13F-HR filed by MARSHALL WACE, LLP
MARSHALL WACE, LLP filed this 13F-HR for the quarter ended 2021-06-30, filed 2021-08-13, with 2,263 holding rows worth $20,573,789,000.
- Accession
- 0001318757-21-000006
- Filer
- CIK 1318757
- Filed
- 2021-08-13
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2021
A holdings report, 2,987 entries on the cover page, a total value of $20,573,789,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $20,526,694,000 with VALUE read as thousands by filing date, 13F file number 028-11304. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerMarshall Wace North America L.P.028-11377
- included managerMARSHALL WACE ASIA Ltd028-14472
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| BATH & BODY WORKS INC COM | 070830104 | Stock | 4,167 | $300,000 | thousands by filing date | |
| AAON INC | 000360206 | COM PAR $0.004 | 4,797 | $300,000 | thousands by filing date | |
| INVESCO CURRENCYSHARES EURO | 46138K103 | EURO SHS | 2,700 | $299,000 | thousands by filing date | call |
| ARTESIAN RES CORP | 043113208 | CL A | 8,119 | $299,000 | thousands by filing date | |
| WHEELS UP EXPERIENCE I F | 96328L106 | Com | 29,932 | $299,000 | thousands by filing date | |
| Northern Star Investment Corp II | 66573W115 | Warrant | 29,993 | $299,000 | thousands by filing date | call |
| EARGO INC | 270087109 | COM | 7,479 | $298,000 | thousands by filing date | |
| MANULIFE FINL CORP | 56501R106 | COM | 15,100 | $295,000 | thousands by filing date | |
| SPDR S&P Midcap 400 ETF Trust | 78467Y107 | SHS | 600 | $294,000 | thousands by filing date | call |
| TURKCELL ILETISIM SPON ADR NEW | 900111204 | ADR | 62,936 | $294,000 | thousands by filing date | |
| VNET GROUP INC | 90138A103 | SPONSORED ADS A | 12,802 | $294,000 | thousands by filing date | |
| ATRECA INC | 04965G109 | COM | 34,465 | $294,000 | thousands by filing date | |
| NORTHFIELD BANCORP INC | 66611T108 | COMMON STOCK | 17,796 | $292,000 | thousands by filing date | |
| SENSEONICS HLDGS INC | 81727U105 | COM | 76,055 | $292,000 | thousands by filing date | |
| CO-DIAGNOSTICS INC | 189763105 | COM | 35,369 | $292,000 | thousands by filing date | |
| MARATHON PETE CORP COM | 56585A102 | Stock | 4,800 | $290,000 | thousands by filing date | put |
| IMMATICS N.V | N44445117 | *W EXP 07/01/202 | 25,000 | $290,000 | thousands by filing date | call |
| AXCELLA HEALTH INC | 05454B105 | COM | 72,422 | $290,000 | thousands by filing date | |
| BOX INC CL A | 10316T104 | Stock | 11,308 | $289,000 | thousands by filing date | |
| SUMMIT MIDSTREAM PARTNERS LP | 866142409 | COM | 9,502 | $289,000 | thousands by filing date | |
| INVESCO S&P 500 TOP 50 ETF | 46137V233 | ETF | 881 | $287,000 | thousands by filing date | |
| BGSF INC | 05601C105 | COM | 23,287 | $287,000 | thousands by filing date | |
| iShares U.S. Aerospace & Defense ETF | 464288760 | SHS | 2,600 | $285,000 | thousands by filing date | |
| COLUMBIA PROPERTY TRUST INC | 198287203 | COM NEW | 16,405 | $285,000 | thousands by filing date | |
| FUEL TECH INC | 359523107 | COM | 119,861 | $282,000 | thousands by filing date | |
| MESA AIR GROUP INC | 590479135 | COM NEW | 29,995 | $280,000 | thousands by filing date | |
