13F-HR filed by Anson Funds Management LP
Anson Funds Management LP filed this 13F-HR for the quarter ended 2021-12-31, filed 2022-02-14, with 338 holding rows worth $1,021,440,000.
- Accession
- 0001315863-22-000155
- Filer
- CIK 1491072
- Filed
- 2022-02-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2021
A holdings report, 338 entries on the cover page, a total value of $1,021,440,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $1,021,440,000 with VALUE read as thousands by filing date, 13F file number 028-16678. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerAnson Advisors Inc.028-18132
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| iShares Russell 2000 ETF | 464287655 | SHS | 205,000 | $45,602,000 | thousands by filing date | call |
| PERSHING SQUARE TONTINE HLDG COM | 71531R109 | CL A | 2,144,917 | $42,298,000 | thousands by filing date | |
| CHURCHILL CAPITAL CORP VII | 17144M102 | COM CL A | 3,611,494 | $35,501,000 | thousands by filing date | |
| GO ACQUISITION CORP | 362019101 | CMN | 3,268,543 | $32,162,000 | thousands by filing date | |
| EQUITY DISTR ACQUISITION COR | 29465E106 | CMN | 2,969,179 | $29,157,000 | thousands by filing date | |
| MUDRICK CAPITAL ACQU CORP II | 62477L115 | *W EXP 09/10/202 | 2,776,269 | $27,596,000 | thousands by filing date | |
| AUSTERLITZ ACQUISITION CORP | G0633U101 | CMN | 2,780,329 | $27,025,000 | thousands by filing date | |
| FAR PEAK ACQUISITION CORP | G3312L103 | SHS CL A | 2,527,917 | $25,431,000 | thousands by filing date | |
| SVF INVESTMENT CORP | G8601L102 | CL A SHS | 2,352,520 | $23,619,000 | thousands by filing date | |
| AUSTERLITZ ACQUISITION | G0633D125 | *W EXP 02/19/202 | 2,406,333 | $23,365,000 | thousands by filing date | |
| SHAW COMMUNICATIONS INC | 82028K200 | CL B CONV | 737,800 | $22,403,000 | thousands by filing date | |
| MUDRICK CAPITAL ACQU CORP II | 62477L107 | COM CL A | 2,050,000 | $20,377,000 | thousands by filing date | |
| CHURCHILL CAPITAL CORP VI | 17143W101 | COM | 1,865,700 | $18,247,000 | thousands by filing date | |
| CONX CORP | 212873103 | WRNT | 1,789,699 | $17,575,000 | thousands by filing date | |
| ACTVISION BLIZZARD INC | 00507V109 | COM | 220,000 | $14,637,000 | thousands by filing date | call |
| ISHARES TR | 464287184 | CHINA LG-CAP ETF | 400,000 | $14,632,000 | thousands by filing date | call |
| ROSS ACQUISITION CORP II | G7641C106 | SHS CL A | 1,319,970 | $12,883,000 | thousands by filing date | |
| HOVNANIAN ENTERPRISES INC | 442487401 | CL A NEW | 100,879 | $12,841,000 | thousands by filing date | |
| COMPASS PATHWAYS PLC | 20451W101 | SPONSORED ADS | 579,731 | $12,812,000 | thousands by filing date | |
| AUSTERLITZ ACQUISITION CORP | G0633U127 | *W EXP 02/19/202 | 1,313,739 | $12,770,000 | thousands by filing date | |
| JAWS MUSTANG ACQUISITION CORP SHS CL A | G50737108 | Stock | 1,214,651 | $11,843,000 | thousands by filing date | |
| COHN ROBBINS HOLDINGS CORP | G23726105 | COM CL A | 1,186,349 | $11,662,000 | thousands by filing date | |
| PROPTECH INVESTMENT CORP II | 743497109 | CMN | 1,184,276 | $11,606,000 | thousands by filing date | |
| CC NEUBERGER PRIN HLDGS II | G3166T103 | SHS CL A | 1,021,233 | $10,110,000 | thousands by filing date | |
| Jaws Mustang Acquisition Corp | G50737124 | Warrant | 940,578 | $9,171,000 | thousands by filing date | |
| BLOCKCHAIN COINVSTRS ACQ CRP | G11765123 | UNIT 09/01/2026 | 905,500 | $9,155,000 | thousands by filing date | |
| CARNEY TECHNOLOGY ACQU CORP | 143636108 | CL A COMMON STK | 924,213 | $9,057,000 | thousands by filing date | |
| GO ACQUISITION CORP | 362019119 | *W EXP 08/31/202 | 913,156 | $8,985,000 | thousands by filing date | |
| EQUITY DISTR ACQUISITION COR | 29465E114 | *W EXP 09/09/202 | 849,835 | $8,345,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y407 | SBI CONS DISCR | 37,500 | $7,667,000 | thousands by filing date | put |
| MEI PHARMA INC | 55279B202 | COM NEW | 2,796,510 | $7,467,000 | thousands by filing date | |
| CHURCHILL CAPITAL CORP VII | 17144M110 | *W EXP 02/29/202 | 750,429 | $7,377,000 | thousands by filing date | |
| CROWDSTRIKE HLDGS INC | 22788C105 | COM | 35,000 | $7,166,000 | thousands by filing date | call |
| COHN ROBBINS HOLDINGS CORP | G23726113 | *W EXP 08/28/202 | 682,758 | $6,712,000 | thousands by filing date | |
