13F-HR filed by OTA Financial Group L.P.
OTA Financial Group L.P. filed this 13F-HR for the quarter ended 2016-06-30, filed 2016-08-05, with 71 holding rows worth $130,847,000.
- Accession
- 0001317346-16-000010
- Filer
- CIK 1317346
- Filed
- 2016-08-05
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2016
A holdings report, 71 entries on the cover page, a total value of $130,847,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $130,847,000 with VALUE read as thousands by filing date, 13F file number 028-11283. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerOTA LLC028-11280
- included managerOTA SWAPS LLC028-12833
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| NEXTERA ENERGY INC | 65339F861 | UNIT 09/01/2016 | 564,826 | $37,679,000 | thousands by filing date | |
| JPMORGAN CHASE + CO-CW18 | 46634E114 | *W E | 886,856 | $17,958,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229409 | COM A SIRIUSXM | 207,462 | $6,506,000 | thousands by filing date | |
| RAMCO-GERSHENSON PPTYS TR | 751452608 | PERP PFD-D CV | 79,077 | $5,576,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229607 | COM C SIRIUSXM | 165,087 | $5,096,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311206 | CL C | 118,198 | $4,302,000 | thousands by filing date | |
| VECTOR GROUP LTD | 92240MAY4 | CORPORATE OBLIG | 20,000 | $2,899,000 | thousands by filing date | |
| STARZ | 85571Q102 | COM SER A | 91,219 | $2,729,000 | thousands by filing date | |
| TYCO INTL PLC | G91442106 | SHS | 59,033 | $2,514,000 | thousands by filing date | |
| WELLS FARGO & CO NEW | 949746119 | *W EXP 10/28/201 | 182,166 | $2,481,000 | thousands by filing date | |
| CARNIVAL PLC ADS | 14365C103 | ADR | 48,025 | $2,151,000 | thousands by filing date | |
| FIRSTMERIT CORP | 337915102 | COM | 104,548 | $2,119,000 | thousands by filing date | |
| LIBERTY BROADBAND CORP | 530307305 | COM SER C | 34,009 | $2,040,000 | thousands by filing date | |
| Weyerhaeuser Co. | 962166872 | CONVERTIBLE PREFERRED STOCK | 39,533 | $1,991,000 | thousands by filing date | |
| ZILLOW GROUP INC CLASS A | 98954M101 | CL A | 52,926 | $1,939,000 | thousands by filing date | |
| HATTERAS FINL CORP | 41902R103 | COM | 109,674 | $1,798,000 | thousands by filing date | |
| PRIVATEBANCORP INC | 742962103 | COM | 33,935 | $1,494,000 | thousands by filing date | |
| Dow Chemical Company | 260543103 | COM | 29,116 | $1,447,000 | thousands by filing date | |
| PNC FINANCIAL SERVICES GROUP | 693475121 | CMN | 81,725 | $1,423,000 | thousands by filing date | |
| LIBERTY BROADBAND A | 530307107 | COMMON STOCK | 23,852 | $1,416,000 | thousands by filing date | |
| NORTHSTAR ASSET | 66705Y104 | Common Stock | 132,890 | $1,356,000 | thousands by filing date | |
| NORTHSTAR REIT. | 66704R803 | Common Stock | 111,591 | $1,275,000 | thousands by filing date | |
| SPDR SERIES TRUST BLOOMBERG BR | 78464A417 | BLOOMBERG BRCLYS | 32,943 | $1,175,000 | thousands by filing date | |
| FRONTIER COMMUNICATIONS CORP | 35906A207 | PFD CONV SER-A | 11,866 | $1,125,000 | thousands by filing date | |
| Vanguard FTSE Developed Markets ETF | 921943858 | SHS | 31,593 | $1,117,000 | thousands by filing date | |
| EPR PPTYS | 26884U307 | CONV PFD 9% SR E | 28,880 | $1,080,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U104 | SHS CL A | 34,425 | $1,000,000 | thousands by filing date | |
| ALERE INC | 01449J105 | COM | 22,800 | $950,000 | thousands by filing date | |
| FIRST NIAGARA FINANCIAL GROUP | 33582V108 | COM | 94,485 | $920,000 | thousands by filing date | |
| TORTOISE MIDSTRM ENERGY FD I | 89148B101 | COM | 39,439 | $727,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A649 | ST STR AGGRE ETF | 12,059 | $716,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U153 | COM | 20,582 | $668,000 | thousands by filing date | |
| DOMINION RES INC VA NEW | 25746U885 | UNIT 07/01/2016 | 11,057 | $664,000 | thousands by filing date | |