| VBI VACCINES INC | 91822J103 | COM NEW | 83,658 | $280,000 | thousands by filing date | |
| CARLYLE SECURED LENDING INC | 872280102 | COM | 21,100 | $279,000 | thousands by filing date | |
| BROOKFIELD ASSET MANAGEMENT IN | 112585104 | CL A LTD VT SH | 5,442 | $278,000 | thousands by filing date | |
| ASURE SOFTWARE INC | 04649U102 | COMMON STOCK | 31,363 | $278,000 | thousands by filing date | |
| VERTEX ENERGY INC | 92534K107 | COM | 21,061 | $278,000 | thousands by filing date | |
| COLLEGIUM PHARMACEUTICAL INC | 19459J104 | COM | 11,718 | $277,000 | thousands by filing date | |
| LEVEL ONE BANCORP INC | 52730d208 | COM | 10,115 | $276,000 | thousands by filing date | |
| MARKELGROUPINC | 570535104 | STOK | 232 | $275,000 | thousands by filing date | |
| FIRST BANK HAMILTON NJ | 31931U102 | COMMON STOCK | 20,334 | $275,000 | thousands by filing date | |
| CAPSTAR FINL HLDGS INC | 14070T102 | COM | 13,370 | $274,000 | thousands by filing date | |
| iShares Expanded Tech-Software Sector ETF | 464287515 | SHS | 700 | $273,000 | thousands by filing date | |
| GRUPO TELEVISA S A B | 40049J206 | SPON ADR REP ORD | 19,115 | $273,000 | thousands by filing date | |
| ENETI INC | Y2294C107 | COM | 14,653 | $273,000 | thousands by filing date | |
| PRECISION DRILLING CORP COM NEW | 74022D407 | Stock | 6,492 | $271,000 | thousands by filing date | |
| ELFBEAUTYINC | 26856L103 | STOK | 9,933 | $270,000 | thousands by filing date | |
| DIANA SHIPPING INC | Y2066G104 | COM | 51,856 | $270,000 | thousands by filing date | |
| Mersana Therapeutics Inc | 59045L106 | Common Stock | 19,845 | $269,000 | thousands by filing date | |
| BAIN CAP SPECIALTY FIN INC | 05684B107 | COM STK | 17,513 | $268,000 | thousands by filing date | |
| Axonics | 88875G101 | COM | 114,388 | $268,000 | thousands by filing date | |
| AMEREN CORP COM | 023608102 | Stock | 3,321 | $266,000 | thousands by filing date | |
| ISHARES TR | 464287440 | 7-10 YR TRSY BD | 2,300 | $266,000 | thousands by filing date | call |
| PHX MINERALS INC CL A | 69291A100 | Stock | 70,321 | $262,000 | thousands by filing date | |
| BARRICK GOLD CORP | 067901108 | COM | 12,600 | $261,000 | thousands by filing date | call |
| ROGERS CORP COM | 775133101 | Stock | 1,294 | $260,000 | thousands by filing date | |
| NEXPOINT REAL ESTATE FINANCE | 65342V101 | REIT | 12,375 | $259,000 | thousands by filing date | |
| ELECTROCORE INC | 28531P103 | COM | 217,425 | $259,000 | thousands by filing date | |
| ARDMORE SHIPPING CORP | Y0207T100 | COM | 61,274 | $258,000 | thousands by filing date | |
| MARRONE BIO INNOVATIONS INC | 57165B106 | COM | 154,650 | $257,000 | thousands by filing date | |
| IBIO INC | 451033203 | COM NEW | 170,524 | $257,000 | thousands by filing date | |
| iShares Silver Trust | 46428Q109 | COM | 10,600 | $256,000 | thousands by filing date | call |
| CAREDX INC | 14167L103 | COM | 2,796 | $256,000 | thousands by filing date | |
| PTC THERAPEUTICS INC | 69366J200 | COM | 6,042 | $255,000 | thousands by filing date | |
| LAIRD SUPERFOOD INC | 50736T102 | CMN | 8,546 | $255,000 | thousands by filing date | |
| FANGDD NETWORK GROUP LTD | 30712L109 | SPONSORED ADS | 84,021 | $255,000 | thousands by filing date | |
