13F-HR filed by MARSHALL WACE, LLP
MARSHALL WACE, LLP filed this 13F-HR for the quarter ended 2021-03-31, filed 2021-05-17, with 2,408 holding rows worth $21,833,525,000.
- Accession
- 0001318757-21-000004
- Filer
- CIK 1318757
- Filed
- 2021-05-17
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2021
A holdings report, 3,102 entries on the cover page, a total value of $21,833,525,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $21,810,862,000 with VALUE read as thousands by filing date, 13F file number 028-11304. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerMarshall Wace North America L.P.028-11377
- included managerMARSHALL WACE ASIA Ltd028-14472
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| WD 40 CO COM | 929236107 | Stock | 1,404 | $430,000 | thousands by filing date | |
| ROGERS COMMUNICATIONS INC CL B | 775109200 | Stock | 9,282 | $428,000 | thousands by filing date | |
| ADVANCED ENERGY INDS COM | 007973100 | Stock | 3,910 | $427,000 | thousands by filing date | |
| YIREN DIGITAL LTD | 98585L100 | SPONSORED ADS | 84,227 | $427,000 | thousands by filing date | |
| TANDEM DIABETES CARE INC | 875372203 | COM NEW | 4,795 | $424,000 | thousands by filing date | |
| CELLDEX THERAPEUTICS INC NEW | 15117B202 | COM NEW | 20,580 | $423,000 | thousands by filing date | |
| RIO TINTO PLC SPONSORED ADR | 767204100 | ADR | 5,432 | $422,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X202 | EURO STOXX 50 | 9,472 | $422,000 | thousands by filing date | |
| WEYERHAEUSER CO COM NEW | 962166104 | REIT | 11,798 | $420,000 | thousands by filing date | |
| CHINA BIOLOGIC PRODS HLDGS I | G21515104 | COM | 3,543 | $420,000 | thousands by filing date | |
| METLIFE INC COM | 59156R108 | Stock | 6,900 | $419,000 | thousands by filing date | call |
| FARMLAND PARTNERS INC | 31154R109 | REIT | 37,400 | $419,000 | thousands by filing date | |
| ABSOLUTE SOFTWARE CORP | 00386B109 | COM | 30,119 | $418,000 | thousands by filing date | |
| CLPS INCORPORATION | G31642104 | COM | 82,210 | $417,000 | thousands by filing date | |
| WW GRAINGER INC COM | 384802104 | Stock | 1,034 | $414,000 | thousands by filing date | |
| Aravive Inc | 03890D108 | Common / Ordinary Stock | 62,810 | $414,000 | thousands by filing date | |
| IVANHOE CAPITAL ACQUISTIN CO | G4R87P106 | WTS | 41,662 | $413,000 | thousands by filing date | call |
| MID AMERICA APARTMENT COMMUNITIES INC. | 59522J103 | Common Stock, par value $0.01 per share | 2,842 | $410,000 | thousands by filing date | |
| CALIX INC | 13100M509 | COM | 11,799 | $409,000 | thousands by filing date | |
| SELECTIVE INS GROUP INC | 816300107 | COM | 5,623 | $408,000 | thousands by filing date | |
| INNODATA INC | 457642205 | COM NEW | 64,800 | $408,000 | thousands by filing date | |
| HURCO CO | 447324104 | COM | 11,544 | $408,000 | thousands by filing date | |
| Rithm Property Trust Inc | 38983D300 | REIT | 37,258 | $406,000 | thousands by filing date | |
| TRINET GROUP INC COM | 896288107 | Stock | 5,188 | $404,000 | thousands by filing date | |
| BROOKDALE SR LIVING INC | 112463104 | COM | 66,671 | $403,000 | thousands by filing date | |
| CITI TRENDS INC | 17306X102 | COMMON STOCK | 4,798 | $402,000 | thousands by filing date | |
| SAFE BULKERS INC | Y7388L103 | COMMON STOCK | 164,192 | $402,000 | thousands by filing date | |
| CROSSAMERICA PARTNERS LP | 22758A105 | UT LTD PTN INT | 21,603 | $401,000 | thousands by filing date | |
| MILESTONE PHARMACEUTICALS IN | 59935P209 | COM NEW | 111,952 | $400,000 | thousands by filing date | |
| OAK STR HEALTH INC | 67181A107 | COM | 7,328 | $398,000 | thousands by filing date | |
| BLACKBAUD INC COM | 09227Q100 | Stock | 5,585 | $397,000 | thousands by filing date | |
| ORTHOPEDIATRICS CORP | 68752L100 | COMMON STOCK | 8,133 | $396,000 | thousands by filing date | |
| NOV INC | 62955J103 | COM | 28,344 | $389,000 | thousands by filing date | |
| OSCAR HEALTH INC | 687793109 | CL A | 14,448 | $388,000 | thousands by filing date | |
| TE CONNECTIVITY LTD | H84989104 | SHS | 2,985 | $386,000 | thousands by filing date | |
| MARCUS MILLICHAP INC | 566324109 | COMMON STOCK | 11,468 | $386,000 | thousands by filing date | |
| THRYV HLDGS INC | 886029206 | COM NEW | 16,441 | $385,000 | thousands by filing date | |
| SIENTRA INC | 82621J105 | COM | 52,843 | $385,000 | thousands by filing date | |
| HA SUSTAINABLE INFRA CAP INC | 41068X100 | COM | 6,846 | $384,000 | thousands by filing date | |
| ISHARES TR | 464287523 | COM | 900 | $381,000 | thousands by filing date | call |
| WINGSTOP INC COM | 974155103 | Stock | 2,999 | $381,000 | thousands by filing date | |
| AXONENTERPRISEINC | 05464C101 | STOK | 2,663 | $379,000 | thousands by filing date | |
| ISHARES TR | 464287838 | U.S. BAS MTL ETF | 2,998 | $376,000 | thousands by filing date | |
| ENLIVEX LTD | M4130Y106 | CMN | 33,889 | $376,000 | thousands by filing date | |
