13F-HR filed by OTA Financial Group L.P.
OTA Financial Group L.P. filed this 13F-HR for the quarter ended 2016-09-30, filed 2016-10-27, with 46 holding rows worth $110,287,000.
- Accession
- 0001317346-16-000013
- Filer
- CIK 1317346
- Filed
- 2016-10-27
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2016
A holdings report, 47 entries on the cover page, a total value of $110,287,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $110,287,000 with VALUE read as thousands by filing date, 13F file number 028-11283. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerOTA LLC028-11280
- included managerOTA SWAPS LLC028-12833
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| JPMORGAN CHASE + CO-CW18 | 46634E114 | *W E | 1,223,908 | $30,144,000 | thousands by filing date | |
| CROWN CASTLE INTL CORP NEW | 22822V200 | CNV PFD STK SR A | 96,909 | $10,952,000 | thousands by filing date | |
| AIR PRODS & CHEMS INC | 009158106 | COM | 71,116 | $10,691,000 | thousands by filing date | |
| PNC FINANCIAL SERVICES GROUP | 693475121 | CMN | 384,503 | $9,031,000 | thousands by filing date | |
| LIBERTY INTERACTIVE CORP | 53071M880 | LBT VENT COM A | 157,706 | $6,287,000 | thousands by filing date | |
| RAMCO-GERSHENSON PPTYS TR | 751452608 | PERP PFD-D CV | 73,490 | $5,045,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311206 | CL C | 97,726 | $3,309,000 | thousands by filing date | |
| YAHOO INC | 984332106 | COM | 75,304 | $3,245,000 | thousands by filing date | |
| COMERICA INC-CW18 | 200340115 | WTS | 170,663 | $3,131,000 | thousands by filing date | |
| Wells Fargo & Company | 949746101 | COM | 48,334 | $2,140,000 | thousands by filing date | |
| MID AMERICA APARTMENT COMMUNITIES INC. | 59522J103 | Common Stock, par value $0.01 per share | 21,963 | $2,064,000 | thousands by filing date | |
| SPDR SERIES TRUST BLOOMBERG BR | 78464A417 | BLOOMBERG BRCLYS | 54,282 | $1,993,000 | thousands by filing date | |
| T MOBILE US INC | 872590203 | CONV PFD SER A | 21,774 | $1,699,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229607 | COM C SIRIUSXM | 41,926 | $1,400,000 | thousands by filing date | |
| CANADIAN IMPERIAL BANK OF COMM COM | 136069101 | Stock | 16,943 | $1,313,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259206 | SPONS ADR A | 24,756 | $1,239,000 | thousands by filing date | |
| ENBRIDGE ENERGY PARTNERS L P | 29250R106 | Domestic Common | 46,162 | $1,173,000 | thousands by filing date | |
| Vanguard FTSE Developed Markets ETF | 921943858 | SHS | 29,663 | $1,109,000 | thousands by filing date | |
| TRANSOCEAN PARTNERS LLC | Y8977Y100 | COM UNIT RP LT | 84,677 | $1,044,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC | 026874156 | *W EXP 01/19/202 | 47,122 | $998,000 | thousands by filing date | |
| F N B CORP | 302520101 | COM | 66,773 | $821,000 | thousands by filing date | |
| Western Midstream Partners | 95825r103 | COM | 18,772 | $797,000 | thousands by filing date | |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 21,206 | $794,000 | thousands by filing date | |
| STERICYCLE INC | 858912207 | DEP PFD A 1/10 | 11,585 | $767,000 | thousands by filing date | |
| ALCOA INC | 013817309 | DEP SHS 1/10TH | 20,743 | $678,000 | thousands by filing date | |
| BERRY GLOBAL GROUP INC | 08579W103 | COM | 15,445 | $677,000 | thousands by filing date | |
| LIONS GATE ENTMNT CORP | 535919203 | COM NEW | 31,687 | $633,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229409 | COM A SIRIUSXM | 18,413 | $625,000 | thousands by filing date | |
| ENBRIDGE INC COM | 29250N105 | Stock | 12,501 | $552,000 | thousands by filing date | |
| CARNIVAL PLC ADS | 14365C103 | ADR | 10,941 | $536,000 | thousands by filing date | |
| FIRST TRUST ENERGY INCOME AND | 33738G104 | COM | 19,616 | $531,000 | thousands by filing date | |
| AMERICA MOVIL SAB DE CV | 02364W204 | SPONSORED ADR | 45,697 | $526,000 | thousands by filing date | |
| PARKWAY PPTYS INC | 70159Q104 | COM | 27,953 | $475,000 | thousands by filing date | |
| UNILEVER N V | 904784709 | N Y SHS NEW | 10,221 | $471,000 | thousands by filing date | |
| INVESCO SR INCOME TR | 46131H107 | COM | 85,853 | $371,000 | thousands by filing date | |
| INVESCO ADVANTAGE MUN INCOME | 46132E103 | SH BEN INT | 28,213 | $346,000 | thousands by filing date | |
| FIRST TR HIGH INCOME L/S FD | 33738E109 | COM | 21,388 | $333,000 | thousands by filing date | |
| EATON VANCE TAX ADVANTAGED GLO | 27828S101 | COM | 22,141 | $329,000 | thousands by filing date | |
| ALLIANZGI DIVIDEND INT & PRM | 01883A107 | COM | 22,604 | $285,000 | thousands by filing date | |
| COTY INC | 222070203 | COM CL A | 12,213 | $283,000 | thousands by filing date | |
| NUVEEN AMT FREE QLTY MUN INC | 670657105 | COM | 19,285 | $281,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V408 | SPONSORED ADR | 29,162 | $272,000 | thousands by filing date | |
| EATON VANCE FLOATING-RATE INCO | 278279104 | COM | 16,864 | $239,000 | thousands by filing date | |
| INVESCO QUALITY MUNICIPAL INCO | 46133G107 | COM | 17,076 | $235,000 | thousands by filing date | |
| COHEN & STEERS REIT AND PREFER | 19247X100 | COM | 10,606 | $213,000 | thousands by filing date | |
| PEOPLE'S UNITED FINANCIAL INC | 712704105 | COM | 13,332 | $210,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001317346-16-000013 | this filing | 2016-10-27 | acceptance time not in the bulk data set |