13F-HR filed by Exchange Capital Management, Inc.
Exchange Capital Management, Inc. filed this 13F-HR for the quarter ended 2014-09-30, filed 2014-10-03, with 239 holding rows worth $229,157,000.
- Accession
- 0001317733-14-000007
- Filer
- CIK 1317733
- Filed
- 2014-10-03
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2014
A holdings report, 239 entries on the cover page, a total value of $229,157,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $229,157,000 with VALUE read as thousands by filing date, 13F file number 028-11274. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| SPDR SERIES TRUST BLOOMBERG BR | 78464A417 | BLOOMBERG BRCLYS | 220,528 | $8,861,000 | thousands by filing date | |
| CHENIERE ENERGY INC COM NEW | 16411R208 | Stock | 101,212 | $8,100,000 | thousands by filing date | |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 115,435 | $7,402,000 | thousands by filing date | |
| CANADIANNATLRYCOF | 136375102 | STOK | 86,883 | $6,165,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 30,141 | $5,938,000 | thousands by filing date | |
| DELTA AIR LINES INC COM NEW | 247361702 | Stock | 161,791 | $5,849,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 27,257 | $5,816,000 | thousands by filing date | |
| iShares Core S&P Small-Cap ETF | 464287804 | SHS | 55,491 | $5,788,000 | thousands by filing date | |
| FORD MTR CO COM | 345370860 | Stock | 323,231 | $4,781,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 33,738 | $4,661,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 51,952 | $4,625,000 | thousands by filing date | |
| CVS Health Corporation | 126650100 | COM | 57,666 | $4,590,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC COM NEW | 026874784 | Stock | 83,575 | $4,515,000 | thousands by filing date | |
| BLACKROCK INC CL A COM | 09247X101 | COM | 13,748 | $4,514,000 | thousands by filing date | |
| ISHARES TR | 464288638 | ISHS 5-10YR INVT | 39,961 | $4,368,000 | thousands by filing date | |
| Qualcomm Incorporated | 747525103 | COM | 57,986 | $4,336,000 | thousands by filing date | |
| HCA Healthcare Inc | 40412C101 | COM | 60,416 | $4,261,000 | thousands by filing date | |
| FIRST SOLAR INC COM | 336433107 | Stock | 64,371 | $4,236,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 39,667 | $4,228,000 | thousands by filing date | |
| VALERO ENERGY CORP COM | 91913Y100 | Stock | 87,315 | $4,040,000 | thousands by filing date | |
| UNITED TECHNOLOGIES CORP | 913017109 | COM | 37,630 | $3,974,000 | thousands by filing date | |
| Wells Fargo & Company | 949746101 | COM | 76,260 | $3,956,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 64,484 | $3,885,000 | thousands by filing date | |
| CHECK POINT SOFTWARE TECH LTD ORD | M22465104 | Stock | 55,084 | $3,814,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 37,307 | $3,759,000 | thousands by filing date | |
| CERNER CORP | 156782104 | COM | 61,565 | $3,667,000 | thousands by filing date | |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 89,897 | $3,587,000 | thousands by filing date | |
| OCEANEERING INTL INC | 675232102 | COM | 55,039 | $3,587,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 38,279 | $3,563,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 37,685 | $3,544,000 | thousands by filing date | |
| American Express Company | 025816109 | COM | 38,568 | $3,376,000 | thousands by filing date | |
| SYSCOCORP | 871829107 | COM | 87,648 | $3,326,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 34,395 | $3,261,000 | thousands by filing date | |
| 38259p508 | COM | 5,447 | $3,205,000 | thousands by filing date | ||
| SPDR S&P Midcap 400 ETF Trust | 78467Y107 | SHS | 12,792 | $3,189,000 | thousands by filing date | |
