13F-HR filed by Anson Funds Management LP
Anson Funds Management LP filed this 13F-HR for the quarter ended 2016-09-30, filed 2016-11-14, with 56 holding rows worth $465,249,000.
- Accession
- 0001315863-16-001902
- Filer
- CIK 1491072
- Filed
- 2016-11-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2016
A holdings report, 56 entries on the cover page, a total value of $465,249,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $465,249,000 with VALUE read as thousands by filing date, 13F file number 028-16678. A later restatement replaced it, so the quarter does not use it. The resolved quarter.
Other managers
- included managerAnson Advisors Inc.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| SPDR GOLD TR | 78463V107 | GOLD SHS | 964,100 | $121,130,000 | thousands by filing date | call |
| Amazon.com, Inc | 023135106 | COM | 54,500 | $45,633,000 | thousands by filing date | put |
| Bank of America Corp | 060505104 | COM | 2,610,500 | $40,854,000 | thousands by filing date | |
| SKYWORKS SOLUTIONS INC COM | 83088M102 | Stock | 384,200 | $29,253,000 | thousands by filing date | put |
| CIRRUS LOGIC INC COM | 172755100 | Stock | 377,700 | $20,075,000 | thousands by filing date | put |
| BROADCOM LTD | Y09827109 | SHS | 107,500 | $18,546,000 | thousands by filing date | put |
| Microsoft Corp | 594918104 | COM | 319,787 | $18,420,000 | thousands by filing date | |
| BELLATRIX EXPLORATION LTD | 078314101 | COM | 12,250,000 | $13,843,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 347,800 | $13,129,000 | thousands by filing date | put |
| SPROTT PHYSICAL GOLD TR | 85207H104 | UNIT | 1,017,849 | $11,145,000 | thousands by filing date | |
| ENTRAVISION COMMUNICATIONS A | 29382R107 | COMMON STOCK | 1,279,871 | $9,765,000 | thousands by filing date | |
| VULCAN MATLS CO COM | 929160109 | Stock | 83,800 | $9,531,000 | thousands by filing date | |
| ELLIS PERRY INTL INC | 288853104 | COM | 487,790 | $9,405,000 | thousands by filing date | |
| TEEKAY CORPORATION | Y8564W103 | COM | 1,163,597 | $8,971,000 | thousands by filing date | |
| NVIDIA Corp | 67066G104 | COM | 114,600 | $7,852,000 | thousands by filing date | put |
| SPY | 78462F103 | SHS | 33,925 | $7,338,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W851 | JAPN HEDGE EQT | 165,000 | $7,080,000 | thousands by filing date | |
| CORECIVIC INC | 22025Y407 | COM | 507,103 | $7,034,000 | thousands by filing date | |
| RANDGOLD RES LTD | 752344309 | ADR | 68,504 | $6,855,000 | thousands by filing date | |
| ROYAL BK CDA COM | 780087102 | Stock | 110,000 | $6,816,000 | thousands by filing date | put |
| THE ONE GROUP HOSPITALITY IN | 88338K103 | COM | 1,946,609 | $4,865,000 | thousands by filing date | |
| Citigroup Inc. | 172967424 | COM | 95,800 | $4,525,000 | thousands by filing date | call |
| Salesforce.com, Inc | 79466L302 | COM | 50,000 | $3,567,000 | thousands by filing date | put |
| Analog Devices,Inc. | 032654105 | COM | 55,000 | $3,545,000 | thousands by filing date | put |
| Texas Instruments Incorporated | 882508104 | COM | 35,600 | $2,498,000 | thousands by filing date | put |
| QORVO INC COM | 74736K101 | Stock | 44,800 | $2,497,000 | thousands by filing date | put |
