13F-HR filed by OTA Financial Group L.P.
OTA Financial Group L.P. filed this 13F-HR for the quarter ended 2020-06-30, filed 2020-07-16, with 38 holding rows worth $88,286,000 by the sum of the rows.
- Accession
- 0001317346-20-000012
- Filer
- CIK 1317346
- Filed
- 2020-07-16
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2020
A holdings report, amendment of type restatement, 42 entries on the cover page, a total value of $157,304,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $88,286,000 with VALUE read as thousands by filing date, 13F file number 028-11283. The quarter's positions are built on this report. The resolved quarter.
The cover page states a total of $157,304,000, 78% more than the sum of the rows, $88,286,000. This page uses the sum of the rows.
Other managers
- included managerOTA LLC028-11280
- included managerOTA TRADING FUND 1 LLC028-12833
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| Vanguard Intermediate-Term Corporate Bond ETF | 92206C870 | SHS | 116,725 | $11,105,000 | thousands by filing date | |
| iShares Core US Aggregate Bond ETF | 464287226 | SHS | 91,198 | $10,780,000 | thousands by filing date | |
| LENNAR CORP CL B | 526057302 | Stock | 208,851 | $9,625,000 | thousands by filing date | |
| SPROTT PHYSICAL SILVER TR | 85207K107 | TR UNIT | 983,880 | $6,503,000 | thousands by filing date | |
| SPROTT PHYSICAL GOLD TR | 85207H104 | UNIT | 393,089 | $5,625,000 | thousands by filing date | |
| LIBERTY BROADBAND CORP | 530307305 | COM SER C | 41,625 | $5,159,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229409 | COM A SIRIUSXM | 137,915 | $4,760,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229607 | COM C SIRIUSXM | 97,677 | $3,364,000 | thousands by filing date | |
| PLAINS GP HLDGS L P | 72651A207 | LTD PARTNR INT A | 350,472 | $3,119,000 | thousands by filing date | |
| NIKOLA CORP | 654110955 | COM | 45,000 | $3,038,000 | thousands by filing date | |
| SPDR SER TR | 78468R622 | BLOOMBERG HIGH Y | 25,366 | $2,566,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524839 | US AGGREGATE B | 45,377 | $2,552,000 | thousands by filing date | |
| SPDR SER TR | 78468R721 | NUVEEN BLMBRG MU | 43,890 | $2,267,000 | thousands by filing date | |
| DBX ETF TR | 233051432 | XTRACK USD HIGH | 42,990 | $2,009,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R408 | ST TERM HIGH ETF | 56,480 | $1,423,000 | thousands by filing date | |
| ISHARES 1-5 YEAR INVESTMENT GRADE CORPORATE BOND ETF | 464288646 | ETF | 23,714 | $1,297,000 | thousands by filing date | |
| GCI LIBERTY INC COM CLASS A | 36164V305 | Stock | 17,767 | $1,263,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259107 | SPON ADR B | 29,836 | $908,000 | thousands by filing date | |
| NUVEEN S&P 500 DYNAMIC OVERWRI COM | 6706EW100 | CEF | 67,732 | $869,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E784 | EMRNG MKT SVRG | 32,110 | $859,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC | 026874156 | *W EXP 01/19/202 | 609,095 | $852,000 | thousands by filing date | |
| CARNIVAL PLC ADS | 14365C103 | ADR | 67,068 | $843,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A474 | ST SHOR CORP ETF | 26,892 | $842,000 | thousands by filing date | |
| TD AMERITRADE HLDG CORP | 87236Y108 | COM | 21,286 | $774,000 | thousands by filing date | |
| iShares Broad USD High Yield Corporate Bond ETF | 46435U853 | SHS | 19,410 | $741,000 | thousands by filing date | |
| PUTNAM PREMIER INCOME TR | 746853100 | SH BEN INT | 155,032 | $734,000 | thousands by filing date | |
| NUVEEN S&P 500 BUY-WRITE INCOM COM | 6706ER101 | CEF | 50,937 | $560,000 | thousands by filing date | |
| T-Mobile US Inc Rights 20 | 872590112 | RIGHT 07/27/2020 | 3,085,242 | $518,000 | thousands by filing date | |
| HIGHLAND OPPS & INCOME FD | 43010E404 | HIGHLAND INCOME | 59,688 | $480,000 | thousands by filing date | |
| HOSTESS BRANDS INC | 44109J114 | WTS | 530,923 | $456,000 | thousands by filing date | |
| LIBERTY TRIPADVISOR HLDGS IN | 531465102 | COM SER A | 200,997 | $428,000 | thousands by filing date | |
| INVITAE CORP | 46185L103 | COM | 12,877 | $390,000 | thousands by filing date | |
| DraftKings Inc | 26142R112 | Comm | 21,256 | $325,000 | thousands by filing date | |
| DELPHI TECHNOLOGIES PLC | G2709G107 | SHS | 19,777 | $281,000 | thousands by filing date | |
| NAVIDEA BIOPHARMACEUTICALS INC | 63937x202 | COM | 65,600 | $258,000 | thousands by filing date | |
| NUVEEN CR STRATEGIES INCOME | 67073D102 | COM SHS | 41,742 | $243,000 | thousands by filing date | |
| ISHARES TR | 46429B309 | MSCI INDONIA ETF | 13,354 | $240,000 | thousands by filing date | |
| NUVEEN DOW 30 DYNMC OVERWRT | 67075F105 | SHS | 16,968 | $230,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001317346-20-000012 | this filing | 2020-07-16 | acceptance time not in the bulk data set |