ETF | 1,053,453 | $32,868,000 | thousands by filing date | |
| Vanguard Growth | 922908736 | COM | 226,446 | $31,850,000 | thousands by filing date | |
| iShares Core MSCI Emerging Markets ETF | 46434G103 | SHS | 510,767 | $29,063,000 | thousands by filing date | |
| iShares Core S&P Small-Cap ETF | 464287804 | SHS | 348,481 | $26,767,000 | thousands by filing date | |
| VWO | 922042858 | SHS | 568,996 | $26,123,000 | thousands by filing date | |
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 83,489 | $22,446,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 112,857 | $19,099,000 | thousands by filing date | |
| iShares U.S. Technology ETF | 464287721 | SHS | 115,315 | $18,770,000 | thousands by filing date | |
| ISHARES TR | 464287754 | US INDUSTRIALS | 127,352 | $18,770,000 | thousands by filing date | |
| ISHARES TR | 464287762 | US HLTHCARE ETF | 100,532 | $17,516,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 349,101 | $16,114,000 | thousands by filing date | |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 337,992 | $15,926,000 | thousands by filing date | |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 215,677 | $15,164,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 166,401 | $14,234,000 | thousands by filing date | |
| NEW YORK LIFE INVESTMENTS ET | 45409B107 | NYLI HEDGE MULTI | 437,764 | $13,326,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 338,608 | $12,969,000 | thousands by filing date | |
| NOVO-NORDISK A S ADR | 670100205 | ADR | 198,701 | $10,664,000 | thousands by filing date | |
| Boeing Company | 097023105 | COM | 34,053 | $10,043,000 | thousands by filing date | |
| EATON VANCE CORP | 278265103 | COM NON VTG | 177,655 | $10,018,000 | thousands by filing date | |
| Accenture Plc Class A | G1151C101 | COM | 64,517 | $9,877,000 | thousands by filing date | |
| PRICE T ROWE GROUP INC COM | 74144T108 | Stock | 90,428 | $9,489,000 | thousands by filing date | |
| Union Pacific Corporation | 907818108 | COM | 70,728 | $9,485,000 | thousands by filing date | |
| Amgen Inc. | 031162100 | COM | 54,423 | $9,464,000 | thousands by filing date | |
| LYONDELLBASELL INDUSTRIES NV SHS - A - | N53745100 | Stock | 82,717 | $9,125,000 | thousands by filing date | |
| MEDTRONIC INC | 585055106 | COM | 112,136 | $9,055,000 | thousands by filing date | |
| ROBERT HALF INC. COM | 770323103 | Stock | 161,733 | $8,983,000 | thousands by filing date | |
| INTERPUBLIC GROUP COS | 460690100 | COM | 437,446 | $8,819,000 | thousands by filing date | |
| PRINCIPAL FINANCIAL GROUP INC COM | 74251V102 | Stock | 122,984 | $8,678,000 | thousands by filing date | |
| United Parcel Service,Inc. Class B | 911312106 | COM | 72,530 | $8,642,000 | thousands by filing date | |
| Qualcomm Incorporated | 747525103 | COM | 134,419 | $8,606,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 74,714 | $8,033,000 | thousands by filing date | |
| NIKE,Inc. Class B | 654106103 | COM | 118,785 | $7,430,000 | thousands by filing date | |
| UnitedHealth Group Inc | 91324P102 | COM | 33,704 | $7,430,000 | thousands by filing date | |
| CVS Health Corporation | 126650100 | COM | 100,599 | $7,294,000 | thousands by filing date | |
| Oracle Corporation | 68389X105 | COM | 151,671 | $7,171,000 | thousands by filing date | |
| TRACTOR SUPPLY CO COM | 892356106 | Stock | 95,388 | $7,130,000 | thousands by filing date | |
