13F-HR filed by OTA Financial Group L.P.
OTA Financial Group L.P. filed this 13F-HR for the quarter ended 2018-06-30, filed 2018-07-16, with 65 holding rows worth $261,264,000.
- Accession
- 0001317346-18-000005
- Filer
- CIK 1317346
- Filed
- 2018-07-16
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2018
A holdings report, amendment of type restatement, 65 entries on the cover page, a total value of $261,264,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $261,264,000 with VALUE read as thousands by filing date, 13F file number 028-11283. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerOTA LLC028-11280
- included managerOTA SWAPS LLC028-12833
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| BANK OF AMERICA CORPORATION | 060505146 | *W EXP 01/16/201 | 7,776,253 | $126,908,000 | thousands by filing date | |
| JPMORGAN CHASE + CO-CW18 | 46634E114 | *W E | 295,805 | $18,762,000 | thousands by filing date | |
| SPROTT PHYSICAL SILVER TR | 85207K107 | TR UNIT | 1,601,964 | $9,403,000 | thousands by filing date | |
| SPROTT ASSET MANAGEMENT LP | 85208R101 | PHYSICAL GOLD AN | 716,405 | $8,976,000 | thousands by filing date | |
| LIBERTY BROADBAND CORP | 530307305 | COM SER C | 103,484 | $7,835,000 | thousands by filing date | |
| WILLIAMS PARTNERS L P NEW | 96949L105 | COM UNIT LTD PAR | 189,700 | $7,699,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229409 | COM A SIRIUSXM | 155,287 | $6,995,000 | thousands by filing date | |
| ZIONS BANCORPORATION | 989701115 | WARRANT | 233,474 | $4,739,000 | thousands by filing date | |
| SPROTT PHYSICAL GOLD TR | 85207H104 | UNIT | 440,334 | $4,482,000 | thousands by filing date | |
| RSP PERMIAN INC | 74978Q105 | COM | 100,324 | $4,416,000 | thousands by filing date | |
| DR PEPPER SNAPPLE GROUP INC | 26138E109 | COM | 35,000 | $4,270,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229607 | COM C SIRIUSXM | 88,133 | $3,997,000 | thousands by filing date | |
| FOX CORP CLASS B | 90130A200 | COM | 70,468 | $3,471,000 | thousands by filing date | |
| ZILLOW GROUP INC CL C CAP STK | 98954M200 | Stock | 58,061 | $3,429,000 | thousands by filing date | |
| CADENCE BANCORP | 12739A100 | COMMON EQUITY | 101,824 | $2,939,000 | thousands by filing date | |
| ALTABA INC | 021346101 | COM | 33,781 | $2,473,000 | thousands by filing date | |
| LENNAR CORP CL B | 526057302 | Stock | 54,624 | $2,331,000 | thousands by filing date | |
| PNC FINANCIAL SERVICES GROUP | 693475121 | CMN | 31,706 | $2,185,000 | thousands by filing date | |
| PINNACLE FOODS INC DEL | 72348P104 | COM | 33,319 | $2,167,000 | thousands by filing date | |
| MB FINANCIAL INC | 55264U108 | COMMON STOCK | 40,756 | $1,903,000 | thousands by filing date | |
| GUARANTY BANCORP | 40075T607 | COM | 63,620 | $1,895,000 | thousands by filing date | |
| WELLS FARGO & CO NEW | 949746119 | *W EXP 10/28/201 | 82,047 | $1,806,000 | thousands by filing date | |
| TRIPADVISOR INC | 896945201 | COM | 30,903 | $1,721,000 | thousands by filing date | |
| CONVERGYS CORP | 212485106 | COM | 69,572 | $1,700,000 | thousands by filing date | |
| Spectra Energy Partners | 84756N109 | COM | 42,660 | $1,511,000 | thousands by filing date | |
| TCF FINL CORP | 872275102 | COM | 50,200 | $1,235,000 | thousands by filing date | |
| NUVEEN | 67072C105 | EXCHANGE TRADED | 135,452 | $1,193,000 | thousands by filing date | |
| SPRINT CORP | 85207U105 | COM SER 1 | 207,275 | $1,127,000 | thousands by filing date | |
| BLACKROCK INTERNATIONAL GROWTH | 092524107 | COM BENE INTER | 184,804 | $1,060,000 | thousands by filing date | |
| NUVEEN AMT FREE MUN CR INC F | 67071L106 | COM | 65,128 | $950,000 | thousands by filing date | |
