13F-HR filed by Holt Capital Advisors, L.L.C. dba Holt Capital Partners, L.P.
Holt Capital Advisors, L.L.C. dba Holt Capital Partners, L.P. filed this 13F-HR for the quarter ended 2016-09-30, filed 2016-11-14, with 132 holding rows worth $254,304,000.
- Accession
- 0001315863-16-001925
- Filer
- CIK 1599852
- Filed
- 2016-11-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2016
A holdings report, 132 entries on the cover page, a total value of $254,304,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $254,304,000 with VALUE read as thousands by filing date, 13F file number 028-16001. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| Guggenheim S&P 500 Equal Weighted ETf | 78355W106 | Equity | 244,867 | $20,468,000 | thousands by filing date | |
| FTSE RAFI 1000 US Lg Cap | 73935X583 | COM | 196,541 | $18,396,000 | thousands by filing date | |
| ISHARES TR | 46429B663 | CORE HIGH DV ETF | 195,289 | $15,873,000 | thousands by filing date | |
| Vanguard High Dividend Yield ETF | 921946406 | SHS | 160,108 | $11,550,000 | thousands by filing date | |
| SPDR SERIES TRUST BLOOMBERG BR | 78464A417 | BLOOMBERG BRCLYS | 301,793 | $11,082,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R408 | ST TERM HIGH ETF | 314,685 | $8,714,000 | thousands by filing date | |
| SPDR S&P Dividend ETF | 78464A763 | SHS | 95,454 | $8,052,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W406 | US AI ENHANCED | 95,717 | $7,520,000 | thousands by filing date | |
| ISHARES TR | 464288513 | IBOXX HI YD ETF | 81,137 | $7,080,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 430,899 | $6,744,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A474 | ST SHOR CORP ETF | 204,425 | $6,290,000 | thousands by filing date | |
| SPDR S&P Midcap 400 ETF Trust | 78467Y107 | SHS | 21,812 | $6,157,000 | thousands by filing date | |
| ISHARES TR | 464288638 | ISHS 5-10YR INVT | 47,226 | $5,259,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R739 | ST NUVE TERM ETF | 98,781 | $4,825,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 34,102 | $3,855,000 | thousands by filing date | |
| SCHD | 808524797 | COM | 76,955 | $3,256,000 | thousands by filing date | |
| ISHARES 1-5 YEAR INVESTMENT GRADE CORPORATE BOND ETF | 464288646 | ETF | 30,388 | $3,214,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 27,005 | $3,190,000 | thousands by filing date | |
| Vanguard FTSE Developed Markets ETF | 921943858 | SHS | 84,125 | $3,147,000 | thousands by filing date | |
| VWO | 922042858 | SHS | 77,515 | $2,917,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 20,125 | $2,907,000 | thousands by filing date | |
| Philip Morris International Inc. | 718172109 | COM | 29,703 | $2,888,000 | thousands by filing date | |
| PowerShares QQQ Trust Unit Ser | 73935A104 | COM | 21,548 | $2,558,000 | thousands by filing date | |
| AZZ INC COM | 002474104 | Stock | 39,139 | $2,555,000 | thousands by filing date | |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 52,190 | $2,494,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y308 | STATE STREET CON | 42,200 | $2,245,000 | thousands by filing date | |
| Stryker Corporation | 863667101 | COM | 17,468 | $2,033,000 | thousands by filing date | |
| PIONEER NATURAL RESOURCES CO | 723787107 | COM | 10,410 | $1,933,000 | thousands by filing date | |
| PAYCHEX INC | 704326107 | COM | 32,725 | $1,894,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y407 | SBI CONS DISCR | 23,595 | $1,889,000 | thousands by filing date | |
| FIDELITY NATIONAL FINANCIAL | 31620R303 | FNF GROUP COM | 49,495 | $1,827,000 | thousands by filing date | |
| Health Care Select Sector SPDR Fund | 81369Y209 | SHS | 23,625 | $1,704,000 | thousands by filing date | |
| Vanguard Short-Term Bond ETF | 921937827 | SHS | 20,800 | $1,681,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 55,750 | $1,651,000 | thousands by filing date | |
| iShares Core S&P Small-Cap ETF | 464287804 | SHS | 13,255 | $1,646,000 | thousands by filing date | |
| ZIMMER BIOMET HOLDINGS INC COM | 98956P102 | Stock | 12,400 | $1,612,000 | thousands by filing date | |
| TARGET CORP COM | 87612E106 | Stock | 22,330 | $1,534,000 | thousands by filing date | |
