13F-HR filed by Anson Funds Management LP
Anson Funds Management LP filed this 13F-HR for the quarter ended 2020-09-30, filed 2020-11-16, with 88 holding rows worth $186,679,000.
- Accession
- 0001315863-20-000947
- Filer
- CIK 1491072
- Filed
- 2020-11-16
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2020
A holdings report, 88 entries on the cover page, a total value of $186,679,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $186,679,000 with VALUE read as thousands by filing date, 13F file number 028-16678. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerAnson Advisors Inc.028-18132
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| Gaotu Techedu Inc | 36257Y109 | COM | 255,000 | $22,978,000 | thousands by filing date | put |
| AMERICAN AIRLINES GROUP INC | 02376RAF9 | NOTE 6.500% 7/0 | 22,500,000 | $20,700,000 | thousands by filing date | |
| TRINE ACQUISITION CORP | 89628U108 | COM CL A | 823,696 | $8,896,000 | thousands by filing date | |
| MODERNA INC | 60770K107 | COM | 104,000 | $7,358,000 | thousands by filing date | put |
| WHOLE EARTH BRANDS INC | 96684W100 | COM CL A | 861,388 | $7,184,000 | thousands by filing date | |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 1,468,155 | $6,181,000 | thousands by filing date | |
| ZOOM COMMUNICATIONS INC CL A | 98980L101 | Stock | 11,500 | $5,406,000 | thousands by filing date | put |
| FOLEY TRASIMENE ACQUISITION | 344328208 | UNIT 99/99/9999 | 485,500 | $4,952,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 185,000 | $4,457,000 | thousands by filing date | call |
| HUMANIGEN INC | 444863203 | COM NEW | 408,356 | $4,345,000 | thousands by filing date | |
| MOVADO GROUP INC COM | 624580106 | Stock | 375,126 | $3,729,000 | thousands by filing date | |
| SPI ENERGY CO LTD | G8651P110 | SHS NEW | 560,909 | $3,029,000 | thousands by filing date | |
| Utilities Select Sector SPDR Fund | 81369Y886 | SHS | 49,848 | $2,960,000 | thousands by filing date | |
| VILLAGE FARMS INTL INC | 92707Y108 | COM | 594,295 | $2,722,000 | thousands by filing date | |
| AMERICOLD REALTY TRUST INC COM | 03064D108 | REIT | 75,500 | $2,699,000 | thousands by filing date | |
| RIGNET INC | 766582100 | COM | 646,502 | $2,651,000 | thousands by filing date | |
| TILRAY INC | 88688T100 | COM CL 2 | 793,028 | $2,617,000 | thousands by filing date | |
| UNITS-GRANITE REIT-STAPL | 387437114 | UNIT 99/99/9999 | 42,000 | $2,437,000 | thousands by filing date | |
| BROOKFIELD ASSET MANAGEMENT IN | 112585104 | CL A LTD VT SH | 73,249 | $2,422,000 | thousands by filing date | |
| CYRUSONE INC | 23283R100 | COM | 29,500 | $2,066,000 | thousands by filing date | |
| BROOKFIELD PROPERTY PARTRS L | G16249107 | UNIT LTD PARTN | 170,000 | $2,045,000 | thousands by filing date | call |
| EQUITY DISTR ACQUISITION CORP UNIT EX 090925 | 29465E205 | Stock | 180,000 | $1,854,000 | thousands by filing date | |
| NUTRIEN LTD COM | 67077M108 | Stock | 47,000 | $1,842,000 | thousands by filing date | |
| ISHARES TR | 464287739 | U.S. REAL ES ETF | 23,000 | $1,836,000 | thousands by filing date | |
| AMERICAN HOMES 4 RENT | 02665T306 | CL A | 63,000 | $1,794,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 8,000 | $1,704,000 | thousands by filing date | |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 5,700 | $1,676,000 | thousands by filing date | |
| TJX Companies Inc | 872540109 | COM | 30,000 | $1,670,000 | thousands by filing date | |
| HOWARD HUGHES CORPORATION | 44267D107 | COMMON STOCK | 27,700 | $1,596,000 | thousands by filing date | |
| ALGONQUIN POWER & UTILITIES CO COM | 015857105 | Stock | 108,500 | $1,575,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 500 | $1,574,000 | thousands by filing date | |
| MALACCA STRAITS ACQUISITION | G5859B125 | UNIT 99/99/9999 | 158,162 | $1,574,000 | thousands by filing date | |
| American Tower Corporation | 03027X100 | COM | 6,400 | $1,547,000 | thousands by filing date | |
| Prologis,Inc. | 74340W103 | COM | 15,000 | $1,509,000 | thousands by filing date | |
| CHURCHILL CAPITAL CORP IV | 171439201 | UNIT 99/99/9999 | 150,000 | $1,503,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 30,000 | $1,481,000 | thousands by filing date | |
| Uber Technologies | 90353T100 | COM | 40,000 | $1,459,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 5,000 | $1,389,000 | thousands by filing date | |
| Union Pacific Corporation | 907818108 | COM | 7,000 | $1,378,000 | thousands by filing date | |
| REALTY INCOME CORP COM | 756109104 | REIT | 21,600 | $1,312,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 6,000 | $1,262,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 15,000 | $1,244,000 | thousands by filing date | |