| SOCIAL CAPITAL HEDOSOPHA HLD | G82514111 | *W EXP 09/26/202 | 34,280 | $376,000 | thousands by filing date | call |
| COMMUNITY HEALTH SYSTEMS INC | 203668108 | COMMON STOCK | 27,748 | $375,000 | thousands by filing date | |
| PROPHASE LABS INC | 74345W108 | COM | 50,750 | $375,000 | thousands by filing date | |
| COOTEK CAYMAN INC SPONSORED ADS | 21718L102 | ADR | 135,318 | $375,000 | thousands by filing date | |
| OLYMPIC STEEL INC COM | 68162K106 | Stock | 12,664 | $373,000 | thousands by filing date | |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 2,794 | $371,000 | thousands by filing date | |
| MIDWESTONE FINACIAL GROUP I | 598511103 | COMMON STOCK | 11,916 | $369,000 | thousands by filing date | |
| American Express Company | 025816109 | COM | 2,600 | $368,000 | thousands by filing date | call |
| THERMON GROUP HLDGS INC | 88362T103 | COM | 18,898 | $368,000 | thousands by filing date | |
| CARDIOVASCULAR SYSTEMS INC | 141619106 | COMMON STOCK | 9,605 | $368,000 | thousands by filing date | |
| HEWLETT PACKARD ENTERPRISE CO COM | 42824C109 | Stock | 23,318 | $367,000 | thousands by filing date | |
| TIDEWATER INC NEW COM | 88642R109 | Stock | 29,271 | $367,000 | thousands by filing date | |
| RESOLUTE FOREST PRODUCTS | 76117W109 | COMMON STOCK | 33,475 | $367,000 | thousands by filing date | |
| EARTHSTONE ENERGY INC | 27032D304 | COMMON STOCK | 51,320 | $367,000 | thousands by filing date | |
| GENUINE PARTS CO COM | 372460105 | Stock | 3,165 | $366,000 | thousands by filing date | |
| NORTHERN STAR ACQUISITION CO | 665742102 | COM CL A | 32,950 | $366,000 | thousands by filing date | |
| TRANSMEDICS GROUP INC | 89377M109 | COM | 8,805 | $365,000 | thousands by filing date | |
| VICTORY CAP HLDGS INC DEL COM CL A | 92645B103 | Stock | 14,198 | $363,000 | thousands by filing date | |
| PAN AMERN SILVER CORP | 697900108 | COM | 12,047 | $362,000 | thousands by filing date | |
| SILICON LABORATORIES INC COM | 826919102 | Stock | 2,569 | $362,000 | thousands by filing date | |
| KEROS THERAPEUTICS INC COM | 492327101 | Stock | 5,877 | $362,000 | thousands by filing date | |
| GRUPO AVAL ACCIONES Y VALORE | 40053W101 | SPONSORED ADS | 58,054 | $361,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 1,400 | $358,000 | thousands by filing date | call |
| NEXA RES S A | L67359106 | COM | 34,951 | $358,000 | thousands by filing date | |
| NIELSEN HOLDINGS PLC | G6518L108 | SHS EUR | 14,253 | $358,000 | thousands by filing date | |
| ARCH RESOURCES INC | 03940R107 | CL A | 8,574 | $357,000 | thousands by filing date | |
| CITIC CAPITAL ACQUISITION CO | G21513109 | COM CL A | 35,732 | $357,000 | thousands by filing date | |
| MOSAIC CO COM | 61945C103 | Stock | 11,254 | $356,000 | thousands by filing date | |
| MMTEC INC | G6181K106 | SHS | 138,296 | $355,000 | thousands by filing date | |
| BALCHEM CORP | 057665200 | COM | 2,790 | $350,000 | thousands by filing date | |
| SELECT INTERIOR CONCEPTS INC CLASS | 816120307 | CL A | 48,617 | $350,000 | thousands by filing date | |
| RELAY THERAPEUTICS INC COM | 75943R102 | Stock | 10,102 | $349,000 | thousands by filing date | |
| SIXTH STREET SPECIALTY LENDI | 83012A109 | COM | 16,543 | $348,000 | thousands by filing date | |
| PEGASYSTEMS INC COM | 705573103 | Stock | 3,025 | $346,000 | thousands by filing date | |
| GRAN TIERRA ENERGY INC | 38500T101 | COM | 492,451 | $345,000 | thousands by filing date | |
| YELLOW CORP | 985510106 | COM | 39,199 | $345,000 | thousands by filing date | |
| MGP INGREDIENTS INC NEW | 55303J106 | COM | 5,823 | $344,000 | thousands by filing date | |
| SINOPEC SHANGHAI PETROCHEMIC | 82935M109 | SPON ADR H | 14,503 | $343,000 | thousands by filing date | |
| TRINITY BIOTECH PLC | 896438306 | SPON ADR NEW | 90,680 | $341,000 | thousands by filing date | |
| IMMUNOVANT INC | 45258J102 | COM | 21,194 | $340,000 | thousands by filing date | |
| CRA INTL INC | 12618T105 | COM | 4,555 | $340,000 | thousands by filing date | |
| RLX TECHNOLOGY INC | 74969N103 | SPONSORED ADS | 32,792 | $340,000 | thousands by filing date | |
| NUVASIVE INC | 670704105 | COM | 5,167 | $339,000 | thousands by filing date | |
| COMPUGEN LTD | M25722105 | ORD | 40,385 | $339,000 | thousands by filing date | |
| VAPOTHERM INC | 922107107 | COM | 14,046 | $337,000 | thousands by filing date | |
| NORTHERN GENESIS ACQUISITION | 66516U119 | *W EXP 01/15/202 | 33,926 | $337,000 | thousands by filing date | call |
| NOVA LTD COM | M7516K103 | Stock | 3,821 | $336,000 | thousands by filing date | |
| AMC NETWORKS INC | 00164V103 | CL A | 6,327 | $336,000 | thousands by filing date | |
| J & J SNACK FOODS CORP COM | 466032109 | Stock | 2,133 | $335,000 | thousands by filing date | |
| HOEGH LNG PARTNERS LP | Y3262R100 | COM UNIT LTD | 22,949 | $334,000 | thousands by filing date | |
| HENRY JACK & ASSOC INC | 426281101 | COM | 2,199 | $333,000 | thousands by filing date | |
| SYPRIS SOLUTIONS INC | 871655106 | COM | 99,776 | $332,000 | thousands by filing date | |