| EMCORE CORP | 290846203 | COM | 27,519 | $254,000 | thousands by filing date | |
| BLACKROCK TCP CAPITAL CORP | 09259E108 | COM | 18,282 | $253,000 | thousands by filing date | |
| COPART INC COM | 217204106 | Stock | 1,909 | $252,000 | thousands by filing date | |
| ALTA EQUIPMENT GROUP INC COMMON STOCK | 02128L106 | Stock | 18,791 | $250,000 | thousands by filing date | |
| Merrimack Pharmaceuticals Inc | 590328209 | Common / Ordinary Stock | 39,150 | $250,000 | thousands by filing date | |
| IROBOT CORP | 462726100 | COM | 2,670 | $249,000 | thousands by filing date | |
| MARLIN BUSINESS SVCS CORP | 571157106 | COM | 10,756 | $245,000 | thousands by filing date | |
| ONITY GROUP INC | 675746606 | COMMON STOCK | 7,865 | $244,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A532 | STATE STREET SPD | 2,869 | $244,000 | thousands by filing date | |
| HARVARD BIOSCIENCE INC | 416906105 | COM | 29,280 | $244,000 | thousands by filing date | |
| OPTIMUM COMMUNICATIONS INC | 02156K103 | CL A | 7,132 | $243,000 | thousands by filing date | |
| GENASYS INC | 36872P103 | CMN | 44,340 | $243,000 | thousands by filing date | |
| LIVEVOX HOLDING INC | 53838L100 | COM | 29,054 | $243,000 | thousands by filing date | |
| NISUN INTL ENT DVPMT GP CO L | G6593L106 | COM | 22,726 | $243,000 | thousands by filing date | |
| RIBBIT LEAP LTD | G7552B105 | SHS CL A | 22,711 | $243,000 | thousands by filing date | |
| LARIMAR THERAPEUTICS INC | 517125100 | COM | 24,494 | $240,000 | thousands by filing date | |
| FOOT LOCKER INC | 344849104 | COM | 3,883 | $239,000 | thousands by filing date | |
| ACNB CORP | 000868109 | COMMON STOCK | 8,553 | $239,000 | thousands by filing date | |
| EQUINIX INC COM | 29444U700 | REIT | 297 | $238,000 | thousands by filing date | |
| KADANT INC | 48282T104 | COM | 1,347 | $237,000 | thousands by filing date | |
| BRT APARTMENTS CORP | 055645303 | REIT | 13,645 | $237,000 | thousands by filing date | |
| CAI INTERNATIONAL INC | 12477X106 | COM | 4,238 | $237,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A797 | ST STR SP BANK | 4,600 | $236,000 | thousands by filing date | put |
| ModivCare Inc | 60783X104 | Common Stock | 1,388 | $236,000 | thousands by filing date | |
| FORTRESS CAPITAL ACQUISITION | G36427121 | WARR | 23,992 | $236,000 | thousands by filing date | call |
| BICYCLE THERAPEUTICS PLC-ADR | 088786108 | SPONSORED ADS | 7,694 | $234,000 | thousands by filing date | |
| GRAB HOLDINGS LIMITED | G0370L116 | W EXP 12/1/202 | 19,993 | $234,000 | thousands by filing date | call |
| MASCO CORP | 574599106 | COM | 3,948 | $233,000 | thousands by filing date | |
| NEWMARK GROUP INC | 65158N102 | CL A | 19,450 | $233,000 | thousands by filing date | |
| M/I HOMES INC | 55305B101 | COM | 3,969 | $232,000 | thousands by filing date | |
| CONTRAFECT CORP | 212326300 | COM | 51,958 | $229,000 | thousands by filing date | |
| DIGITALBRIDGE GROUP INC | 25401T108 | CL A COM | 28,865 | $228,000 | thousands by filing date | |
| PENUMBRA INC COM | 70975L107 | Stock | 810 | $222,000 | thousands by filing date | |
| VIRTU FINL INC | 928254101 | CL A | 7,987 | $221,000 | thousands by filing date | |
| ZEVRA THERAPEUTICS INC COM NEW | 488445206 | Stock | 17,153 | $220,000 | thousands by filing date | |