| HARRIS CORP INC | 413875105 | COM | 47,971 | $3,185,000 | thousands by filing date | |
| D R HORTON INC COM | 23331A109 | Stock | 154,487 | $3,170,000 | thousands by filing date | |
| iShares TIPS Bond ETF | 464287176 | SHS | 27,650 | $3,099,000 | thousands by filing date | |
| AGRIUM INC | 008916108 | COM | 34,342 | $3,056,000 | thousands by filing date | |
| Philip Morris International Inc. | 718172109 | COM | 36,502 | $3,044,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 9,422 | $3,038,000 | thousands by filing date | |
| NATIONAL OILWELL VARCO INC | 637071101 | COM | 39,850 | $3,033,000 | thousands by filing date | |
| Amgen Inc. | 031162100 | COM | 21,550 | $3,027,000 | thousands by filing date | |
| CST BRANDS INC | 12646R105 | COM | 84,017 | $3,020,000 | thousands by filing date | |
| CHICAGO BRIDGE & IRON CO NV | 167250109 | N Y REGISTRY SH | 51,775 | $2,995,000 | thousands by filing date | |
| FRANKLIN RESOURCES INC COM | 354613101 | Stock | 53,915 | $2,944,000 | thousands by filing date | |
| APACHE CORP | 037411105 | COM | 27,494 | $2,581,000 | thousands by filing date | |
| PATTERSON COS INC | 703395103 | COM | 60,392 | $2,502,000 | thousands by filing date | |
| EXPEDITORS INTL WASH INC COM | 302130109 | Stock | 61,593 | $2,499,000 | thousands by filing date | |
| GOOGLE INC | 38259P706 | CL C | 4,109 | $2,372,000 | thousands by filing date | |
| Oracle Corporation | 68389X105 | COM | 59,595 | $2,281,000 | thousands by filing date | |
| Invesco Large-Cap Growth | 73935X609 | ETF | 81,903 | $2,242,000 | thousands by filing date | |
| POWERSHARES | 73935X708 | EXCHANGE TRADED | 72,968 | $2,221,000 | thousands by filing date | |
| VTI | 922908769 | COM | 21,926 | $2,220,000 | thousands by filing date | |
| ISHARES TR | 464287606 | S&P MC 400GR ETF | 12,716 | $1,926,000 | thousands by filing date | |
| ISHARES TR | 464288661 | 3 7 YR TREAS BD | 13,002 | $1,577,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B407 | TXBLE MUN PRTFLO | 48,377 | $1,434,000 | thousands by filing date | |
| POWERSHARES | 73936Q108 | EXCHANGE TRADED | 47,752 | $1,165,000 | thousands by filing date | |
| ISHARESAGENCYBONDETF | 464288166 | STOK | 7,426 | $834,000 | thousands by filing date | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 22,387 | $519,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y704 | INDL | 8,840 | $470,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y407 | SBI CONS DISCR | 6,929 | $462,000 | thousands by filing date | |
| Health Care Select Sector SPDR Fund | 81369Y209 | SHS | 7,067 | $452,000 | thousands by filing date | |
| ISHARES TR | 464287101 | S&P 100 ETF | 4,560 | $402,000 | thousands by filing date | |
| ISHARES TR | 464287127 | MORNINGSTR US EQ | 3,180 | $366,000 | thousands by filing date | |
| SPDR Portfolio S&P 1500 Composite Stock Market ETF | 78464A805 | SHS | 2,410 | $356,000 | thousands by filing date | |
| Lockheed Martin Corporation | 539830109 | COM | 1,788 | $327,000 | thousands by filing date | |
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 1,619 | $321,000 | thousands by filing date | |
| ISHARES TR | 464288612 | INTRM GOV CR ETF | 2,617 | $289,000 | thousands by filing date | |
| Energy Select Sector SPDR Fund | 81369Y506 | SHS | 3,065 | $278,000 | thousands by filing date | |
| DOMINOS PIZZA INC COM | 25754A201 | Stock | 3,298 | $254,000 | thousands by filing date | |
| SPDR MSCI ACWI EX-US ETF | 78463X848 | COM | 6,370 | $223,000 | thousands by filing date | |
| DNOW INC | 67011P100 | COMMON STOCK | 6,976 | $212,000 | thousands by filing date | |
| VANGUARD STAR FDS | 921909768 | COM | 3,884 | $198,000 | thousands by filing date | |
