13F-HR filed by OTA Financial Group L.P.
OTA Financial Group L.P. filed this 13F-HR for the quarter ended 2020-12-31, filed 2021-01-20, with 58 holding rows worth $151,169,000.
- Accession
- 0001317346-21-000001
- Filer
- CIK 1317346
- Filed
- 2021-01-20
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2020
A holdings report, amendment of type restatement, 58 entries on the cover page, a total value of $151,169,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $151,169,000 with VALUE read as thousands by filing date, 13F file number 028-11283. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerOTA LLC028-11280
- included managerOTA TRADING FUND 1 LLC028-12833
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| iShares Core US Aggregate Bond ETF | 464287226 | SHS | 246,554 | $29,140,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 15,680 | $27,469,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524839 | US AGGREGATE B | 212,279 | $11,893,000 | thousands by filing date | |
| LIBERTY BROADBAND CORP | 530307305 | COM SER C | 67,725 | $10,725,000 | thousands by filing date | |
| SPROTT ASSET MANAGEMENT LP | 85208R101 | PHYSICAL GOLD AN | 335,929 | $6,500,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311206 | CL C | 431,048 | $6,413,000 | thousands by filing date | |
| TCF FINANCIAL CORPORATION NE | 872307103 | COM | 165,606 | $6,130,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229409 | COM A SIRIUSXM | 74,039 | $3,197,000 | thousands by filing date | |
| GORES HLDGS IV INC | 382865103 | COM CL A | 240,700 | $3,160,000 | thousands by filing date | |
| UPHEALTH INC | 375036100 | Common Stock | 220,500 | $2,414,000 | thousands by filing date | |
| Analog Devices,Inc. | 032654105 | COM | 15,808 | $2,335,000 | thousands by filing date | |
| iShares Broad USD High Yield Corporate Bond ETF | 46435U853 | SHS | 51,197 | $2,112,000 | thousands by filing date | |
| ConocoPhillips | 20825C104 | COM | 50,961 | $2,037,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229607 | COM C SIRIUSXM | 46,419 | $2,019,000 | thousands by filing date | |
| NEUBERGER BERMAN MLP AND ENERG | 64129H104 | COM | 490,354 | $1,652,000 | thousands by filing date | |
| TORTOISE MIDSTREAM ENERGY FUND | 89148B200 | COM | 77,954 | $1,605,000 | thousands by filing date | |
| NEW PROVIDENCE ACQUISITION | 64822P205 | UNIT 09/01/2024 | 101,634 | $1,555,000 | thousands by filing date | |
| CIT GROUP INC COM NEW | 125581801 | Stock | 38,095 | $1,367,000 | thousands by filing date | |
| PERSHING SQUARE TONTINE HLDG COM | 71531R109 | CL A | 48,705 | $1,350,000 | thousands by filing date | |
| GOLDMAN SACHS MLP ENERGY REN | 38148G206 | COM | 175,846 | $1,339,000 | thousands by filing date | |
| GIGCAPITAL3 INC | 37519D107 | COM | 101,217 | $1,334,000 | thousands by filing date | |
| TC ENERGY CORP | 87807B107 | COM | 32,097 | $1,306,000 | thousands by filing date | |
| LENNAR CORP CL B | 526057302 | Stock | 20,758 | $1,270,000 | thousands by filing date | |
| VELODYNE LIDAR INC | 92259F119 | *W EXP 09/29/202 | 141,298 | $1,220,000 | thousands by filing date | |
| SKILLSOFT CORP CL A | 17143G106 | Stock | 117,700 | $1,218,000 | thousands by filing date | |
| RIOT PLATFORMS INC | 767292105 | COM | 71,000 | $1,206,000 | thousands by filing date | |
