13F-HR filed by OTA Financial Group L.P.
OTA Financial Group L.P. filed this 13F-HR for the quarter ended 2021-06-30, filed 2021-07-28, with 95 holding rows worth $90,198,000.
- Accession
- 0001317346-21-000009
- Filer
- CIK 1317346
- Filed
- 2021-07-28
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2021
A holdings report, amendment of type restatement, 95 entries on the cover page, a total value of $90,198,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $90,198,000 with VALUE read as thousands by filing date, 13F file number 028-11283. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerOTA LLC028-11280
- included managerOTA TRADING FUND 1 LLC028-12833
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| OCCIDENTAL PETE CORP WT EXP 080327 | 674599162 | Stock | 630,593 | $8,771,000 | thousands by filing date | |
| RIOT PLATFORMS INC | 767292105 | COM | 165,900 | $6,249,000 | thousands by filing date | |
| Vanguard Total Bond Market ETF | 921937835 | SHS | 63,077 | $5,417,000 | thousands by filing date | |
| WEINGARTEN RLTY INVS | 948741103 | SH BEN INT | 147,319 | $4,724,000 | thousands by filing date | |
| M & T BK CORP COM | 55261F104 | Stock | 25,405 | $3,691,000 | thousands by filing date | |
| PAYONEER GLOBAL INC COM | 70451X104 | Stock | 334,100 | $3,464,000 | thousands by filing date | |
| VEREIT INC | 92339V308 | COM | 71,092 | $3,265,000 | thousands by filing date | |
| SPROTT PHYSICAL GOLD TR | 85207H104 | UNIT | 220,188 | $3,089,000 | thousands by filing date | |
| GS ACQUISITION HLDGS CORP II | 36258Q105 | COM CL A | 263,300 | $2,738,000 | thousands by filing date | |
| PLAINS ALL AMERN PIPELINE L | 726503105 | UNIT LTD PARTN | 186,066 | $2,113,000 | thousands by filing date | |
| ATHENE HOLDING LTD | G0684D107 | CL A | 29,558 | $1,995,000 | thousands by filing date | |
| Vanguard Intermediate-Term Corporate Bond ETF | 92206C870 | SHS | 20,859 | $1,983,000 | thousands by filing date | |
| ALUSSA ENERGY ACQUISITION CO | G0232J101 | SHS CL A | 179,772 | $1,781,000 | thousands by filing date | |
| CARNIVAL CORP COMMON STOCK | 143658300 | Stock | 61,859 | $1,630,000 | thousands by filing date | |
| CITIC CAPITAL ACQUISITION CO | G21513109 | COM CL A | 156,250 | $1,548,000 | thousands by filing date | |
| XILINX INC | 983919101 | COM | 10,560 | $1,527,000 | thousands by filing date | |
| GIGCAPITAL4 INC | 37518G101 | COM | 133,934 | $1,319,000 | thousands by filing date | |
| NEUBERGER BERMAN MLP AND ENERG | 64129H104 | COM | 247,310 | $1,236,000 | thousands by filing date | |
| GREENVISION ACQUISITION CORP | 39678G103 | COM | 120,415 | $1,229,000 | thousands by filing date | |
| TORTOISE MIDSTREAM ENERGY FUND | 89148B200 | COM | 38,416 | $1,149,000 | thousands by filing date | |
| INVITAE CORP | 46185L103 | COM | 32,600 | $1,099,000 | thousands by filing date | |
| COHEN & STEERS MLP INC & ENR | 19249B106 | COM SHS | 233,720 | $951,000 | thousands by filing date | |
| TREBIA ACQUISITION CORP | G9027T109 | COM CL A | 95,955 | $949,000 | thousands by filing date | |
| TORTOISE ENERGY INFRA CORP | 89147L886 | COM | 30,013 | $863,000 | thousands by filing date | |
| SOCIAL CAPITAL HEDOSOPHA HLD | G8251L105 | SHS CL A | 81,100 | $827,000 | thousands by filing date | |
| 890 5TH AVE PARTNERS INC | 28250A105 | COM CL A | 81,211 | $800,000 | thousands by filing date | |
| FLAGSTAR BANCORP INC | 337930705 | COM PAR .001 | 18,904 | $799,000 | thousands by filing date | |