| HAMILTON BEACH BRAND A | 40701T104 | COMMON STOCK | 9,884 | $220,000 | thousands by filing date | |
| INVESCO CURRENCYSHARES | 46138W107 | JAPANESE YEN | 2,600 | $220,000 | thousands by filing date | put |
| FOUR CORNERS PPTY TR INC | 35086T109 | COM | 7,917 | $219,000 | thousands by filing date | |
| CORCEPT THERAPEUTICS INC | 218352102 | COM | 9,941 | $219,000 | thousands by filing date | |
| CHICOS FAS INC | 168615102 | COM | 33,229 | $219,000 | thousands by filing date | |
| IMMUNOPRECISE ANTIBODIES LTDCOM NEW | 45257F200 | cs | 36,259 | $218,000 | thousands by filing date | |
| EXACT SCIENCES CORP COM | 30063P105 | Stock | 1,736 | $216,000 | thousands by filing date | |
| HEARTLAND EXPRESS INC | 422347104 | COM | 12,636 | $216,000 | thousands by filing date | |
| METALLA ROYALTY & STREAMING | 59124U605 | COM | 24,908 | $213,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 1,500 | $211,000 | thousands by filing date | put |
| BARINGS BDC INC | 06759L103 | COM | 20,017 | $211,000 | thousands by filing date | |
| WISDOMTREE INC | 97717P104 | COM | 33,876 | $210,000 | thousands by filing date | |
| MILESTONE PHARMACEUTICALS IN | 59935P209 | COM NEW | 85,284 | $209,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 1,182 | $208,000 | thousands by filing date | |
| BARRICK GOLD CORP | 067901108 | COM | 10,000 | $207,000 | thousands by filing date | put |
| SEAGATE TECHNOLOGY HLDNGS | G7997R103 | ORD SHS | 2,341 | $206,000 | thousands by filing date | |
| CENCORA INC COM | 03073E105 | Stock | 1,796 | $206,000 | thousands by filing date | |
| SENECA FOODS CORP NEW | 817070501 | CL A | 4,029 | $206,000 | thousands by filing date | |
| CLOUDERA INC | 18914U100 | COM | 12,903 | $205,000 | thousands by filing date | |
| REPOSITRAK INC | 700215304 | COMMON STOCK | 36,878 | $203,000 | thousands by filing date | |
| IHUMAN INC | 45175B109 | CMN | 19,660 | $203,000 | thousands by filing date | |
| iShares MSCI Russia ETF Special | 46434G798 | Exchange Traded Fund | 4,588 | $203,000 | thousands by filing date | |
| YATSEN HLDG LTD SPONSORED ADS | 985194109 | ADR | 21,624 | $203,000 | thousands by filing date | |
| 908 DEVICES INC COM | 65443P102 | Stock | 5,221 | $202,000 | thousands by filing date | |
| HERCULES CAPITAL INC | 427096508 | COM | 11,766 | $201,000 | thousands by filing date | |
| PLAINS GP HLDGS L P | 72651A207 | LTD PARTNR INT A | 16,824 | $201,000 | thousands by filing date | |
| BM TECHNOLOGIES INC | 05591L107 | COM | 16,036 | $199,000 | thousands by filing date | |
| MORPHOSYS AG | 617760202 | ADR | 10,342 | $199,000 | thousands by filing date | |
| HACKETT GROUP INC | 404609109 | COM | 10,927 | $197,000 | thousands by filing date | |
| CREATIVE MEDIA & CMNTY TR | 125525584 | TRUS | 22,064 | $197,000 | thousands by filing date | |
| XENON PHARMACEUTICALS INC COM | 98420N105 | Stock | 10,453 | $195,000 | thousands by filing date | |
| HF FOODS GROUP INC | 40417F109 | COM | 36,795 | $195,000 | thousands by filing date | |
| CENTOGENE N V | N1976T109 | COM | 18,691 | $195,000 | thousands by filing date | |
| SIENTRA INC | 82621J105 | COM | 24,362 | $194,000 | thousands by filing date | |