| AUSTERLITZ ACQUISITION CORP | G0633D109 | SHS CL A | 650,356 | $6,315,000 | thousands by filing date | |
| BARRICK GOLD CORP | 067901108 | COM | 326,200 | $6,198,000 | thousands by filing date | |
| PRIME IMPACT ACQUISITION I | G61074103 | SHS CL A | 613,522 | $6,037,000 | thousands by filing date | |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 50,000 | $5,940,000 | thousands by filing date | |
| M3 BRIGADE ACQUISITION II CO | 553800111 | *W EXP 03/09/202 | 589,641 | $5,843,000 | thousands by filing date | |
| UNITS-GRANITE REIT-STAPL | 387437114 | UNIT 99/99/9999 | 66,750 | $5,566,000 | thousands by filing date | |
| COMPUTE HEALTH ACQUISITIN CO | 204833107 | COM CL A | 568,769 | $5,534,000 | thousands by filing date | |
| ROSS ACQUISITION II CORP | g7641c114 | WT | 557,547 | $5,442,000 | thousands by filing date | |
| ROBINHOOD MKTS INC | 770700102 | COM | 300,000 | $5,328,000 | thousands by filing date | |
| MOSAIC CO COM | 61945C103 | Stock | 135,500 | $5,324,000 | thousands by filing date | |
| AGNICO EAGLE MINES LTD COM | 008474108 | Stock | 100,000 | $5,316,000 | thousands by filing date | |
| COTERRA ENERGY INC COM | 127097103 | Stock | 268,100 | $5,094,000 | thousands by filing date | call |
| KLUDEIN I ACQUISITION CORP | 49878L109 | CL A | 508,618 | $5,005,000 | thousands by filing date | |
| BIT MINING LIMITED | 055474100 | SPON ADR REP A | 880,000 | $4,971,000 | thousands by filing date | |
| SVF INVESTMENT CORP | G8601L128 | *W EXP 01/12/202 | 491,093 | $4,931,000 | thousands by filing date | |
| REVOLUTION HEALTHCAR AQ CORP | 76155Y108 | CMN | 503,700 | $4,906,000 | thousands by filing date | |
| PAYPALHLDGSINC | 70450Y103 | STOK | 25,500 | $4,809,000 | thousands by filing date | call |
| TRICON RESIDENTIAL INC | 89612W102 | COM NPV | 310,900 | $4,762,000 | thousands by filing date | |
| BARRICK GOLD CORP | 067901108 | COM | 250,000 | $4,728,000 | thousands by filing date | call |
| KKR ACQUISITION HOLDING I CO | 48253T117 | WTS | 474,774 | $4,624,000 | thousands by filing date | |
| FIRST INDL RLTY TR INC COM | 32054K103 | REIT | 69,690 | $4,613,000 | thousands by filing date | |
| MODEL PERFORMANCE ACQU CORP | G6246M105 | CLASS A ORD SHS | 456,461 | $4,560,000 | thousands by filing date | |
| FINTECH ACQUISITION CORP V | 31810Q115 | *W EXP 12/31/202 | 453,963 | $4,503,000 | thousands by filing date | |
| KLUDEIN I ACQUISITION CORP | 49878L117 | *W EXP 07/08/202 | 454,309 | $4,470,000 | thousands by filing date | |
| ALLAKOS INC | 01671P100 | COM | 454,496 | $4,450,000 | thousands by filing date | |
| NUANCE COMMUNICATIONS INC | 67020Y100 | COM | 80,000 | $4,426,000 | thousands by filing date | |
| BROOKFIELD ASSET MANAGEMENT IN | 112585104 | CL A LTD VT SH | 71,000 | $4,289,000 | thousands by filing date | |
| DYNATRACE INC COM NEW | 268150109 | Stock | 70,000 | $4,225,000 | thousands by filing date | call |
| M3 BRIGADE ACQUISITION III | 55407R103 | COM | 400,000 | $3,948,000 | thousands by filing date | |
| CHURCHILL CAPITAL CORP VI | 17143W119 | *W EXP 02/17/202 | 385,276 | $3,768,000 | thousands by filing date | |
| SIMON PPTY GROUP INC NEW COM | 828806109 | REIT | 23,200 | $3,707,000 | thousands by filing date | |
| CONX Corp | 212873111 | Warrant | 365,646 | $3,591,000 | thousands by filing date | |
| BLUESCAPE OPPORTUNITIES ACQU | G1195N113 | *W EXP 10/28/202 | 358,293 | $3,508,000 | thousands by filing date | |
| SWITCH INC | 87105L104 | CL A | 120,000 | $3,437,000 | thousands by filing date | |
| GINKGO BIOWORKS HOLDINGS INC | 37611X100 | CL A SHS | 400,000 | $3,324,000 | thousands by filing date | |
| VIRGIN GROUP ACQUISIT CORP I | G9460K128 | *W EXP 03/13/202 | 332,049 | $3,277,000 | thousands by filing date | |
| TXNM ENERGY INC COM | 69349H107 | Stock | 70,000 | $3,193,000 | thousands by filing date | |
| IHS MARKIT LTD | G47567105 | SHS | 23,400 | $3,110,000 | thousands by filing date | |
| XILINX INC | 983919101 | COM | 14,500 | $3,074,000 | thousands by filing date | |
| KKR ACQUISITION HOLDING I CO | 48253T109 | CMN | 312,500 | $3,044,000 | thousands by filing date | |
| PLYMOUTH INDL REIT INC COM | 729640102 | REIT | 91,500 | $2,928,000 | thousands by filing date | |
| CIT GROUP INC COM NEW | 125581801 | Stock | 55,322 | $2,840,000 | thousands by filing date | |
| APARTMENT INCOME REIT CORP | 03750L109 | COM | 50,680 | $2,771,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 8,000 | $2,691,000 | thousands by filing date | |
