13F-HR/A filed by OTA Financial Group L.P.
OTA Financial Group L.P. filed this 13F-HR/A for the quarter ended 2020-03-31, filed 2020-04-16, with 42 holding rows worth $80,160,000.
- Accession
- 0001317346-20-000009
- Filer
- CIK 1317346
- Filed
- 2020-04-16
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2020
A holdings report, amendment of type restatement, 42 entries on the cover page, a total value of $80,160,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $80,160,000 with VALUE read as thousands by filing date, 13F file number 028-11283. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerOTA LLC
- included managerOTA TRADING FUND 1 LLC
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 20,072 | $23,339,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229607 | COM C SIRIUSXM | 230,693 | $7,294,000 | thousands by filing date | |
| GCI LIBERTY INC COM CLASS A | 36164V305 | Stock | 100,191 | $5,707,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229409 | COM A SIRIUSXM | 150,308 | $4,763,000 | thousands by filing date | |
| LENNAR CORP CL B | 526057302 | Stock | 150,146 | $4,342,000 | thousands by filing date | |
| Morgan Stanley | 617446448 | COM | 111,074 | $3,776,000 | thousands by filing date | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 20,181 | $2,987,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524839 | US AGGREGATE B | 54,526 | $2,959,000 | thousands by filing date | |
| ZIONS BANCORPORATION NATL AS | 989701957 | COM | 76,000 | $2,033,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R408 | ST TERM HIGH ETF | 80,161 | $1,888,000 | thousands by filing date | |
| CARNIVAL PLC ADS | 14365C103 | ADR | 142,762 | $1,703,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E784 | EMRNG MKT SVRG | 62,559 | $1,495,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259107 | SPON ADR B | 42,610 | $1,391,000 | thousands by filing date | |
| ISHARES TR | 464288513 | IBOXX HI YD ETF | 16,740 | $1,290,000 | thousands by filing date | |
| DBX ETF TR | 233051432 | XTRACK USD HIGH | 25,935 | $1,142,000 | thousands by filing date | |
| Charles Schwab Corp | 808513105 | COM | 30,483 | $1,024,000 | thousands by filing date | |
| PLAINS ALL AMERN PIPELINE L | 726503105 | UNIT LTD PARTN | 172,152 | $908,000 | thousands by filing date | |
| LIBERTY TRIPADVISOR HLDGS IN | 531465102 | COM SER A | 486,539 | $875,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC | 026874156 | *W EXP 01/19/202 | 1,091,046 | $872,000 | thousands by filing date | |
| BROOKFIELD PROPERTY PARTRS L | G16249107 | UNIT LTD PARTN | 102,404 | $825,000 | thousands by filing date | |
| NUVEEN NASDAQ 100 DYNAMIC OV | 670699107 | COM SHS | 37,931 | $720,000 | thousands by filing date | |
| SPDR SER TR | 78468R721 | NUVEEN BLMBRG MU | 14,194 | $709,000 | thousands by filing date | |
| iShares Silver Trust | 46428Q109 | COM | 53,117 | $693,000 | thousands by filing date | |
| KKR INCOME OPPORTUNITIES FD | 48249T106 | COM | 62,319 | $664,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189H300 | JP MRGAN EM LOC | 21,794 | $620,000 | thousands by filing date | |
| PIMCO DYNAMIC CR INCOME FD | 72202D106 | COM SHS | 31,622 | $531,000 | thousands by filing date | |
| DOUBLELINE INCOME SOLUTIONS | 258622109 | COM | 39,320 | $524,000 | thousands by filing date | |
| ARES DYNAMIC CR ALLOCATION F | 04014F102 | COM | 46,887 | $505,000 | thousands by filing date | |
| BARINGS GLOBAL SHORT DURATIO | 06760L100 | COM | 41,984 | $467,000 | thousands by filing date | |
| AMERICA MOVIL SAB DE CV | 02364W204 | SPONSORED ADR | 36,860 | $431,000 | thousands by filing date | |
| NUVEEN DOW 30 DYNMC OVERWRT | 67075F105 | SHS | 33,866 | $424,000 | thousands by filing date | |
| BROOKFIELD REAL ASSETS INCOM | 112830104 | SHS BEN INT | 28,832 | $423,000 | thousands by filing date | |
| NUVEEN S&P 500 DYNAMIC OVERWRI COM | 6706EW100 | CEF | 34,737 | $402,000 | thousands by filing date | |
| VOYA PRIME RATE TRUST | 92913A100 | SH BEN INT | 102,838 | $381,000 | thousands by filing date | |
| NUVEEN MUN VALUE FD INC | 670928100 | COM | 38,323 | $374,000 | thousands by filing date | |
| SPRINT CORP | 85207U105 | COM SER 1 | 29,980 | $258,000 | thousands by filing date | |
| INVESCO SR INCOME TR | 46131H107 | COM | 79,866 | $257,000 | thousands by filing date | |
| PIMCO INCOME STRATEGY FD II | 72201J104 | COM | 32,375 | $245,000 | thousands by filing date | |
| INVITAE CORP | 46185L103 | COM | 17,677 | $241,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD FUND | 09253W104 | COM | 18,535 | $235,000 | thousands by filing date | |
| INVESCO CALIF VALUE MUNI INCOM | 46132H106 | COM | 20,463 | $231,000 | thousands by filing date | |
| BLACKROCK ENHANCED EQUITY DI | 09251A104 | COM | 32,547 | $212,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001317346-20-000008 | superseded | 2020-04-15 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001317346-20-000009 | this filing | 2020-04-16 | acceptance time not in the bulk data set |