13F-HR filed by OTA Financial Group L.P.
OTA Financial Group L.P. filed this 13F-HR for the quarter ended 2015-06-30, filed 2015-07-17, with 75 holding rows worth $141,297,000 by the sum of the rows.
- Accession
- 0001317346-15-000003
- Filer
- CIK 1317346
- Filed
- 2015-07-17
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2015
A holdings report, 76 entries on the cover page, a total value of $238,180,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $141,297,000 with VALUE read as thousands by filing date, 13F file number 028-11283. The quarter's positions are built on this report. The resolved quarter.
The cover page states a total of $238,180,000, 69% more than the sum of the rows, $141,297,000. This page uses the sum of the rows.
Other managers
- included managerOTA LLC028-11280
- included managerOTA SWAPS LLC028-12833
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| SPY | 78462F103 | SHS | 73,200 | $15,042,000 | thousands by filing date | |
| OMNICARE CAP TR II | 68214Q200 | PFD B TR 4.00% | 143,848 | $12,900,000 | thousands by filing date | |
| Nextera Energy, Inc. | 65339F887 | PFD | 181,214 | $12,130,000 | thousands by filing date | |
| HAWAIIAN HOLDINGS INC | 419879AD3 | NOTE 5.000% 3/1 | 36,000 | $11,943,000 | thousands by filing date | |
| GILEAD SCIENCES INC | 375558AP8 | CORPORATE OBLIG | 20,200 | $8,360,000 | thousands by filing date | |
| RAMCO-GERSHENSON PPTYS TR | 751452608 | PERP PFD-D CV | 114,453 | $7,660,000 | thousands by filing date | |
| GENERAL MTRS CO | 37045V118 | *W EXP 07/10/201 | 193,054 | $4,876,000 | thousands by filing date | |
| DIRECTV | 25490A309 | COM | 49,912 | $4,327,000 | thousands by filing date | |
| TIME WARNER CABLE INC | 88732J207 | COM | 21,129 | $3,212,000 | thousands by filing date | |
| TRIQUINT SEMICONDUCTOR INC | 89674K103 | COM | 102,075 | $2,812,000 | thousands by filing date | |
| EPR PPTYS | 26884U208 | PFD C CV 5.75% | 118,949 | $2,803,000 | thousands by filing date | |
| ATLAS PIPELINE PARTNERS LP | 049392103 | UNIT L P INT | 93,990 | $2,562,000 | thousands by filing date | |
| ALLERGAN INC | 018490102 | COM | 11,764 | $2,500,000 | thousands by filing date | |
| PIMCO DYNAMIC CR INCOME FD | 72202D106 | COM SHS | 118,615 | $2,449,000 | thousands by filing date | |
| SAFEWAY INC | 786514908 | COM | 65,100 | $2,286,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259206 | SPONS ADR A | 33,714 | $2,257,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN GLOBAL HIG | 01879R106 | COM | 162,455 | $2,019,000 | thousands by filing date | |
| GENESEE & WYO INC | 371559204 | UNIT 10/01/2015 | 15,150 | $1,758,000 | thousands by filing date | |
| WISCONSIN ENERGY CORP | 976657106 | COMMON STOCK | 31,802 | $1,677,000 | thousands by filing date | |
| TRIPADVISOR INC | 896945201 | COM | 20,093 | $1,500,000 | thousands by filing date | |
| LIBERTY BROADBAND CORP | 530307305 | COM SER C | 27,810 | $1,385,000 | thousands by filing date | |
| SAFEWAY INC | 786514208 | COM NEW | 38,557 | $1,354,000 | thousands by filing date | |
| CYPRESS SEMICONDUCTOR CORP | 232806109 | COM | 92,811 | $1,325,000 | thousands by filing date | |
| SUSQUEHANNA BANCSHARES INC P | 869099101 | COM | 98,701 | $1,325,000 | thousands by filing date | |
| iShares Core MSCI Emerging Markets ETF | 46434G103 | SHS | 27,111 | $1,275,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W422 | INDIA ERNGS FD | 54,616 | $1,204,000 | thousands by filing date | |
| TEMPLETON EMERGING MKTS INCO | 880192109 | COM | 96,900 | $1,098,000 | thousands by filing date | |
| AMERICA MOVIL SAB DE CV | 02364W204 | SPONSORED ADR | 48,500 | $1,075,000 | thousands by filing date | |
| GENERAL MTRS CO | 37045V126 | *W EXP 07/10/201 | 58,828 | $1,007,000 | thousands by filing date | |
| GAMCO GLOBAL GOLD NAT RES & | 36465A109 | COM SH BEN INT | 134,067 | $938,000 | thousands by filing date | |
| Lineage, Inc. | 536020100 | COM | 92,298 | $934,000 | thousands by filing date | |
| NATIONAL HEALTHCARE CORP | 635906209 | CVPFSTKF | 57,880 | $900,000 | thousands by filing date | |
| Vanguard FTSE Europe ETF | 922042874 | SHS | 16,300 | $854,000 | thousands by filing date | |
| BLACKROCK MUN TARGET TERM TR | 09257P105 | COM SHS BEN IN | 39,184 | $787,000 | thousands by filing date | |