| AMERICOLD REALTY TRUST INC COM | 03064D108 | REIT | 82,070 | $2,691,000 | thousands by filing date | |
| PARK HOTELS & RESORTS INC COM | 700517105 | REIT | 140,000 | $2,643,000 | thousands by filing date | put |
| SUNCOR ENERGY INC NEW COM | 867224107 | Stock | 105,000 | $2,629,000 | thousands by filing date | |
| ACADIA PHARMACEUTICALS INC | 004225108 | COM | 112,650 | $2,629,000 | thousands by filing date | |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 750,000 | $2,528,000 | thousands by filing date | |
| DISH NETWORK CORPORATION | 25470MAF6 | NOTE 12/1 | 2,500,000 | $2,507,000 | thousands by filing date | |
| ECP ENVIRONMENTAL GW OPT COR | 26829T100 | COM CL A | 250,000 | $2,465,000 | thousands by filing date | |
| Citigroup Inc. | 172967424 | COM | 40,000 | $2,416,000 | thousands by filing date | |
| CLASS ACCELERATION CORP | 18274B114 | WTS | 240,616 | $2,336,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 15,000 | $2,323,000 | thousands by filing date | |
| TEXTRON INC COM | 883203101 | Stock | 30,000 | $2,316,000 | thousands by filing date | |
| YELLOWSTONE ACQUISITION CO COM CL A | 98566K105 | Stock | 222,193 | $2,260,000 | thousands by filing date | |
| SIMON PPTY GROUP INC NEW COM | 828806109 | REIT | 14,100 | $2,253,000 | thousands by filing date | call |
| Applied Materials,Inc. | 038222105 | COM | 14,000 | $2,203,000 | thousands by filing date | |
| DIRECT SELLING ACQUISITIN CO | 25460L103 | COM | 220,000 | $2,185,000 | thousands by filing date | |
| CANADIAN PACIFIC RAILWAYS | 13645T100 | COM | 30,000 | $2,158,000 | thousands by filing date | call |
| BHP BILLITON LIMITED SPONSORED ADS | 088606108 | ADR | 35,000 | $2,112,000 | thousands by filing date | |
| CEDAR REALTY TRUST INC | 150602605 | COM NEW | 84,028 | $2,110,000 | thousands by filing date | |
| AMERICOLD REALTY TRUST INC COM | 03064D108 | REIT | 64,000 | $2,099,000 | thousands by filing date | call |
| Berkshire Hathaway Inc | 084670702 | COM | 7,000 | $2,093,000 | thousands by filing date | |
| ISHARES TR | 464287739 | U.S. REAL ES ETF | 18,000 | $2,091,000 | thousands by filing date | put |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 700 | $2,026,000 | thousands by filing date | |
| WHITESTONE REIT | 966084204 | COM | 199,000 | $2,016,000 | thousands by filing date | |
| SEAPORT GLOBAL ACQUISITION I | 81221H204 | UNIT 11/17/2026 | 200,000 | $2,010,000 | thousands by filing date | |
| CF ACQUISITION CORP VIII | 12520C109 | CLASS A COM | 200,600 | $2,002,000 | thousands by filing date | |
| VECTOIQ ACQUISITION CORP II | 92244F117 | *W EXP 01/07/202 | 200,000 | $1,985,000 | thousands by filing date | |
| UBER TECHNOLOGIES INC | 90353TAJ9 | NOTE 12/1 | 2,000,000 | $1,980,000 | thousands by filing date | |
| ENBRIDGE INC COM | 29250N105 | Stock | 50,000 | $1,955,000 | thousands by filing date | |
| FTAC HERA ACQUISITION CORP | G3728Y103 | COM | 200,000 | $1,954,000 | thousands by filing date | |
| ELLIOTT OPPORTUNITY II CORP | G30092103 | CMN | 200,000 | $1,954,000 | thousands by filing date | |
| ESSEX PPTY TR INC COM | 297178105 | REIT | 5,460 | $1,923,000 | thousands by filing date | |
| Wells Fargo & Company | 949746101 | COM | 40,000 | $1,919,000 | thousands by filing date | |
| PARK HOTELS & RESORTS INC COM | 700517105 | REIT | 101,000 | $1,907,000 | thousands by filing date | |
| ROGERS COMMUNICATIONS INC CL B | 775109200 | Stock | 40,000 | $1,906,000 | thousands by filing date | |
| ISTAR INC | 45031U101 | COMMON STOCK | 73,700 | $1,904,000 | thousands by filing date | |
| VICI PPTYS INC COM | 925652109 | REIT | 63,000 | $1,897,000 | thousands by filing date | |
| TC ENERGY CORP | 87807B107 | COM | 40,200 | $1,871,000 | thousands by filing date | |
| STATE STR CORP COM | 857477103 | Stock | 20,000 | $1,860,000 | thousands by filing date | |
| American Tower Corporation | 03027X100 | COM | 6,320 | $1,849,000 | thousands by filing date | |
| MasterCard, Inc | 57636Q104 | COM | 5,000 | $1,797,000 | thousands by filing date | |
| BILANDER ACQUISITION CORP | 09001T205 | UNIT 05/19/2026 | 175,000 | $1,759,000 | thousands by filing date | |
| PPG INDS INC COM | 693506107 | Stock | 10,000 | $1,724,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 5,000 | $1,682,000 | thousands by filing date | |