| iShares S&P Mid-Cap 400 Value ETF | 464287705 | SHS | 1,260 | $152,000 | thousands by filing date | |
| ISHARES TR | 464287168 | COM | 1,935 | $143,000 | thousands by filing date | |
| Vanguard Total Bond Market ETF | 921937835 | SHS | 1,538 | $126,000 | thousands by filing date | |
| IJH | 464287507 | COM | 771 | $105,000 | thousands by filing date | |
| ISHARES RUSSELL 1000 VALUE ETF | 464287598 | ETF | 1,048 | $105,000 | thousands by filing date | |
| STATE STREET SPDR ETF S&P RETAIL | 78464A714 | ETF | 1,105 | $95,000 | thousands by filing date | |
| PIMCO DYNAMIC CR INCOME FD | 72202D106 | COM SHS | 4,000 | $90,000 | thousands by filing date | |
| Mondelez International,Inc. Class A | 609207105 | COM | 2,506 | $86,000 | thousands by filing date | |
| ELECTRONICS FOR IMAGING INC | 286082102 | COM | 1,847 | $82,000 | thousands by filing date | |
| PowerShares QQQ Trust Unit Ser | 73935A104 | COM | 795 | $79,000 | thousands by filing date | |
| ISHARESRUSSELL1000GROWTHETF | 464287614 | STOK | 800 | $73,000 | thousands by filing date | |
| CMS ENERGY CORP COM | 125896100 | Stock | 2,379 | $71,000 | thousands by filing date | |
| ISHARES TR | 464288513 | IBOXX HI YD ETF | 713 | $66,000 | thousands by filing date | |
| Altria Group Inc | 02209S103 | COM | 1,401 | $64,000 | thousands by filing date | |
| GENERAL DYNAMICS CORP COM | 369550108 | Stock | 501 | $64,000 | thousands by filing date | |
| iShares iBoxx Inv Grade Corporate Bond ETF | 464287242 | SHS | 525 | $62,000 | thousands by filing date | |
| CONSTELLATION BRANDS INC CL A | 21036P108 | Stock | 706 | $62,000 | thousands by filing date | |
| AKORN INC | 009728106 | COM | 1,700 | $62,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A797 | ST STR SP BANK | 1,890 | $60,000 | thousands by filing date | |
| ISHARES TR | 464287887 | S&P SML 600 GWT | 431 | $49,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 1,022 | $47,000 | thousands by filing date | |
| KRAFT FOODS GROUP INC | 50076Q106 | COM | 834 | $47,000 | thousands by filing date | |
| iShares S&P Small-Cap 600 Value ETF | 464287879 | SHS | 426 | $46,000 | thousands by filing date | |
| Vanguard High Dividend Yield ETF | 921946406 | SHS | 695 | $46,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y308 | STATE STREET CON | 1,030 | $46,000 | thousands by filing date | |
| Utilities Select Sector SPDR Fund | 81369Y886 | SHS | 1,080 | $45,000 | thousands by filing date | |
| LABORATORY CORP OF AMERICA | 50540R409 | COM NEW | 440 | $45,000 | thousands by filing date | |
| EMERSON ELEC CO COM | 291011104 | Stock | 700 | $44,000 | thousands by filing date | |
| VERINT SYS INC | 92343X100 | COM | 778 | $43,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 500 | $40,000 | thousands by filing date | |
| VWO | 922042858 | SHS | 965 | $40,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 1,524 | $39,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 313 | $37,000 | thousands by filing date | |
| Honeywell Technologies | 438516106 | COM | 380 | $35,000 | thousands by filing date | |
| Eli Lilly and Company | 532457108 | COM | 520 | $34,000 | thousands by filing date | |
| ILLUMINA INC | 452327109 | COM | 200 | $33,000 | thousands by filing date | |
| iShares Russell 2000 ETF | 464287655 | SHS | 295 | $32,000 | thousands by filing date | |
| ISHARES TR | 464288414 | NATIONAL MUN ETF | 290 | $32,000 | thousands by filing date | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 271 | $31,000 | thousands by filing date | |
| Vanguard Growth | 922908736 | COM | 301 | $30,000 | thousands by filing date | |
| ISHARES TR | 464287630 | RUS 2000 VAL ETF | 325 | $30,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06739H511 | ADS7.75%PFD S4 | 1,150 | $30,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 680 | $29,000 | thousands by filing date | |