| UNITED THERAPEUTICS CORP DEL COM | 91307C102 | Stock | 1,978 | $331,000 | thousands by filing date | |
| WISDOMTREE TR | 97717Y691 | CMN | 6,875 | $331,000 | thousands by filing date | |
| ZOOMINFO TECHNOLOGIES INC COMMON STOCK | 98980F104 | Stock | 6,722 | $329,000 | thousands by filing date | |
| MEDICENNA THERAPEUTICS F | 58490H107 | FOREIGN CANADIAN | 80,401 | $328,000 | thousands by filing date | |
| NORTHROP GRUMMAN CORP COM | 666807102 | Stock | 1,008 | $326,000 | thousands by filing date | |
| SVF INVESTMENT CORP | G8601L128 | *W EXP 01/12/202 | 31,934 | $326,000 | thousands by filing date | call |
| SPDR S&P Midcap 400 ETF Trust | 78467Y107 | SHS | 683 | $325,000 | thousands by filing date | |
| IMMUNOPRECISE ANTIBODIES LTDCOM NEW | 45257F200 | cs | 33,423 | $325,000 | thousands by filing date | |
| CEREVEL THERAPEUTICS HLDNG I | 15678U128 | COM | 23,597 | $324,000 | thousands by filing date | |
| IMMERSION CORPORATION | 452521107 | COMMON STOCK | 33,591 | $322,000 | thousands by filing date | |
| LIMONEIRA CO | 532746104 | COM | 18,322 | $321,000 | thousands by filing date | |
| FUEL TECH INC | 359523107 | COM | 101,444 | $319,000 | thousands by filing date | |
| RVL PHARMACEUTICALS PLC | G6S41R101 | COM | 97,565 | $318,000 | thousands by filing date | |
| BIOVENTUS INC | 09075A108 | COM CL A | 20,756 | $317,000 | thousands by filing date | |
| RATTLER MIDSTREAM LP | 75419T103 | CMN | 29,683 | $316,000 | thousands by filing date | |
| Mondelez International,Inc. Class A | 609207105 | COM | 5,384 | $315,000 | thousands by filing date | |
| GRACO INC COM | 384109104 | Stock | 4,384 | $314,000 | thousands by filing date | |
| PALOMAR HLDGS INC COM | 69753M105 | Stock | 4,681 | $314,000 | thousands by filing date | |
| DMC GLOBAL INC | 23291C103 | COM | 5,783 | $314,000 | thousands by filing date | |
| ZYMEWORKS INC | 98985W102 | COM | 9,933 | $314,000 | thousands by filing date | |
| METALLA ROYALTY & STREAMING | 59124U605 | COM | 35,226 | $313,000 | thousands by filing date | |
| WILLDAN GROUP INC | 96924N100 | COM | 7,526 | $309,000 | thousands by filing date | |
| ADVANSIX INC | 00773T101 | COM | 11,453 | $307,000 | thousands by filing date | |
| TETRA TECH INC NEW | 88162G103 | COM | 2,261 | $307,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 2,000 | $304,000 | thousands by filing date | call |
| METLIFE INC COM | 59156R108 | Stock | 5,000 | $304,000 | thousands by filing date | put |
| GOLDMAN SACHS BDC INC | 38147U107 | SHS | 15,729 | $304,000 | thousands by filing date | |
| BARRICK GOLD CORP | 067901108 | COM | 15,300 | $303,000 | thousands by filing date | put |
| AVID BIOSERVICES INC | 05368M106 | COM | 16,601 | $303,000 | thousands by filing date | |
| EKSO BIONICS HLDGS INC | 282644301 | COM | 49,095 | $303,000 | thousands by filing date | |
| HARLEY DAVIDSON INC COM | 412822108 | Stock | 7,519 | $302,000 | thousands by filing date | |
| VIAVI SOLUTIONS INC | 925550105 | COM | 19,174 | $301,000 | thousands by filing date | |
| Northern Star Investment Corp II | 66573W115 | Warrant | 29,993 | $300,000 | thousands by filing date | call |
| INFORMATION SVCS GROUP INC | 45675Y104 | COM | 68,047 | $299,000 | thousands by filing date | |
| NABORS INDUSTRIES LTD | G6359F137 | SHS | 3,192 | $298,000 | thousands by filing date | |
| SENSIENT TECHNOLOGIES CORP | 81725T100 | COM | 3,803 | $297,000 | thousands by filing date | |
| MICHAELS COS INC | 59408Q106 | COM | 13,568 | $297,000 | thousands by filing date | |
| ALPINE INCOME PROPERTY TRUST | 02083X103 | REIT | 17,067 | $296,000 | thousands by filing date | |
| HEALTHSTREAM INC | 42222N103 | COM | 13,218 | $295,000 | thousands by filing date | |
| MONOPAR THERAPEUTICS INC | 61023L108 | COM | 47,653 | $295,000 | thousands by filing date | |
| ONE LIBERTY PROPERTIES INC | 682406103 | REIT | 13,236 | $294,000 | thousands by filing date | |
| COPART INC COM | 217204106 | Stock | 2,696 | $293,000 | thousands by filing date | |
| ELDORADO GOLD CORP NEW COM | 284902509 | Stock | 26,955 | $291,000 | thousands by filing date | |
| HEXCEL CORP NEW | 428291108 | COM | 5,186 | $290,000 | thousands by filing date | |
| ADAPTHEALTH CORP | 00653Q102 | COMMON STOCK | 7,789 | $286,000 | thousands by filing date | |
| HORIZON THERAPEUTICS PLC | G46188101 | SHS | 3,097 | $285,000 | thousands by filing date | |
| MASTERCRAFT BOAT HOLDINGS IN | 57637H103 | COMMON STOCK | 10,727 | $285,000 | thousands by filing date | |
| ENVIRONMENTAL IMPACT ACQU CO | 29408N205 | UNIT 11/05/2025 | 28,207 | $285,000 | thousands by filing date | |
| ATI INC COM | 01741R102 | Stock | 13,437 | $283,000 | thousands by filing date | |
| GENMAB A/S | 372303206 | Ordinary Shares, nominal value DKK 1 per share | 8,595 | $282,000 | thousands by filing date | |
| ENOVA INTL INC | 29357K103 | COM | 7,917 | $281,000 | thousands by filing date | |
| LINCOLN EDL SVCS CORP | 533535100 | COM | 43,708 | $280,000 | thousands by filing date | |