| CAE INC COM | 124765108 | Stock | 65,000 | $1,641,000 | thousands by filing date | |
| PROPTECH INVESTMENT CORP II | 743497117 | *W EXP 12/08/202 | 163,002 | $1,597,000 | thousands by filing date | |
| F-STAR THERAPEUTICS INC | 30315R107 | COM | 309,703 | $1,555,000 | thousands by filing date | |
| Aurora Innovation Inc W Exp 11/03/202 | 051774115 | SPAC Combination | 135,568 | $1,526,000 | thousands by filing date | |
| HUNT COMPANIES ACQUISITIO | G46482116 | UNIT 99/99/9999 | 150,000 | $1,523,000 | thousands by filing date | |
| TJX Companies Inc | 872540109 | COM | 20,000 | $1,518,000 | thousands by filing date | |
| SOAR TECHNOLOGY ACQUISN CORP | G82472112 | CMN | 150,000 | $1,516,000 | thousands by filing date | |
| INNOVATIVE INTL ACQUSITIN CO | G4809M117 | UNIT 10/26/2026 | 150,000 | $1,509,000 | thousands by filing date | |
| CITIC CAPITAL ACQUISITION CO | G21513109 | COM CL A | 150,000 | $1,502,000 | thousands by filing date | |
| SIMON PROPERTY GRP ACQ HOLDI | 82880R202 | UNIT 99/99/9999 | 150,000 | $1,484,000 | thousands by filing date | |
| MACONDRAY CAP ACQUISITN CORP | G5853A107 | CLASS A ORD SHS | 150,000 | $1,478,000 | thousands by filing date | |
| JAWS HURRICANE ACQUISITN COR | 47201B103 | CLASS A COM | 150,000 | $1,470,000 | thousands by filing date | |
| ACROPOLIS INFRASTRUCTURE ACQ | 005029103 | CL A | 150,000 | $1,458,000 | thousands by filing date | |
| OLAPLEX HLDGS INC | 679369108 | COM | 50,000 | $1,457,000 | thousands by filing date | |
| 26 Capital Acquisition Corp | 90138P118 | Warrant | 139,202 | $1,371,000 | thousands by filing date | |
| NANO DIMENSION LTD | 63008G203 | SPONSORD ADS NEW | 351,733 | $1,337,000 | thousands by filing date | |
| M3 BRIGADE ACQUISITION III | 55407R111 | *W EXP 07/31/202 | 133,333 | $1,316,000 | thousands by filing date | |
| BULL HORN HLDGS CORP | G1686P106 | SHS | 131,184 | $1,312,000 | thousands by filing date | |
| CORVUS PHARMACEUTICALS INC | 221015100 | COM | 528,358 | $1,273,000 | thousands by filing date | |
| BEARD ENERGY TRANSITION ACQ | 07402Q200 | UNIT 99/99/9999 | 125,000 | $1,270,000 | thousands by filing date | |
| CF ACQUISITION CORP VIII | 12520C117 | *W EXP 03/31/202 | 126,632 | $1,264,000 | thousands by filing date | |
| AEROJET ROCKETDYNE HLDGS INC C | 007800105 | COM | 26,850 | $1,256,000 | thousands by filing date | |
| FTAC ZEUS ACQUISITION COR | 30320F205 | UNIT 04/15/2026 | 125,000 | $1,250,000 | thousands by filing date | |
| ICONIC SPORTS ACQUISITION CO | G4712C107 | CL A ORD SHS | 125,000 | $1,241,000 | thousands by filing date | |
| PREFERRED APT CMNTYS INC | 74039L103 | COM | 68,000 | $1,228,000 | thousands by filing date | |
| LANDCADIA HOLDINGS IV INC | 51477A112 | *W EXP 03/29/202 | 125,000 | $1,216,000 | thousands by filing date | |
| EAST RES ACQUISITION CO | 274681105 | COM CL A | 122,568 | $1,210,000 | thousands by filing date | |
| TAIWAN SEMICONDUCTOR MFG | 874039100 | SPONSORED ADS | 10,000 | $1,203,000 | thousands by filing date | |
| AVANTI ACQUISITION CORP | G0682V109 | CMN | 119,309 | $1,172,000 | thousands by filing date | |
| LENNAR CORP CL A | 526057104 | Stock | 10,000 | $1,162,000 | thousands by filing date | |
| EQUINIX INC COM | 29444U700 | REIT | 1,360 | $1,150,000 | thousands by filing date | |
| Direct Selling Acquisition Corp | 25460L111 | WARRANT | 110,000 | $1,092,000 | thousands by filing date | |
| BANK MONTREAL MEDIUM COM | 063671101 | Stock | 10,000 | $1,078,000 | thousands by filing date | |
| CARNIVAL CORP | 143658BE1 | NOTE 5.750% 4/0 | 500,000 | $1,064,000 | thousands by filing date | |
| GRINDR INC | G88672111 | EQUITY WRT | 104,564 | $1,059,000 | thousands by filing date | |
| ALGOMA STL GROUP INC | 015658107 | COM | 95,000 | $1,027,000 | thousands by filing date | |
| BRILLIANT ACQUISITION CORP | G1643W111 | SHS | 100,000 | $1,020,000 | thousands by filing date | |
| SANABY HEALTH ACQUISITION CO | 79956P201 | UNIT 07/30/2028 | 100,000 | $1,014,000 | thousands by filing date | |
| NEWCOURT ACQUISITION CORP | G6448C111 | UNIT 10/20/2026 | 100,000 | $1,012,000 | thousands by filing date | |
| THRIVE ACQUISITION CORPORATI | G7158C127 | UNIT 10/31/2028 | 100,000 | $1,011,000 | thousands by filing date | |
| CF ACQUISITION CORP IV | 12520T102 | COM | 103,063 | $1,010,000 | thousands by filing date | |
| CHAIN BRIDGE I | G2061X102 | CLASS A ORD | 100,000 | $1,003,000 | thousands by filing date | |
