13F-HR filed by MARSHALL WACE, LLP
MARSHALL WACE, LLP filed this 13F-HR for the quarter ended 2019-03-31, filed 2019-05-14, with 1,674 holding rows worth $10,619,183,000.
- Accession
- 0001318757-19-000003
- Filer
- CIK 1318757
- Filed
- 2019-05-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2019
A holdings report, 1,408 entries on the cover page, a total value of $10,619,183,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $10,562,709,000 with VALUE read as thousands by filing date, 13F file number 028-11304. A later restatement replaced it, so the quarter does not use it. The resolved quarter.
Other managers
- included managerMarshall Wace North America L.P.028-11377
- included managerMARSHALL WACE ASIA Ltd028-14472
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| AMERICAN PUB ED INC | 02913V103 | COM | 1,868 | $56,000 | thousands by filing date | |
| DISCOVERY INC | 25470F104 | COM SER A | 2,073 | $56,000 | thousands by filing date | |
| Seadrill Partners, LLC | Y7545W109 | LTD | 65,106 | $56,000 | thousands by filing date | |
| LIONS GATE ENTMNT CORP | 535919401 | CL A VTG | 3,508 | $55,000 | thousands by filing date | |
| NXP SEMICONDUCTORS N V COM | N6596X109 | Stock | 614 | $54,000 | thousands by filing date | |
| OHIO VY BANC CORP | 677719106 | COM | 1,500 | $54,000 | thousands by filing date | |
| MEDICINOVA INC | 58468P206 | COM NEW | 6,526 | $54,000 | thousands by filing date | |
| ISHARES MSCI NETHERLANDSETF | 464286814 | ETF | 1,760 | $53,000 | thousands by filing date | |
| KINDRED BIOSCIENCES INC COM | 494577109 | Stock | 5,760 | $53,000 | thousands by filing date | |
| FULLER H B CO COM | 359694106 | Stock | 1,076 | $52,000 | thousands by filing date | |
| ISHARES MORNINGSTAR GROWTH ETF | 464287119 | ETF | 284 | $52,000 | thousands by filing date | |
| LIVENT CORP | 53814L108 | COM | 4,232 | $52,000 | thousands by filing date | |
| iShares S&P Mid-Cap 400 Value ETF | 464287705 | SHS | 324 | $51,000 | thousands by filing date | |
| RYB ED INC | 74979W101 | ADR | 7,830 | $51,000 | thousands by filing date | |
| Schwab U.S. Large-Cap Growth ETF | 808524300 | SHS | 631 | $50,000 | thousands by filing date | |
| DOCUSIGN INC COM | 256163106 | Stock | 964 | $50,000 | thousands by filing date | |
| COMPANHIA DE SANEAMENTO BASICO SPONSORED ADR | 20441A102 | ADR | 4,758 | $50,000 | thousands by filing date | |
| ENVESTNET INC | 29404K106 | COM | 768 | $50,000 | thousands by filing date | |
| BLACKSTONE GROUP LP | 09253U108 | COM UNIT LTD | 1,434 | $50,000 | thousands by filing date | |
| SPDR S&P Aerospace & Defense ETF | 78464A631 | SHS | 531 | $49,000 | thousands by filing date | |
| ASMLHLDGNVFSPONSOREDADR1ADRREPS1ORDSHS | N07059210 | STOK | 258 | $49,000 | thousands by filing date | |
| ACI WORLDWIDE INC COM | 004498101 | Stock | 1,500 | $49,000 | thousands by filing date | |
| MIMECAST LIMITED | G14838109 | ORD SHS | 1,036 | $49,000 | thousands by filing date | |
| NOAH HLDGS LTD | 65487X102 | SPON ADS CL A | 1,019 | $49,000 | thousands by filing date | |
| MAKEMYTRIP LIMITED MAURITIUS SHS | V5633W109 | Stock | 1,743 | $48,000 | thousands by filing date | |
| TAL ED GROUP SPONSORED ADS | 874080104 | ADR | 1,305 | $47,000 | thousands by filing date | |
| TRANSDIGM GROUP INC COM | 893641100 | Stock | 103 | $47,000 | thousands by filing date | |
| ALKERMES PLC | G01767105 | SHS | 1,283 | $47,000 | thousands by filing date | |