| MICROCHIP TECHNOLOGY INC. COM | 595017104 | Stock | 12,000 | $1,233,000 | thousands by filing date | |
| TC ENERGY CORP | 87807B107 | COM | 27,400 | $1,150,000 | thousands by filing date | |
| ACTVISION BLIZZARD INC | 00507V109 | COM | 14,000 | $1,133,000 | thousands by filing date | |
| VENTAS INC COM | 92276F100 | REIT | 25,700 | $1,078,000 | thousands by filing date | |
| AMERICAS GOLD AND SILVER COR | 03062D100 | COM | 400,000 | $1,054,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 4,000 | $1,048,000 | thousands by filing date | |
| EXANTAS CAP CORP | 30068N105 | COM NEW | 500,000 | $1,045,000 | thousands by filing date | |
| Medtronic Plc | G5960L103 | COM | 10,000 | $1,039,000 | thousands by filing date | |
| BHP BILLITON LIMITED SPONSORED ADS | 088606108 | ADR | 20,000 | $1,034,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 700 | $1,029,000 | thousands by filing date | |
| ENBRIDGE INC COM | 29250N105 | Stock | 35,000 | $1,022,000 | thousands by filing date | |
| PELOTON INTERACTIVE INC | 70614W100 | CL A COM | 10,000 | $992,000 | thousands by filing date | put |
| CC NEUBERGER PRINCIPAL HLDNG | G1992Y114 | COM | 95,000 | $988,000 | thousands by filing date | |
| ALEXANDRIA REAL ESTATE EQ INC COM | 015271109 | REIT | 6,000 | $960,000 | thousands by filing date | |
| SIMON PPTY GROUP INC NEW COM | 828806109 | REIT | 14,500 | $938,000 | thousands by filing date | |
| UnitedHealth Group Inc | 91324P102 | COM | 3,000 | $935,000 | thousands by filing date | |
| SSR MINING IN | 784730103 | COM | 50,000 | $933,000 | thousands by filing date | |
| SUNLANDS ONLINE ED GROUP | 86740P108 | ADS | 530,000 | $896,000 | thousands by filing date | |
| UNITED RENTALS INC COM | 911363109 | Stock | 5,000 | $873,000 | thousands by filing date | |
| TAIWAN SEMICONDUCTOR MFG | 874039100 | SPONSORED ADS | 10,000 | $811,000 | thousands by filing date | |
| Gulfport Energy | 402635304 | COM | 1,500,000 | $791,000 | thousands by filing date | |
| FIVE9 INC | 338307101 | COM | 6,000 | $778,000 | thousands by filing date | |
| ADT INC DEL COM | 00090Q103 | Stock | 95,000 | $776,000 | thousands by filing date | |
| JUST ENERGY GROUP INC | 48213W408 | COM NEW | 148,739 | $775,000 | thousands by filing date | |
| HUDSON PAC PPTYS INC | 444097109 | COM | 33,542 | $736,000 | thousands by filing date | |
| APARTMENT INVT & MGMT CO | 03748R754 | CL A | 20,000 | $674,000 | thousands by filing date | |
| HOST HOTELS & RESORTS INC COM | 44107P104 | REIT | 62,000 | $669,000 | thousands by filing date | |
| FLYING EAGLE ACQUISITION COR | 34407Y103 | COM | 50,000 | $608,000 | thousands by filing date | |
| WAYFAIR INC | 94419L101 | CL A | 2,000 | $582,000 | thousands by filing date | call |
| MILLENDO THERAPEUTICS INC | 60040X103 | COM | 354,239 | $577,000 | thousands by filing date | |
| MasterCard, Inc | 57636Q104 | COM | 1,700 | $575,000 | thousands by filing date | |
| AMERICAN CAMPUS COMMUNITIES | 024835100 | COM | 15,000 | $524,000 | thousands by filing date | |
| EASTMAN KODAK CO | 277461406 | COM NEW | 50,000 | $441,000 | thousands by filing date | |
| Renalytix PLC | 75973T101 | ADS | 36,000 | $439,000 | thousands by filing date | |
| HUDBAY MINERALS INC COM | 443628102 | Stock | 100,000 | $423,000 | thousands by filing date | |
| PARKER-HANNIFIN CORP COM | 701094104 | Stock | 2,000 | $405,000 | thousands by filing date | |
| NEW SR INVT GROUP INC | 648691103 | COM | 95,000 | $380,000 | thousands by filing date | |
| PEBBLEBROOK HOTEL TR | 70509V100 | COM | 30,000 | $376,000 | thousands by filing date | |
| THE9 LTD SPON ADS NEW | 88337K203 | ADR | 1,008,649 | $320,000 | thousands by filing date | |
| INOVIO PHARMACEUTICALS INC | 45773H201 | COM NEW | 25,000 | $290,000 | thousands by filing date | |
| FEDERAL REALTY INVESTMENT TRUS | 313747206 | SH BEN INT NEW | 3,800 | $279,000 | thousands by filing date | |
| EQUINOX GOLD CORP | 29446Y502 | COM | 17,201 | $201,000 | thousands by filing date | |
| HORIZON ACQUISITION CORP | G46049121 | UNIT 99/99/9999 | 14,180 | $148,000 | thousands by filing date | |
| LM FDG AMER INC COM NEW | 502074305 | Stock | 120,000 | $79,000 | thousands by filing date | |
| MEDIGUS LTD | 58471G128 | *W EXP 07/22/202 | 21,000 | $29,000 | thousands by filing date | |
| KAZIA THERAPEUTICS LTD | 48669G105 | American Depository Shares | 550,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001315863-20-000947 | this filing | 2020-11-16 | acceptance time not in the bulk data set |