| COGNIZANT TECHNOLOGY SOLUTIONS CL A | 192446102 | Stock | 640 | $29,000 | thousands by filing date | |
| STATE STREET | 78464A425 | EXCHANGE TRADED | 1,200 | $29,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 800 | $28,000 | thousands by filing date | |
| TORTOISE PWR & ENERGY INFRASTR | 89147X104 | COM | 1,006 | $28,000 | thousands by filing date | |
| ISHARES | 464286848 | EXCHANGE TRADED | 2,150 | $25,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 292 | $24,000 | thousands by filing date | |
| FIRST TRUST ENERGY INFRASTRUCT | 33738C103 | COM | 1,000 | $24,000 | thousands by filing date | |
| HOLOGIC INC | 436440101 | COM | 932 | $23,000 | thousands by filing date | |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 529 | $22,000 | thousands by filing date | |
| PROSHARES TR | 74347R404 | PSHS ULT MCAP400 | 339 | $22,000 | thousands by filing date | |
| DTE ENERGY CO COM | 233331107 | Stock | 260 | $20,000 | thousands by filing date | |
| SEQUENOM INC COM NEW | 817337405 | COM | 6,665 | $20,000 | thousands by filing date | |
| ConocoPhillips | 20825C104 | COM | 250 | $19,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 322 | $19,000 | thousands by filing date | |
| ISHARES 1-5 YEAR INVESTMENT GRADE CORPORATE BOND ETF | 464288646 | ETF | 180 | $19,000 | thousands by filing date | |
| EXACT SCIENCES CORP COM | 30063P105 | Stock | 1,000 | $19,000 | thousands by filing date | |
| ISHARES MORNINGSTAR ETF SMALL CAP VALUE | 464288703 | ETF | 163 | $19,000 | thousands by filing date | |
| CELGENE CORP | 151020104 | COM | 200 | $19,000 | thousands by filing date | |
| CUSHING ROYALTY | 23164R104 | COM SH BEN INT | 1,000 | $18,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 476 | $17,000 | thousands by filing date | |
| ILLINOIS TOOL WKS INC | 452308109 | COM | 197 | $17,000 | thousands by filing date | |
| Vanguard Mid-Cap Growth ETF | 922908538 | SHS | 176 | $17,000 | thousands by filing date | |
| Abbott Laboratories | 002824100 | COM | 386 | $16,000 | thousands by filing date | |
| KELLANOVA | 487836108 | COM | 255 | $16,000 | thousands by filing date | |
| RAYTHEON CO | 755111507 | COM NEW | 158 | $16,000 | thousands by filing date | |
| BUCKEYE PARTNERS LP (BPL) | 118230101 | UNIT LTD PARTN | 200 | $16,000 | thousands by filing date | |
| Automatic Data Processing,Inc. | 053015103 | COM | 176 | $15,000 | thousands by filing date | |
| Stryker Corporation | 863667101 | COM | 180 | $15,000 | thousands by filing date | |
| Vanguard Total World Stock ETF | 922042742 | SHS | 250 | $15,000 | thousands by filing date | |
| VANGUARD WORLD FD | 92204A405 | FINANCIALS ETF | 325 | $15,000 | thousands by filing date | |
| ISHARES TR | 464287564 | SELECT US REIT | 175 | $15,000 | thousands by filing date | |
| POWERSHARES | 73935S105 | EXCHANGE TRADED | 647 | $15,000 | thousands by filing date | |
| JAVELIN MTG INVT CORP | 47200B104 | COM | 1,250 | $15,000 | thousands by filing date | |
| NOVARTIS AG SPONSORED ADR | 66987V109 | ADR | 150 | $14,000 | thousands by filing date | |
| Applied Materials,Inc. | 038222105 | COM | 610 | $13,000 | thousands by filing date | |
| iShares Core US Aggregate Bond ETF | 464287226 | SHS | 120 | $13,000 | thousands by filing date | |
| ESPERION THERAPEUTICS INC NEW COM | 29664W105 | Stock | 550 | $13,000 | thousands by filing date | |
| PROSHARES TR | 74347R842 | PSHS ULTRUSS2000 | 170 | $13,000 | thousands by filing date | |
| COMVERSE INC | 20585P105 | COM | 600 | $13,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y100 | SBI MATERIALS | 250 | $12,000 | thousands by filing date | |