| SUNLIGHT FINANCIAL HOLDINGS | 86738J106 | COM | 19,309 | $193,000 | thousands by filing date | |
| DIGITAL ALLY INC | 25382P208 | COM NEW | 106,504 | $192,000 | thousands by filing date | |
| HENNESSY CAPITAL INVS CORP V | 42589T115 | *W EXP 01/20/202 | 18,744 | $190,000 | thousands by filing date | call |
| CALYXT INC | 13173L107 | COM | 47,114 | $189,000 | thousands by filing date | |
| Vanguard Real Estate | 922908553 | SHS | 1,848 | $188,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 800 | $187,000 | thousands by filing date | put |
| PITNEY BOWES INC COM | 724479100 | Stock | 21,322 | $187,000 | thousands by filing date | |
| VONAGE HLDGS CORP | 92886T201 | COM | 12,979 | $187,000 | thousands by filing date | |
| OCULAR THERAPEUTIX INC | 67576A100 | COM | 13,114 | $186,000 | thousands by filing date | |
| UNITY BIOTECHNOLOGY INC | 91381U101 | COM | 39,942 | $186,000 | thousands by filing date | |
| SALARIUS PHARMACEUTICALS INC | 79400X107 | COM NEW | 174,474 | $185,000 | thousands by filing date | |
| VY GLOBAL GROWTH | G9444H118 | WTS | 18,392 | $183,000 | thousands by filing date | call |
| IMMUNOVANT INC | 45258J102 | COM | 17,167 | $181,000 | thousands by filing date | |
| WESTERN NEW ENGLAND BANCORP | 958892101 | COMMON STOCK | 22,043 | $180,000 | thousands by filing date | |
| LOGICBIO THERAPEUTICS INC | 54142F102 | COM | 40,568 | $180,000 | thousands by filing date | |
| SANDRIDGE ENERGY INC | 80007P869 | COM NEW | 28,460 | $179,000 | thousands by filing date | |
| BEYOND AIR INC | 08862L103 | COM | 27,063 | $175,000 | thousands by filing date | |
| USA TODAY CO INC | 36472T109 | COM | 31,691 | $174,000 | thousands by filing date | |
| RVL PHARMACEUTICALS PLC | G6S41R101 | COM | 57,958 | $174,000 | thousands by filing date | |
| CLIMATE REAL IMPACT SLUTINS | 187171111 | *W EXP 01/29/202 | 17,495 | $173,000 | thousands by filing date | call |
| Ramaco Resources Inc | 75134P303 | COM CL B | 31,359 | $172,000 | thousands by filing date | |
| O2MICRO INTERNATIONAL LTD | 67107W100 | SPONS ADR | 23,834 | $172,000 | thousands by filing date | |
| PROTARA THERAPEUTICS INC | 74365U107 | COM STK | 17,469 | $170,000 | thousands by filing date | |
| ANNALY CAPITAL MANAGEMENT | 035710409 | COM | 19,102 | $170,000 | thousands by filing date | |
| BIT MINING LIMITED | 055474100 | SPON ADR REP A | 21,593 | $170,000 | thousands by filing date | |
| RICHARDSON ELEC LTD | 763165107 | COMMON STOCK | 20,367 | $169,000 | thousands by filing date | |
| TRAWS PHARMA INC COM NEW | 68232V801 | Stock | 24,345 | $169,000 | thousands by filing date | |
| COMPANHIA BRASILEIRA DE DISTRI | 20440T300 | SPONSORED ADR | 21,466 | $168,000 | thousands by filing date | |
| POLAR PWR INC | 73102V105 | COM | 17,701 | $166,000 | thousands by filing date | |
| LOCUST WALK ACQUISITION CORP | 54015L111 | *W EXP 12/31/202 | 16,661 | $165,000 | thousands by filing date | call |
| AMICUS THERAPEUTICS INC | 03152W109 | COM | 16,945 | $163,000 | thousands by filing date | |
| TRINITY BIOTECH PLC | 896438306 | SPON ADR NEW | 55,557 | $163,000 | thousands by filing date | |
| LAIX INC | 50736W105 | ADS | 86,908 | $162,000 | thousands by filing date | |
| MITSUBISHI UFJ FINANCIAL GROUP SPONSORED ADS | 606822104 | ADR | 29,356 | $159,000 | thousands by filing date | |
