13F-HR filed by Anson Funds Management LP
Anson Funds Management LP filed this 13F-HR for the quarter ended 2016-12-31, filed 2017-02-14, with 88 holding rows worth $319,685,000.
- Accession
- 0001315863-17-000152
- Filer
- CIK 1491072
- Filed
- 2017-02-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2016
A holdings report, 88 entries on the cover page, a total value of $319,685,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $319,685,000 with VALUE read as thousands by filing date, 13F file number 028-16678. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerAnson Advisors Inc.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| Amazon.com, Inc | 023135106 | COM | 60,000 | $44,992,000 | thousands by filing date | put |
| SPY | 78462F103 | SHS | 128,925 | $28,819,000 | thousands by filing date | |
| BROADCOM LTD PUT | Y09827959 | COM | 155,000 | $27,399,000 | thousands by filing date | put |
| Bank of America Corp | 060505104 | COM | 1,218,425 | $26,927,000 | thousands by filing date | |
| BELLATRIX EXPLORATION LTD | 078314101 | COM | 18,000,000 | $23,040,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 319,787 | $19,872,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 80,000 | $13,279,000 | thousands by filing date | put |
| VULCAN MATLS CO COM | 929160109 | Stock | 83,800 | $10,488,000 | thousands by filing date | |
| CIRRUS LOGIC INC | 172755950 | PUT | 181,500 | $10,262,000 | thousands by filing date | put |
| ELLIS PERRY INTL INC | 288853104 | COM | 387,790 | $9,660,000 | thousands by filing date | |
| ENTRAVISION COMMUNICATIONS A | 29382R107 | COMMON STOCK | 1,235,000 | $8,645,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W851 | JAPN HEDGE EQT | 165,000 | $8,174,000 | thousands by filing date | |
| MOTOROLA SOLUTIONS INC COM NEW | 620076307 | Stock | 96,600 | $8,007,000 | thousands by filing date | put |
| SKYWORKS SOLUTIONS INC | 83088M952 | PUT | 100,000 | $7,466,000 | thousands by filing date | put |
| ROYAL BK CDA | 780087902 | CALL | 110,000 | $7,448,000 | thousands by filing date | put |
| TEEKAY CORPORATION | Y8564W103 | COM | 763,597 | $6,132,000 | thousands by filing date | |
| RANDGOLD RES LTD | 752344309 | ADR | 68,504 | $5,230,000 | thousands by filing date | |
| Caterpillar Inc. | 149123101 | COM | 50,000 | $4,637,000 | thousands by filing date | |
| THE ONE GROUP HOSPITALITY IN | 88338K103 | COM | 1,728,915 | $3,838,000 | thousands by filing date | |
| DU PONT E I DE NEMOURS & CO | 263534109 | COM | 50,000 | $3,670,000 | thousands by filing date | |
| INTEL CORP | 458140950 | PUT | 100,000 | $3,627,000 | thousands by filing date | put |
| JPMorgan Chase & Co | 46625H100 | COM | 30,000 | $2,589,000 | thousands by filing date | |
| MOBILE TELESYSTEMS PJSC | 607409109 | SPONSORED ADR | 226,292 | $2,062,000 | thousands by filing date | |
| ANCHOR | 032838104 | COMMON STOCK | 74,603 | $2,029,000 | thousands by filing date | |
| MEI PHARMA INC | 55279B202 | COM NEW | 1,366,859 | $1,968,000 | thousands by filing date | |
| SERVICEMASTER GLOBAL HOLDING | 81761R109 | COMMON STOCK | 50,000 | $1,884,000 | thousands by filing date | |