| SILVERBOW RES INC | 82836G102 | COM | 36,020 | $280,000 | thousands by filing date | |
| ETFMG | 26924G508 | EXCHANGE TRADED | 12,053 | $276,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 1,300 | $275,000 | thousands by filing date | put |
| BECTON DICKINSON & CO | 075887109 | COM | 1,131 | $275,000 | thousands by filing date | |
| COUPA SOFTWARE INCORPORATED | 22266L106 | COM | 1,081 | $275,000 | thousands by filing date | |
| FORUM MERGER III CORP | 349885103 | COM CL A | 27,576 | $275,000 | thousands by filing date | |
| FORTRESS CAPITAL ACQUISITION | G36427121 | WARR | 27,998 | $274,000 | thousands by filing date | call |
| BROOKFIELD RENEWABLE CORP | 11284V105 | CL A SUB VTG | 5,800 | $272,000 | thousands by filing date | |
| EBANG INTL HLDGS INC | G3R33A106 | CL A SHS | 34,135 | $272,000 | thousands by filing date | |
| Schwab U.S. Large-Cap Growth ETF | 808524300 | SHS | 2,080 | $270,000 | thousands by filing date | |
| VSE CORP COM | 918284100 | Stock | 6,794 | $268,000 | thousands by filing date | |
| SCHOLAR ROCK HLDG CORP | 80706P103 | COM | 5,295 | $268,000 | thousands by filing date | |
| Anywhere Real Estate Inc | 75605Y106 | Common Stock | 17,572 | $266,000 | thousands by filing date | |
| AG MTG INVT TR INC | 001228105 | COM | 66,094 | $266,000 | thousands by filing date | |
| IVANHOE CAPITAL ACQUISTIN CO | G4R87P122 | UNIT 99/99/9999 | 25,626 | $266,000 | thousands by filing date | |
| CASS INFORMATION SYSTEMS INC | 14808P109 | COMMON STOCK | 5,723 | $265,000 | thousands by filing date | |
| YPF SOCIEDAD ANONIMA | 984245100 | SPON ADR CL D | 64,110 | $263,000 | thousands by filing date | |
| CONCERT PHARMACEUTICALS INC | 206022105 | COM | 52,681 | $263,000 | thousands by filing date | |
| NEW MTN FIN CORP | 647551100 | COM | 21,126 | $262,000 | thousands by filing date | |
| CHINA SOUTHN AIRLS LTD | 169409109 | SPON ADR CL H | 7,126 | $262,000 | thousands by filing date | |
| AXCELLA HEALTH INC | 05454B105 | COM | 55,135 | $262,000 | thousands by filing date | |
| iShares MSCI Japan ETF | 46434G822 | SHS | 3,779 | $259,000 | thousands by filing date | |
| FIRSTENERGY CORP | 337932107 | COM | 7,458 | $259,000 | thousands by filing date | |
| BLINK CHARGING CO | 09354A100 | COM | 6,304 | $259,000 | thousands by filing date | |
| SIFY TECHNOLOGIES LTD | 82655M107 | ADR | 73,373 | $259,000 | thousands by filing date | |
| CVS Health Corporation | 126650100 | COM | 3,400 | $256,000 | thousands by filing date | put |
| PROVENTION BIO INC | 74374N102 | COM | 24,416 | $256,000 | thousands by filing date | |
| TRANSLATIONAL ACQUISITION DVLNT ORD | 89615T106 | COM | 21,440 | $256,000 | thousands by filing date | |
| XCELENERGY INC | 98389B100 | COM | 3,838 | $255,000 | thousands by filing date | |
| ALIMERA SCIENCES INC | 016259202 | COM | 26,515 | $255,000 | thousands by filing date | |
| RODGERS SILICON VALLEY AQ CO | 774873103 | COM | 19,098 | $254,000 | thousands by filing date | |
| PROSHARES TR | 74348A145 | PET CARE ETF | 3,500 | $253,000 | thousands by filing date | |
| LANDCADIA HOLDINGS III INC | 51476H100 | COM CL A | 25,294 | $253,000 | thousands by filing date | |
| NORTHWEST BANCSHARES INC COM | 667340103 | Stock | 17,421 | $252,000 | thousands by filing date | |
| VERISIGN INC COM | 92343E102 | Stock | 1,270 | $252,000 | thousands by filing date | |
| CHURCHILL CAPITAL CORP VI | 17143W200 | UNIT 99/99/9999 | 25,000 | $252,000 | thousands by filing date | |
| BIGLARI HOLDINGS INC B | 08986R309 | COMMON STOCK | 1,890 | $251,000 | thousands by filing date | |
| FTAC ATHENA ACQUISITION CORP | G37283127 | UNIT 99/99/9999 | 25,000 | $251,000 | thousands by filing date | |
| KINSALECAPGROUPINC | 49714P108 | STOK | 1,515 | $250,000 | thousands by filing date | |
| TIPTREE INC | 88822Q103 | COM | 27,918 | $250,000 | thousands by filing date | |
| COMPUTER TASK GROUP INC | 205477102 | COM | 26,208 | $250,000 | thousands by filing date | |
| LANDCADIA HOLDINGS III INC | 51476H209 | UNIT 99/99/9999 | 23,699 | $249,000 | thousands by filing date | |
| MEREO BIOPHARMA GROUP PLC | 589492107 | CMN | 73,558 | $248,000 | thousands by filing date | |
| ALLIANCE RESOURCE PARTNERS L | 01877R108 | UT LTD PART | 42,572 | $247,000 | thousands by filing date | |
| HEXO CORP | 428304307 | COM NEW | 38,200 | $247,000 | thousands by filing date | |
| Tuya Inc | 90114C107 | COM | 11,621 | $246,000 | thousands by filing date | |
| SUMO LOGIC INC | 86646P103 | COM | 13,059 | $246,000 | thousands by filing date | |
| TARGET HOSPITALITY CORP | 87615L115 | *W EXP 03/15/202 | 97,703 | $245,000 | thousands by filing date | call |
| ROGERS CORP COM | 775133101 | Stock | 1,294 | $244,000 | thousands by filing date | |
| HEARTLAND EXPRESS INC | 422347104 | COM | 12,476 | $244,000 | thousands by filing date | |
| APTEVO THERAPEUTICS INC | 03835L207 | COMMON | 7,991 | $244,000 | thousands by filing date | |