| HANESBRANDS INC | 410345102 | COM | 336,926 | $7,045,000 | thousands by filing date | |
| WESTERN DIGITAL CORP | 958102105 | COM | 88,111 | $7,008,000 | thousands by filing date | |
| SOUTHWESTAIRLSCO | 844741108 | STOK | 106,243 | $6,954,000 | thousands by filing date | |
| NOVARTIS AG SPONSORED ADR | 66987V109 | ADR | 82,468 | $6,924,000 | thousands by filing date | |
| F5 INC COM | 315616102 | Stock | 51,274 | $6,728,000 | thousands by filing date | |
| GENTEX CORP COM | 371901109 | Stock | 320,065 | $6,705,000 | thousands by filing date | |
| WILLIAMS SONOMA INC COM | 969904101 | Stock | 125,912 | $6,510,000 | thousands by filing date | |
| JETBLUE AWYS CORP | 477143101 | COM | 290,739 | $6,495,000 | thousands by filing date | |
| INFOSYS LTD SPONSORED ADR | 456788108 | ADR | 397,390 | $6,446,000 | thousands by filing date | |
| TAIWAN SEMICONDUCTOR MFG | 874039100 | SPONSORED ADS | 157,312 | $6,237,000 | thousands by filing date | |
| 38259p508 | COM | 5,721 | $6,026,000 | thousands by filing date | ||
| LAS VEGAS SANDS CORP COM | 517834107 | Stock | 86,447 | $6,007,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 71,246 | $5,959,000 | thousands by filing date | |
| PACCAR INC COM | 693718108 | Stock | 83,066 | $5,904,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 42,225 | $5,900,000 | thousands by filing date | |
| LEAR CORP COM | 521865105 | COM | 32,399 | $5,724,000 | thousands by filing date | |
| ALBEMARLE CORP | 012653101 | COM | 44,575 | $5,701,000 | thousands by filing date | |
| HANOVER INS GROUP INC COM | 410867105 | Stock | 49,514 | $5,351,000 | thousands by filing date | |
| SCRIPPS NETWORKS INTERACT IN | 811065101 | CL A COM | 60,215 | $5,141,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524805 | INTL EQTY ETF | 135,126 | $4,604,000 | thousands by filing date | |
| OCCIDENTAL PETE CORP | 674599105 | COM | 59,795 | $4,405,000 | thousands by filing date | |
| iShares U.S. Financials ETF | 464287788 | SHS | 36,240 | $4,328,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 81,587 | $4,318,000 | thousands by filing date | |
| ISHARES TR | 464287838 | U.S. BAS MTL ETF | 41,898 | $4,282,000 | thousands by filing date | |
| NORDSTROM INC | 655664100 | COM | 90,009 | $4,265,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 27,715 | $4,252,000 | thousands by filing date | |
| BLOCK H & R INC COM | 093671105 | Stock | 160,084 | $4,197,000 | thousands by filing date | |
| MICHAEL KORS HLDGS LTD | G60754101 | SHS | 62,857 | $3,957,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524706 | EMRG MKTEQ ETF | 140,772 | $3,933,000 | thousands by filing date | |
| BERKSHIRE HATHAWAY INC DEL | 084670207 | CLB | 19,005 | $3,767,000 | thousands by filing date | |
| GOOGLE INC | 38259P706 | CL C | 3,280 | $3,433,000 | thousands by filing date | |
| Schlumberger Limited | 806857108 | COM | 50,383 | $3,395,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 84,845 | $3,299,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V848 | ST STR TOTAL ETF | 67,807 | $3,298,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 25,551 | $3,198,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 31,863 | $3,081,000 | thousands by filing date | |
| SHIRE PLC | 82481R106 | COMMON STOCK-FO | 17,828 | $2,766,000 | thousands by filing date | |
| 3M CO COM | 88579Y101 | Stock | 11,348 | $2,672,000 | thousands by filing date | |