| T-Mobile US,Inc. | 872590104 | COM | 29,171 | $785,000 | thousands by filing date | |
| AUXILIUM PHARMACEUTICALS | 05334D107 | COMMON STOCK | 22,852 | $785,000 | thousands by filing date | |
| ACCESS MIDSTREAM PARTNERS L | 00434L109 | UNIT | 14,284 | $774,000 | thousands by filing date | |
| NUVEEN NASDAQ 100 DYNAMIC OV | 670699107 | COM SHS | 39,962 | $769,000 | thousands by filing date | |
| NUVEEN S&P 500 BUY-WRITE INCOM COM | 6706ER101 | CEF | 60,954 | $738,000 | thousands by filing date | |
| INVESCO SR INCOME TR | 46131H107 | COM | 158,478 | $722,000 | thousands by filing date | |
| EATON VANCE TAX ADVANTAGED GLO | 27828S101 | COM | 44,577 | $720,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC COM NEW | 026874784 | Stock | 12,487 | $699,000 | thousands by filing date | |
| PNC FINANCIAL SERVICES GROUP | 693475121 | CMN | 28,022 | $699,000 | thousands by filing date | |
| BLACKROCK CREDIT ALLOCATION IN | 092508100 | COM | 52,462 | $677,000 | thousands by filing date | |
| ISHARES | 464286731 | MSCI TAIWAN ETF | 43,702 | $660,000 | thousands by filing date | |
| Abrdn Emerging Markets | 00301W105 | COM | 83,019 | $617,000 | thousands by filing date | |
| ENBRIDGE ENERGY PARTNERS L P | 29250R106 | Domestic Common | 15,419 | $615,000 | thousands by filing date | |
| FIRST CTZNS BANC CORP | 319459400 | 6.50% PFD SER B | 17,482 | $568,000 | thousands by filing date | |
| VOYA PRIME RATE TRUST | 92913A100 | SH BEN INT | 102,031 | $541,000 | thousands by filing date | |
| CLEARBRIDGE MLP AND MIDSTRM | 18469Q108 | COM | 25,231 | $539,000 | thousands by filing date | |
| OILTANKING PARTNERS L P | 678049107 | UNIT LTD | 11,249 | $523,000 | thousands by filing date | |
| GABELLI DIVID & INCOME TR | 36242H104 | COM | 23,382 | $506,000 | thousands by filing date | |
| Telecom Italia S P A New Spons | 87927Y201 | ADR | 58,824 | $488,000 | thousands by filing date | |
| MORGAN STANLEY CHINA A SH FD | 617468103 | COM | 15,850 | $481,000 | thousands by filing date | |
| OMEGA HEALTHCARE INVS INC COM | 681936100 | REIT | 12,279 | $479,000 | thousands by filing date | |
| ISHARES TR | 464287184 | CHINA LG-CAP ETF | 10,938 | $455,000 | thousands by filing date | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 129,962 | $454,000 | thousands by filing date | |
| BLACKROCK DEBT STRAT FD INC | 09255R103 | COM | 119,513 | $444,000 | thousands by filing date | |
| CALAMOS CONVERTIBLE OPPORTUNIT | 128117108 | SH BEN INT | 34,335 | $440,000 | thousands by filing date | |
| STATE STREET IG PUBLIC &PRIVATE CREDIT ETF | 78464A458 | ETF | 17,756 | $428,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED GLOB | 27829c105 | COM | 37,704 | $415,000 | thousands by filing date | |
| NUVEEN NEW YORK AMT QLT MUNI | 670656107 | COM | 32,174 | $415,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060u753 | INDONESIA ETF | 16,911 | $410,000 | thousands by filing date | |
| ALLIANZGI DIVIDEND INT & PRM | 01883A107 | COM | 24,948 | $399,000 | thousands by filing date | |
| SPROTT PHYSICAL SILVER TR | 85207K107 | TR UNIT | 61,912 | $380,000 | thousands by filing date | |
| ARCELORMITTAL | L0302D178 | PREFERRED STOCK | 21,995 | $380,000 | thousands by filing date | |
| BLACKROCK ENHANCED LARGE CAP | 09256A109 | COM | 25,633 | $358,000 | thousands by filing date | |
| BLACKROCK MUNICIPAL INCOME FUN | 09253X102 | COM | 24,900 | $358,000 | thousands by filing date | |
| ALCOA INC | 013817101 | COM | 21,324 | $336,000 | thousands by filing date | |
| GUGGENHEIM STRATEGIC OPPORTU | 40167F101 | COM SBI | 15,717 | $328,000 | thousands by filing date | |
| VALE S A | 91912E105 | SPONSORED ADS | 38,991 | $318,000 | thousands by filing date | |
| SPROTT PHYSICAL GOLD TR | 85207H104 | UNIT | 32,185 | $314,000 | thousands by filing date | |
| ISHARES | 464286848 | EXCHANGE TRADED | 25,639 | $288,000 | thousands by filing date | |
| FIRST TR HIGH INCOME L/S FD | 33738E109 | COM | 14,839 | $237,000 | thousands by filing date | |
| NUVEEN ALL CAP ENE MLP OP JMLP | 67075E108 | COMMON | 14,505 | $221,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001317346-15-000003 | this filing | 2015-07-17 | acceptance time not in the bulk data set |