| EDTECHX HOLDINGS ACQU CORP I | 28139A102 | COM CL A | 100,050 | $1,002,000 | thousands by filing date | |
| MOTIVE CAPITAL CORP II | G6293R122 | UNIT 99/99/9999 | 100,000 | $997,000 | thousands by filing date | |
| ARBOR RAPHA CAP BIOHLDS CORP | 03881F104 | CLASS A COM | 100,000 | $995,000 | thousands by filing date | |
| REDBALL ACQUISITION CORP | G7417R105 | COM CL A | 100,100 | $993,000 | thousands by filing date | |
| MAGNUM OPUS ACQUISITION LTD | G5S70A104 | SHS CL A | 100,000 | $992,000 | thousands by filing date | |
| SPORTS ENTERTAINMENT ACQU CO | 84918M106 | COM CL A | 100,000 | $992,000 | thousands by filing date | |
| ONYX ACQUISITION CO I | G6755Q109 | SHS CL A | 100,000 | $991,000 | thousands by filing date | |
| DUNE ACQUISITION CORP | 265334102 | COM | 100,000 | $990,000 | thousands by filing date | |
| PRIVETERRA ACQUISITION CORP | 876545104 | COM CL A | 100,000 | $989,000 | thousands by filing date | |
| EPWR/WS US 31 Dec 27 C11.5 | 29248N118 | *W EXP 01/12/202 | 101,484 | $988,000 | thousands by filing date | |
| ARCHIMEDES TECH SPAC PARTNR CO SUB UNIT | 039562301 | Stock | 100,025 | $988,000 | thousands by filing date | |
| TUATARA CAPITAL ACQUISITN CO | G9118J101 | CL A SHS | 100,000 | $987,000 | thousands by filing date | |
| TANGER INC | 875465106 | COM | 51,000 | $983,000 | thousands by filing date | |
| JAWS JUGGERNAUT ACQUISITN CO | G50735102 | CMN | 100,000 | $983,000 | thousands by filing date | |
| HORIZON ACQUISITION CORPORAT | G46044106 | CMN | 100,000 | $983,000 | thousands by filing date | |
| MONDEE HOLDINGS INC COM CL A | G49775102 | Stock | 100,000 | $982,000 | thousands by filing date | |
| TPG PACE BEN FIN CORP | G8990D125 | CL A COM | 100,000 | $981,000 | thousands by filing date | |
| ATLANTIC AVE ACQUISITION COR | 04906P101 | CMN | 100,000 | $980,000 | thousands by filing date | |
| 26 Capital Acquisition Corp | 90138P100 | Equity | 99,416 | $979,000 | thousands by filing date | |
| ACCRETION ACQUISITION CORP | 00438Y107 | COM | 100,000 | $976,000 | thousands by filing date | |
| ATHLON ACQUISITION CORP | 04748A106 | CMN | 100,000 | $976,000 | thousands by filing date | |
| OYSTER ENTERPRISES ACQ CORP | 69242M104 | CMN | 100,000 | $976,000 | thousands by filing date | |
| TLG ACQUISITION ONE CORP | 87257M108 | COM | 100,000 | $973,000 | thousands by filing date | |
| NORTHERN STAR INVSTMNT CORP | 66573W107 | COM | 100,000 | $970,000 | thousands by filing date | |
| ARYA SCIENCES ACQUISITN CORP | G31658100 | CLASS A ORD SHS | 100,000 | $970,000 | thousands by filing date | |
| REVOLUTION HEALTHCAR AQ CORP | 76155Y116 | *W EXP 12/31/202 | 99,360 | $968,000 | thousands by filing date | |
| OPPFI INC | 68386H103 | COMMON STOCK | 203,693 | $925,000 | thousands by filing date | |
| LIZHI INC | 53933L104 | ADS | 491,291 | $909,000 | thousands by filing date | |
| CYRUSONE INC | 23283R100 | COM | 10,060 | $903,000 | thousands by filing date | |
| GOAL ACQUISITIONS CORP | 38021H107 | COM | 90,909 | $885,000 | thousands by filing date | |
| CORVUS GOLD INC | 221013105 | COM | 270,000 | $872,000 | thousands by filing date | |
| CURIOSITYSTREAM INC | 23130Q107 | COMMON STOCK | 145,362 | $862,000 | thousands by filing date | |
| CORTEXYME INC | 22053A107 | COM | 65,068 | $821,000 | thousands by filing date | |
| CANOPY GROWTH CORP | 138035100 | COM | 90,182 | $785,000 | thousands by filing date | |
| PYROPHYTE ACQUISITION CORP | G7308P119 | UNIT 99/99/9999 | 75,000 | $761,000 | thousands by filing date | |
| TALON 1 ACQUISITION CORP | G86656124 | UNIT 11/02/2026 | 75,000 | $757,000 | thousands by filing date | |
| G SQUARED ASCEND II INC | G42041114 | UNIT 99/99/9999 | 75,000 | $749,000 | thousands by filing date | |
| CIIG CAPITAL PARTNERS II INC | 12561U109 | COM | 75,000 | $740,000 | thousands by filing date | |
| SPORTSMANS WHSE HLDGS INC | 84920Y106 | COM | 61,599 | $727,000 | thousands by filing date | |
| Hive Blockchain Technologies L | 43366H100 | COM | 334,000 | $726,000 | thousands by filing date | |
| LOGISTICS INNOVTN TECHNLGS C | 54141L100 | CLASS A COM | 75,000 | $726,000 | thousands by filing date | |
| ORION BIOTECH OPPORTUNTES CO | G6780C109 | CLASS A ORD SHS | 75,000 | $725,000 | thousands by filing date | |
| PARAMOUNT GLOBAL | 92556H305 | CONV | 14,359 | $721,000 | thousands by filing date | |
