13F-HR filed by MARSHALL WACE, LLP
MARSHALL WACE, LLP filed this 13F-HR for the quarter ended 2019-09-30, filed 2019-11-14, with 1,640 holding rows worth $12,719,990,000.
- Accession
- 0001318757-19-000007
- Filer
- CIK 1318757
- Filed
- 2019-11-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2019
A holdings report, 1,740 entries on the cover page, a total value of $12,719,990,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $12,719,990,000 with VALUE read as thousands by filing date, 13F file number 028-11304. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerMARSHALL WACE ASIA Ltd028-14472
- included managerMarshall Wace North America L.P.028-11377
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| NRG ENERGY INC COM NEW | 629377508 | Stock | 1,153 | $46,000 | thousands by filing date | |
| ZAI LAB LTD ADR | 98887Q104 | ADR | 1,420 | $46,000 | thousands by filing date | |
| ACADIA RLTY TR | 004239109 | COM SH BEN INT | 1,600 | $46,000 | thousands by filing date | |
| WYNN RESORTS LTD | 983134107 | COM | 419 | $46,000 | thousands by filing date | |
| CENTURY CASINOS INC | 156492100 | COM | 5,896 | $46,000 | thousands by filing date | |
| CONTROLADORA VUELA COMP DE A | 21240E105 | SPON ADR RP 10 | 4,616 | $46,000 | thousands by filing date | |
| KADMON HLDGS INC | 48283N106 | COM | 18,369 | $46,000 | thousands by filing date | |
| USBANCORPDEL | 902973304 | COM NEW | 820 | $45,000 | thousands by filing date | |
| DIAGEO PLC SPON ADR NEW | 25243Q205 | ADR | 276 | $45,000 | thousands by filing date | |
| WERNER ENTERPRISES INC | 950755108 | COM | 1,272 | $45,000 | thousands by filing date | |
| PREMIER INC | 74051N102 | CL A | 1,566 | $45,000 | thousands by filing date | |
| Enzo Biochem Inc | 294100102 | Common Stock | 12,465 | $45,000 | thousands by filing date | |
| EVERSPIN TECHNOLOGIES INC | 30041T104 | COMMON STOCK | 7,206 | $44,000 | thousands by filing date | |
| NAVIOS MARITIME PARTNERS L.P. | Y62267409 | COM UNIT LPI | 2,514 | $44,000 | thousands by filing date | |
| ALLAKOS INC | 01671P100 | COM | 556 | $44,000 | thousands by filing date | |
| SOLAR SENIOR CAPITAL LTD | 83416M105 | COM | 2,425 | $43,000 | thousands by filing date | |
| BARCLAYS PLC ADR | 06738E204 | ADR | 5,656 | $42,000 | thousands by filing date | |
| HORIZON TECHNOLOGY FIN CORP | 44045A102 | COM | 3,582 | $42,000 | thousands by filing date | |
| ZOGENIX INC. | 98978L204 | Common Stock | 1,030 | $41,000 | thousands by filing date | |
| WATFORD HOLDINGS LTD | G94787101 | SHS | 1,526 | $41,000 | thousands by filing date | |
| MAKEMYTRIP LIMITED MAURITIUS SHS | V5633W109 | Stock | 1,743 | $40,000 | thousands by filing date | |
| ARGENX SE SPONSORED ADR | 04016X101 | ADR | 353 | $40,000 | thousands by filing date | |
| EDAP TMS S A | 268311107 | SPONSORED ADR | 8,907 | $40,000 | thousands by filing date | |
| JERNIGAN CAP INC | 476405105 | COM | 2,055 | $40,000 | thousands by filing date | |
| TUFIN SOFTWARE TECHNOLOGIS L | M8893U102 | SHS | 2,448 | $40,000 | thousands by filing date | |
| EQUINOR ASA SPONSORED ADR | 29446M102 | ADR | 2,034 | $39,000 | thousands by filing date | |
| CARTERS INC | 146229109 | COM | 413 | $38,000 | thousands by filing date | |
| ALBIREO PHARMA INC | 01345P106 | COMMON STOCK | 1,883 | $38,000 | thousands by filing date | |
| EVELO BIOSCIENCES INC | 299734103 | COM | 6,198 | $38,000 | thousands by filing date | |