| INTERNATIONAL PAPER CO COM | 460146103 | Stock | 44,810 | $2,596,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 67,101 | $2,430,000 | thousands by filing date | |
| MERCK &COINC | 589331107 | COM | 43,149 | $2,428,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 20,124 | $2,413,000 | thousands by filing date | |
| TOYOTA MOTOR CORP ADS | 892331307 | ADR | 17,468 | $2,222,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 126,852 | $2,213,000 | thousands by filing date | |
| Schwab US Mid-Cap ETF | 808524508 | SHS | 40,530 | $2,159,000 | thousands by filing date | |
| FORD MTR CO COM | 345370860 | Stock | 168,756 | $2,108,000 | thousands by filing date | |
| TORONTO DOMINION BK ONT COM NEW | 891160509 | Stock | 35,670 | $2,090,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 11,412 | $1,964,000 | thousands by filing date | |
| Abbott Laboratories | 002824100 | COM | 34,198 | $1,952,000 | thousands by filing date | |
| INGERSOLL-RAND PLC | G47791101 | SHS | 22,479 | $1,951,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 7,284 | $1,944,000 | thousands by filing date | |
| Schwab U.S. Small-Cap ETF | 808524607 | SHS | 26,139 | $1,823,000 | thousands by filing date | |
| WESTERN UN CO COM | 959802109 | Stock | 94,787 | $1,802,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 15,923 | $1,703,000 | thousands by filing date | |
| ISHARES SHORT-TERM NATIONAL MUNI BOND ETF | 464288158 | ETF | 16,063 | $1,685,000 | thousands by filing date | |
| Schwab U.S. Large-Cap ETF | 808524201 | SHS | 24,780 | $1,580,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 52,142 | $1,539,000 | thousands by filing date | |
| BERKSHIRE HATHAWAY INC DEL | 084670108 | CL A | 5 | $1,488,000 | thousands by filing date | |
| USBANCORPDEL | 902973304 | COM NEW | 25,728 | $1,379,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 14,999 | $1,378,000 | thousands by filing date | |
| CARDINAL HEALTH INC | 14149Y108 | COM | 20,848 | $1,277,000 | thousands by filing date | |
| Vanguard Total Bond Market ETF | 921937835 | SHS | 15,498 | $1,264,000 | thousands by filing date | |
| POWERSHARES EXCHANGE TRADED | 739371102 | LARGE GROWTH | 26,550 | $1,206,000 | thousands by filing date | |
| IDEXX LABS INC COM | 45168D104 | Stock | 7,700 | $1,204,000 | thousands by filing date | |
| BT GROUP-ADR | 05577E101 | ADR | 64,674 | $1,178,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C409 | COM | 13,217 | $1,048,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 892 | $1,043,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 5,195 | $985,000 | thousands by filing date | |
| Vanguard Dividend Appreciation ETF | 921908844 | SHS | 9,620 | $982,000 | thousands by filing date | |
| American Express Company | 025816109 | COM | 9,254 | $919,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q866 | ALERIAN MLP | 85,168 | $919,000 | thousands by filing date | |
| Wells Fargo & Company | 949746101 | COM | 15,020 | $912,000 | thousands by filing date | |
| SPDR SERIES TRUST BLOOMBERG BR | 78464A417 | BLOOMBERG BRCLYS | 24,078 | $884,000 | thousands by filing date | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 7,108 | $879,000 | thousands by filing date | |
| UNITED TECHNOLOGIES CORP | 913017109 | COM | 6,611 | $843,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 18,288 | $839,000 | thousands by filing date | |