| TWITTER INC | 90184L102 | COM | 224 | $12,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 360 | $11,000 | thousands by filing date | |
| Schlumberger Limited | 806857108 | COM | 110 | $11,000 | thousands by filing date | |
| BECTON DICKINSON & CO | 075887109 | COM | 100 | $11,000 | thousands by filing date | |
| KIMBERLY-CLARK CORP COM | 494368103 | Stock | 100 | $11,000 | thousands by filing date | |
| DUFF & PHELPS UTLITY AND INF | 26433C105 | COM | 500 | $11,000 | thousands by filing date | |
| ANNALY CAPITAL MANAGEMENT | 035710409 | COM | 1,000 | $11,000 | thousands by filing date | |
| CHESEPEAKE ENERGY CORP | 165167107 | COM | 500 | $11,000 | thousands by filing date | |
| PHILLIPS 66 COM | 718546104 | Stock | 125 | $10,000 | thousands by filing date | |
| PPL CORP COM | 69351T106 | Stock | 300 | $10,000 | thousands by filing date | |
| AMERIPRISE FINL INC COM | 03076C106 | Stock | 81 | $10,000 | thousands by filing date | |
| PPG INDS INC COM | 693506107 | Stock | 50 | $10,000 | thousands by filing date | |
| 3M CO COM | 88579Y101 | Stock | 70 | $10,000 | thousands by filing date | |
| BLACKROCK MUN TARGET TERM TR | 09257P105 | COM SHS BEN IN | 500 | $10,000 | thousands by filing date | |
| ENTERPRISE PRODS PARTNERS L | 293792107 | COM | 241 | $10,000 | thousands by filing date | |
| SEAGATE TECHNOLOGY PLC | G7945M107 | SHS | 171 | $10,000 | thousands by filing date | |
| LINKEDIN CORP | 53578A108 | COM | 50 | $10,000 | thousands by filing date | |
| ENBRIDGE ENERGY PARTNERS L P | 29250R106 | Domestic Common | 246 | $10,000 | thousands by filing date | |
| PAYCHEX INC | 704326107 | COM | 210 | $9,000 | thousands by filing date | |
| PROSHARES TR | 74347R107 | PSHS ULT S&P 500 | 79 | $9,000 | thousands by filing date | |
| FORTUNE BRANDS INNOVATIONS INC COM | 34964C106 | Stock | 220 | $9,000 | thousands by filing date | |
| BLOCK H & R INC COM | 093671105 | Stock | 283 | $9,000 | thousands by filing date | |
| ENERGY TRANSFER L P | 29273V100 | COM UT LTD PTN | 146 | $9,000 | thousands by filing date | |
| PLAINS ALL AMERN PIPELINE L | 726503105 | UNIT LTD PARTN | 151 | $9,000 | thousands by filing date | |
| WELLTOWER INC | 42217K106 | COM | 143 | $9,000 | thousands by filing date | |
| ACE LTD | H0023R105 | SHS | 86 | $9,000 | thousands by filing date | |
| LORILLARD INC | 544147101 | COM | 152 | $9,000 | thousands by filing date | |
| Accenture Plc Class A | G1151C101 | COM | 100 | $8,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 159 | $8,000 | thousands by filing date | |
| Costco Wholesale Corporation | 22160K105 | COM | 62 | $8,000 | thousands by filing date | |
| AMERICAN ELEC PWR CO INC COM | 025537101 | Stock | 162 | $8,000 | thousands by filing date | |
| GENERAL MILLS INC COM | 370334104 | Stock | 153 | $8,000 | thousands by filing date | |
| MICROCHIP TECHNOLOGY INC. COM | 595017104 | Stock | 173 | $8,000 | thousands by filing date | |
| BANK MONTREAL MEDIUM COM | 063671101 | Stock | 112 | $8,000 | thousands by filing date | |
| ISHARES TR | 464287713 | US TELECOM ETF | 270 | $8,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259107 | SPON ADR B | 101 | $8,000 | thousands by filing date | |
| Guggenheim S&P 500 Equal Weighted ETf | 78355W106 | Equity | 101 | $8,000 | thousands by filing date | |
| iShares Russell Midcap ETF | 464287499 | SHS | 46 | $7,000 | thousands by filing date | |
| BCE INC COM NEW | 05534B760 | Stock | 172 | $7,000 | thousands by filing date | |
| HSBC HLDGS PLC SPON ADR NEW | 404280406 | ADR | 140 | $7,000 | thousands by filing date | |
| BANK NOVA SCOTIA B C COM | 064149107 | Stock | 120 | $7,000 | thousands by filing date | |
| KT CORP SPONSORED ADR | 48268K101 | ADR | 408 | $7,000 | thousands by filing date | |