| HARPOON THERAPEUTICS INC | 41358P106 | COM | 2,750 | $38,000 | thousands by filing date | |
| CAPITAL CLEAN ENERGY CARRIERS COM | Y11082206 | Stock | 3,515 | $38,000 | thousands by filing date | |
| NEON THERAPEUTICS INC | 64050Y100 | COM | 21,809 | $38,000 | thousands by filing date | |
| MEIRAGTX HOLDINGS PLC | G59665102 | COMMON STOCK | 2,303 | $37,000 | thousands by filing date | |
| CRAWFORD COMPANY CL A | 224633206 | COMMON STOCK | 3,406 | $37,000 | thousands by filing date | |
| TRANSPORTATION & LOGISTI | 438083107 | COM | 2,052 | $37,000 | thousands by filing date | |
| MYR GROUP INC | 55405W104 | COM | 1,145 | $36,000 | thousands by filing date | |
| MANITOWOC CO INC | 563571405 | COM NEW | 2,894 | $36,000 | thousands by filing date | |
| NATIONAL HEALTH INVS INC COM | 63633D104 | REIT | 428 | $35,000 | thousands by filing date | |
| BROADRIDGE FINL SOLUTIONS INC COM | 11133T103 | Stock | 284 | $35,000 | thousands by filing date | |
| POTLATCHDELTIC CORPORATION | 737630103 | COM | 856 | $35,000 | thousands by filing date | |
| REALPAGE INC | 75606N109 | COM | 563 | $35,000 | thousands by filing date | |
| STEMLINE THERAPEUTICS INC | 85858C107 | COM | 3,354 | $35,000 | thousands by filing date | |
| IONIS PHARMACEUTICALS INC COM | 462222100 | Stock | 561 | $34,000 | thousands by filing date | |
| HEXCEL CORP NEW | 428291108 | COM | 419 | $34,000 | thousands by filing date | |
| WILLDAN GROUP INC | 96924N100 | COM | 981 | $34,000 | thousands by filing date | |
| GUANGSHEN RAILWAY CO LTD-ADR | 40065W107 | SPONSORED ADR | 2,129 | $34,000 | thousands by filing date | |
| TILLYS INC | 886885102 | CL A | 3,625 | $34,000 | thousands by filing date | |
| SALLY BEAUTY HLDGS INC | 79546E104 | COM | 2,217 | $33,000 | thousands by filing date | |
| CAESARSTONE LTD | M20598104 | ORD SHS | 2,003 | $33,000 | thousands by filing date | |
| COVETRUS INC | 22304C100 | COM | 2,797 | $33,000 | thousands by filing date | |
| U S XPRESS ENTERPRISES INC | 90338N202 | COM | 6,787 | $33,000 | thousands by filing date | |
| NUVECTRA CORP | 67075N108 | COM | 23,937 | $33,000 | thousands by filing date | |
| SERVICE PPTYS TR | 81761L102 | COM SH BEN INT | 1,227 | $32,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 4,911 | $32,000 | thousands by filing date | |
| ALLIENT INC | 019330109 | COM | 902 | $32,000 | thousands by filing date | |
| XCEL BRANDS INC | 98400M101 | COM NEW | 16,705 | $32,000 | thousands by filing date | |
| PLURISTEM THERAPEUTICS INC | 72940R300 | COM NEW | 7,895 | $32,000 | thousands by filing date | |
| Vanguard Small-Cap Growth ETF | 922908595 | SHS | 171 | $31,000 | thousands by filing date | |
| HIGHWOODS PPTYS INC COM | 431284108 | REIT | 700 | $31,000 | thousands by filing date | |
| OCEANEERING INTL INC | 675232102 | COM | 2,318 | $31,000 | thousands by filing date | |
| DXP ENTERPRISES INC | 233377407 | COM NEW | 903 | $31,000 | thousands by filing date | |
| KOPIN CORP | 500600101 | COMMON STOCK | 45,138 | $31,000 | thousands by filing date | |
| ADAMIS PHARMACEUTICALS CORP | 00547W208 | COM NEW | 44,380 | $31,000 | thousands by filing date | |
| AMNEAL PHARMACEUTICALS INC | 03168L105 | COM STK CL A | 10,479 | $30,000 | thousands by filing date | |
| WASHINGTON TRUST BANCORP | 940610108 | COMMON STOCK | 618 | $30,000 | thousands by filing date | |
| WESTLAKE CHEMICAL PARTNERS LP | 960417103 | COM | 1,299 | $30,000 | thousands by filing date | |