| DOMINION ENERGY INC COM | 25746U109 | Stock | 9,680 | $785,000 | thousands by filing date | |
| Philip Morris International Inc. | 718172109 | COM | 7,375 | $779,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V608 | BLACKSTONE SENR | 16,336 | $771,000 | thousands by filing date | |
| SPDR S&P Midcap 400 | 595635103 | COM | 2,156 | $745,000 | thousands by filing date | |
| ILLINOIS TOOL WKS INC | 452308109 | COM | 4,332 | $723,000 | thousands by filing date | |
| DOWDUPONT INC | 26078J100 | COM | 9,963 | $709,000 | thousands by filing date | |
| MCKESSON CORP COM | 58155Q103 | Stock | 4,492 | $701,000 | thousands by filing date | |
| MANULIFE FINL CORP | 56501R106 | COM | 33,179 | $692,000 | thousands by filing date | |
| POWERSHARES ACTIVE MNG ETF T | 73935B862 | VAR RAT INV GR | 26,956 | $680,000 | thousands by filing date | |
| Texas Instruments Incorporated | 882508104 | COM | 6,463 | $675,000 | thousands by filing date | |
| Vanguard High Dividend Yield ETF | 921946406 | SHS | 7,731 | $662,000 | thousands by filing date | |
| Duke Energy | 26441C105 | Common | 7,608 | $640,000 | thousands by filing date | |
| Honeywell Technologies | 438516106 | COM | 4,032 | $618,000 | thousands by filing date | |
| ISHARESRUSSELL1000GROWTHETF | 464287614 | STOK | 4,577 | $616,000 | thousands by filing date | |
| COLGATE PALMOLIVE CO COM | 194162103 | Stock | 8,111 | $612,000 | thousands by filing date | |
| Vanguard Mega Cap Growth ETF | 921910816 | SHS | 5,435 | $605,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 3,300 | $582,000 | thousands by filing date | |
| Altria Group Inc | 02209S103 | COM | 8,069 | $577,000 | thousands by filing date | |
| BP PLC SPONSORED ADR | 055622104 | ADR | 13,286 | $558,000 | thousands by filing date | |
| BROADSOFT INC | 11133B409 | COM | 10,135 | $556,000 | thousands by filing date | |
| KIMBERLY-CLARK CORP COM | 494368103 | Stock | 4,523 | $545,000 | thousands by filing date | |
| ALLETE INC | 018522300 | COM NEW | 7,212 | $536,000 | thousands by filing date | |
| Vanguard FTSE All-World ex-US ETF | 922042775 | SHS | 9,122 | $499,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 8,125 | $498,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M654 | GUGG ENH SHT DUR | 9,871 | $495,000 | thousands by filing date | |
| ISHARES | 464286830 | EXCHANGE TRADED | 14,446 | $476,000 | thousands by filing date | |
| ISHARES MSCI TURKEY ETF | 464286715 | ETF | 10,924 | $475,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X863 | ST DOW INTL ETF | 11,596 | $470,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E807 | NAT GAS ETF | 20,491 | $467,000 | thousands by filing date | |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 1,808 | $461,000 | thousands by filing date | |
| EVERSOURCE ENERGY COM | 30040W108 | Stock | 7,273 | $460,000 | thousands by filing date | |
| ISHARES TR | 46429B408 | CMN | 11,782 | $457,000 | thousands by filing date | |
| Tesla Motors, Inc | 88160R101 | COM | 1,452 | $452,000 | thousands by filing date | |
| ISHARES RUSSELL 1000 VALUE ETF | 464287598 | ETF | 3,630 | $451,000 | thousands by filing date | |
| ISHARES | 464286848 | EXCHANGE TRADED | 7,400 | $443,000 | thousands by filing date | |
| ISHARES TR | 464287713 | US TELECOM ETF | 14,881 | $438,000 | thousands by filing date | |
| CHECK POINT SOFTWARE TECH LTD ORD | M22465104 | Stock | 4,216 | $437,000 | thousands by filing date | |