| DSS INC | 26253C102 | COM | 1,071,092 | $720,000 | thousands by filing date | |
| CYTOSORBENTS CORP | 23283X206 | CMN | 170,998 | $716,000 | thousands by filing date | |
| NEXTCURE INC | 65343E108 | COM | 115,328 | $692,000 | thousands by filing date | |
| SHELTER ACQUISITION CORP I | 822821104 | CLASS A COM | 70,000 | $681,000 | thousands by filing date | |
| AYRO INC | 054748108 | COM | 420,248 | $677,000 | thousands by filing date | |
| MARIN SOFTWARE INC | 56804T205 | COM NEW | 179,803 | $667,000 | thousands by filing date | |
| XOS INC | 98423B108 | COM | 208,105 | $656,000 | thousands by filing date | |
| MASON INDUSTRIAL TECHNOLGY I | 57520Y106 | COM CL A | 66,666 | $651,000 | thousands by filing date | |
| NOVAN INC COM NEW | 66988N205 | Stock | 150,084 | $626,000 | thousands by filing date | |
| ICONIC SPORTS ACQUISITION CO | G4712C115 | WTS | 62,500 | $621,000 | thousands by filing date | |
| TINGO GROUP INC | 55328R109 | COM | 717,616 | $596,000 | thousands by filing date | |
| GENPREX INC | 372446104 | COM | 438,874 | $575,000 | thousands by filing date | |
| SPIRE GLOBAL, INC. | 848560108 | COM | 168,581 | $570,000 | thousands by filing date | |
| GALECTO INC | 36322Q107 | COM | 183,530 | $556,000 | thousands by filing date | |
| TANTECH HLDGS LTD | G8675X107 | COM | 1,203,360 | $553,000 | thousands by filing date | |
| FORTRESS CAPITAL ACQUISITION | G36427121 | WARR | 55,925 | $546,000 | thousands by filing date | |
| NUTRIEN LTD COM | 67077M108 | Stock | 7,000 | $527,000 | thousands by filing date | |
| FTAC HERA ACQUISITION CORP | G3728Y111 | *W EXP 02/28/202 | 53,830 | $526,000 | thousands by filing date | |
| LANTERN PHARMA INC | 51654W101 | COM | 64,999 | $519,000 | thousands by filing date | |
| PETRA ACQUISITION INC | 716421102 | COM | 50,000 | $510,000 | thousands by filing date | |
| HENNESSY CAPITAL INVST CORP | 42600H108 | CLASS A COM | 52,450 | $508,000 | thousands by filing date | |
| LAIRD SUPERFOOD INC | 50736T102 | CMN | 38,715 | $505,000 | thousands by filing date | |
| SOAR TECHNOLOGY ACQUISN CORP | G82472120 | *W EXP 99/99/999 | 50,000 | $505,000 | thousands by filing date | |
| Chain Bridge I | G2061X110 | Warrant | 50,000 | $502,000 | thousands by filing date | |
| BULLPEN PARLAY ACQUISITION C | G1792A126 | UNIT 12/03/2026 | 50,000 | $500,000 | thousands by filing date | |
| ONYX ACQUISITION CO I | G6755Q117 | *W EXP 11/30/202 | 50,000 | $496,000 | thousands by filing date | |
| ROSE HILL ACQUISITION CORP | G7637J107 | CLASS A ORD | 50,000 | $496,000 | thousands by filing date | |
| PRIVETERRA ACQUISITION CORP | 876545112 | *W EXP 01/07/202 | 50,000 | $495,000 | thousands by filing date | |
| DUNE ACQUISITION CORP | 265334110 | *W EXP 10/29/202 | 50,000 | $495,000 | thousands by filing date | |
| Xunlei Ltd-Adr | 98419E108 | COM | 245,587 | $494,000 | thousands by filing date | |
| SPRINGBIG HOLDIN | G9118J119 | EQUITY WRT | 50,000 | $494,000 | thousands by filing date | |
| MACONDRAY CAP ACQUISITN CORP | G5853A115 | *W EXP 05/31/202 | 50,000 | $493,000 | thousands by filing date | |
| DPCM CAP INC | 23344P101 | CMN | 50,000 | $491,000 | thousands by filing date | |
| PONTEM CORPORATION | G71707106 | COM | 50,000 | $490,000 | thousands by filing date | |
| AEQUI ACQUISITION CORP | 00775W102 | COM CL A | 50,000 | $490,000 | thousands by filing date | |
| FINTECH ACQUISITION CORP VI CLASS A | 31811H106 | COM | 50,000 | $490,000 | thousands by filing date | |
| EDIFY ACQUISITION CORP | 28059Q103 | COM | 50,000 | $489,000 | thousands by filing date | |
| ELLIOTT OPPORTUNITY II CORP | G30092111 | *W EXP 03/02/202 | 50,000 | $489,000 | thousands by filing date | |
| GORES HOLDINGS VII INC | 38286T101 | CMN | 50,000 | $489,000 | thousands by filing date | |
| CO-DIAGNOSTICS INC | 189763105 | COM | 54,603 | $488,000 | thousands by filing date | |
| ENGLOBAL CORP | 293306106 | COM | 369,462 | $488,000 | thousands by filing date | |
| ATHLON ACQUISITION CORP | 04748A114 | WTS | 50,000 | $488,000 | thousands by filing date | |
| ACROPOLIS INFRASTRUCTURE ACQ | 005029111 | *W EXP 03/30/202 | 50,000 | $486,000 | thousands by filing date | |
| DIAMEDICA THERAPEUTICS INC | 25253X207 | COMMON STOCK | 130,070 | $485,000 | thousands by filing date | |
| PHARMACYTE BIOTECH INC | 71715X203 | COM NEW | 193,400 | $484,000 | thousands by filing date | |