| HOSTESS BRANDS INC | 44109J114 | WTS | 307,594 | $747,000 | thousands by filing date | |
| BROOKFIELD PPTY REIT INC | 11282X103 | CL A | 38,673 | $730,000 | thousands by filing date | |
| INNOVID CORP COMMON STOCK | G49393104 | Stock | 73,331 | $725,000 | thousands by filing date | |
| iShares Core Total USD Bond Market ETF | 46434V613 | SHS | 13,106 | $701,000 | thousands by filing date | |
| CLEARWAY ENERGY INC CL C | 18539C204 | Stock | 25,972 | $687,000 | thousands by filing date | |
| CIT GROUP INC COM NEW | 125581801 | Stock | 12,876 | $664,000 | thousands by filing date | |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 11,992 | $661,000 | thousands by filing date | |
| OPENDOOR TECHNOLOGIES INC | 683712111 | *W EXP 12/18/202 | 100,360 | $653,000 | thousands by filing date | |
| GOLDMAN SACHS MLP ENERGY REN | 38148G206 | COM | 56,395 | $645,000 | thousands by filing date | |
| FAR PEAK ACQUISITION CORP | G3312L103 | SHS CL A | 62,500 | $621,000 | thousands by filing date | |
| ABRDN GLOBAL PREMIER PPTYS F | 00302L108 | COM SH BEN INT | 96,699 | $615,000 | thousands by filing date | |
| iShares Silver Trust | 46428Q109 | COM | 23,050 | $558,000 | thousands by filing date | |
| SOARING EAGLE ACQUISITION CO | G8354H126 | CL A SHS | 55,200 | $549,000 | thousands by filing date | |
| SWITCHBACK II CORPORATION | G8633T115 | COM CL A | 52,686 | $521,000 | thousands by filing date | |
| DPCM CAP INC | 23344P101 | CMN | 51,965 | $513,000 | thousands by filing date | |
| LIBERTY TRIPADVISOR HLDGS IN | 531465102 | COM SER A | 125,701 | $511,000 | thousands by filing date | |
| SPROTT PHYSICAL SILVER TR | 85207K107 | TR UNIT | 54,330 | $504,000 | thousands by filing date | |
| NXG CUSHING MIDSTREAM ENERGY | 231631300 | COM NEW | 15,454 | $456,000 | thousands by filing date | |
| IG ACQUISITION CORP | 449534106 | COM CL A | 44,507 | $433,000 | thousands by filing date | |
| CEL SCI CORP | 150837957 | PUT | 48,500 | $420,000 | thousands by filing date | |
| EAST STONE ACQUISITION CORP | G2911D108 | SHS | 40,059 | $404,000 | thousands by filing date | |
| TORTOISE PIPELINE & ENERGY F | 89148H207 | COM | 16,246 | $388,000 | thousands by filing date | |
| ALTITUDE ACQUISITION CORP | 02156Y103 | COM CL A | 39,468 | $386,000 | thousands by filing date | |
| VPC IMPACT ACQUISITION HLDNG | G9441E100 | SHS CL A | 35,955 | $359,000 | thousands by filing date | |
| ADAMS DIVERSIFIED EQUITY FD | 006212104 | COM | 18,084 | $357,000 | thousands by filing date | |
| YUCAIPA ACQ CRP; TNT ACQ DT; 8/4/2022; CASH: $10.00 | G9879L105 | COM | 36,227 | $357,000 | thousands by filing date | |
| VECTOR ACQUISITION CORP | G9442R126 | COM CL A | 32,500 | $353,000 | thousands by filing date | |
| DISCOVERY INC | 25470F302 | COM SER C | 11,934 | $345,000 | thousands by filing date | |
| OLD NATL BANCORP IND | 680033107 | COM | 19,531 | $343,000 | thousands by filing date | |
| SUSTAINABLE OPPORTNTS ACQ CO | G8598Y109 | ORD SHS A | 34,284 | $341,000 | thousands by filing date | |
| FALCON CAPITAL ACQUISITN COR | 30606L108 | COM CL A | 35,475 | $329,000 | thousands by filing date | |
| D8 HOLDINGS CORP | G2614K110 | SHS CL A | 32,100 | $320,000 | thousands by filing date | |
| AST SPACEMOBILE INC | 00217D118 | *W EXP 04/06/202 | 54,642 | $311,000 | thousands by filing date | |
| AUSTERLITZ ACQUISITION CORP | G0633D109 | SHS CL A | 31,369 | $311,000 | thousands by filing date | |
| CHURCHILL CAPITAL CORP VII | 17144M102 | COM CL A | 31,161 | $303,000 | thousands by filing date | |