| SPDR SERIES TRUST BLOOMBERG BR | 78464A417 | BLOOMBERG BRCLYS | 26,344 | $934,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC COM NEW | 026874784 | Stock | 16,000 | $848,000 | thousands by filing date | |
| ALLIANZGI DIVIDEND INT & PRM | 01883A107 | COM | 65,963 | $832,000 | thousands by filing date | |
| FRONTIER COMMUNICATIONS CORP | 35906A207 | PFD CONV SER-A | 82,714 | $813,000 | thousands by filing date | |
| TALLGRASS ENERGY PARTNERS LP | 874697105 | COM UNIT | 17,673 | $765,000 | thousands by filing date | |
| BHP BILLITON- ADR | 05545E209 | SPONSORED ADR | 16,510 | $742,000 | thousands by filing date | |
| HOSTESS BRANDS INC | 44109J114 | WTS | 418,247 | $711,000 | thousands by filing date | |
| CALAMOS STRATEGIC TOTAL RETU | 128125101 | COM SH BEN INT | 55,817 | $707,000 | thousands by filing date | |
| LIBERTY EXPEDIA HLDGS INC | 53046P109 | SER A COM | 15,026 | $660,000 | thousands by filing date | |
| SPDR SER TR | 78468R721 | NUVEEN BLMBRG MU | 13,669 | $655,000 | thousands by filing date | |
| PGIM GLOBAL HIGH YIELD FUND IN | 69346J106 | COM | 47,214 | $644,000 | thousands by filing date | |
| CARNIVAL PLC ADS | 14365C103 | ADR | 10,606 | $611,000 | thousands by filing date | |
| NUVEEN MUN CR INCOME FD | 67070X101 | COM SH BEN INT | 40,083 | $574,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R408 | ST TERM HIGH ETF | 20,619 | $562,000 | thousands by filing date | |
| ISHARES TR | 46429B309 | MSCI INDONIA ETF | 24,336 | $558,000 | thousands by filing date | |
| RAMCO-GERSHENSON PPTYS TR | 751452608 | PERP PFD-D CV | 10,504 | $558,000 | thousands by filing date | |
| INVESCO SR INCOME TR | 46131H107 | COM | 128,511 | $550,000 | thousands by filing date | |
| AV HOMES INC | 00234P102 | COM | 24,783 | $530,000 | thousands by filing date | |
| KAYNE ANDERSON ENERGY DEV CO | 48660Q102 | COM | 29,511 | $513,000 | thousands by filing date | |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 10,300 | $446,000 | thousands by filing date | |
| PIMCO CORPORATE & INCOME OPP | 72201B101 | COM | 24,038 | $420,000 | thousands by filing date | |
| LIBERTY ALL-STAR EQUITY FUND | 530158104 | SH BEN INT | 65,188 | $417,000 | thousands by filing date | |
| EATON VANCE FLOATING-RATE INCO | 278279104 | COM | 28,095 | $407,000 | thousands by filing date | |
| ILG INC | 44967H101 | COM | 11,786 | $389,000 | thousands by filing date | |
| ABEONA THERAPEUTICS INC | 00289Y115 | *W EXP 12/24/201 | 35,426 | $360,000 | thousands by filing date | |
| RICE MIDSTREAM PARTNERS LP | 762819100 | UNIT LTD PARTN | 17,836 | $303,000 | thousands by filing date | |
| DISCOVERY INC | 25470F302 | COM SER C | 11,349 | $289,000 | thousands by filing date | |
| TRI CONTL CORP | 895436103 | COM | 10,286 | $272,000 | thousands by filing date | |
| ABRDN TOTAL DYNAMIC DIVIDEND | 00326L100 | COM SH BEN INT | 30,327 | $265,000 | thousands by filing date | |
| FIRST TRUST MLP AND ENERGY INC | 33739B104 | COM | 19,870 | $258,000 | thousands by filing date | |
| TCF FINANCIAL CORP-CW18 | 872275128 | WTS | 28,485 | $225,000 | thousands by filing date | |
| ROYCE VALUE TRUST | 780910105 | COM | 14,193 | $224,000 | thousands by filing date | |
| DIVIDEND & INCOME FD INC | 25538A204 | COM NEW | 18,000 | $221,000 | thousands by filing date | |
| MFS INTER HIGH INCOME FD | 59318T109 | SH BEN INT | 85,455 | $215,000 | thousands by filing date | |
| GOLDMAN SACHS MLP ENERGY REN | 38148G107 | COM | 33,958 | $208,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001317346-18-000005 | this filing | 2018-07-16 | acceptance time not in the bulk data set |