| Advanced Micro Devices,Inc. | 007903107 | COM | 300,000 | $2,073,000 | thousands by filing date | put |
| JPMorgan Chase & Co | 46625H100 | COM | 30,000 | $1,998,000 | thousands by filing date | |
| REXAHN PHARMACEUTICALS INC | 761640101 | COM | 9,170,000 | $1,926,000 | thousands by filing date | |
| BANCORP INC DEL | 05969A105 | COM | 75,251 | $1,919,000 | thousands by filing date | |
| MOBILE TELESYSTEMS PJSC | 607409109 | SPONSORED ADR | 226,292 | $1,727,000 | thousands by filing date | |
| APRICUS BIOSCIENCES INC | 03832V109 | COM | 5,092,580 | $1,723,000 | thousands by filing date | |
| STELLAR BIOTECHNOLOGIES INC NO PAR | 85855A203 | Common Stock | 713,306 | $1,712,000 | thousands by filing date | |
| SERVICEMASTER GLOBAL HOLDING | 81761R109 | COMMON STOCK | 50,000 | $1,684,000 | thousands by filing date | |
| SPROTT PHYSICAL GOLD SILVER | 153501101 | COM | 120,000 | $1,660,000 | thousands by filing date | |
| HEMISPHERX BIOPHARMA INC | 42366C301 | COM NEW | 1,312,688 | $1,654,000 | thousands by filing date | |
| DU PONT E I DE NEMOURS & CO | 263534109 | COM | 20,000 | $1,339,000 | thousands by filing date | |
| OCULUS INNOVATIVE SCIENCES I | 67575P116 | *W EXP 01/21/202 | 266,363 | $1,156,000 | thousands by filing date | |
| POTASH CORP OF SASKATCHEWAN | 73755L107 | COMMON STOCK-FO | 65,000 | $1,061,000 | thousands by filing date | |
| CASCADIAN THERAPEUTICS INC COM | 14740B101 | Stock | 637,700 | $1,046,000 | thousands by filing date | |
| AFFIMED N V | N01045108 | COM | 363,161 | $1,010,000 | thousands by filing date | |
| CHIPOTLEMEXICANGRILLI | 169656105 | STOK | 2,300 | $974,000 | thousands by filing date | |
| CYTORI THERAPEUTICS INC | 23283K121 | *W EXP 12/09/201 | 450,000 | $914,000 | thousands by filing date | |
| QUANTUM CORP | 747906204 | COM DSSG | 1,206,724 | $888,000 | thousands by filing date | |
| NXT ID INC | 67091J123 | *W EXP 02/09/201 | 269,900 | $815,000 | thousands by filing date | |
| COMBIMATRIX CORPORATION | 20009T147 | *W EXP 03/18/202 | 134,199 | $567,000 | thousands by filing date | |
| IMMUNOCELLULAR THERAPEUTICS | 452536113 | *W EXP 08/12/202 | 4,687,500 | $553,000 | thousands by filing date | |
| CANCER GENETICS INC. | 13739u104 | COM | 271,722 | $476,000 | thousands by filing date | |
| Citigroup Inc. | 172967424 | COM | 10,000 | $472,000 | thousands by filing date | |
| ENERGY FUELS INC | 292671708 | COM NEW | 231,068 | $367,000 | thousands by filing date | |
| CEL SCI CORP | 150837508 | COM PAR $0.01 | 1,005,512 | $307,000 | thousands by filing date | |
| Etfs Phys Platinum Etf | 26922V101 | SH BEN INT | 3,000 | $296,000 | thousands by filing date | |
| DS HEALTHCARE GROUP INC | 23336Q109 | COM | 1,189,600 | $274,000 | thousands by filing date | |
| MOUNTAIN PROV DIAMONDS INC COM NEW ISIN #CA62426E4022 SEDOL #2607948 | 62426E402 | Equities | 31,700 | $217,000 | thousands by filing date | |
| GENVEC INC NEW | 37246C307 | cs | 330,206 | $155,000 | thousands by filing date | |
| BIOPHARMX CORP | 09072X101 | COM | 205,959 | $114,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001315863-16-001902 | this filing | 2016-11-14 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001315863-16-001936 | base | 2016-11-23 | acceptance time not in the bulk data set |