13F-HR filed by OTA Financial Group L.P.
OTA Financial Group L.P. filed this 13F-HR for the quarter ended 2021-03-31, filed 2021-04-14, with 60 holding rows worth $125,105,000.
- Accession
- 0001317346-21-000004
- Filer
- CIK 1317346
- Filed
- 2021-04-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2021
A holdings report, amendment of type restatement, 60 entries on the cover page, a total value of $125,105,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $125,105,000 with VALUE read as thousands by filing date, 13F file number 028-11283. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerOTA LLC028-11280
- included managerOTA TRADING FUND 1 LLC028-12833
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 18,729 | $38,743,000 | thousands by filing date | |
| RIOT PLATFORMS INC | 767292105 | COM | 204,900 | $10,915,000 | thousands by filing date | |
| SPROTT PHYSICAL GOLD TR | 85207H104 | UNIT | 741,662 | $9,945,000 | thousands by filing date | |
| Vanguard Total Bond Market ETF | 921937835 | SHS | 88,206 | $7,472,000 | thousands by filing date | |
| OCCIDENTAL PETE CORP WT EXP 080327 | 674599162 | Stock | 457,154 | $5,444,000 | thousands by filing date | |
| PLAINS ALL AMERN PIPELINE L | 726503105 | UNIT LTD PARTN | 398,958 | $3,630,000 | thousands by filing date | |
| Apollo Global Management Inc | 03768E105 | COM CL A | 57,467 | $2,701,000 | thousands by filing date | |
| NOBLE MIDSTREAM PARTNERS LP | 65506L105 | COM UNIT REPST | 181,935 | $2,638,000 | thousands by filing date | |
| INVITAE CORP | 46185L103 | COM | 62,500 | $2,388,000 | thousands by filing date | |
| FOREST ROAD ACQUISITION CORP | 34619R102 | COM | 233,000 | $2,357,000 | thousands by filing date | |
| ALTITUDE ACQUISITION CORP | 02156Y103 | COM CL A | 216,000 | $2,166,000 | thousands by filing date | |
| TCF FINANCIAL CORPORATION NE | 872307103 | COM | 42,477 | $1,973,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311206 | CL C | 101,181 | $1,867,000 | thousands by filing date | |
| ISHARES TR | 464288638 | ISHS 5-10YR INVT | 30,107 | $1,783,000 | thousands by filing date | |
| SPROTT ASSET MANAGEMENT LP | 85208R101 | PHYSICAL GOLD AN | 91,836 | $1,595,000 | thousands by filing date | |
| DISCOVERY INC | 25470F302 | COM SER C | 40,354 | $1,488,000 | thousands by filing date | |
| iShares Broad USD High Yield Corporate Bond ETF | 46435U853 | SHS | 34,820 | $1,434,000 | thousands by filing date | |
| NEUBERGER BERMAN MLP AND ENERG | 64129H104 | COM | 305,322 | $1,282,000 | thousands by filing date | |
| TORTOISE MIDSTREAM ENERGY FUND | 89148B200 | COM | 47,739 | $1,227,000 | thousands by filing date | |
| CIT GROUP INC COM NEW | 125581801 | Stock | 23,615 | $1,216,000 | thousands by filing date | |
| CITIC CAPITAL ACQUISITION CO | G21513109 | COM CL A | 118,900 | $1,189,000 | thousands by filing date | |
| FOX CORP CL A COM | 35137L105 | Stock | 32,794 | $1,184,000 | thousands by filing date | |
| GOLDMAN SACHS MLP ENERGY REN | 38148G206 | COM | 108,398 | $1,049,000 | thousands by filing date | |
| FALCON CAPITAL ACQUISITN COR | 30606L108 | COM CL A | 103,700 | $1,033,000 | thousands by filing date | |
| QELL ACQUISITION CORP | G7307X105 | CL A | 99,100 | $1,008,000 | thousands by filing date | |
| SPRING VALEY ACQUISTION III CL A ORD | 85521J109 | COM | 99,400 | $987,000 | thousands by filing date | |
| COHEN & STEERS MLP INC & ENR | 19249B106 | COM SHS | 288,542 | $923,000 | thousands by filing date | |