| Utilities Select Sector SPDR Fund | 81369Y886 | SHS | 3,800 | $243,000 | thousands by filing date | call |
| PIVOTAL HOLDINGS CORP | G7315C119 | *W EXP 01/19/202 | 25,002 | $243,000 | thousands by filing date | call |
| TITAN MACHY INC | 88830R101 | COM | 9,397 | $240,000 | thousands by filing date | |
| IDEAYA BIOSCIENCES INC COM | 45166A102 | Stock | 10,160 | $239,000 | thousands by filing date | |
| SOUNDTHINKING INC | 82536T107 | COM | 6,776 | $238,000 | thousands by filing date | |
| CLEVELAND-CLIFFS INC NEW COM | 185899101 | Stock | 11,800 | $237,000 | thousands by filing date | put |
| ENERGY FUELS INC | 292671708 | COM NEW | 41,671 | $237,000 | thousands by filing date | |
| COVETRUS INC | 22304C100 | COM | 7,912 | $237,000 | thousands by filing date | |
| Delek Logistics Partners LP | 24664T103 | Com | 6,583 | $237,000 | thousands by filing date | |
| KORU MEDICAL SYSTEMS INC | 759910102 | COMMON STOCK | 66,974 | $236,000 | thousands by filing date | |
| WILLIAMS COS INC COM | 969457100 | Stock | 9,934 | $235,000 | thousands by filing date | |
| DRIVE SHACK INC | 262077100 | COM | 73,231 | $235,000 | thousands by filing date | |
| GRAB HOLDINGS LIMITED | G0370L116 | W EXP 12/1/202 | 19,993 | $234,000 | thousands by filing date | call |
| ZIFF DAVIS INC | 48123V102 | COM | 1,930 | $231,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 1,400 | $230,000 | thousands by filing date | call |
| FASTENAL CO COM | 311900104 | Stock | 4,561 | $229,000 | thousands by filing date | |
| NORTHEAST BK PORTLAND ME | 66405S100 | COM | 8,693 | $229,000 | thousands by filing date | |
| Lifetime Brands Inc | 53222Q103 | COM | 15,577 | $229,000 | thousands by filing date | |
| UPWORK INC | 91688F104 | COM | 5,074 | $227,000 | thousands by filing date | |
| CVS Health Corporation | 126650100 | COM | 3,000 | $226,000 | thousands by filing date | call |
| SI BONE INC | 825704109 | COM | 7,119 | $226,000 | thousands by filing date | |
| MONTAUK RENEWABLES INC | 61218C103 | COMMON STOCK | 20,541 | $226,000 | thousands by filing date | |
| LITHIA MTRS INC COM | 536797103 | Stock | 577 | $225,000 | thousands by filing date | |
| Accelerate Diagnostics | 00430H102 | COM | 27,127 | $225,000 | thousands by filing date | |
| LINCOLN ELEC HLDGS INC | 533900106 | COM | 1,825 | $224,000 | thousands by filing date | |
| MYOMO INC | 62857J201 | COM NEW | 17,413 | $223,000 | thousands by filing date | |
| BADGER METER INC COM | 056525108 | Stock | 2,386 | $222,000 | thousands by filing date | |
| L3HARRIS TECHNOLOGIES INC COM | 502431109 | Stock | 1,090 | $221,000 | thousands by filing date | |
| MIDDLESEX WTR CO | 596680108 | COM | 2,800 | $221,000 | thousands by filing date | |
| CUMULUS MEDIA INC | 231082801 | COM CL A | 24,133 | $220,000 | thousands by filing date | |
| GOLDEN STAR RES LTD CDA | 38119T807 | COM | 74,489 | $220,000 | thousands by filing date | |
| AMN HEALTHCARE SVCS INC | 001744101 | COM | 2,966 | $219,000 | thousands by filing date | |
| HOOKER FURNISHINGS CORPORATI | 439038100 | COM | 6,014 | $219,000 | thousands by filing date | |
| NEXPOINT REAL ESTATE FINANCE | 65342V101 | REIT | 11,737 | $218,000 | thousands by filing date | |
| SIERRA METALS INC | 82639W106 | COM | 69,326 | $218,000 | thousands by filing date | |
| CALLIDITAS THERAPEUTICS AB SPONSERED | 13124Q106 | ADS | 7,887 | $218,000 | thousands by filing date | |
| SIGNIFY HEALTH INC | 82671G100 | COM | 7,391 | $216,000 | thousands by filing date | |
| ALTIMETER GROWTH CORP | G0370L108 | CL A | 18,343 | $215,000 | thousands by filing date | |
| GREEN GIANT INC | 16948W209 | COM NEW | 105,485 | $215,000 | thousands by filing date | |
| FORTE BIOSCIENCES INC | 34962G109 | COM | 6,272 | $215,000 | thousands by filing date | |
| ATLANTICUS HOLDINGS CORP | 04914Y102 | COMMON STOCK | 7,021 | $213,000 | thousands by filing date | |
| IRON MTN INC DEL COM | 46284V101 | REIT | 5,716 | $212,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 3,300 | $211,000 | thousands by filing date | call |
| SSR MINING IN | 784730103 | COM | 14,724 | $211,000 | thousands by filing date | |
| BANC OF CALIFORNIA INC | 05990K106 | COMMON STOCK | 11,625 | $210,000 | thousands by filing date | |
| VECTOR ACQUISITION CORP | G9442R126 | COM CL A | 17,733 | $210,000 | thousands by filing date | |
| CERUS CORP | 157085101 | COM | 34,699 | $209,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F106 | GOLD MINERS ETF | 6,390 | $208,000 | thousands by filing date | |
| MOBILE TELESYSTEMS PJSC | 607409109 | SPONSORED ADR | 24,930 | $208,000 | thousands by filing date | |
| ACRES COMMERCIAL REALTY CORP | 00489Q102 | REIT | 14,268 | $208,000 | thousands by filing date | |
| BP MIDSTREAM PARTNERS LP | 0556EL109 | UNIT LTD PTNR | 16,332 | $207,000 | thousands by filing date | |
| DELCATH SYSTEMS INC | 24661P807 | COMMON STOCK | 16,650 | $207,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 100 | $206,000 | thousands by filing date | call |