| GLAXOSMITHKLINE PLC-ADR | 37733W105 | SPONSORED ADR | 1,124 | $47,000 | thousands by filing date | |
| PACIFIC COAST OIL TR | 694103102 | UNIT BEN INT | 22,164 | $47,000 | thousands by filing date | |
| RAMBUS INC DEL COM | 750917106 | Stock | 4,446 | $46,000 | thousands by filing date | |
| WEBSTER FINL CORP | 947890109 | COM | 893 | $45,000 | thousands by filing date | |
| BOTTOMLINE TECH INC DEL | 101388106 | COM | 903 | $45,000 | thousands by filing date | |
| CELANESE CORP DEL COM | 150870103 | Stock | 449 | $44,000 | thousands by filing date | |
| VIASAT INC | 92552V100 | COM | 567 | $44,000 | thousands by filing date | |
| SOUTHERN MISSOURI BANCORP | 843380106 | COMMON STOCK | 1,443 | $44,000 | thousands by filing date | |
| CASI PHARMACEUTICALS INC | 14757U109 | COM | 15,247 | $44,000 | thousands by filing date | |
| BIOMARIN PHARMACEUTICAL INC | 09061G101 | COM | 476 | $42,000 | thousands by filing date | |
| SOLAR SENIOR CAPITAL LTD | 83416M105 | COM | 2,441 | $42,000 | thousands by filing date | |
| ON DECK CAP INC | 682163100 | COM | 7,674 | $42,000 | thousands by filing date | |
| CENTURYLINK INC | 156700106 | COM | 3,425 | $41,000 | thousands by filing date | |
| CABOT MICROELECTRONICS CORP | 12709P103 | COM | 364 | $41,000 | thousands by filing date | |
| TEAM INC | 878155100 | COM | 2,353 | $41,000 | thousands by filing date | |
| ELLINGTON CREDIT COMPANY | 288578107 | COM SHS BEN INT | 3,403 | $40,000 | thousands by filing date | |
| SB ONE BANCORP | 78413T103 | COM | 1,840 | $40,000 | thousands by filing date | |
| Philip Morris International Inc. | 718172109 | COM | 444 | $39,000 | thousands by filing date | |
| TOYOTA MOTOR CORP ADS | 892331307 | ADR | 330 | $39,000 | thousands by filing date | |
| SPERO THERAPEUTICS INC | 84833T103 | COM | 3,074 | $39,000 | thousands by filing date | |
| ISHARES INC | 464286780 | MSCI STH AFR ETF | 739 | $39,000 | thousands by filing date | |
| IAMGOLD CORP COM | 450913108 | Stock | 10,810 | $38,000 | thousands by filing date | |
| AARONS INC | 002535300 | COM PAR $0.50 | 713 | $38,000 | thousands by filing date | |
| BROOKFIELD ASSET MANAGEMENT IN | 112585104 | CL A LTD VT SH | 800 | $37,000 | thousands by filing date | |
| SMARTFINANCIAL INC | 83190L208 | COMMON STOCK | 1,973 | $37,000 | thousands by filing date | |
| MASONITE INTERNATIONAL CORP | 575385109 | COMMON STOCK-FO | 745 | $37,000 | thousands by filing date | |
| AVISTA CORP COM | 05379B107 | Stock | 884 | $36,000 | thousands by filing date | |
| FOMENTO ECONOMICO MEXICANO S A SPON ADR UNITS | 344419106 | ADR | 391 | $36,000 | thousands by filing date | |
| CHINA TELECOM CORP LTD | 169426103 | SPON ADR H SHS | 651 | $36,000 | thousands by filing date | |
| PRECISION DRILLING CORP | 74022D308 | COM 2010 | 15,183 | $36,000 | thousands by filing date | |
| U S WELL SERVICES INC | 91274U101 | CLASS A | 4,451 | $36,000 | thousands by filing date | |
| UPBOUND GROUP INC COM | 76009N100 | Stock | 1,692 | $35,000 | thousands by filing date | |
| KRATOS DEFENSE & SEC SOLUTIO | 50077B207 | COM NEW | 2,241 | $35,000 | thousands by filing date | |
| INFINITY PHARMACEUTICALS INC | 45665G303 | COM | 18,606 | $35,000 | thousands by filing date | |
| LRAD CORP | 50213V109 | COM | 12,164 | $35,000 | thousands by filing date | |
| HOULIHAN LOKEY INC CL A | 441593100 | Stock | 746 | $34,000 | thousands by filing date | |