| GOSSAMER BIO INC COM | 38341P102 | Stock | 19,252 | $156,000 | thousands by filing date | |
| HERITAGE INSURANCE HLDGS INC | 42727J102 | COM | 18,182 | $156,000 | thousands by filing date | |
| LYRA THERAPEUTICS INC | 55234L105 | COM | 19,321 | $155,000 | thousands by filing date | |
| COLOR STAR TECHNOLOGY CO LTD | G2287A100 | SHS NEW | 150,171 | $155,000 | thousands by filing date | |
| FALCON MINERALS CORP | 30607B109 | CL A COM | 30,246 | $154,000 | thousands by filing date | |
| ORGENESIS INC | 68619K204 | COM | 30,124 | $153,000 | thousands by filing date | |
| GALECTIN THERAPEUTICS INC | 363225202 | COMMON STOCK | 47,509 | $152,000 | thousands by filing date | |
| YIREN DIGITAL LTD | 98585L100 | SPONSORED ADS | 25,306 | $152,000 | thousands by filing date | |
| LANDSEA HOMES CORP | 51509P103 | COM | 18,004 | $151,000 | thousands by filing date | |
| USD PARTNERS LP LP | 903318103 | STOK | 19,840 | $150,000 | thousands by filing date | |
| STAR PEAK CORP II | 855179115 | COM | 14,994 | $148,000 | thousands by filing date | call |
| DIANTHUS THERAPEUTICS INC COM | 55910K108 | Stock | 14,979 | $146,000 | thousands by filing date | |
| BURGUNDY TECHNOLOGY ACQU COR | G1702T124 | *W EXP 08/31/202 | 14,710 | $145,000 | thousands by filing date | call |
| LANNETT COMPANY INCORPORATED | 516012101 | COM | 30,308 | $142,000 | thousands by filing date | |
| MEREO BIOPHARMA GROUP PLC | 589492107 | CMN | 44,682 | $142,000 | thousands by filing date | |
| Oracle Corporation | 68389X105 | COM | 1,800 | $140,000 | thousands by filing date | put |
| AT&T Inc | 00206R102 | COM | 4,700 | $136,000 | thousands by filing date | call |
| VIOMI TECHNOLOGY CO LTD | 92762J103 | SPONSORED ADS | 15,966 | $136,000 | thousands by filing date | |
| TRANSLATIONAL ACQUISITION DVLNT ORD | 89615T106 | COM | 10,827 | $136,000 | thousands by filing date | |
| LUFAX HOLDING LTD | 54975P102 | ADS REP SHS CL A | 11,895 | $134,000 | thousands by filing date | |
| MARATHON PETE CORP COM | 56585A102 | Stock | 2,200 | $133,000 | thousands by filing date | call |
| CYTOSORBENTS CORP | 23283X206 | CMN | 17,458 | $132,000 | thousands by filing date | |
| INFINERA CORP | 45667G103 | COMMON STOCK | 12,990 | $132,000 | thousands by filing date | |
| ELEVATE CREDIT INC | 28621V101 | COM | 36,754 | $131,000 | thousands by filing date | |
| ISHARES TR | 464287556 | ISHARES BIOTECH | 796 | $130,000 | thousands by filing date | |
| REKOR SYSTEMS INC | 759419104 | COM | 12,755 | $130,000 | thousands by filing date | |
| BURGUNDY TECHNOLOGY ACQU COR | G1702T116 | CL A | 13,199 | $130,000 | thousands by filing date | |
| UNITED AIRLS HLDGS INC COM | 910047109 | Stock | 2,471 | $129,000 | thousands by filing date | |
| ADICET BIO INC | 007002108 | COM | 12,545 | $129,000 | thousands by filing date | |
| SIFY TECHNOLOGIES LTD | 82655M107 | ADR | 35,048 | $127,000 | thousands by filing date | |
| SPOK HLDGS INC COM | 84863T106 | Stock | 12,953 | $125,000 | thousands by filing date | |
| TALIS BIOMEDICAL CORP | 87424L108 | CMN | 11,326 | $125,000 | thousands by filing date | |
| Oracle Corporation | 68389X105 | COM | 1,572 | $122,000 | thousands by filing date | |