| ISHARES MSCI TURKEY ETF | 464286715 | ETF | 1,143 | $30,000 | thousands by filing date | |
| MEI PHARMA INC | 55279B202 | COM NEW | 17,915 | $30,000 | thousands by filing date | |
| CORMEDIX INC COM | 21900C308 | Stock | 4,552 | $29,000 | thousands by filing date | |
| ESSENT GROUP LTD COM | G3198U102 | Stock | 598 | $29,000 | thousands by filing date | |
| PATHWARD FINANCIAL INC | 59100U108 | COM | 899 | $29,000 | thousands by filing date | |
| HILLTOP HLDGS INC | 432748101 | COM | 1,208 | $29,000 | thousands by filing date | |
| UROGEN PHARMA LTD | M96088105 | COMMON STOCK | 1,219 | $29,000 | thousands by filing date | |
| Y-mAbs Therapeutics Inc | 984241109 | Common Stock | 1,100 | $29,000 | thousands by filing date | |
| EVO PMTS INC | 26927E104 | CL A COM | 1,030 | $29,000 | thousands by filing date | |
| CHINOOK THERAPEUTICS INC. | 00739L101 | Common Stock | 27,534 | $29,000 | thousands by filing date | |
| QUORUM HEALTH CORP | 74909E106 | COM | 24,000 | $29,000 | thousands by filing date | |
| DOLBY LABORATORIES INC COM CL A | 25659T107 | Stock | 438 | $28,000 | thousands by filing date | |
| TRANSALTA CORP | 89346D107 | COM | 4,300 | $28,000 | thousands by filing date | |
| HURCO CO | 447324104 | COM | 882 | $28,000 | thousands by filing date | |
| CONSTELLIUM NV-CLASS A | N22035104 | CL A | 2,213 | $28,000 | thousands by filing date | |
| MOSYS INC | 619718307 | COM | 11,005 | $28,000 | thousands by filing date | |
| HNI CORP COM | 404251100 | Stock | 756 | $27,000 | thousands by filing date | |
| CALUMET SPECIALTY PRODS PART | 131476103 | COM | 7,455 | $27,000 | thousands by filing date | |
| INGREDION INC COM | 457187102 | Stock | 309 | $25,000 | thousands by filing date | |
| Ramaco Resources Inc | 75134P303 | COM CL B | 6,792 | $25,000 | thousands by filing date | |
| FARO TECHNOLOGIES INC | 311642102 | COM | 504 | $24,000 | thousands by filing date | |
| LINDBLAD EXPEDITIONS HLDGS I | 535219109 | COM | 1,417 | $24,000 | thousands by filing date | |
| ECOVYST INC. | 73943T103 | Common Stock | 1,517 | $24,000 | thousands by filing date | |
| ATRION CORPORATION | 049904105 | COMMON STOCK | 29 | $23,000 | thousands by filing date | |
| CONCERT PHARMACEUTICALS INC | 206022105 | COM | 3,894 | $23,000 | thousands by filing date | |
| BANCO BILBAO VIZCAYA ARGENTARI SPONSORED ADR | 05946K101 | ADR | 4,312 | $22,000 | thousands by filing date | |
| CPFL ENERGIA SA SPONS ADR | 126153105 | SPONS ADR | 1,407 | $22,000 | thousands by filing date | |
| BG STAFFING INC | 05544A109 | COM | 1,158 | $22,000 | thousands by filing date | |
| PRINCIPAL FINANCIAL GROUP INC COM | 74251V102 | Stock | 375 | $21,000 | thousands by filing date | |
| NOVA LTD COM | M7516K103 | Stock | 669 | $21,000 | thousands by filing date | |
| CNO FINL GROUP INC | 12621E103 | COM | 1,304 | $21,000 | thousands by filing date | |
| PARK OHIO HOLDINGS CORP | 700666100 | COMMON STOCK | 700 | $21,000 | thousands by filing date | |
| CUMULUS MEDIA INC | 231082801 | COM CL A | 1,350 | $20,000 | thousands by filing date | |
| PRECISION BIOSCIENCES INC | 74019P108 | COM | 2,298 | $19,000 | thousands by filing date | |
| MIDDLEBYCORP | 596278101 | STOK | 157 | $18,000 | thousands by filing date | |
| BANCFIRST CORP | 05945F103 | COM | 320 | $18,000 | thousands by filing date | |
| ABIOMED INC | 003654100 | COM | 102 | $18,000 | thousands by filing date | |
| OPENLANE INC | 48238T109 | COM | 691 | $17,000 | thousands by filing date | |