| PDD HOLDINGS INC SPONSORED ADS | 722304102 | ADR | 1,382 | $34,000 | thousands by filing date | |
| KB FINL GROUP INC SPONSORED ADR | 48241A105 | ADR | 931 | $34,000 | thousands by filing date | |
| PRESTIGE CONSMR HEALTHCARE I | 74112D101 | COM | 1,149 | $34,000 | thousands by filing date | |
| ROSETTA STONE INC | 777780107 | COM | 1,538 | $34,000 | thousands by filing date | |
| WPP PLC NEW ADR | 92937A102 | ADR | 625 | $33,000 | thousands by filing date | |
| GREENHILL & CO INC COM | 395259104 | Stock | 1,512 | $33,000 | thousands by filing date | |
| APTEVO THERAPEUTICS INC | 03835L108 | COM | 36,569 | $33,000 | thousands by filing date | |
| CF INDUSTRIES HOLD COM | 125269100 | Stock | 773 | $32,000 | thousands by filing date | |
| LIQUIDIA CORPORATION COM NEW | 53635D202 | Stock | 2,798 | $32,000 | thousands by filing date | |
| ISHARES INC | 464286665 | MSCI PAC JP ETF | 700 | $32,000 | thousands by filing date | |
| ROCKWELL AUTOMATION INC COM | 773903109 | Stock | 179 | $31,000 | thousands by filing date | |
| BAKER HUGHES COMPANY CL A | 05722G100 | Stock | 1,107 | $31,000 | thousands by filing date | |
| U S PHYSICAL THERAPY | 90337L108 | COM | 292 | $31,000 | thousands by filing date | |
| MYLAN NV | N59465109 | SHS EURO | 1,081 | $31,000 | thousands by filing date | |
| NORTHERN DYNASTY MINERALS LTD COM NEW | 66510M204 | Stock | 50,175 | $30,000 | thousands by filing date | |
| FRANCO NEV CORP COM | 351858105 | Stock | 400 | $30,000 | thousands by filing date | |
| ANNALY CAPITAL MANAGEMENT | 035710409 | COM | 3,017 | $30,000 | thousands by filing date | |
| CORE LABORATORIES N V | N22717107 | COM | 433 | $30,000 | thousands by filing date | |
| CAMBREX CORP | 132011107 | COM | 780 | $30,000 | thousands by filing date | |
| HAILIANG ED GROUP INC | 40522L108 | SPONSORED ADR | 784 | $30,000 | thousands by filing date | |
| GRUPO TELEVISA S A B | 40049J206 | SPON ADR REP ORD | 2,649 | $29,000 | thousands by filing date | |
| I3 VERTICALS INC | 46571Y107 | COM CL A | 1,199 | $29,000 | thousands by filing date | |
| ALLIENT INC | 019330109 | COM | 850 | $29,000 | thousands by filing date | |
| PVH CORPORATION COM | 693656100 | Stock | 231 | $28,000 | thousands by filing date | |
| INGEVITY CORP COM | 45688C107 | Stock | 265 | $28,000 | thousands by filing date | |
| AMERISAFE INC | 03071H100 | COM | 470 | $28,000 | thousands by filing date | |
| NATIONAL BANKSHARES INC VA | 634865109 | COMMON STOCK | 653 | $28,000 | thousands by filing date | |
| ABRAXAS PETROLEUM CORP | 003830106 | COM | 22,448 | $28,000 | thousands by filing date | |
| SSR MINING IN | 784730103 | COM | 2,109 | $27,000 | thousands by filing date | |
| COCA-COLA FEMSA SAB DE CV SPONS ADS REP | 191241108 | ADR | 389 | $26,000 | thousands by filing date | |
| HORIZON BANCORP IND | 440407104 | COM | 1,600 | $26,000 | thousands by filing date | |
| PLAYA HOTELS & RESORTS NV | N70544106 | SHS | 3,399 | $26,000 | thousands by filing date | |
| CAPITAL SENIOR LIVING CORP | 140475104 | COM | 6,457 | $26,000 | thousands by filing date | |
| SAFETY INS GROUP INC | 78648T100 | COM | 288 | $25,000 | thousands by filing date | |
| CENOVUS ENERGY INC | 15135U109 | COM | 2,879 | $25,000 | thousands by filing date | |
| SOCIAL CAP HEDOSOPHIA HLDGS | G8250R103 | CL A | 2,488 | $25,000 | thousands by filing date | |
| Federal Agric Mtg Corp Cl C | 313148306 | COM | 331 | $24,000 | thousands by filing date | |