| EVOLUTION PETROLEUM CORP | 30049A107 | COMMON STOCK | 24,224 | $120,000 | thousands by filing date | |
| CANOO INC | 13803R102 | COM CL A | 11,998 | $119,000 | thousands by filing date | |
| ALIMERA SCIENCES INC | 016259202 | COM | 13,086 | $119,000 | thousands by filing date | |
| RF INDUSTRIES LTD | 749552105 | COMMON STOCK | 15,667 | $117,000 | thousands by filing date | |
| TEAM INC | 878155100 | COM | 17,531 | $117,000 | thousands by filing date | |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 300 | $114,000 | thousands by filing date | put |
| CYCLERION THERAPEUTICS INC | 23255M105 | COM | 28,863 | $113,000 | thousands by filing date | |
| GTY TECHNOLOGY HOLDINGS INC | 362409104 | COM | 15,260 | $108,000 | thousands by filing date | |
| CITIC CAPITAL ACQUISITION CO | G21513109 | COM CL A | 10,514 | $104,000 | thousands by filing date | |
| ULTRALIFE CORP | 903899102 | COM | 12,234 | $103,000 | thousands by filing date | |
| CASTOR MARITIME INC | Y1146L125 | COMMON | 39,773 | $103,000 | thousands by filing date | |
| CHARLES + COLVARD LTD | 159765106 | COM | 34,219 | $102,000 | thousands by filing date | |
| Thermo Fisher Scientific Inc. | 883556102 | COM | 200 | $101,000 | thousands by filing date | put |
| American Express Company | 025816109 | COM | 600 | $99,000 | thousands by filing date | put |
| SECURITY NATL FINL CORP CL A | 814785309 | COMMON STOCK | 11,316 | $99,000 | thousands by filing date | |
| BROADWIND INC | 11161T207 | CMN | 21,687 | $98,000 | thousands by filing date | |
| UNITED AIRLS HLDGS INC COM | 910047109 | Stock | 1,800 | $94,000 | thousands by filing date | put |
| Enzo Biochem Inc | 294100102 | Common Stock | 28,909 | $92,000 | thousands by filing date | |
| VOYAGER THERAPEUTICS INC | 92915B106 | COMMON STOCK | 21,852 | $90,000 | thousands by filing date | |
| ObsEva SA | H5861P103 | COM | 29,778 | $90,000 | thousands by filing date | |
| X4 Pharmaceuticals, Inc. | 98420X103 | COM | 13,709 | $89,000 | thousands by filing date | |
| BANCO BILBAO VIZCAYA ARGENTARI SPONSORED ADR | 05946K101 | ADR | 14,214 | $88,000 | thousands by filing date | |
| CARNIVAL CORP COMMON STOCK | 143658300 | Stock | 3,341 | $88,000 | thousands by filing date | |
| Qualcomm Incorporated | 747525103 | COM | 600 | $86,000 | thousands by filing date | put |
| CONCERT PHARMACEUTICALS INC | 206022105 | COM | 20,455 | $86,000 | thousands by filing date | |
| BIOCARDIA INC | 09060U507 | COM | 21,680 | $86,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 1,517 | $85,000 | thousands by filing date | |
| 36KR HOLDINGS INC SPONSORED ADR | 88429K103 | ADR | 33,681 | $84,000 | thousands by filing date | |
| TUNIU CORP | 89977P106 | SPONSORED ADS | 35,483 | $84,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 300 | $83,000 | thousands by filing date | put |
| TANTECH HLDGS LTD | G8675X107 | COM | 65,278 | $81,000 | thousands by filing date | |
| PIERIS PHARMACEUTICALS INC | 720795103 | COM | 20,409 | $78,000 | thousands by filing date | |
| CLIPPER REALTY INC | 18885T306 | COM | 10,024 | $74,000 | thousands by filing date | |
| FLOTEK INDS INC DEL | 343389102 | COM | 42,131 | $73,000 | thousands by filing date | |
| CHARTER COMMUNICATIONS INC N | 16119P108 | COM | 100 | $72,000 | thousands by filing date | put |
