13F-HR filed by OTA Financial Group L.P.
OTA Financial Group L.P. filed this 13F-HR for the quarter ended 2023-03-31, filed 2023-05-04, with 46 holding rows worth $113,614,000.
- Accession
- 0001317346-23-000007
- Filer
- CIK 1317346
- Filed
- 2023-05-04
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2023
A holdings report, amendment of type restatement, 46 entries on the cover page, a total value of $113,614,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $113,614,000 with VALUE read as thousands, detected and multiplied, 13F file number 028-11283. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerOTA LLC028-11280
- included managerOTA TRADING FUND 1 LLC028-12833
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| SPDR Bloomberg 1-3 Month T-Bill ETF | 78468R663 | SHS | 260,169 | $23,888,000 | thousands, detected and multiplied | |
| OCCIDENTAL PETE CORP WT EXP 080327 | 674599162 | Stock | 564,880 | $23,160,000 | thousands, detected and multiplied | |
| Microsoft Corp | 594918104 | COM | 50,000 | $14,415,000 | thousands, detected and multiplied | |
| META PLATFORMS INC CL A | 30303M102 | COM | 50,000 | $10,597,000 | thousands, detected and multiplied | |
| SCILEX HOLDING CO | 80880W906 | CALL | 1,038,600 | $8,516,000 | thousands, detected and multiplied | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 37,260 | $3,875,000 | thousands, detected and multiplied | |
| YAMANA GOLD INC | 98462Y100 | COM | 524,471 | $3,068,000 | thousands, detected and multiplied | |
| LIBERTY BROADBAND CORP | 530307305 | COM SER C | 32,120 | $2,624,000 | thousands, detected and multiplied | |
| TORTOISE ENERGY INFRA CORP | 89147L886 | COM | 73,232 | $2,153,000 | thousands, detected and multiplied | |
| Charles Schwab Corp | 808513105 | COM | 34,032 | $1,782,000 | thousands, detected and multiplied | |
| iShares 0-5 Year High Yield Corporate Bond ETF | 46434V407 | COM | 41,591 | $1,733,000 | thousands, detected and multiplied | |
| SCHWAB STRATEGIC TR | 808524839 | US AGGREGATE B | 33,869 | $1,588,000 | thousands, detected and multiplied | |
| Vanguard Intermediate-Term Corporate Bond ETF | 92206C870 | SHS | 17,576 | $1,409,000 | thousands, detected and multiplied | |
| PLAINS ALL AMERN PIPELINE L | 726503105 | UNIT LTD PARTN | 110,127 | $1,373,000 | thousands, detected and multiplied | |
| EATON VANCE ENHANCED EQUITY | 278277108 | COM | 52,511 | $861,000 | thousands, detected and multiplied | |
| BROADMARK RLTY CAP INC | 11135B100 | COM | 176,628 | $830,000 | thousands, detected and multiplied | |
| ROYCE VALUE TRUST | 780910105 | COM | 54,450 | $738,000 | thousands, detected and multiplied | |
| ISHARES 1-5 YEAR INVESTMENT GRADE CORPORATE BOND ETF | 464288646 | ETF | 12,110 | $612,000 | thousands, detected and multiplied | |
| FIRST TRUST MLP AND ENERGY INC | 33739B104 | COM | 79,879 | $610,000 | thousands, detected and multiplied | |
| BROOKFIELD RENEWABLE ENERGY | G16258108 | PARTNERSHIP UNIT | 18,094 | $570,000 | thousands, detected and multiplied | |
| KAYNE ANDERSON ENERGY | 486606106 | COM | 62,558 | $540,000 | thousands, detected and multiplied | |
| BANNER ACQUISITION CORP | 06654K101 | COM | 50,186 | $513,000 | thousands, detected and multiplied | |
| SPDR SERIES TRUST | 78464A649 | ST STR AGGRE ETF | 19,108 | $492,000 | thousands, detected and multiplied | |
| SPORTSMAP TECH ACQUISITIN CO | 84921J108 | COM | 46,022 | $478,000 | thousands, detected and multiplied | |
| TEMPLETON DRAGON FD INC | 88018T101 | COM | 41,083 | $435,000 | thousands, detected and multiplied | |
| TG VENTURE ACQUISITION CORP | 87251T109 | COM | 39,817 | $412,000 | thousands, detected and multiplied | |
| CLEARWAY ENERGY INC CL C | 18539C204 | Stock | 12,868 | $403,000 | thousands, detected and multiplied | |
| INTEGRAL ACQUISITION CORP 1 | 45827K101 | CLASS A COM | 39,287 | $403,000 | thousands, detected and multiplied | |
| CALAMOS CONVERTIBLE OPPORTUNIT | 128117108 | SH BEN INT | 37,853 | $398,000 | thousands, detected and multiplied | |
| BLACKROCK RESOURCES & COMMODIT | 09257A108 | SHS | 39,025 | $372,000 | thousands, detected and multiplied | |
| RF ACQUISITION CORP | 74954L104 | COM | 34,988 | $360,000 | thousands, detected and multiplied | |
| COLOMBIER ACQUISITION CORP | 19533H108 | COM | 35,541 | $360,000 | thousands, detected and multiplied | |
| EG ACQUISITION CORP | 26846A100 | COM | 35,082 | $357,000 | thousands, detected and multiplied | |
| NEWBURY STREET ACQUISITN COR | 65101L104 | COM | 34,044 | $348,000 | thousands, detected and multiplied | |
| WELSBACH TECH METALS ACQU CO | 950415109 | COM | 32,577 | $338,000 | thousands, detected and multiplied | |
| CALAMOS CONV & HIGH INCOME F | 12811P108 | COM SHS | 29,803 | $325,000 | thousands, detected and multiplied | |
| BLACKROCK DEBT STRATEGIES FD I | 09255R202 | COM NEW | 33,221 | $315,000 | thousands, detected and multiplied | |
| RIVERNORTH CAP AND INCM FD I | 76882B108 | COM | 19,999 | $308,000 | thousands, detected and multiplied | |
| FG MERGER CORP | 30324Y101 | COMMON STOCK | 28,417 | $295,000 | thousands, detected and multiplied | |
| BLACKROCK CREDIT ALLOCATION IN | 092508100 | COM | 28,325 | $291,000 | thousands, detected and multiplied | |
| NUVEEN AMT FREE MUN CR INC F | 67071L106 | COM | 24,574 | $289,000 | thousands, detected and multiplied | |
| BIORA THERAPEUTICS INC | 74319F905 | COM NEW | 98,500 | $272,000 | thousands, detected and multiplied | |
| ABERDEEN INCOME CR STRATEGIE | 003057106 | COM | 39,038 | $260,000 | thousands, detected and multiplied | |
| UNDER ARMOUR INC | 904311107 | CL A | 25,747 | $244,000 | thousands, detected and multiplied | |
| B RILEY PRIN 250 MERGER CORP | 05602L104 | COM | 20,055 | $203,000 | thousands, detected and multiplied | |
| FIRST TRUST SENIOR FLOATING RA | 33733U108 | COM | 20,208 | $201,000 | thousands, detected and multiplied |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001317346-23-000007 | this filing | 2023-05-04 | acceptance time not in the bulk data set |