13F-HR filed by MARSHALL WACE, LLP
MARSHALL WACE, LLP filed this 13F-HR for the quarter ended 2023-03-31, filed 2023-05-15, with 2,586 holding rows worth $47,065,113,142.
- Accession
- 0001318757-23-000005
- Filer
- CIK 1318757
- Filed
- 2023-05-15
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2023
A holdings report, 3,527 entries on the cover page, a total value of $47,065,113,142 stated on the cover page (in dollars after the unit check, H1), rows summing to $47,065,113,142 with VALUE read as dollars as filed, 13F file number 028-11304. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerMarshall Wace North America L.P.028-11377
- included managerMARSHALL WACE ASIA Ltd028-14472
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| BLACKSKY TECHNOLOGY INC | 09263B108 | COM CL A | 65,762 | $98,644 | dollars as filed | |
| EGAIN CORP | 28225C806 | COM NEW | 12,700 | $96,393 | dollars as filed | |
| ALIGOS THERAPEUTICS INC COM NEW | 01626L105 | Stock | 108,588 | $94,471 | dollars as filed | |
| KOPIN CORP | 500600101 | COMMON STOCK | 86,303 | $94,070 | dollars as filed | |
| SPERO THERAPEUTICS INC | 84833T103 | COM | 64,388 | $93,363 | dollars as filed | |
| ALTISOURCE PORTFOLIO SOLNS S | L0175J104 | REG SHS | 19,903 | $91,553 | dollars as filed | |
| SEACOR MARINE HLDGS INC COM | 78413P101 | Stock | 11,982 | $91,183 | dollars as filed | |
| UPLAND SOFTWARE INC | 91544A109 | COMMON STOCK | 20,900 | $89,870 | dollars as filed | |
| NEXTIER OILFIELD SOLUTIONS INC | 65290C105 | COMMON STOCK | 11,200 | $89,040 | dollars as filed | |
| VERRICA PHARMACEUTICALS INC | 92511W108 | COM | 13,408 | $87,154 | dollars as filed | |
| LINEAGE CELL THERAPEUTICS IN | 53566P109 | COMMON STOCK | 55,646 | $83,471 | dollars as filed | |
| ICOSAVAX INC | 45114M109 | COM | 14,387 | $83,444 | dollars as filed | |
| INVESCO CURRENCYSHARES BRITISH | 46138m109 | INDX FD | 700 | $83,111 | dollars as filed | put |
| SYROS PHARMACEUTICALS INC | 87184Q206 | COM NEW | 30,551 | $81,572 | dollars as filed | |
| NEONODE INC | 64051M709 | CMN | 10,527 | $80,111 | dollars as filed | |
| ALX ONCOLOGY HOLDINGS INC | 00166B105 | COMMON STOCK | 17,583 | $79,475 | dollars as filed | |
| NIU TECHNOLOGIES | 65481N100 | CMN | 18,900 | $78,246 | dollars as filed | |
| Tuya Inc | 90114C107 | COM | 41,162 | $77,796 | dollars as filed | |
| GREENBOX POS | 39366L208 | COM NEW | 189,179 | $77,563 | dollars as filed | |
| COMSCORE INC | 20564W105 | COM | 59,188 | $72,802 | dollars as filed | |
| INDEPENDENCE CONTRACT DRILLI | 453415606 | COM | 22,268 | $72,594 | dollars as filed | |
| BALLARD PWR SYS INC NEW COM | 058586108 | Stock | 13,000 | $72,410 | dollars as filed | |
| ADVANTAGE SOLUTIONS INC. | 00791N102 | COM CL A | 43,518 | $68,759 | dollars as filed | |
| Charles Schwab Corp | 808513105 | COM | 1,300 | $68,094 | dollars as filed | call |
| PERPETUA RESOURCES CORP | 714266103 | COM | 15,220 | $67,730 | dollars as filed | |
| WAG GROUP CO | 93042P117 | WARR | 29,388 | $65,828 | dollars as filed | call |
| SAVARA INC | 805111101 | COM | 33,333 | $65,000 | dollars as filed | |
| 111 INC | 68247Q102 | ADR | 23,536 | $62,369 | dollars as filed | |
| KEZAR LIFE SCIENCES INC | 49372L100 | COM | 19,682 | $61,605 | dollars as filed | |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 400 | $60,404 | dollars as filed | put |
| OPTINOSE INC | 68404V100 | COM | 29,831 | $57,573 | dollars as filed | |
| CENTRAL PUERTO S A | 155038201 | SPONSORED ADR | 10,591 | $57,296 | dollars as filed | |
| SONDER HOLDINGS INC | 83542D110 | *W EXP 01/18/202 | 75,000 | $57,000 | dollars as filed | call |
| AEVA TECHNOLOGIES INC | 00835Q103 | COM | 46,421 | $55,241 | dollars as filed | |
| P3 Health Partners Inc W Exp 11/19/202 | 744413113 | SPAC Combination | 51,353 | $54,434 | dollars as filed | call |
| NAUTILUS INC | 63910B102 | COMMON STOCK | 40,567 | $54,360 | dollars as filed | |
| NIAGEN BIOSCIENCE INC | 171077407 | COM NEW | 34,600 | $52,938 | dollars as filed | |
| FOCUS UNVL INC | 34417J104 | COM | 21,042 | $52,607 | dollars as filed | |
| WIMI HOLOGRAM CLOUD INC | 97264L100 | SPON ADS CL B | 48,550 | $52,435 | dollars as filed | |
| THE LION ELECTRIC COMPANY | 536221104 | COMMON STOCK | 27,782 | $51,675 | dollars as filed | |