| RESONANT INC | 76118L102 | COM | 21,126 | $68,000 | thousands by filing date | |
| LA JOLLA PHARMACEUTICAL CO | 503459604 | COM PAR $.0001 2 | 15,572 | $67,000 | thousands by filing date | |
| ORION ENERGY SYSTEMS INC | 686275108 | COM | 11,630 | $67,000 | thousands by filing date | |
| CONTANGO OIL & GAS CO COM NEW | 21075N204 | Stock | 15,332 | $66,000 | thousands by filing date | |
| LAM RESEARCH CORP | 512807108 | COM | 100 | $65,000 | thousands by filing date | put |
| AMPLITECH GROUP INC | 03211Q200 | COM | 13,835 | $64,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC COM NEW | 026874784 | Stock | 1,300 | $62,000 | thousands by filing date | put |
| RPC INC | 749660106 | COMMON STOCK | 12,494 | $62,000 | thousands by filing date | |
| FORD MTR CO COM | 345370860 | Stock | 4,000 | $59,000 | thousands by filing date | put |
| SOUTHWESTAIRLSCO | 844741108 | STOK | 1,100 | $58,000 | thousands by filing date | put |
| MERCURITY FINTECH HOLDING IN | 58936H109 | SPONSORED ADS | 11,070 | $57,000 | thousands by filing date | |
| APTINYX INC | 03836N103 | COM | 19,776 | $56,000 | thousands by filing date | |
| AKERNA CORP | 00973W102 | COM | 13,947 | $56,000 | thousands by filing date | |
| ServiceNow,Inc. | 81762P102 | COM | 100 | $55,000 | thousands by filing date | call |
| METLIFE INC COM | 59156R108 | Stock | 900 | $54,000 | thousands by filing date | call |
| BLUE HAT INTERACTIVE ENTMT T | G1329V106 | SHS | 61,862 | $53,000 | thousands by filing date | |
| GENERAL MTRS CO COM | 37045V100 | Stock | 800 | $48,000 | thousands by filing date | put |
| XINYUAN REAL ESTATE CO LTD | 98417P105 | SPONS ADR | 14,555 | $39,000 | thousands by filing date | |
| PUXIN LTD | 74704P108 | ADS | 21,557 | $39,000 | thousands by filing date | |
| DHI GROUP INC | 23331S100 | COM | 10,967 | $37,000 | thousands by filing date | |
| Citigroup Inc. | 172967424 | COM | 500 | $35,000 | thousands by filing date | put |
| LLOYDS BANKING GROUP PLC SPONSORED ADR | 539439109 | ADR | 13,369 | $34,000 | thousands by filing date | |
| CHEMBIO DIAGNOSTICS | 163572209 | COM | 10,977 | $33,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y704 | INDL | 300 | $31,000 | thousands by filing date | put |
| TARGET CORP COM | 87612E106 | Stock | 100 | $24,000 | thousands by filing date | call |
| Visa Inc | 92826C839 | COM | 100 | $23,000 | thousands by filing date | call |
| DUPONT DE NEMOURS INC COM | 26614N102 | Stock | 300 | $23,000 | thousands by filing date | put |
| American Express Company | 025816109 | COM | 100 | $17,000 | thousands by filing date | call |
| AT&T Inc | 00206R102 | COM | 400 | $12,000 | thousands by filing date | put |
| Chevron Corporation | 166764100 | COM | 100 | $10,000 | thousands by filing date | put |
| WESTERN DIGITAL CORP | 958102105 | COM | 100 | $7,000 | thousands by filing date | call |
| Utilities Select Sector SPDR Fund | 81369Y886 | SHS | 100 | $6,000 | thousands by filing date | call |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001318757-21-000006 | this filing | 2021-08-13 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001325091-21-000014 | added | 2021-08-25 | acceptance time not in the bulk data set |