| BAYTEX ENERGY CORP COM | 07317Q105 | Stock | 172 | $7,000 | thousands by filing date | |
| DARDEN RESTAURANTS INC COM | 237194105 | Stock | 145 | $7,000 | thousands by filing date | |
| PLUM CREEK TIMBER CO INC | 729251108 | COM | 176 | $7,000 | thousands by filing date | |
| LIVE NATION ENTERTAINMENT INC COM | 538034109 | Stock | 250 | $6,000 | thousands by filing date | |
| AMERICA MOVIL SA DE CV-ADR | 02364W105 | SPON ADR L SHS | 251 | $6,000 | thousands by filing date | |
| PowerShares DB Gold Double Short ETN | 25154H756 | ETP | 762 | $6,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W601 | GUG S&P MC400 PG | 51 | $6,000 | thousands by filing date | |
| ISHARES TR | 464288372 | COM | 125 | $5,000 | thousands by filing date | |
| Vanguard Total International Bond Index Fund ETF | 92203J407 | SHS | 104 | $5,000 | thousands by filing date | |
| TECO ENERGY INC | 872375100 | COM | 310 | $5,000 | thousands by filing date | |
| iShares S&P 500 Value ETF | 464287408 | SHS | 41 | $4,000 | thousands by filing date | |
| ISHARES TR | 464288695 | GLOBAL MATER ETF | 75 | $4,000 | thousands by filing date | |
| LRR ENERGY LP | 50214A104 | COMMON STOCK | 225 | $4,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 200 | $3,000 | thousands by filing date | |
| Comcast Corp | 20030N101 | COM | 48 | $3,000 | thousands by filing date | |
| ISHARES TR | 464288281 | JPMORGAN USD EMG | 25 | $3,000 | thousands by filing date | |
| STATE STR SPDR DOW JONES IND | 78467X109 | UT SER 1 | 14 | $2,000 | thousands by filing date | |
| A10 NETWORKS INC | 002121101 | COM | 200 | $2,000 | thousands by filing date | |
| POTBELLY CORP | 73754Y100 | COM | 200 | $2,000 | thousands by filing date | |
| AUDIENCE INC | 05070J102 | COM | 300 | $2,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 16 | $1,000 | thousands by filing date | |
| AMERICANRLTYINVSINC | 029174109 | STOK | 144 | $1,000 | thousands by filing date | |
| GENERAL MTRS CO COM | 37045V100 | Stock | 16 | $1,000 | thousands by filing date | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 300 | $1,000 | thousands by filing date | |
| FTSE RAFI Internat'l Dev Mkts | 73936T789 | COM | 30 | $1,000 | thousands by filing date | |
| TESORO CORP | 881609101 | COM | 11 | $1,000 | thousands by filing date | |
| KINDER MORGAN INC DEL | 49456B119 | *W EXP 05/25/201 | 140 | $1,000 | thousands by filing date | |
| SEVENTY SEVEN ENERGY INC | 818097107 | COM | 35 | $1,000 | thousands by filing date | |
| COMERICAINC | 200340107 | COM | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIRSTENERGY CORP | 337932107 | COM | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| DOMINION ENERGY INC COM | 25746U109 | Stock | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259206 | SPONS ADR A | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CENTURYLINK INC | 156700106 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| KINDER MORGAN ENERGY PARTNER | 494550106 | UT LTD PARTNER | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| FRONTIER COMMUNICATIONS CORP | 35906A108 | COM | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GENERAL MTRS CO | 37045V126 | *W EXP 07/10/201 | 13 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GENERAL MTRS CO | 37045V118 | *W EXP 07/10/201 | 13 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ALCATEL-LUCENT | 013904305 | SPONSORED ADR | 19 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| POWERSHARES ETF TRUST INTL DIV | 73935X716 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LIFEVANTAGE CORP | 53222K106 | COM | 250 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001317733-14-000007 | this filing | 2014-10-03 | acceptance time not in the bulk data set |