| ATEA PHARMACEUTICALS INC | 04683R106 | COMMON STOCK | 53,340 | $477,000 | thousands by filing date | |
| TCR2 THERAPEUTICS INC | 87808K106 | COM | 101,839 | $475,000 | thousands by filing date | |
| ORCHARD THERAPEUTICS PLC | 68570P101 | ADR | 348,266 | $460,000 | thousands by filing date | |
| ITERUM THERAPEUTICS PLC SHS NEW | G6333L101 | Stock | 1,140,234 | $447,000 | thousands by filing date | |
| CALITHERA BIOSCIENCES INC COM NEW | 13089P101 | Stock | 641,262 | $427,000 | thousands by filing date | |
| ASSEMBLY BIOSCIENCES INC | 045396108 | COM | 179,192 | $418,000 | thousands by filing date | |
| CARDIFF ONCOLOGY INC | 14147L108 | COM | 69,381 | $417,000 | thousands by filing date | |
| AVISTA PUBLIC ACQUIS-CLASS A | G07247102 | CLASS A ORD SHS | 40,000 | $400,000 | thousands by filing date | |
| ELOXX PHARMACEUTICALS INC | 29014R103 | COM | 553,652 | $391,000 | thousands by filing date | |
| PROFOUND MED CORP | 74319B502 | COM NEW | 34,406 | $388,000 | thousands by filing date | |
| ATRECA INC | 04965G109 | COM | 124,161 | $376,000 | thousands by filing date | |
| TRAWS PHARMA INC COM NEW | 68232V801 | Stock | 145,290 | $370,000 | thousands by filing date | |
| CIIG CAPITAL PARTNERS II INC | 12561U117 | *W EXP 02/28/202 | 37,500 | $370,000 | thousands by filing date | |
| JAWS HURRICANE ACQUISITN COR | 47201B111 | *W EXP 03/26/202 | 37,500 | $368,000 | thousands by filing date | |
| Gravity Co Ltd-Sponsore | 38911N206 | COM | 5,232 | $356,000 | thousands by filing date | |
| MEDICINOVA INC | 58468P206 | COM NEW | 131,495 | $352,000 | thousands by filing date | |
| BLUEBIRD BIO INC | 09609G100 | COM | 35,046 | $350,000 | thousands by filing date | |
| Gores Technology Partners II Inc | 38287L115 | Warrant | 35,390 | $350,000 | thousands by filing date | |
| ACUITYADS HLDGS INC | 00510L106 | COM | 90,478 | $342,000 | thousands by filing date | |
| SHELTER ACQUISITION CORP I | 822821112 | *W EXP 02/25/202 | 35,000 | $341,000 | thousands by filing date | |
| ARBOR RAPHA CAP BIOHLDS CORP | 03881F112 | *W EXP 10/31/202 | 33,333 | $332,000 | thousands by filing date | |
| EMCORE CORP | 290846203 | COM | 44,608 | $311,000 | thousands by filing date | |
| TONIX PHARMACEUTICALS HOLDIN | 890260706 | COM | 864,322 | $309,000 | thousands by filing date | |
| CRONOS GROUP INC | 22717L101 | COM | 74,973 | $295,000 | thousands by filing date | |
| RETRACTABLE TECHNOLOGIES INC | 76129W105 | COM | 42,397 | $294,000 | thousands by filing date | |
| FORTE BIOSCIENCES INC | 34962G109 | COM | 136,577 | $292,000 | thousands by filing date | |
| VIVOS THERAPEUTICS INC | 92859E108 | COM | 122,297 | $275,000 | thousands by filing date | |
| VNET GROUP INC | 90138A103 | SPONSORED ADS A | 30,000 | $271,000 | thousands by filing date | |
| SANARA MEDTECH INC | 79957L100 | COMMON STOCK | 9,097 | $269,000 | thousands by filing date | |
| NEURONETICS INC | 64131A105 | COM | 58,323 | $260,000 | thousands by filing date | |
| SPRING VALLEY ACQ CORP | G8377A108 | COMMON STOCK-FO | 25,800 | $259,000 | thousands by filing date | |
| Yatra Online Incorporated Ord SHS | G98338109 | Common Stock | 148,105 | $256,000 | thousands by filing date | |
| AIRGAIN INC | 00938A104 | COM | 23,967 | $255,000 | thousands by filing date | |
| ORION ENERGY SYSTEMS INC | 686275108 | COM | 70,493 | $255,000 | thousands by filing date | |
| SILVERCORP METALS INC COMP | 82835P103 | EQUITY | 67,807 | $254,000 | thousands by filing date | |
| DURECT CORP | 266605104 | COM | 255,105 | $252,000 | thousands by filing date | |
| GCT SEMICONDUCTOR HLDG INC COMMON STOCK | 20607V106 | Stock | 25,000 | $248,000 | thousands by filing date | |
| ROSE HILL ACQUISITION CORP | G7637J123 | *W EXP 10/07/202 | 24,999 | $248,000 | thousands by filing date | |
| ARTISAN ACQUISITION CORP CLASS A ORD SHS | G0509L102 | Stock | 25,000 | $248,000 | thousands by filing date | |
| ASTREA ACQUISITION CORP | 04637C106 | CMN | 25,000 | $247,000 | thousands by filing date | |
| SOUNDHOUND AI INC WT EXP 042627 | 039562111 | Stock | 25,005 | $247,000 | thousands by filing date | |
| JAWS JUGGERNAUT ACQUISITN CO | G50735110 | *W EXP 06/17/202 | 25,000 | $246,000 | thousands by filing date | |
| ITHAX ACQUISITION CORP | G49775128 | WTS | 25,000 | $246,000 | thousands by filing date | |
| AMERICAN SUPERCONDUCTOR CORP | 030111207 | SHS NEW | 22,208 | $242,000 | thousands by filing date | |