| FARMERS MERCHANTS BANCO OH | 30779N105 | COMMON STOCK | 781 | $24,000 | thousands by filing date | |
| AIRGAIN INC | 00938A104 | COM | 1,905 | $24,000 | thousands by filing date | |
| ACM RESH INC COM CL A | 00108J109 | Stock | 1,519 | $23,000 | thousands by filing date | |
| MCGRATH RENTCORP | 580589109 | COM | 400 | $23,000 | thousands by filing date | |
| HOLLY ENERGY PARTNERS L P | 435763107 | COM UT LTD PTN | 867 | $23,000 | thousands by filing date | |
| CAPSTAR FINL HLDGS INC | 14070T102 | COM | 1,614 | $23,000 | thousands by filing date | |
| STRONGBRIDGE BIOPHARMA PLC | G85347105 | SHS USD | 4,529 | $23,000 | thousands by filing date | |
| TOOTSIE ROLL INDS INC | 890516107 | COM | 600 | $22,000 | thousands by filing date | |
| FAIR ISAAC CORP COM | 303250104 | Stock | 76 | $21,000 | thousands by filing date | |
| ENERSYS COM | 29275Y102 | Stock | 324 | $21,000 | thousands by filing date | |
| UNISYS CORP | 909214306 | COMMON STOCK | 1,800 | $21,000 | thousands by filing date | |
| AERPIO PHARMACEUTICALS INC | 00810B105 | COM | 23,507 | $21,000 | thousands by filing date | |
| RESTORBIO INC | 76133L103 | COM | 3,133 | $21,000 | thousands by filing date | |
| M/I HOMES INC | 55305B101 | COM | 766 | $20,000 | thousands by filing date | |
| FRONTLINE PLC F | G3682E192 | ORD SHS | 3,165 | $20,000 | thousands by filing date | |
| ORRSTOWN FINL SERVICES INC | 687380105 | COMMON STOCK | 1,000 | $19,000 | thousands by filing date | |
| FBL FINL GROUP INC | 30239F106 | CL A | 300 | $19,000 | thousands by filing date | |
| VARONIS SYS INC | 922280102 | COM | 298 | $18,000 | thousands by filing date | |
| SPIRIT MTA REIT | 84861U105 | COM SHS BEN IN | 2,709 | $18,000 | thousands by filing date | |
| ENNIS INC COM | 293389102 | Stock | 800 | $17,000 | thousands by filing date | |
| RIVERVIEW BANCORP INC | 769397100 | COM | 2,349 | $17,000 | thousands by filing date | |
| ROYAL GOLD INC | 780287108 | COM | 179 | $16,000 | thousands by filing date | |
| ONCOCYTE CORP | 68235C107 | COM | 3,955 | $16,000 | thousands by filing date | |
| HANOVER INS GROUP INC COM | 410867105 | Stock | 135 | $15,000 | thousands by filing date | |
| DELPHI TECHNOLOGIES PLC | G2709G107 | SHS | 796 | $15,000 | thousands by filing date | |
| LEGACY RESVS INC COM | 524706108 | Stock | 30,494 | $15,000 | thousands by filing date | |
| BRT APARTMENTS CORP | 055645303 | REIT | 988 | $14,000 | thousands by filing date | |
| R1 RCM INC | 749397105 | COM | 1,100 | $11,000 | thousands by filing date | |
| WYNN RESORTS LTD | 983134107 | COM | 58 | $7,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 80 | $6,000 | thousands by filing date | |
| ID SYSTEMS INC | 449489103 | COM | 1,000 | $6,000 | thousands by filing date | |
| HERON THERAPEUTICS INC | 427746102 | COM | 203 | $5,000 | thousands by filing date | |
| MYERS INDUSTRIES INC | 628464109 | COMMON STOCK | 291 | $5,000 | thousands by filing date | |
| TARENA INTL INC | 876108101 | SPONSORED ADS | 900 | $5,000 | thousands by filing date | |
| GAZIT GLOBE LTD | M4793C102 | SHS | 69,891 | $5,000 | thousands by filing date | |
| IONIS PHARMACEUTICALS INC COM | 462222100 | Stock | 45 | $4,000 | thousands by filing date | |
| AMPHENOL CORP NEW | 032095101 | COM | 32 | $3,000 | thousands by filing date | |
| TRINITY INDS INC | 896522109 | COM | 78 | $2,000 | thousands by filing date | |