| TORTOISE ENERGY INFRA CORP | 89147L886 | COM | 36,972 | $903,000 | thousands by filing date | |
| CC NEUBERGER PRIN HLDGS II | G3166T103 | SHS CL A | 91,200 | $899,000 | thousands by filing date | |
| SOCIAL CAPITAL HEDOSOPHA HLD | G8251L105 | SHS CL A | 83,161 | $890,000 | thousands by filing date | |
| VG ACQUISITION CORP | G9446E105 | SHS CL A | 84,800 | $862,000 | thousands by filing date | |
| iShares Core MSCI Emerging Markets ETF | 46434G103 | SHS | 12,538 | $806,000 | thousands by filing date | |
| TORTOISE ACQUISITION CORP II | G89554102 | COM CL A | 70,100 | $767,000 | thousands by filing date | |
| NEXTGEN ACQUISITION CORP | G65305107 | CL A | 74,600 | $740,000 | thousands by filing date | |
| HORIZON ACQUISITION CORPORAT | G46044106 | CMN | 70,800 | $722,000 | thousands by filing date | |
| GS ACQUISITION HLDGS CORP II | 36258Q105 | COM CL A | 68,900 | $718,000 | thousands by filing date | |
| THUNDER BRDG ACQUISTION II L | G8857S116 | CL A SHS | 56,500 | $588,000 | thousands by filing date | |
| NXG CUSHING MIDSTREAM ENERGY | 231631300 | COM NEW | 19,080 | $475,000 | thousands by filing date | |
| FTAC OLYMPUS ACQUISITION COR | G37288100 | CL A SHS | 45,000 | $475,000 | thousands by filing date | |
| D8 HOLDINGS CORP | G2614K110 | SHS CL A | 44,720 | $444,000 | thousands by filing date | |
| ABRDN WORLD HEALTHCARE FUND | 87911L108 | BEN INT SHS | 29,386 | $442,000 | thousands by filing date | |
| EXPERIENCE INVT CORP | 30217C109 | COM CL A | 42,793 | $440,000 | thousands by filing date | |
| LIBERTY TRIPADVISOR HLDGS IN | 531465102 | COM SER A | 67,796 | $432,000 | thousands by filing date | |
| TORTOISE PIPELINE & ENERGY F | 89148H207 | COM | 20,058 | $410,000 | thousands by filing date | |
| FISKER INC | 33813J114 | *W EXP 12/01/202 | 46,722 | $399,000 | thousands by filing date | |
| SUSTAINABLE OPPORTNTS ACQ CO | G8598Y109 | ORD SHS A | 38,400 | $381,000 | thousands by filing date | |
| DESKTOP METAL INC | 25058X105 | COM CL A | 23,876 | $355,000 | thousands by filing date | |
| CBRE GBL REAL ESTATE INC FD COM | 12504G100 | CEF | 44,641 | $348,000 | thousands by filing date | |
| BRIDGETOWN HOLDINGS LTD | G1355U113 | COM | 30,421 | $330,000 | thousands by filing date | |
| REVOLUTION ACCELERTN ACQU CO | 76156P106 | COM CL A | 32,400 | $328,000 | thousands by filing date | |
| ELECTRAMECCANICA VEHS CORP | 284849114 | W EXP 08/03/202 | 99,820 | $289,000 | thousands by filing date | |
| DIGITAL MEDIA SOLUTIONS INC | 25401G114 | WTS | 153,836 | $252,000 | thousands by filing date | |
| SPARTAN ACQUISITION CORP II | 846775104 | COM | 23,600 | $246,000 | thousands by filing date | |
| CF FIN ACQUISITION CORP III | 12529D108 | CL A | 24,100 | $241,000 | thousands by filing date | |
| CANOO INC | 13803R110 | *W EXP 12/21/202 | 84,493 | $239,000 | thousands by filing date | |
| Porch Group Inc Ordinary Shares - Class A | 733245112 | Stock | 36,841 | $226,000 | thousands by filing date | |
| FORUM MERGER III CORP | 349885103 | COM CL A | 21,900 | $218,000 | thousands by filing date | |
| AJAX I | G0190X100 | COM | 19,800 | $203,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V101 | SP ADR NON VTG | 23,511 | $200,000 | thousands by filing date | |
| GIGCAPITAL3 INC | 37519D107 | COM | 18,800 | $200,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001317346-21-000004 | this filing | 2021-04-14 | acceptance time not in the bulk data set |