| NextEra Energy,Inc. | 65339F101 | COM | 2,791 | $436,000 | thousands by filing date | |
| BIOGEN INC COM | 09062X103 | Stock | 1,365 | $435,000 | thousands by filing date | |
| PROSHARES TR II | 74347W882 | ULTRASHRT EURO | 20,201 | $428,000 | thousands by filing date | |
| Southern Company | 842587107 | COM | 8,752 | $421,000 | thousands by filing date | |
| POWERSHARES | 73935X708 | EXCHANGE TRADED | 10,721 | $416,000 | thousands by filing date | |
| NESTLE SA ADR | 641069406 | COM | 4,758 | $410,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 4,134 | $408,000 | thousands by filing date | |
| PowerShares QQQ Trust Unit Ser | 73935A104 | COM | 2,616 | $408,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259206 | SPONS ADR A | 6,043 | $403,000 | thousands by filing date | |
| WALGREENS BOOTS ALLIANCE INC | 931427108 | COM | 5,537 | $402,000 | thousands by filing date | |
| Vanguard S&P 500 ETF | 922908363 | COM | 1,455 | $357,000 | thousands by filing date | |
| NVIDIA Corp | 67066G104 | COM | 1,805 | $349,000 | thousands by filing date | |
| ISHARES TR | 464288414 | NATIONAL MUN ETF | 3,127 | $346,000 | thousands by filing date | |
| Comcast Corp | 20030N101 | COM | 8,514 | $341,000 | thousands by filing date | |
| VTI | 922908769 | COM | 2,481 | $341,000 | thousands by filing date | |
| TJX Companies Inc | 872540109 | COM | 4,310 | $330,000 | thousands by filing date | |
| Vanguard S&P Mid-Cap 400 ETF | 921932885 | SHS | 2,582 | $330,000 | thousands by filing date | |
| ISHARES TR | 464287630 | RUS 2000 VAL ETF | 2,619 | $329,000 | thousands by filing date | |
| EXPEDITORS INTL WASH INC COM | 302130109 | Stock | 4,800 | $311,000 | thousands by filing date | |
| ASTRAZENECA PLC SPONSORED ADR | 046353108 | ADR | 8,848 | $307,000 | thousands by filing date | |
| GENUINE PARTS CO COM | 372460105 | Stock | 3,204 | $305,000 | thousands by filing date | |
| NEW YORK COMMUNITY BANCORP | 649445103 | COM | 22,536 | $293,000 | thousands by filing date | |
| MURPHY OIL CORP COM | 626717102 | Stock | 9,330 | $290,000 | thousands by filing date | |
| Caterpillar Inc. | 149123101 | COM | 1,795 | $283,000 | thousands by filing date | |
| PAYCHEX INC | 704326107 | COM | 4,137 | $282,000 | thousands by filing date | |
| Applied Materials,Inc. | 038222105 | COM | 5,432 | $278,000 | thousands by filing date | |
| VALERO ENERGY CORP COM | 91913Y100 | Stock | 3,000 | $276,000 | thousands by filing date | |
| SYSCOCORP | 871829107 | COM | 4,472 | $272,000 | thousands by filing date | |
| DIAGEO PLC SPON ADR NEW | 25243Q205 | ADR | 1,850 | $270,000 | thousands by filing date | |
| SPDR S&P Dividend ETF | 78464A763 | SHS | 2,810 | $265,000 | thousands by filing date | |
| Eaton Corp. | 278058102 | COM | 3,309 | $261,000 | thousands by filing date | |
| Boston Scientific Corporation | 101137107 | COM | 10,353 | $257,000 | thousands by filing date | |
| Marsh & McLennan Companies,Inc. | 571748102 | COM | 3,150 | $256,000 | thousands by filing date | |
| XILINX INC | 983919101 | COM | 3,737 | $252,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 2,147 | $245,000 | thousands by filing date | |
| DELL TECHNOLOGIES INC CLASS CLASS C | 24703L103 | CLASS C | 3,016 | $245,000 | thousands by filing date | |
| FORTUNE BRANDS INNOVATIONS INC COM | 34964C106 | Stock | 3,500 | $240,000 | thousands by filing date | |