| AVEPOINT INC COM CL A | 053604104 | Stock | 12,217 | $50,334 | dollars as filed | |
| DURECT CORP | 266605500 | COM | 11,073 | $50,161 | dollars as filed | |
| OCCIDENTAL PETE CORP | 674599105 | COM | 800 | $49,944 | dollars as filed | call |
| ITAU UNIBANCO HLDG S A SPON ADR REP PFD | 465562106 | ADR | 10,100 | $49,187 | dollars as filed | |
| CURO GROUP HOLDINGS CORP | 23131L107 | COM | 28,180 | $48,751 | dollars as filed | |
| NUVATION BIO INC COM CL A | 67080N101 | Stock | 29,111 | $48,324 | dollars as filed | |
| CAESARSTONE LTD | M20598104 | ORD SHS | 11,640 | $48,073 | dollars as filed | |
| MMTEC INC | G6181K114 | SHS NEW | 34,504 | $41,405 | dollars as filed | |
| STRATA CRITICAL MEDICAL INC | 092667104 | CL A COM | 12,133 | $41,010 | dollars as filed | |
| CANOO INC | 13803R102 | COM CL A | 60,663 | $39,431 | dollars as filed | |
| Verizon Communications Inc | 92343V104 | COM | 1,000 | $38,890 | dollars as filed | call |
| REPUBLIC FIRST BANCORP INC | 760416107 | COM | 28,254 | $38,426 | dollars as filed | |
| NEXTNAV INC | 65345N106 | COMMON STOCK | 18,700 | $37,960 | dollars as filed | |
| NEKTAR THERAPEUTICS | 640268108 | COM | 53,900 | $37,730 | dollars as filed | |
| RING ENERGY INC | 76680V108 | COMMON STOCK | 19,241 | $36,557 | dollars as filed | |
| CIDARA THERAPEUTICS INC COM NEW | 171757107 | Stock | 28,264 | $35,895 | dollars as filed | |
| ALTO INGREDIENTS INC | 021513106 | COMMON STOCK | 23,900 | $35,850 | dollars as filed | |
| FREIGHTOS LTD | 35702D116 | EQUITY WRT | 10,000 | $34,500 | dollars as filed | call |
| TRAVELERS COMPANIES INC COM | 89417E109 | Stock | 200 | $34,282 | dollars as filed | |
| FREQUENCY THERAPEUTICS INC | 35803L108 | COM | 68,089 | $34,045 | dollars as filed | |
| AQUA METALS INC | 03837J101 | COM | 32,668 | $32,668 | dollars as filed | |
| OCUGEN INC | 67577C105 | COMMON STOCK | 38,260 | $32,522 | dollars as filed | |
| BRF SA | 10552T107 | SPONSORED ADR | 24,858 | $31,819 | dollars as filed | |
| QUANTUM COMPUTING INC | 74766W108 | COM | 23,300 | $30,523 | dollars as filed | |
| WAG GROUP CO COMMON STOCK | 93042P109 | Stock | 12,358 | $27,682 | dollars as filed | |
| ATHIRA PHARMA INC | 04746L104 | COM | 10,680 | $26,701 | dollars as filed | |
| Pagaya Technologies Ltd. | M7S64L115 | CL A | 24,723 | $25,218 | dollars as filed | |
| ORAMED PHARMACEUTICALS INC | 68403P203 | COM NEW | 10,553 | $23,006 | dollars as filed | |
| ATYR PHARMA INC | 002120202 | COM NEW | 10,947 | $22,988 | dollars as filed | |
| EIGER BIOPHARMACEUTICALS INC | 28249U105 | COM | 24,988 | $22,490 | dollars as filed | |
| Automatic Data Processing,Inc. | 053015103 | COM | 100 | $22,263 | dollars as filed | put |
| Home Depot, Inc | 437076102 | COM | 71 | $20,954 | dollars as filed | |
| Analog Devices,Inc. | 032654105 | COM | 100 | $19,722 | dollars as filed | put |
| ISHARES MSCI TURKEY ETF | 464286715 | ETF | 600 | $19,572 | dollars as filed | put |
| Allbirds Inc | 01675A109 | COM | 16,100 | $19,320 | dollars as filed | |
| NIKOLA CORP | 654110105 | COM | 15,843 | $19,171 | dollars as filed | |
| GLOBAL CORD BLOOD CORP | G39342103 | COM | 12,332 | $18,501 | dollars as filed | |
| ANTHEMIS DIGITAL ACQUISITION | G03959114 | *W EXP 11/01/202 | 419,960 | $16,799 | dollars as filed | call |
| PDD HOLDINGS INC SPONSORED ADS | 722304102 | ADR | 200 | $15,180 | dollars as filed | put |
| KIMBELL TIGER ACQUISITION CO | 49436K114 | *W EXP 09/15/202 | 358,423 | $14,337 | dollars as filed | call |
| WEWORK INC | 96209A104 | COM | 14,518 | $11,324 | dollars as filed | |
| Duke Energy Corporation | 26441C204 | COM | 100 | $9,647 | dollars as filed | put |
| INVESCO CURRENCYSHARES BRITISH | 46138m109 | INDX FD | 73 | $8,667 | dollars as filed | |
| DMY TECHNOLOGY GROUP INC VI | 233247113 | *W EXP 99/99/999 | 25,605 | $2,049 | dollars as filed | call |
| VALOR LATITUDE ACQUISITN COR | G9460N122 | *W EXP 04/02/202 | 49,995 | $2,000 | dollars as filed | call |
| TRINE II ACQUISITION CORP | G9059F118 | *W EXP 99/99/999 | 532,456 | $0 | dollars as filed | callValue filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001318757-23-000005 | this filing | 2023-05-15 | acceptance time not in the bulk data set |