| Wells Fargo & Company | 949746101 | COM | 34,465 | $1,526,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 20,405 | $1,472,000 | thousands by filing date | |
| ENERGY TRANSFER L P | 29273V100 | COM UT LTD PTN | 87,048 | $1,462,000 | thousands by filing date | |
| ISHARES TR | 464288612 | INTRM GOV CR ETF | 12,865 | $1,452,000 | thousands by filing date | |
| TEXAS | 882610108 | COMMON STOCK | 5,860 | $1,402,000 | thousands by filing date | |
| EMERSON ELEC CO COM | 291011104 | Stock | 25,530 | $1,392,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 36,660 | $1,384,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 15,807 | $1,380,000 | thousands by filing date | |
| Vanguard Intermediate-Term Bond ETF | 921937819 | SHS | 15,300 | $1,341,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W505 | US MIDCAP DIVID | 13,627 | $1,238,000 | thousands by filing date | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 64,080 | $1,237,000 | thousands by filing date | |
| XPO INC COM | 983793100 | Stock | 33,130 | $1,215,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 1,528 | $1,188,000 | thousands by filing date | |
| Medtronic Plc | G5960L103 | COM | 13,147 | $1,136,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 1,387 | $1,115,000 | thousands by filing date | |
| WEYERHAEUSER CO COM NEW | 962166104 | REIT | 34,086 | $1,089,000 | thousands by filing date | |
| CONTINENTAL RES INC | 212015101 | COM | 20,500 | $1,065,000 | thousands by filing date | |
| GENERAL DYNAMICS CORP COM | 369550108 | Stock | 6,417 | $996,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 31,295 | $993,000 | thousands by filing date | |
| BP PLC SPONSORED ADR | 055622104 | ADR | 28,155 | $990,000 | thousands by filing date | |
| RAIT FINANCIAL TRUST | 749227609 | COM NEW | 283,333 | $958,000 | thousands by filing date | |
| Utilities Select Sector SPDR Fund | 81369Y886 | SHS | 19,149 | $938,000 | thousands by filing date | |
| CUBESMART COM | 229663109 | REIT | 33,200 | $905,000 | thousands by filing date | |
| Chubb Limited | H1467J104 | COM | 7,169 | $901,000 | thousands by filing date | |
| FRANKLIN RESOURCES INC COM | 354613101 | Stock | 25,275 | $899,000 | thousands by filing date | |
| Abbott Laboratories | 002824100 | COM | 21,156 | $895,000 | thousands by filing date | |
| CVS Health Corporation | 126650100 | COM | 9,983 | $888,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 16,983 | $883,000 | thousands by filing date | |
| Vanguard Extended Market ETF | 922908652 | SHS | 9,355 | $854,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B654 | PWRSH S&P500HI | 21,300 | $829,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 8,018 | $825,000 | thousands by filing date | |
| ISHARES TR | 464287770 | U.S. FIN SVC ETF | 8,608 | $755,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y704 | INDL | 12,860 | $751,000 | thousands by filing date | |
| BROOKFIELD ASSET MANAGEMENT IN | 112585104 | CL A LTD VT SH | 20,471 | $720,000 | thousands by filing date | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 5,625 | $707,000 | thousands by filing date | |
| ISHARES TR | 464287168 | COM | 8,130 | $697,000 | thousands by filing date | |
| ISHARES MSCI USA QUALITY FACTOR ETF | 46432F339 | ETF | 10,315 | $696,000 | thousands by filing date | |
| RYDEX ETF TRUST TOP 50 ETF | 78355W205 | COM | 4,505 | $688,000 | thousands by filing date | |
| ISHARES TR | 464287556 | ISHARES BIOTECH | 2,340 | $677,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 4,170 | $662,000 | thousands by filing date | |
| DEVON ENERGY CORP NEW COM | 25179M103 | Stock | 14,850 | $655,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 16,072 | $653,000 | thousands by filing date | |
| Gilead Sciences,Inc. | 375558103 | COM | 8,080 | $639,000 | thousands by filing date | |
| EOG RES INC COM | 26875P101 | Stock | 6,462 | $625,000 | thousands by filing date | |
| iShares S&P 500 Growth ETF | 464287309 | SHS | 4,965 | $604,000 | thousands by filing date | |
| DELTIC TIMBER CORP | 247850100 | COMMON STOCK | 8,780 | $595,000 | thousands by filing date | |
| SL GREEN REALTY CORP | 78440X101 | COM | 5,250 | $568,000 | thousands by filing date | |
| FORESTAR GROUP, INC. | 346233109 | COMMON STOCK | 48,275 | $565,000 | thousands by filing date | |