| SPROTT PHYSICAL GOLD SILVER | 153501101 | COM | 120,000 | $1,355,000 | thousands by filing date | |
| HIGHWAY HLDGS LTD | G4481U106 | ORD | 618,702 | $1,273,000 | thousands by filing date | |
| 22ND CENTY GROUP INC | 90137F103 | COM | 1,080,750 | $1,178,000 | thousands by filing date | |
| POTASH CORP OF SASKATCHEWAN | 73755L107 | COMMON STOCK-FO | 65,000 | $1,176,000 | thousands by filing date | |
| NOVAN INC | 66988N106 | COM | 40,986 | $1,107,000 | thousands by filing date | |
| QORVO INC COM | 74736K101 | Stock | 20,000 | $1,055,000 | thousands by filing date | put |
| SONOMA PHARMACEUTICALS INC | 83558L113 | *W EXP 01/21/202 | 202,014 | $1,018,000 | thousands by filing date | |
| CASCADIAN THERAPEUTICS INC | 14740B606 | COM NEW | 229,286 | $988,000 | thousands by filing date | |
| ALON USA PARTNERS LP UNIT LTD PARTNERSHIP INT | 02052T109 | COM | 100,000 | $960,000 | thousands by filing date | |
| CHIPOTLEMEXICANGRILLI | 169656105 | STOK | 2,300 | $868,000 | thousands by filing date | |
| AURINIA PHARMACEUTICALS INC COM | 05156V102 | Stock | 388,008 | $815,000 | thousands by filing date | |
| REXAHN PHARMACEUTICALS INC | 761640101 | COM | 5,409,500 | $768,000 | thousands by filing date | |
| NXT ID INC | 67091J123 | *W EXP 02/09/201 | 269,900 | $742,000 | thousands by filing date | |
| HEMISPHERX BIOPHARMA INC | 42366C301 | COM NEW | 1,071,627 | $739,000 | thousands by filing date | |
| AFFIMED N V | N01045108 | COM | 363,161 | $654,000 | thousands by filing date | |
| OVASCIENCE INC | 69014Q101 | COM | 416,297 | $637,000 | thousands by filing date | |
| ARROWHEAD PHARMACEUTICALS IN | 04280A100 | COM | 353,428 | $548,000 | thousands by filing date | |
| CVR REFINING LP COM UNIT REPSTG LTD PARTNER | 12663P107 | COM | 50,000 | $520,000 | thousands by filing date | |
| NIVALIS THERAPEUTICS INC | 65481J109 | COM | 188,287 | $422,000 | thousands by filing date | |
| ADAPTIMMUNE THERAPEUTICS PLC | 00653A107 | SPONDS ADR | 103,282 | $418,000 | thousands by filing date | |
| CHIASMA INC | 16706W102 | COM | 205,380 | $400,000 | thousands by filing date | |
| VERASTEM INC | 92337C104 | COM | 344,443 | $386,000 | thousands by filing date | |
| Adverum Biotechnologies, Inc. | 00773U108 | Common Stock | 128,539 | $373,000 | thousands by filing date | |
| CELLECT BIOTECHNOLOGY LTD | 15116C110 | *W EXP 08/03/202 | 113,347 | $350,000 | thousands by filing date | |
| COMBIMATRIX CORPORATION | 20009T147 | *W EXP 03/18/202 | 123,238 | $327,000 | thousands by filing date | |
| SANGAMO THERAPEUTICS INC | 800677106 | COM | 100,209 | $306,000 | thousands by filing date | |
| IZEA INC | 46603N301 | COM | 66,734 | $301,000 | thousands by filing date | |
| Alcobra Ltd | M2239P109 | SHS | 142,973 | $300,000 | thousands by filing date | |
| TUESDAY MORNING CORP | 899035505 | COM NEW | 54,611 | $295,000 | thousands by filing date | |
| RESEARCH FRONTIERS INC | 760911107 | COM | 158,937 | $289,000 | thousands by filing date | |
| Capnia, Inc. | 14066L105 | Common | 355,497 | $288,000 | thousands by filing date | |
| DICERNA PHARMACEUTICALS INC | 253031108 | COM | 99,658 | $287,000 | thousands by filing date | |
