13F-HR filed by OTA Financial Group L.P.
OTA Financial Group L.P. filed this 13F-HR for the quarter ended 2015-12-31, filed 2016-02-05, with 37 holding rows worth $41,644,000.
- Accession
- 0001317346-16-000005
- Filer
- CIK 1317346
- Filed
- 2016-02-05
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2015
A holdings report, 37 entries on the cover page, a total value of $41,644,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $41,644,000 with VALUE read as thousands by filing date, 13F file number 028-11283. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerOTA LLC028-11280
- included managerOTA SWAPS LLC028-12833
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| RAMCO-GERSHENSON PPTYS TR | 751452608 | PERP PFD-D CV | 79,956 | $4,451,000 | thousands by filing date | |
| WILLIAMS COS INC COM | 969457100 | Stock | 107,408 | $3,957,000 | thousands by filing date | |
| CIGNA CORPORATION | 125509109 | COM | 25,304 | $3,416,000 | thousands by filing date | |
| T MOBILE US INC | 872590203 | CONV PFD SER A | 48,502 | $3,349,000 | thousands by filing date | |
| TIME WARNER CABLE INC | 88732J207 | COM | 16,563 | $2,970,000 | thousands by filing date | |
| Liberty Media Corp | 531229300 | COMMON STOCK | 66,145 | $2,279,000 | thousands by filing date | |
| ARRAY BIOPHARMA INC | 04269X955 | COM | 443,600 | $2,013,000 | thousands by filing date | |
| HAWAIIAN ELEC INDS INC MTN B | 419870100 | COM | 52,775 | $1,514,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DELAWARE | 531229102 | CL A | 40,130 | $1,433,000 | thousands by filing date | |
| AETNA INC NEW | 00817Y108 | COM | 12,106 | $1,324,000 | thousands by filing date | |
| ALCATEL-LUCENT | 013904305 | SPONSORED ADR | 354,793 | $1,294,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U104 | SHS CL A | 28,866 | $1,239,000 | thousands by filing date | |
| LIBERTY BROADBAND A | 530307107 | COMMON STOCK | 23,751 | $1,221,000 | thousands by filing date | |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 36,240 | $1,187,000 | thousands by filing date | |
| ARCELORMITTAL | L0302D178 | PREFERRED STOCK | 97,918 | $804,000 | thousands by filing date | |
| MEREDITH CORP | 589433101 | COM | 17,902 | $762,000 | thousands by filing date | |
| ENBRIDGE ENERGY MANAGEMENT L | 29250x103 | SHS UNITS LLI | 26,978 | $641,000 | thousands by filing date | |
| ALLIANZGI DIVIDEND INT & PRM | 01883A107 | COM | 49,116 | $627,000 | thousands by filing date | |
| WILLIS GROUP HOLDINGS PLC | G96666105 | COM | 14,317 | $586,000 | thousands by filing date | |
| BABSON CAP GLB SHT DURHGH YL | 05617T100 | COM | 30,389 | $526,000 | thousands by filing date | |
| Vanguard FTSE Developed Markets ETF | 921943858 | SHS | 14,040 | $500,000 | thousands by filing date | |
| SPROTT PHYSICAL GOLD TR | 85207H104 | UNIT | 54,377 | $498,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B662 | EM MRK LOW VOL | 21,745 | $456,000 | thousands by filing date | |
| FIDUCIARY CLAYMORE ENGRY INF | 31647Q106 | COM | 25,678 | $401,000 | thousands by filing date | |
| ALCOA INC | 013817309 | DEP SHS 1/10TH | 11,894 | $397,000 | thousands by filing date | |
| FIRST TR HIGH INCOME L/S FD | 33738E109 | COM | 26,878 | $378,000 | thousands by filing date | |
| DOUBLELINE INCOME SOLUTIONS | 258622109 | COM | 21,747 | $376,000 | thousands by filing date | |
| PIMCO DYNAMIC CR INCOME FD | 72202D106 | COM SHS | 20,341 | $371,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF TRUSTHI | 73936T557 | COM | 20,858 | $371,000 | thousands by filing date | |
| ISHARES INDIA 50 ETF | 464289529 | UIT EXCHANGE TRADED | 12,631 | $352,000 | thousands by filing date | |
| BLACKROCK ENHANCED LARGE CAP | 09256A109 | COM | 26,723 | $350,000 | thousands by filing date | |
| STATE STREET IG PUBLIC &PRIVATE CREDIT ETF | 78464A458 | ETF | 13,478 | $324,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED GLOB | 27829F108 | COM | 37,814 | $313,000 | thousands by filing date | |
| VOYA PRIME RATE TRUST | 92913A100 | SH BEN INT | 57,108 | $288,000 | thousands by filing date | |
| NUVEEN | 67072C105 | EXCHANGE TRADED | 27,378 | $239,000 | thousands by filing date | |
| BLACKROCK MUN TARGET TERM TR | 09257P105 | COM SHS BEN IN | 11,060 | $225,000 | thousands by filing date | |
| DYNEGY INC NEW DEL | 26817R108 | COM | 10,258 | $212,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001317346-16-000005 | this filing | 2016-02-05 | acceptance time not in the bulk data set |