| Vanguard Real Estate | 922908553 | SHS | 6,444 | $559,000 | thousands by filing date | |
| SOUTHWESTAIRLSCO | 844741108 | STOK | 13,367 | $520,000 | thousands by filing date | |
| DORCHESTER MINERALS L P | 25820R105 | COM UNIT | 33,475 | $516,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 3,800 | $489,000 | thousands by filing date | |
| Thermo Fisher Scientific Inc. | 883556102 | COM | 3,000 | $477,000 | thousands by filing date | |
| ALEXANDER & BALDWIN INC NEW | 014491104 | COM | 12,110 | $465,000 | thousands by filing date | |
| Accenture Plc Class A | G1151C101 | COM | 3,800 | $464,000 | thousands by filing date | |
| ST JOE CO | 790148100 | COM | 25,025 | $460,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 532 | $445,000 | thousands by filing date | |
| VODAFONE GROUP PLC SPONSORED ADR | 92857W308 | ADR | 15,146 | $442,000 | thousands by filing date | |
| FOREST CITY RLTY TR INC | 345605109 | COM CL A | 19,125 | $442,000 | thousands by filing date | |
| Prologis,Inc. | 74340W103 | COM | 7,876 | $422,000 | thousands by filing date | |
| RAYTHEON CO | 755111507 | COM NEW | 3,100 | $422,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A789 | ST STR SP INS | 5,566 | $412,000 | thousands by filing date | |
| NATIONAL OILWELL VARCO INC | 637071101 | COM | 10,765 | $396,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 4,302 | $386,000 | thousands by filing date | |
| RANGE RES CORP COM | 75281A109 | Stock | 9,640 | $374,000 | thousands by filing date | |
| WILLIAMS COS INC COM | 969457100 | Stock | 11,897 | $366,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X682 | S&P 500 QLTY PRT | 14,300 | $360,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 3,265 | $355,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 8,247 | $349,000 | thousands by filing date | |
| HEWLETT PACKARD ENTERPRISE CO COM | 42824C109 | Stock | 15,300 | $348,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 10,180 | $345,000 | thousands by filing date | |
| OHA INVT CORP | 67091U102 | COM | 106,483 | $334,000 | thousands by filing date | |
| Real Estate Select Sector SPDR Fund | 81369Y860 | SHS | 8,902 | $292,000 | thousands by filing date | |
| VTI | 922908769 | COM | 2,627 | $292,000 | thousands by filing date | |
| ISHARES TR | 464287606 | S&P MC 400GR ETF | 1,650 | $288,000 | thousands by filing date | |
| COLGATE PALMOLIVE CO COM | 194162103 | Stock | 3,812 | $283,000 | thousands by filing date | |
| DHT HOLDINGS INC | Y2065G121 | SHS NEW | 67,510 | $283,000 | thousands by filing date | |
| ASCENA RETAIL GROUP INC | 04351G101 | COM | 50,580 | $283,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C409 | COM | 3,200 | $258,000 | thousands by filing date | |
| EXPRESS SCRIPTS HLDG CO | 30219G108 | COM | 3,600 | $254,000 | thousands by filing date | |
| BROWN FORMAN CORP CL B | 115637209 | Stock | 5,224 | $248,000 | thousands by filing date | |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 4,190 | $248,000 | thousands by filing date | |
| ISHARES TR | 464287887 | S&P SML 600 GWT | 1,750 | $240,000 | thousands by filing date | |
| HP INC COM | 40434L105 | Stock | 15,300 | $238,000 | thousands by filing date | |
| V F CORP COM | 918204108 | Stock | 4,212 | $236,000 | thousands by filing date | |
| WATERS CORP COM | 941848103 | Stock | 1,400 | $222,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 2,600 | $215,000 | thousands by filing date | |
| CULLEN FROST BANKERS INC COM | 229899109 | Stock | 2,938 | $211,000 | thousands by filing date | |
| Schlumberger Limited | 806857108 | COM | 2,650 | $208,000 | thousands by filing date | |
| MasterCard, Inc | 57636Q104 | COM | 2,000 | $204,000 | thousands by filing date | |
| USBANCORPDEL | 902973304 | COM NEW | 4,750 | $204,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 2,175 | $202,000 | thousands by filing date | |
| SIMMONS 1ST NATL CORP | 828730200 | CL A $1 PAR | 4,025 | $201,000 | thousands by filing date | |
| ENDURO ROYALTY TRUST | 29269K100 | COMMON | 44,477 | $157,000 | thousands by filing date | |
| ENSCO PLC | G3157S106 | SHS CLASS A | 17,000 | $144,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001315863-16-001925 | this filing | 2016-11-14 | acceptance time not in the bulk data set |