| LOGISTICS INNOVTN TECHNLGS C | 54141L118 | *W EXP 06/15/202 | 25,000 | $242,000 | thousands by filing date | |
| CLEARONE INC | 18506U104 | COM | 185,807 | $240,000 | thousands by filing date | |
| BRAGG GAMING GROUP INC | 104833306 | CMN | 46,537 | $236,000 | thousands by filing date | |
| FUEL TECH INC | 359523107 | COM | 166,660 | $233,000 | thousands by filing date | |
| FREQUENCY THERAPEUTICS INC | 35803L108 | COM | 42,534 | $218,000 | thousands by filing date | |
| MASON INDUSTRIAL TECHNOLGY I | 57520Y114 | *W EXP 99/99/999 | 22,221 | $217,000 | thousands by filing date | |
| CASI PHARMACEUTICALS INC | 14757U109 | COM | 267,507 | $214,000 | thousands by filing date | |
| GENASYS INC | 36872P103 | CMN | 52,847 | $210,000 | thousands by filing date | |
| SUNLANDS TECHNOLOGY GROUP | 86740P207 | SPONSRD ADS NEW | 42,400 | $210,000 | thousands by filing date | |
| GOGREEN INVESTMENTS CORP | G9461B101 | COM | 21,092 | $209,000 | thousands by filing date | |
| AMERICAS GOLD AND SILVER COR | 03062D100 | COM | 250,000 | $202,000 | thousands by filing date | |
| WESTPORT FUEL SYSTEMS INC | 960908309 | COM | 84,561 | $201,000 | thousands by filing date | |
| GLOBUS MARITIME LIMITED NEW | Y27265126 | COM NEW | 90,729 | $191,000 | thousands by filing date | |
| BLUE HAT INTERACTIVE ENTMT T | G1329V106 | SHS | 431,391 | $187,000 | thousands by filing date | |
| VIEMED HEALTHCARE INC | 92663R105 | COM | 35,410 | $185,000 | thousands by filing date | |
| WISEKEY INTERNATIONAL HLDS L | 97727L200 | SPON ADS | 222,458 | $185,000 | thousands by filing date | |
| ENETI INC | Y2294C107 | COM | 23,574 | $182,000 | thousands by filing date | |
| ORIGIN AGRITECH LIMITED | G67828205 | SHS NEW | 25,000 | $179,000 | thousands by filing date | |
| OVID THERAPEUTICS INC | 690469101 | COMMON STOCK | 54,823 | $176,000 | thousands by filing date | |
| HENNESSY CAPITAL INVST CORP | 42600H116 | *W EXP 99/99/999 | 17,483 | $169,000 | thousands by filing date | |
| PONTEM CORPORATION | G71707122 | WARR | 16,666 | $163,000 | thousands by filing date | |
| IMPEL PHARMACEUTICALS INC | 45258K109 | CMN | 17,729 | $153,000 | thousands by filing date | |
| IMMERSION CORPORATION | 452521107 | COMMON STOCK | 26,218 | $150,000 | thousands by filing date | |
| SHAPEWAYS HOLDINGS INC | 81947T102 | COMMON STOCK | 40,536 | $150,000 | thousands by filing date | |
| DOLPHIN ENTMT INC | 25686H209 | COM NEW | 17,209 | $147,000 | thousands by filing date | |
| ALTITUDE ACQUISITION CORP | 02156Y103 | COM CL A | 14,600 | $145,000 | thousands by filing date | |
| ORION BIOTECH OPPORTUNTES CO | G6780C117 | *W EXP 04/15/202 | 15,000 | $145,000 | thousands by filing date | |
| Adverum Biotechnologies, Inc. | 00773U108 | Common Stock | 81,824 | $144,000 | thousands by filing date | |
| CALADRIUS BIOSCIENCES INC | 128058203 | COM NEW | 169,432 | $143,000 | thousands by filing date | |
| HEALTHCARE CAPITAL CORP | 42228C101 | COM CL A | 14,328 | $141,000 | thousands by filing date | |
| BABYLON HLDGS LTD | G07031118 | *W EXP 10/21/202 | 23,329 | $136,000 | thousands by filing date | |
| ALPHA PRO TECH LTD | 020772109 | COM | 22,310 | $133,000 | thousands by filing date | |
| GT BIOPHARMA INC | 36254L209 | COM NEW | 43,692 | $133,000 | thousands by filing date | |
| AHPAW US 06 Apr 26 C11.5 | G07247128 | *W EXP 04/06/202 | 13,333 | $133,000 | thousands by filing date | |
| LANNETT COMPANY INCORPORATED | 516012101 | COM | 81,698 | $132,000 | thousands by filing date | |
| INTELLICHECK MOBILISA INC | 45817G201 | COM NEW | 28,307 | $131,000 | thousands by filing date | |
| NEXTPLAT CORP | 68557F209 | COM NEW | 39,625 | $128,000 | thousands by filing date | |
| CONCORD ACQUISITION CORP III | 20607V114 | *W EXP 99/99/999 | 12,500 | $124,000 | thousands by filing date | |
| FINTECH ACQUISITION CORP VI | 31811H114 | *W EXP 03/31/202 | 12,500 | $123,000 | thousands by filing date | |
| VIRGIN GROUP ACQUISIT CORP I | G9460K102 | SHS CL A | 11,633 | $115,000 | thousands by filing date | |
| GOGREEN INVESTMENTS CORP | G9461B119 | WTS | 10,545 | $105,000 | thousands by filing date | |
| GREENLANE HLDGS INC | 395330103 | CL A | 22,947 | $22,000 | thousands by filing date | |
| MEDIGUS LTD | 58471G128 | *W EXP 07/22/202 | 21,000 | $21,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001315863-22-000155 | this filing | 2022-02-14 | acceptance time not in the bulk data set |