| GENERAL MTRS CO | 37045V118 | *W EXP 07/10/201 | 29,915 | $551,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DELAWARE | 531229870 | COM SER A FRMLA | 27,937 | $534,000 | thousands by filing date | |
| BLACKROCK INTERNATIONAL GROWTH | 092524107 | COM BENE INTER | 85,114 | $489,000 | thousands by filing date | |
| PEOPLE'S UNITED FINANCIAL INC | 712704105 | COM | 32,212 | $472,000 | thousands by filing date | |
| BHP BILLITON LIMITED SPONSORED ADS | 088606108 | ADR | 16,511 | $471,000 | thousands by filing date | |
| Western Midstream Partners | 95825r103 | COM | 12,000 | $459,000 | thousands by filing date | |
| NUVEEN PFD & INCOME OPPORTUN | 67073B106 | COM | 44,674 | $447,000 | thousands by filing date | |
| AMERICA MOVIL SAB DE CV | 02364W204 | SPONSORED ADR | 35,730 | $435,000 | thousands by filing date | |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 23,055 | $431,000 | thousands by filing date | |
| CBRE GBL REAL ESTATE INC FD COM | 12504G100 | CEF | 49,000 | $403,000 | thousands by filing date | |
| ROSE ROCK MIDSTREAM LP | 777149105 | COM U REP LTD | 15,120 | $399,000 | thousands by filing date | |
| NUVEEN AMT FREE QLTY MUN INC | 670657105 | COM | 24,898 | $373,000 | thousands by filing date | |
| ISHARES TR | 464287184 | CHINA LG-CAP ETF | 10,626 | $363,000 | thousands by filing date | |
| TEMPLETON GLOBAL INCOME FD | 880198106 | COM | 56,926 | $362,000 | thousands by filing date | |
| EATON VANCE FLOATING-RATE INCO | 278279104 | COM | 26,563 | $356,000 | thousands by filing date | |
| PRUDENTIAL GLB SHT DUR HG YL | 74433A109 | COM | 20,993 | $315,000 | thousands by filing date | |
| PUTNAM MANAGED MUN INCOME TR | 746823103 | COM | 38,331 | $308,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V408 | SPONSORED ADR | 42,618 | $305,000 | thousands by filing date | |
| FIRST TR HIGH INCOME L/S FD | 33738E109 | COM | 20,468 | $303,000 | thousands by filing date | |
| FIRST TRUST ENERGY INCOME AND | 33738G104 | COM | 11,447 | $291,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF TRUSTHI | 73936T557 | COM | 15,860 | $291,000 | thousands by filing date | |
| EATON VANCE ENHANCED EQUITY | 278274105 | COM | 22,414 | $285,000 | thousands by filing date | |
| BLACKROCK MUN TARGET TERM TR | 09257P105 | COM SHS BEN IN | 11,109 | $268,000 | thousands by filing date | |
| ABRDN HEALTHCARE INVESTORS | 87911J103 | SH BEN INT | 11,471 | $268,000 | thousands by filing date | |
| ENVISION HEALTHCARE HLDGS IN | 29413U103 | COM | 10,551 | $267,000 | thousands by filing date | |
| VANECK INDONESIA INDEX ETF | 92189F833 | ETF | 12,179 | $265,000 | thousands by filing date | |
| LIBERTY TRIPADVISOR HLDGS IN | 531465102 | COM SER A | 11,682 | $255,000 | thousands by filing date | |
| ALLIANCE NATIONAL MUNICIPAL IN | 01864U106 | COM | 16,733 | $252,000 | thousands by filing date | |
| BLACKROCK MUNICIPAL INCOME FUN | 09253X102 | COM | 16,376 | $249,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W422 | INDIA ERNGS FD | 11,990 | $242,000 | thousands by filing date | |
| ISHARES | 464286731 | MSCI TAIWAN ETF | 17,185 | $241,000 | thousands by filing date | |
| COUSINS PROPERTIES INC | 222795106 | COM | 23,116 | $240,000 | thousands by filing date | |
| BLACKROCK FLOATING RATE INCO | 09255X100 | COM | 17,558 | $230,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED GLOB | 27829F108 | COM | 26,563 | $227,000 | thousands by filing date | |
| NRG YIELD INC | 62942X405 | CL C | 14,562 | $227,000 | thousands by filing date | |
| VOYA GLBL EQTY DIV & PREM OP | 92912T100 | COM | 32,598 | $225,000 | thousands by filing date | |
| BLACKROCK MUN INCOME TR | 09248F109 | SH BEN INT | 13,440 | $212,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOM FD | 95766J102 | COM | 29,567 | $205,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001317346-16-000010 | this filing | 2016-08-05 | acceptance time not in the bulk data set |