| OLO INC | 68134L109 | COMMON STOCK | 7,816 | $206,000 | thousands by filing date | |
| NEOGENOMICS INC | 64049M209 | COM NEW | 4,258 | $205,000 | thousands by filing date | |
| WATFORD HOLDINGS LTD | G94787101 | SHS | 5,922 | $205,000 | thousands by filing date | |
| United Parcel Service,Inc. Class B | 911312106 | COM | 1,200 | $204,000 | thousands by filing date | put |
| WHITEHORSE FINANCE INC | 96524V106 | COM | 13,352 | $203,000 | thousands by filing date | |
| AMERANT BANCORP INC | 023576101 | COMMON STOCK | 10,920 | $203,000 | thousands by filing date | |
| PDS BIOTECHNOLOGY CORP | 70465T107 | COM | 44,232 | $201,000 | thousands by filing date | |
| CORECARD CORPORATION | 45816D100 | COM | 4,909 | $201,000 | thousands by filing date | |
| AESTHETIC MED INTL HLDG GR L | 00809M104 | ADR | 27,334 | $201,000 | thousands by filing date | |
| LIBERTY MEDIA ACQUISITION CO | 53073L112 | *W EXP 99/99/999 | 19,993 | $201,000 | thousands by filing date | call |
| VEREIT INC | 92339V308 | COM | 5,189 | $200,000 | thousands by filing date | |
| NATIONAL ENERGY SERVICES REU | G6375R107 | SHS | 16,146 | $200,000 | thousands by filing date | |
| SALARIUS PHARMACEUTICALS INC | 79400X107 | COM NEW | 134,642 | $199,000 | thousands by filing date | |
| HARROW INC | 415858109 | COM | 29,272 | $198,000 | thousands by filing date | |
| BROADSTONE NET LEASE INC COM | 11135E203 | REIT | 10,748 | $197,000 | thousands by filing date | |
| VIPER | 92763M105 | COMMON STOCK | 13,380 | $195,000 | thousands by filing date | |
| GOODRICH PETE CORP COM PAR | 382410843 | Stock | 20,582 | $195,000 | thousands by filing date | |
| CASTOR MARITIME INC | Y1146L109 | SHS | 256,165 | $195,000 | thousands by filing date | |
| Altria Group Inc | 02209S103 | COM | 3,769 | $193,000 | thousands by filing date | |
| PLATINUM GROUP METALS LTD | 72765Q882 | CMN | 50,223 | $192,000 | thousands by filing date | |
| ORIGIN AGRITECH LIMITED | G67828205 | SHS NEW | 11,288 | $192,000 | thousands by filing date | |
| ObsEva SA | H5861P103 | COM | 59,331 | $192,000 | thousands by filing date | |
| APA CORPORATION COM | 03743Q108 | Stock | 10,687 | $191,000 | thousands by filing date | |
| WESTERN NEW ENGLAND BANCORP | 958892101 | COMMON STOCK | 22,697 | $191,000 | thousands by filing date | |
| EBAY INC. COM | 278642103 | Stock | 3,100 | $190,000 | thousands by filing date | call |
| PEOPLE'S UNITED FINANCIAL INC | 712704105 | COM | 10,631 | $190,000 | thousands by filing date | |
| LEGATO MERGER CORP | 52473X205 | UNIT 12/31/2025 | 18,802 | $190,000 | thousands by filing date | |
| SKINHEALTH SYSTEMS INC | 88331L108 | COM CL A | 17,432 | $188,000 | thousands by filing date | |
| NVIDIA Corp | 67066G104 | COM | 350 | $187,000 | thousands by filing date | |
| GP STRATEGIES CORP | 36225V104 | COM | 10,626 | $185,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 600 | $184,000 | thousands by filing date | call |
| HENNESSY CAPITAL INVS CORP V | 42589T115 | *W EXP 01/20/202 | 18,744 | $184,000 | thousands by filing date | call |
| FIRST BANK HAMILTON NJ | 31931U102 | COMMON STOCK | 14,941 | $182,000 | thousands by filing date | |
| MANCHESTER UTD PLC NEW | G5784H106 | CMN | 11,550 | $182,000 | thousands by filing date | |
| OUTLOOK THERAPEUTICS INC | 69012T206 | COM | 80,821 | $182,000 | thousands by filing date | |
| SOCIETAL CDMO INC | 75629F109 | COM | 65,107 | $182,000 | thousands by filing date | |
| BLUE APRON HLDGS INC | 09523Q200 | COM | 28,651 | $181,000 | thousands by filing date | |
| VPC IMPACT ACQUISITION HLDNG | G9441E100 | SHS CL A | 13,946 | $181,000 | thousands by filing date | |
| CELSION CORP | 15117N503 | COM PAR NEW | 129,524 | $179,000 | thousands by filing date | |
| GOSSAMER BIO INC COM | 38341P102 | Stock | 19,252 | $178,000 | thousands by filing date | |
| TS INNOVATION ACQUISITN CORP | 87284T100 | COM CL A | 16,372 | $178,000 | thousands by filing date | |
| ENERPLUS CORP | 292766102 | COM | 35,233 | $177,000 | thousands by filing date | |
| ARTIUS ACQUISITION INC | 04316G204 | UNIT 99/99/9999 | 16,641 | $177,000 | thousands by filing date | |
| COMMSCOPE HLDG CO INC | 20337X109 | COM | 11,402 | $175,000 | thousands by filing date | |
| ANDINA ACQUISITION CORP III | G04415108 | SHS | 17,063 | $175,000 | thousands by filing date | |
| BIOCARDIA INC | 09060U507 | COM | 39,962 | $173,000 | thousands by filing date | |
| CLIMATE REAL IMPACT SLUTINS | 187171111 | *W EXP 01/29/202 | 17,495 | $170,000 | thousands by filing date | call |
| VERSO CORP | 92531L207 | CL A | 11,559 | $169,000 | thousands by filing date | |
| COMPANHIA BRASILEIRA DE DISTRI | 20440T300 | SPONSORED ADR | 28,453 | $166,000 | thousands by filing date | |
| ATLANTIC AMERN CORP | 048209100 | COM | 44,536 | $164,000 | thousands by filing date | |
| LOCUST WALK ACQUISITION CORP | 54015L111 | *W EXP 12/31/202 | 16,661 | $162,000 | thousands by filing date | call |
| ULTRALIFE CORP | 903899102 | COM | 19,242 | $159,000 | thousands by filing date | |