| Gilead Sciences,Inc. | 375558103 | COM | 3,322 | $238,000 | thousands by filing date | |
| SIEMENS A G - ADR | 826197501 | COM | 3,400 | $237,000 | thousands by filing date | |
| COGNIZANT TECHNOLOGY SOLUTIONS CL A | 192446102 | Stock | 3,280 | $233,000 | thousands by filing date | |
| DTE ENERGY CO COM | 233331107 | Stock | 2,116 | $232,000 | thousands by filing date | |
| SAFETY INS GROUP INC | 78648T100 | COM | 2,850 | $229,000 | thousands by filing date | |
| MURPHY USA INC COM | 626755102 | Stock | 2,774 | $223,000 | thousands by filing date | |
| Vanguard Small-Cap ETF | 922908751 | SHS | 1,486 | $220,000 | thousands by filing date | |
| YUM BRANDS INC COM | 988498101 | Stock | 2,648 | $216,000 | thousands by filing date | |
| Netflix, Inc | 64110L106 | COM | 1,119 | $215,000 | thousands by filing date | |
| DOLLAR TREE INC COM | 256746108 | Stock | 1,993 | $214,000 | thousands by filing date | |
| Schwab U.S. Broad Market ETF | 808524102 | SHS | 3,300 | $213,000 | thousands by filing date | |
| UNILEVER N V | 904784709 | N Y SHS NEW | 3,685 | $208,000 | thousands by filing date | |
| MasterCard, Inc | 57636Q104 | COM | 1,369 | $207,000 | thousands by filing date | |
| Health Care Select Sector SPDR Fund | 81369Y209 | SHS | 2,457 | $203,000 | thousands by filing date | |
| CONSOLIDATED EDISON INC | 209115104 | COM | 2,392 | $203,000 | thousands by filing date | |
| CURRENCYSHS BRIT POUND STER | 23129S106 | BRIT POUND STE | 1,550 | $203,000 | thousands by filing date | |
| ALLIANZ SE FUNSPONSORED ADR 1 ADR REPS 0.1 ORD SHS | 018805101 | ADR | 8,728 | $201,000 | thousands by filing date | |
| UNITED FINANCIAL BANCORP INC | 91030T109 | COM | 10,883 | $192,000 | thousands by filing date | |
| ADVANCED SEMICONDUCTOR ENGR | 00756M404 | SPONSORED ADR | 15,528 | $101,000 | thousands by filing date | |
| CLOUD PEAK ENERGY INC | 18911Q102 | COM | 15,000 | $67,000 | thousands by filing date | |
| AVEO PHARMACEUTICALS INC | 053588109 | COM | 22,600 | $63,000 | thousands by filing date | |
| GOLDEN STAR RES LTD CDA | 38119T104 | COM | 30,100 | $27,000 | thousands by filing date | |
| NORTHERN DYNASTY MINERALS LTD COM NEW | 66510M204 | Stock | 13,400 | $24,000 | thousands by filing date | |
| TIMBERLINE RES CORP COM NEW | 887133205 | Equities | 90,750 | $21,000 | thousands by filing date | |
| GLANCE TECHNOLOGIES INC COM | 376790101 | Stock | 11,000 | $18,000 | thousands by filing date | |
| CRONOS GROUP INC F | 226903102 | COM | 10,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EVOLUCIA INC | 30049B105 | COMMON | 20,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Petaquilla Minerals LTD | 716013107 | Common Stock | 222,500 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GERBER SCIENTIFIC INC RTS | 37373ESC5 | WT | 10,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Fortune Nat Res Corp No Stockh | 349681106 | COM | 18,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WORLDGATE COMMUNICATIONS INC | 98156l307 | COM | 164,605 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| QUEST OIL CORPORATION COM | 74836C108 | COM | 11,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Onmedia International Inc Illi | 68299Z943 | COM | 80,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Tivus Inc. | 888728102 | COM | 1,108,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001321993-18-000001 | this filing | 2018-02-05 | acceptance time not in the bulk data set |