| TORTOISE ENERGY INFRA CORP | 89147L886 | COM | 59,918 | $1,204,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A474 | ST SHOR CORP ETF | 38,175 | $1,198,000 | thousands by filing date | |
| COHEN & STEERS MLP INC & ENR | 19249B106 | COM SHS | 463,270 | $1,074,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A375 | ST INTER BD ETF | 25,832 | $960,000 | thousands by filing date | |
| FOX CORP CL A COM | 35137L105 | Stock | 32,457 | $945,000 | thousands by filing date | |
| FIRST TRUST ENERGY INCOME AND | 33738G104 | COM | 81,510 | $872,000 | thousands by filing date | |
| OCCIDENTAL PETE CORP WT EXP 080327 | 674599162 | Stock | 119,951 | $816,000 | thousands by filing date | |
| PLAINS GP HLDGS L P | 72651A207 | LTD PARTNR INT A | 94,572 | $799,000 | thousands by filing date | |
| DBX ETF TR | 233051432 | XTRACK USD HIGH | 15,906 | $796,000 | thousands by filing date | |
| SOCIAL CAP HEDSPIA HLDG CO I | G8251K123 | UNIT 99/99/9999 | 43,849 | $789,000 | thousands by filing date | |
| CANOO INC | 13803R102 | COM CL A | 55,060 | $759,000 | thousands by filing date | |
| SPRUCE POWER HOLDING CORP | 9837FR100 | COMMON STOCK | 30,890 | $733,000 | thousands by filing date | |
| D8 HOLDINGS CORP | G2614K110 | SHS CL A | 71,100 | $722,000 | thousands by filing date | |
| ISHARES 1-5 YEAR INVESTMENT GRADE CORPORATE BOND ETF | 464288646 | ETF | 11,942 | $658,000 | thousands by filing date | |
| NXG CUSHING MIDSTREAM ENERGY | 231631300 | COM NEW | 30,888 | $658,000 | thousands by filing date | |
| MULTIPLAN CORPORATION | 62548M118 | *W EXP 02/13/202 | 437,927 | $656,000 | thousands by filing date | |
| TORTOISE PIPELINE & ENERGY F | 89148H207 | COM | 37,584 | $638,000 | thousands by filing date | |
| DESKTOP METAL INC | 25058X105 | COM CL A | 36,740 | $631,000 | thousands by filing date | |
| FIRST TRUST NEW OPPORTUNITIES | 33739M100 | COM | 119,786 | $511,000 | thousands by filing date | |
| RUSH STREET INTERACTIVE INC | 782011100 | COM | 19,040 | $412,000 | thousands by filing date | |
| CIIG MERGER CORP | 12559C202 | UNIT 12/31/2026 | 12,373 | $397,000 | thousands by filing date | |
| MP MATERIALS CORP | 553368119 | *W EXP 05/04/202 | 25,778 | $396,000 | thousands by filing date | |
| PIMCO DYNAMIC INCOME FD | 72201Y101 | SHS | 13,689 | $361,000 | thousands by filing date | |
| iShares U.S. Treasury Bond ETF | 46429B267 | SHS | 12,193 | $332,000 | thousands by filing date | |
| DANIMER SCIENTIFIC INC | 236272100 | COM CL A | 12,088 | $284,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R408 | ST TERM HIGH ETF | 10,407 | $280,000 | thousands by filing date | |
| ROMEO POWER INC | 776153116 | W EXP 02/21/202 | 26,296 | $245,000 | thousands by filing date | |
| UTZ BRANDS INC | 918090119 | W EXP 08/28/202 | 22,872 | $240,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOM FD | 95766J102 | COM | 31,339 | $215,000 | thousands by filing date | |
| SOCIAL CAPITAL HEDOSOPHA HLD | G8251L105 | SHS CL A | 17,200 | $211,000 | thousands by filing date | |
| ALPHA HEALTHCARE ACQUISTN CO | 020751202 | UNIT 10/01/2023 | 19,529 | $207,000 | thousands by filing date | |
| BLACKROCK CORPORATE HIGH YIELD | 09255P107 | COM | 17,874 | $204,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001317346-21-000001 | this filing | 2021-01-20 | acceptance time not in the bulk data set |