| COLLECTIVE GROWTH CORP | 19424L101 | COM CL A | 15,930 | $159,000 | thousands by filing date | |
| CATO CORP NEW | 149205106 | CL A | 13,161 | $158,000 | thousands by filing date | |
| GENPREX INC | 372446104 | COM | 36,764 | $158,000 | thousands by filing date | |
| STEEL PARTNERS HLDGS L P | 85814R107 | LTD PRTRSHIP U | 11,417 | $157,000 | thousands by filing date | |
| COVANTA HLDG CORP | 22282E102 | COM | 11,252 | $156,000 | thousands by filing date | |
| PZENA INVESTMENT MANAGM-CL A | 74731Q103 | CLAS | 14,848 | $156,000 | thousands by filing date | |
| ZYNERBA PHARMACEUTICALS INC | 98986X109 | COM | 33,364 | $155,000 | thousands by filing date | |
| HEMISPHERE MEDIA GROUP INC CL A | 42365Q103 | COM | 13,319 | $155,000 | thousands by filing date | |
| VOYAGER THERAPEUTICS INC | 92915B106 | COMMON STOCK | 32,695 | $154,000 | thousands by filing date | |
| STAR PEAK CORP II | 855179115 | COM | 14,994 | $152,000 | thousands by filing date | call |
| IRONWOOD PHARMACEUTICALS INC | 46333X108 | COMMON STOCK | 13,350 | $149,000 | thousands by filing date | |
| Altria Group Inc | 02209S103 | COM | 2,900 | $148,000 | thousands by filing date | put |
| RIBBON COMMUNICATIONS INC | 762544104 | COMMON STOCK | 18,082 | $148,000 | thousands by filing date | |
| INTEVAC INC | 461148108 | COM | 20,665 | $148,000 | thousands by filing date | |
| NIKE,Inc. Class B | 654106103 | COM | 1,100 | $146,000 | thousands by filing date | call |
| PUXIN LTD | 74704P108 | ADS | 36,559 | $146,000 | thousands by filing date | |
| HARVARD BIOSCIENCE INC | 416906105 | COM | 26,604 | $145,000 | thousands by filing date | |
| Citigroup Inc. | 172967424 | COM | 1,985 | $144,000 | thousands by filing date | |
| Energy Select Sector SPDR Fund | 81369Y506 | SHS | 2,944 | $144,000 | thousands by filing date | |
| DEERFIELD HEALTHCARE TECH AC | 244413100 | COM CL A | 11,363 | $138,000 | thousands by filing date | |
| URBAN ONE INC | 91705J204 | CL D NON VTG | 77,589 | $136,000 | thousands by filing date | |
| PIXELWORKS INC | 72581M305 | COM NEW | 40,930 | $135,000 | thousands by filing date | |
| U S XPRESS ENTERPRISES INC | 90338N202 | COM | 11,393 | $134,000 | thousands by filing date | |
| BURGUNDY TECHNOLOGY ACQU COR | G1702T116 | CL A | 13,199 | $131,000 | thousands by filing date | |
| VACCINEX INC | 918640103 | CMN | 43,215 | $129,000 | thousands by filing date | |
| LSB INDS INC | 502160104 | COM | 24,997 | $128,000 | thousands by filing date | |
| NATURAL GAS SERVICES GROUP | 63886Q109 | COMMON STOCK | 13,576 | $128,000 | thousands by filing date | |
| COMMUNITY BANKERS TRUST CORP | 203612106 | COM | 14,396 | $127,000 | thousands by filing date | |
| MOGU INC SPON ADS | 608012100 | ADR | 65,439 | $127,000 | thousands by filing date | |
| NAVIOS MARITIME CHG CONTAINERS LP UNIT REPSTG LP INT | Y62151108 | COM UNIT RP LP | 13,721 | $127,000 | thousands by filing date | |
| LIGHTPATH TECHNOLOGIES INC | 532257805 | COM CL A | 40,723 | $126,000 | thousands by filing date | |
| NEW FRONTIER HEALTH CORP | G6461G106 | ORD SHS | 11,162 | $126,000 | thousands by filing date | |
| MARATHON PETE CORP COM | 56585A102 | Stock | 2,300 | $123,000 | thousands by filing date | put |
| CITIUS PHARMACEUTICALS INC | 17322U207 | COM | 68,873 | $123,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 900 | $122,000 | thousands by filing date | call |
| GRAYBUG VISION INC COM | 38942Q103 | SHS | 21,883 | $121,000 | thousands by filing date | |
| TITAN INTERNATIONAL INC | 88830M102 | COMMON STOCK | 12,916 | $120,000 | thousands by filing date | |
| INTEST CORP | 461147100 | COMMON STOCK | 10,069 | $119,000 | thousands by filing date | |
| BM TECHNOLOGIES INC | 05591L107 | COM | 10,117 | $118,000 | thousands by filing date | |
| CHARAH SOLUTIONS INC | 15957P105 | COM | 24,258 | $118,000 | thousands by filing date | |
| SIGA TECHNOLOGIES INC COM | 826917106 | Stock | 17,987 | $117,000 | thousands by filing date | |
| ORAMED PHARMACEUTICALS INC | 68403P203 | COM NEW | 11,563 | $117,000 | thousands by filing date | |
| PLAYA HOTELS & RESORTS NV | N70544106 | SHS | 15,587 | $114,000 | thousands by filing date | |
| CHINA NATURAL RESOURCES INC | G2110U109 | COM | 62,426 | $114,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 2,000 | $112,000 | thousands by filing date | put |
| ARQ INC | 00770C101 | COM | 20,452 | $112,000 | thousands by filing date | |
| XTANT MED HLDGS INC | 98420P308 | COM NEW | 47,559 | $112,000 | thousands by filing date | |
| CEMEX SAB DE CV SPON ADR NEW | 151290889 | ADR | 15,817 | $110,000 | thousands by filing date | |
| TINGO GROUP INC | 55328R109 | COM | 52,828 | $109,000 | thousands by filing date | |
| MasterCard, Inc | 57636Q104 | COM | 300 | $107,000 | thousands by filing date | put |
| EXPEDIA GROUP INC COM NEW | 30212P303 | Stock | 600 | $103,000 | thousands by filing date | put |