| NUVECTRA CORP | 67075N108 | COM | 56,253 | $283,000 | thousands by filing date | |
| BIOBLAST PHARMA LTD | M20156101 | SHS | 270,793 | $282,000 | thousands by filing date | |
| ONCOSEC MED INC | 68234L207 | COM NEW | 227,293 | $280,000 | thousands by filing date | |
| ENDOCYTE INC | 29269A102 | COM | 108,426 | $276,000 | thousands by filing date | |
| AETERNA ZENTARIS INC | 007975402 | COM | 56,800 | $275,000 | thousands by filing date | |
| VITAL THERAPIES INC | 92847R104 | COM | 62,137 | $270,000 | thousands by filing date | |
| APPLIED DNA SCIENCES INC | 03815U201 | COM NEW | 143,838 | $266,000 | thousands by filing date | |
| APRICUS BIOSCIENCES INC | 03832V307 | COM NEW | 202,475 | $263,000 | thousands by filing date | |
| PAIN THERAPEUTICS INC | 69562K100 | COM | 459,667 | $262,000 | thousands by filing date | |
| Etfs Phys Platinum Etf | 26922V101 | SH BEN INT | 3,000 | $259,000 | thousands by filing date | |
| Arbutus Biopharma Corp | 03879J100 | Common Shares, without par value | 105,085 | $257,000 | thousands by filing date | |
| SPARK NETWORKS INC | 84651P100 | COM | 299,107 | $251,000 | thousands by filing date | |
| UQM TECHNOLOGIES INC | 903213106 | COM | 565,204 | $243,000 | thousands by filing date | |
| IMMUNOCELLULAR THERAPEUTICS | 452536121 | *W EXP 08/12/202 | 117,188 | $240,000 | thousands by filing date | |
| PERSPECTIVE THERAPEUTICS INC | 46489V104 | COM | 404,895 | $235,000 | thousands by filing date | |
| PSIVIDA CORP | 74440J101 | COM | 131,463 | $225,000 | thousands by filing date | |
| STRONGBRIDGE BIOPHARMA PLC | G85347105 | SHS USD | 92,219 | $221,000 | thousands by filing date | |
| MOUNTAIN PROV DIAMONDS INC COM NEW ISIN #CA62426E4022 SEDOL #2607948 | 62426E402 | Equities | 31,700 | $213,000 | thousands by filing date | |
| ONCONOVA THERAPEUTICS INC | 68232V116 | *W EXP 07/11/202 | 93,750 | $213,000 | thousands by filing date | |
| STANLEY FURNITURE CO INC | 854305208 | COM NEW | 235,047 | $212,000 | thousands by filing date | |
| CHARLES + COLVARD LTD | 159765106 | COM | 184,742 | $203,000 | thousands by filing date | |
| CELSION CORPORATION COM PAR | 15117N404 | Stock | 657,890 | $200,000 | thousands by filing date | |
| RF INDUSTRIES LTD | 749552105 | COMMON STOCK | 109,234 | $191,000 | thousands by filing date | |
| FUEL TECH INC | 359523107 | COM | 143,845 | $165,000 | thousands by filing date | |
| NABRIVA THERAPEUTICS AG | 62957M104 | SPONSORED ADR | 26,029 | $155,000 | thousands by filing date | |
| INVENTERGY GLOBAL INC | 46123X409 | COM NEW ADDED | 205,149 | $154,000 | thousands by filing date | |
| JAGUAR ANIMAL HEALTH INC | 47008L106 | COM | 188,200 | $135,000 | thousands by filing date | |
| ENTERTAINMENT GAMING ASIA IN | 29383V305 | COM PAR | 51,831 | $72,000 | thousands by filing date | |
| SECOND SIGHT MED PRODS INC | 81362J100 | COM | 31,097 | $61,000 | thousands by filing date | |
| CPS TECHNOLOGIES CORP | 12619F104 | COM | 19,506 | $36,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001315863-17-000152 | this filing | 2017-02-14 | acceptance time not in the bulk data set |