13F-HR filed by OTA Financial Group L.P.
OTA Financial Group L.P. filed this 13F-HR for the quarter ended 2016-03-31, filed 2016-05-27, with 55 holding rows worth $57,584,000.
- Accession
- 0001317346-16-000008
- Filer
- CIK 1317346
- Filed
- 2016-05-27
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2016
A holdings report, 55 entries on the cover page, a total value of $57,584,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $57,584,000 with VALUE read as thousands by filing date, 13F file number 028-11283. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerOTA LLC028-11280
- included managerOTA SWAPS LLC028-12833
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| JPMORGAN CHASE + CO-CW18 | 46634E114 | *W E | 342,420 | $6,060,000 | thousands by filing date | |
| RAMCO-GERSHENSON PPTYS TR | 751452608 | PERP PFD-D CV | 70,589 | $4,602,000 | thousands by filing date | |
| DU PONT E I DE NEMOURS & CO | 263534109 | COM | 49,946 | $3,162,000 | thousands by filing date | |
| CIGNA CORPORATION | 125509109 | COM | 21,647 | $2,970,000 | thousands by filing date | |
| CAMERON INTERNATIONAL CORP | 13342B105 | COM | 42,437 | $2,845,000 | thousands by filing date | |
| FRONTIER COMMUNICATIONS CORP | 35906A207 | PFD CONV SER-A | 24,821 | $2,591,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DELAWARE | 531229102 | CL A | 58,797 | $2,271,000 | thousands by filing date | |
| AETNA INC NEW | 00817Y108 | COM | 18,097 | $2,033,000 | thousands by filing date | |
| BAXALTA INC | 07177M103 | COM | 49,424 | $1,996,000 | thousands by filing date | |
| HAWAIIAN ELEC INDS INC MTN B | 419870100 | COM | 48,300 | $1,564,000 | thousands by filing date | |
| TORTOISE ENERGY INFRA CORP | 89147L100 | COM | 60,078 | $1,477,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259206 | SPONS ADR A | 29,246 | $1,416,000 | thousands by filing date | |
| FIRSTMERIT CORP | 337915102 | COM | 67,026 | $1,410,000 | thousands by filing date | |
| ISHARES | 464286731 | MSCI TAIWAN ETF | 98,977 | $1,371,000 | thousands by filing date | |
| Waste Connections | 941053100 | COM | 20,397 | $1,317,000 | thousands by filing date | |
| IHS INC | 451734107 | CL A | 10,225 | $1,269,000 | thousands by filing date | |
| ALERE INC | 01449J105 | COM | 23,800 | $1,204,000 | thousands by filing date | |
| PNC FINANCIAL SERVICES GROUP | 693475121 | CMN | 51,861 | $1,053,000 | thousands by filing date | |
| CARNIVAL PLC ADS | 14365C103 | ADR | 16,031 | $870,000 | thousands by filing date | |
| JARDEN CORP | 471109108 | COM | 14,679 | $865,000 | thousands by filing date | |
| NORTHERN TIER ENERGY LP | 665826103 | COM UN REPR PART | 31,894 | $751,000 | thousands by filing date | |
| SPROTT PHYSICAL GOLD TR | 85207H104 | UNIT | 74,008 | $748,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W422 | INDIA ERNGS FD | 37,035 | $722,000 | thousands by filing date | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 178,695 | $705,000 | thousands by filing date | |
| SPDR SERIES TRUST BLOOMBERG BR | 78464A417 | BLOOMBERG BRCLYS | 19,585 | $670,000 | thousands by filing date | |
| ARRAY BIOPHARMA INC | 04269X955 | COM | 216,800 | $650,000 | thousands by filing date | |
| Western Midstream Partners | 95825r103 | COM | 18,214 | $649,000 | thousands by filing date | |
| ALCOA INC | 013817101 | COM | 65,763 | $630,000 | thousands by filing date | |
| ZILLOW GROUP INC CL C CAP STK | 98954M200 | Stock | 25,950 | $615,000 | thousands by filing date | |
| WILSHIRE BANCORP INC | 97186T108 | COM | 56,181 | $578,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U845 | MKTVEC INTMUETF | 22,044 | $533,000 | thousands by filing date | |
| BLACKROCK CORPORATE HIGH YIELD | 09255P107 | COM | 49,719 | $495,000 | thousands by filing date | |
| PIMCO DYNAMIC CR INCOME FD | 72202D106 | COM SHS | 27,817 | $485,000 | thousands by filing date | |
| TWENTY FIRST CENTY FOX INC | 90130A101 | CL A | 16,968 | $473,000 | thousands by filing date | |
| DISCOVERY INC | 25470F302 | COM SER C | 16,744 | $452,000 | thousands by filing date | |
| EXELON CORP COM | 30161N101 | Stock | 11,115 | $398,000 | thousands by filing date | |
| NUVEEN | 67072C105 | EXCHANGE TRADED | 42,323 | $380,000 | thousands by filing date | |
| BHP BILLITON- ADR | 05545E209 | SPONSORED ADR | 16,589 | $377,000 | thousands by filing date | |
| NUVEEN INS MUNICIPAL OPP FD | 670984103 | mf | 23,996 | $353,000 | thousands by filing date | |
| AMERICA MOVIL SAB DE CV | 02364W204 | SPONSORED ADR | 22,308 | $345,000 | thousands by filing date | |
| LIBERTY ALL-STAR EQUITY FUND | 530158104 | SH BEN INT | 66,647 | $331,000 | thousands by filing date | |
| FIRST TRUST ENERGY INCOME AND | 33738G104 | COM | 14,310 | $330,000 | thousands by filing date | |
| DOUBLELINE INCOME SOLUTIONS | 258622109 | COM | 19,210 | $322,000 | thousands by filing date | |
| WELLS FARGO & CO NEW | 949746119 | *W EXP 10/28/201 | 20,500 | $321,000 | thousands by filing date | |
| ROYCE VALUE TRUST | 780910105 | COM | 27,410 | $320,000 | thousands by filing date | |
| NUVEEN CR STRATEGIES INCOME | 67073D102 | COM SHS | 39,407 | $311,000 | thousands by filing date | |
| iShares Msci Singapore | 464286673 | MSCI SINGAPORE | 26,511 | $287,000 | thousands by filing date | |
| EATON VANCE TAX ADVT DIV INC | 27828G107 | COM | 14,427 | $276,000 | thousands by filing date | |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 14,642 | $261,000 | thousands by filing date | |
| NUVEEN CALIFORNIA AMT-FREE MUN | 670651108 | COM | 15,782 | $252,000 | thousands by filing date | |
| BLACKROCK MUNICIPAL INCOME FUN | 09253X102 | COM | 17,025 | $249,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060u753 | INDONESIA ETF | 11,849 | $247,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED GLOB | 27829c105 | COM | 23,099 | $243,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED DIVE | 27828N102 | COM | 22,650 | $241,000 | thousands by filing date | |
| CBRE GBL REAL ESTATE INC FD COM | 12504G100 | CEF | 30,562 | $238,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001317346-16-000008 | this filing | 2016-05-27 | acceptance time not in the bulk data set |