| NAVIOS MARITIME ACQUIS CORP | Y62159143 | SHS | 25,138 | $102,000 | thousands by filing date | |
| KALEIDO BIOSCIENCES INC | 483347100 | COM | 12,356 | $100,000 | thousands by filing date | |
| ACTINIUM PHARMACEUTICALS | 00507W206 | COM | 13,019 | $99,000 | thousands by filing date | |
| CHIMERIX INC COM | 16934W106 | Stock | 10,170 | $98,000 | thousands by filing date | |
| WIDEPOINT CORP | 967590209 | COMMON | 10,484 | $96,000 | thousands by filing date | |
| Caterpillar Inc. | 149123101 | COM | 400 | $93,000 | thousands by filing date | call |
| Thermo Fisher Scientific Inc. | 883556102 | COM | 200 | $91,000 | thousands by filing date | put |
| REWALK ROBOTICS LTD | M8216Q200 | SHS | 37,669 | $91,000 | thousands by filing date | |
| INVACARE CORP | 461203101 | COMMON STOCK | 10,935 | $88,000 | thousands by filing date | |
| USD PARTNERS LP LP | 903318103 | STOK | 14,929 | $87,000 | thousands by filing date | |
| FLOTEK INDS INC DEL | 343389102 | COM | 50,949 | $86,000 | thousands by filing date | |
| REGULUS THERAPEUTICS INC | 75915K200 | COM NEW | 51,692 | $81,000 | thousands by filing date | |
| W & T OFFSHORE INC | 92922P106 | COM | 22,301 | $80,000 | thousands by filing date | |
| WASHINGTON PRIME GROUP NEW | 93964W405 | COM | 35,640 | $79,000 | thousands by filing date | |
| OBLONG INC | 674434105 | COM | 15,878 | $79,000 | thousands by filing date | |
| SILVERCORP METALS INC COMP | 82835P103 | EQUITY | 15,844 | $78,000 | thousands by filing date | |
| GSI TECHNOLOGY INC | 36241U106 | COMMON STOCK | 11,493 | $77,000 | thousands by filing date | |
| FORD MTR CO COM | 345370860 | Stock | 6,000 | $74,000 | thousands by filing date | call |
| TETRA TECHNOLOGIES INC DEL | 88162F105 | COM | 30,048 | $72,000 | thousands by filing date | |
| Comcast Corp | 20030N101 | COM | 1,300 | $71,000 | thousands by filing date | call |
| KAMADA LTD | M6240T109 | SHS | 11,594 | $71,000 | thousands by filing date | |
| CBDMD INC | 12482W101 | COM | 16,479 | $68,000 | thousands by filing date | |
| VAALCO ENERGY INC | 91851C201 | COMMON STOCK | 29,266 | $66,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 600 | $65,000 | thousands by filing date | put |
| EVOGENE LTD | M4119S104 | SHS | 12,872 | $65,000 | thousands by filing date | |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 1,900 | $63,000 | thousands by filing date | put |
| SOLITARIO RESOURCES CORP | 8342EP107 | COM | 75,748 | $63,000 | thousands by filing date | |
| EXPRO GROUP HOLDINGS NV COM | N33462107 | Stock | 17,692 | $63,000 | thousands by filing date | |
| TELECOM ARGENTINA SA | 879273209 | SPON ADR REP B | 11,246 | $62,000 | thousands by filing date | |
| SUPERIOR INDS INTL INC | 868168105 | COM | 10,928 | $62,000 | thousands by filing date | |
| Citigroup Inc. | 172967424 | COM | 800 | $58,000 | thousands by filing date | put |
| NANTHEALTH INC | 630104107 | CMN | 18,169 | $58,000 | thousands by filing date | |
| American Express Company | 025816109 | COM | 400 | $57,000 | thousands by filing date | put |
| MEDIWOUND LTD | M68830104 | ORD SHS | 10,135 | $54,000 | thousands by filing date | |
| PORTMAN RIDGE FIN CORP | 73688F102 | COM | 24,688 | $53,000 | thousands by filing date | |
| HOTH THERAPEUTICS INC COM NEW | 44148G105 | Stock | 25,399 | $50,000 | thousands by filing date | |
| CONFORMIS INC | 20717E101 | COM | 46,080 | $46,000 | thousands by filing date | |
| COMSCORE INC | 20564W105 | COM | 11,813 | $43,000 | thousands by filing date | |
| RCM TECHNOLOGIES INC | 749360400 | COMMON STOCK | 11,428 | $41,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 700 | $40,000 | thousands by filing date | call |
| CELLCOM ISRAEL LTD | M2196U109 | SHS | 10,080 | $38,000 | thousands by filing date | |
| MECHEL PAO | 583840608 | SPONSORED ADR NE | 20,098 | $35,000 | thousands by filing date | |
| EXPEDIA GROUP INC COM NEW | 30212P303 | Stock | 200 | $34,000 | thousands by filing date | call |
| CHARLES + COLVARD LTD | 159765106 | COM | 11,536 | $34,000 | thousands by filing date | |
| LIQUIDIA CORPORATION COM NEW | 53635D202 | Stock | 12,270 | $33,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 900 | $27,000 | thousands by filing date | call |
| Cisco Systems,Inc. | 17275R102 | COM | 400 | $21,000 | thousands by filing date | put |
| Verizon Communications Inc | 92343V104 | COM | 300 | $17,000 | thousands by filing date | put |
| EXXON MOBIL CORP | 30231G102 | COM | 300 | $17,000 | thousands by filing date | call |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 100 | $13,000 | thousands by filing date | put |
| Cisco Systems,Inc. | 17275R102 | COM | 100 | $5,000 | thousands by filing date | call |
| MARATHON PETE CORP COM | 56585A102 | Stock | 101 | $5,000 | thousands by filing date | |
| iShares Silver Trust | 46428Q109 | COM | 100 | $2,000 | thousands by filing date | call |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001318757-21-000004 | this filing | 2021-05-17 | acceptance time not in the bulk data set |