| GARTNERINC | 366651107 | STOK | 14 | $2,000 | thousands by filing date | |
| PPL CORP COM | 69351T106 | Stock | 56 | $2,000 | thousands by filing date | |
| GAMING & LEISURE P COM | 36467J108 | REIT | 39 | $2,000 | thousands by filing date | |
| JUNIPER NETWORKS INC | 48203R104 | COM | 79 | $2,000 | thousands by filing date | |
| SPLUNK INC | 848637104 | COM | 20 | $2,000 | thousands by filing date | |
| SABAN CAP ACQUISITION CORP | 78516C114 | *W EXP 09/21/202 | 150,000 | $2,000 | thousands by filing date | |
| SPECTRUM BRANDS HLDGS INC NEW COM | 84790A105 | Stock | 10 | $1,000 | thousands by filing date | |
| KENON HLDGS LTD SHS | Y46717107 | Stock | 5,565 | $1,000 | thousands by filing date | |
| GENERAL MILLS INC COM | 370334104 | Stock | 10 | $1,000 | thousands by filing date | |
| MICROCHIP TECHNOLOGY INC. COM | 595017104 | Stock | 16 | $1,000 | thousands by filing date | |
| PERRIGO CO PLC SHS | G97822103 | Stock | 17 | $1,000 | thousands by filing date | |
| LINCOLN ELEC HLDGS INC | 533900106 | COM | 9 | $1,000 | thousands by filing date | |
| NU SKIN ENTERPRISES INC | 67018T105 | CL A | 11 | $1,000 | thousands by filing date | |
| ORMAT TECHNOLOGIES INC | 686688102 | COM | 2,640 | $1,000 | thousands by filing date | |
| STEWART INFORMATION SVCS COR | 860372101 | COM | 21 | $1,000 | thousands by filing date | |
| CERNER CORP | 156782104 | COM | 15 | $1,000 | thousands by filing date | |
| ALCENTRA CAP CORP | 01374T102 | COM | 124 | $1,000 | thousands by filing date | |
| WESTLAKE CHEMICAL PARTNERS LP | 960417103 | COM | 50 | $1,000 | thousands by filing date | |
| ALTA MESA RES INC 3 | 02133L117 | COM | 33,332 | $1,000 | thousands by filing date | |
| CHURCH & DWIGHT CO INC COM | 171340102 | Stock | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| COEUR MNG INC COM NEW | 192108504 | Stock | 52 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| UGI CORP NEW COM | 902681105 | Stock | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INDUSTRIAL LOGISTICS PPTYS T | 456237106 | COM SHS BEN INT | 17 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VANDA PHARMACEUTICALS INC | 921659108 | COM | 14 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ZENDESK INC | 98936J101 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PREMIER INC | 74051N102 | CL A | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FORWARD AIR CORP | 349853101 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| COMMUNITY HEALTH SYSTEMS INC | 203668108 | COMMON STOCK | 43 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Gilat Satellite Network | M51474118 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AGENUS INC | 00847G705 | COM NEW | 63 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| O-I GLASS, INC. | 690768403 | COM | 19 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PENNEY J C INC | 708160106 | COM | 21 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PLURISTEM THERAPEUTICS INC | 72940R102 | COM | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BELLICUM PHARMACEUTICALS INC | 079481107 | COM | 53 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AKCEA THERAPEUTICS INC | 00972L107 | COM | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001318757-19-000003 | this filing | 2019-05-14 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001318757-19-000004 | base | 2019-05-29 | acceptance time not in the bulk data set |