13F-HR filed by Anson Funds Management LP
Anson Funds Management LP filed this 13F-HR for the quarter ended 2017-09-30, filed 2017-11-14, with 54 holding rows worth $664,466,000.
- Accession
- 0001315863-17-000866
- Filer
- CIK 1491072
- Filed
- 2017-11-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2017
A holdings report, 54 entries on the cover page, a total value of $664,466,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $664,466,000 with VALUE read as thousands by filing date, 13F file number 028-16678. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerAnson Advisors Inc.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| SPY | 78462F103 | SHS | 300,000 | $75,369,000 | thousands by filing date | call |
| CANADIAN IMPERIAL BANK OF COMM COM | 136069101 | Stock | 600,000 | $65,502,000 | thousands by filing date | put |
| OCTAVE SPECIALTY GROUP INC | 023139884 | COM NEW | 60,000 | $57,681,000 | thousands by filing date | put |
| CREDIT ACCEP CORP MICH | 225310101 | COM | 151,400 | $42,418,000 | thousands by filing date | put |
| NVIDIA Corp | 67066G104 | COM | 222,700 | $39,812,000 | thousands by filing date | put |
| ROYAL BK CDA COM | 780087102 | Stock | 400,000 | $38,616,000 | thousands by filing date | put |
| Bank of America Corp | 060505104 | COM | 1,461,418 | $37,032,000 | thousands by filing date | |
| Netflix, Inc | 64110L106 | COM | 200,000 | $36,270,000 | thousands by filing date | put |
| WESTERN DIGITAL CORP | 958102105 | COM | 320,500 | $27,691,000 | thousands by filing date | put |
| Texas Instruments Incorporated | 882508104 | COM | 300,000 | $26,892,000 | thousands by filing date | put |
| BANK NOVA SCOTIA B C COM | 064149107 | Stock | 200,000 | $16,040,000 | thousands by filing date | put |
| Intel Corp | 458140100 | COM | 399,700 | $15,221,000 | thousands by filing date | put |
| BELLATRIX EXPLORATION LTD | 078314507 | COM NEW | 3,850,000 | $13,706,000 | thousands by filing date | |
| VULCAN MATLS CO COM | 929160109 | Stock | 108,800 | $13,012,000 | thousands by filing date | |
| BROADCOM LTD | Y09827109 | SHS | 50,000 | $12,127,000 | thousands by filing date | put |
| Microsoft Corp | 594918104 | COM | 159,787 | $11,903,000 | thousands by filing date | |
| SILVER RUN ACQUISITION | 82812A111 | *W EXP 03/28/202 | 1,100,000 | $11,198,000 | thousands by filing date | |
| MACYS INC COM | 55616P104 | Stock | 481,000 | $10,495,000 | thousands by filing date | |
| Tesla Motors, Inc | 88160R101 | COM | 30,000 | $10,233,000 | thousands by filing date | put |
| WISDOMTREE TR | 97717W851 | JAPN HEDGE EQT | 165,000 | $9,026,000 | thousands by filing date | |
| TABLEAU SOFTWARE INC | 87336U105 | CL A | 117,000 | $8,762,000 | thousands by filing date | put |
| RANDGOLD RES LTD | 752344309 | ADR | 88,504 | $8,643,000 | thousands by filing date | |
| ENTRAVISION COMMUNICATIONS A | 29382R107 | COMMON STOCK | 1,500,000 | $8,550,000 | thousands by filing date | |
| DOWDUPONT INC | 26078J100 | COM | 102,560 | $7,100,000 | thousands by filing date | |
| OWENS CORNING NEW | 690742101 | COM | 88,340 | $6,833,000 | thousands by filing date | |
| ON SEMICONDUCTOR CORP COM | 682189105 | Stock | 280,700 | $5,185,000 | thousands by filing date | put |
| CSX Corporation | 126408103 | COM | 92,100 | $4,997,000 | thousands by filing date | |
| THE ONE GROUP HOSPITALITY IN | 88338K103 | COM | 2,345,443 | $3,940,000 | thousands by filing date | |
| COMBIMATRIX CORPORATION | 20009T147 | *W EXP 03/18/202 | 480,617 | $3,605,000 | thousands by filing date | |
| TWITTER INC | 90184L102 | COM | 200,000 | $3,374,000 | thousands by filing date | |
| KONA GRILL INC | 50047H201 | COM | 875,574 | $3,327,000 | thousands by filing date | |
| GARTNERINC | 366651107 | STOK | 25,200 | $3,135,000 | thousands by filing date | |
| ELLIS PERRY INTL INC | 288853104 | COM | 104,372 | $2,469,000 | thousands by filing date | |
| SERVICEMASTER GLOBAL HOLDING | 81761R109 | COMMON STOCK | 50,000 | $2,337,000 | thousands by filing date | |
| Applied Materials,Inc. | 038222105 | COM | 41,400 | $2,157,000 | thousands by filing date | |
| PIER 1 IMPORTS INC | 720279108 | COM | 429,482 | $1,800,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 17,280 | $1,650,000 | thousands by filing date | |
| SEANERGY MARITIME HLDGS CORP | Y73760145 | *W EXP 11/10/202 | 1,432,500 | $1,619,000 | thousands by filing date | |
| SECOND SIGHT MED PRODS INC | 81362J118 | *W EXP 03/06/202 | 1,341,280 | $1,610,000 | thousands by filing date | |
| HD SUPPLY HLDGS INC | 40416M105 | COM | 43,900 | $1,583,000 | thousands by filing date | |
| TRAVELPORT WORLDWIDE LTD | G9019D104 | SHS | 100,000 | $1,570,000 | thousands by filing date | |
| SPROTT PHYSICAL GOLD SILVER | 153501101 | COM | 120,000 | $1,520,000 | thousands by filing date | |
| CHIPOTLEMEXICANGRILLI | 169656105 | STOK | 4,500 | $1,385,000 | thousands by filing date | |
| HEALTH INS INNOVATIONS INC | 42225K106 | COM CL A | 92,900 | $1,347,000 | thousands by filing date | call |
| PENNEY J C INC | 708160106 | COM | 300,000 | $1,143,000 | thousands by filing date | |
| RXI PHARMACEUTICALS CORP | 74979C113 | *W | 2,222,222 | $1,067,000 | thousands by filing date | |
| CATASYS INC | 149049504 | COM PAR | 209,584 | $1,021,000 | thousands by filing date | |
| HUDBAY MINERALS INC COM | 443628102 | Stock | 100,000 | $925,000 | thousands by filing date | |
| ACTINIUM PHARMACEUTICALS INC | 00507W107 | COM | 1,024,592 | $589,000 | thousands by filing date | |
| SANOFI | 80105N113 | COMMON STOCK-FO | 1,500,000 | $540,000 | thousands by filing date | |
| ENDOCYTE INC | 29269A102 | COM | 191,300 | $270,000 | thousands by filing date | |
| INSPIREMD INC | 45779A135 | *W EXP 03/14/202 | 250,000 | $100,000 | thousands by filing date | |
| IMMUNOCELLULAR THERAPEUTICS | 452536121 | *W EXP 08/12/202 | 117,188 | $44,000 | thousands by filing date | |
| INSPIREMD INC | 45779A804 | COM PAR | 62,500 | $25,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001315863-17-000866 | this filing | 2017-11-14 | acceptance time not in the bulk data set |