| OXFORD IMMUNOTEC GLOBAL PLC | G6855A103 | ORD SHS | 1,025 | $17,000 | thousands by filing date | |
| PARKER DRILLING CO | 701081507 | Stock | 901 | $17,000 | thousands by filing date | |
| CALYXT INC | 13173L107 | COM | 2,900 | $16,000 | thousands by filing date | |
| B2GOLD CORP COM | 11777Q209 | Stock | 4,600 | $15,000 | thousands by filing date | |
| ROCKET PHARMACEUTICALS INC | 77313F106 | COM | 1,304 | $15,000 | thousands by filing date | |
| GRAND CANYON ED INC COM | 38526M106 | Stock | 139 | $14,000 | thousands by filing date | |
| SEASPINE HLDGS CORP | 81255T108 | COM | 1,100 | $13,000 | thousands by filing date | |
| DOMINOS PIZZA INC COM | 25754A201 | Stock | 51 | $12,000 | thousands by filing date | |
| NORDSON CORP | 655663102 | COM | 83 | $12,000 | thousands by filing date | |
| STAR BULK CARRIERS CORP. | Y8162K204 | SHS PAR | 1,158 | $12,000 | thousands by filing date | |
| GOLUB CAP BDC INC | 38173M102 | COM | 585 | $11,000 | thousands by filing date | |
| GLADSTONE CAPITAL CORPORATION | 376535100 | COM | 1,017 | $10,000 | thousands by filing date | |
| ISHARES TR | 464288513 | IBOXX HI YD ETF | 100 | $9,000 | thousands by filing date | put |
| SMUCKER J M CO | 832696405 | COM NEW | 84 | $9,000 | thousands by filing date | |
| TEEKAY OFFSHORE PARTNERS LP | Y8565J101 | COMMON STOCK | 7,622 | $9,000 | thousands by filing date | |
| RADIANT LOGISTICS INC | 75025X100 | COM | 1,600 | $8,000 | thousands by filing date | |
| PALOMAR HLDGS INC COM | 69753M105 | Stock | 151 | $6,000 | thousands by filing date | |
| ANTERO RESOURCES CORP COM | 03674X106 | Stock | 1,454 | $4,000 | thousands by filing date | |
| HANOVER INS GROUP INC COM | 410867105 | Stock | 29 | $4,000 | thousands by filing date | |
| VICOR CORP | 925815102 | COM | 123 | $4,000 | thousands by filing date | |
| INTERCONTINENTAL HOTELS GROUP SPONSORED ADS | 45857P806 | ADR | 41 | $3,000 | thousands by filing date | |
| RBB BANCORP | 74930B105 | COMMON STOCK | 169 | $3,000 | thousands by filing date | |
| TUESDAY MORNING CORP | 899035505 | COM NEW | 1,594 | $3,000 | thousands by filing date | |
| FACTSET RESH SYS INC COM | 303075105 | Stock | 3 | $1,000 | thousands by filing date | |
| SPECTRUM BRANDS HLDGS INC NEW COM | 84790A105 | Stock | 10 | $1,000 | thousands by filing date | |
| ASSURED GUARANTY LTD COM | G0585R106 | Stock | 24 | $1,000 | thousands by filing date | |
| OPKO HEALTH INC | 68375N103 | COM | 457 | $1,000 | thousands by filing date | |
| ADVANCE AUTO PARTS INC | 00751Y106 | COM | 5 | $1,000 | thousands by filing date | |
| TD AMERITRADE HLDG CORP | 87236Y108 | COM | 13 | $1,000 | thousands by filing date | |
| AQUA AMERICA INC | 03836W103 | COM | 17 | $1,000 | thousands by filing date | |
| MOSAIC ACQUISITION CORP | 61946M209 | UNIT 99/99/9999 | 69 | $1,000 | thousands by filing date | |
| GARTNERINC | 366651107 | STOK | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GENUINE PARTS CO COM | 372460105 | Stock | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HAWAIIAN ELEC INDS INC MTN B | 419870100 | COM | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ALLETE INC | 018522300 | COM NEW | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ALTA MESA RES INC 3 | 02133L117 | COM | 33,332 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001318757-19-000007 | this filing | 2019-11-14 | acceptance time not in the bulk data set |