| YUNHONG INTERNATIONAL | g98882106 | COM | 29,877 | $303,000 | thousands by filing date | |
| TRITIUM DCFC LIMITED ORDINARY SHARES | 242794105 | Stock | 30,040 | $296,000 | thousands by filing date | |
| ABRDN WORLD HEALTHCARE FUND | 87911L108 | BEN INT SHS | 17,675 | $290,000 | thousands by filing date | |
| SVF INVESTMENT CORP | G8601L102 | CL A SHS | 29,265 | $289,000 | thousands by filing date | |
| FUSION ACQUISITION CORP | 36118H105 | CL A | 28,127 | $279,000 | thousands by filing date | |
| SEVEN OAKS ACQUISITION CORP | 81787X106 | COM CL A | 28,152 | $278,000 | thousands by filing date | |
| RMG ACQUISITION CORP II | G76083107 | CL A SHS | 26,800 | $266,000 | thousands by filing date | |
| ISLEWORTH HEALTHCARE ACQU CO | 46468P102 | CMN | 26,750 | $262,000 | thousands by filing date | |
| EXPAND ENERGY CORPORATION | 165167180 | *W EXP 02/09/202 | 12,365 | $257,000 | thousands by filing date | |
| WARRIOR TECHNOLOGIES ACQUI C | 936273101 | CMN | 26,482 | $256,000 | thousands by filing date | |
| CHURCHILL CAPITAL CORP V | 17144T107 | COM | 25,200 | $253,000 | thousands by filing date | |
| THIMBLE POINT ACQUISITION CO | 88408P107 | COM CL A | 24,931 | $246,000 | thousands by filing date | |
| CADENCE BANCORP | 12739A100 | COMMON EQUITY | 11,601 | $242,000 | thousands by filing date | |
| PRIVETERRA ACQUISITION CORP | 876545104 | COM CL A | 24,139 | $235,000 | thousands by filing date | |
| SKILLZ INC | 83067L117 | *W EXP 02/26/202 | 22,830 | $232,000 | thousands by filing date | |
| PGIM HIGH YIELD BOND FUND IN | 69346H100 | COM | 14,176 | $230,000 | thousands by filing date | |
| STAR PEAK CORP II | 855179107 | COM CL A | 23,165 | $229,000 | thousands by filing date | |
| MCAP ACQ CRP; TNT ACQ DT: 2/26/2023; CASH: $10.00 | 55282T109 | COM CL A | 23,634 | $227,000 | thousands by filing date | |
| DUDDELL STREET ACQUISITN COR | G28553108 | CMN | 23,323 | $225,000 | thousands by filing date | |
| ITIQUIRA ACQUISITION CORP | G49773107 | CL A SHS | 23,125 | $222,000 | thousands by filing date | |
| AFRICAN GOLD ACQUISITION COR | G0112R108 | COM | 22,790 | $219,000 | thousands by filing date | |
| ELECTRAMECCANICA VEHS CORP | 284849114 | W EXP 08/03/202 | 98,443 | $218,000 | thousands by filing date | |
| HEALTHCARE CAPITAL CORP | 42228C101 | COM CL A | 22,591 | $218,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED BUY- | 27828Y108 | COM | 13,281 | $216,000 | thousands by filing date | |
| CA HEALTHCARE ACQUISITION CORP | 12510w107 | COM | 21,691 | $214,000 | thousands by filing date | |
| LEO HOLDINGS III CORP | G5463T108 | SHS CL A | 21,640 | $213,000 | thousands by filing date | |
| CENTRICUS ACQUISITION CORP | G2072Q104 | CL A SHS | 21,362 | $211,000 | thousands by filing date | |
| MONTES ARCHIMEDES ACQUISITIO | 612657106 | COM CL A | 21,384 | $211,000 | thousands by filing date | |
| BLACKROCK MULTI-SECTOR INCOME | 09258A107 | COM | 11,302 | $210,000 | thousands by filing date | |
| HEALTH ASSURANCE ACQUIS- | 42226W109 | COM CL A | 21,000 | $210,000 | thousands by filing date | |
| MEDICUS SCIENCES ACQUISITION | G5960S108 | CL A SHS | 21,728 | $209,000 | thousands by filing date | |
| GOAL ACQUISITIONS CORP | 38021H107 | COM | 21,088 | $203,000 | thousands by filing date | |
| SABA CAPITAL INCOME & OPRNT | 78518H103 | SHARES | 43,005 | $202,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001317346-21-000009 | this filing | 2021-07-28 | acceptance time not in the bulk data set |