13F-HR/A filed by Anson Funds Management LP
Anson Funds Management LP filed this 13F-HR/A for the quarter ended 2016-03-31, filed 2016-05-16, with 59 holding rows worth $678,014,000.
- Accession
- 0001315863-16-001450
- Filer
- CIK 1491072
- Filed
- 2016-05-16
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2016
A holdings report, amendment of type restatement, 59 entries on the cover page, a total value of $678,014,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $678,014,000 with VALUE read as thousands by filing date, 13F file number 028-16678. A later restatement replaced it, so the quarter does not use it. The resolved quarter.
Other managers
- included managerM5V Advisors Inc.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| SPY | 78462F103 | SHS | 1,100,000 | $226,072,000 | thousands by filing date | call |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 700,000 | $82,348,000 | thousands by filing date | call |
| Amazon.com, Inc | 023135106 | COM | 65,000 | $38,587,000 | thousands by filing date | put |
| Bank of America Corp | 060505104 | COM | 2,610,500 | $35,294,000 | thousands by filing date | |
| ROYAL BK CDA COM | 780087102 | Stock | 601,300 | $34,611,000 | thousands by filing date | put |
| FORBES ENERGY SVCS LTD | 345143101 | COM | 936,475 | $23,961,000 | thousands by filing date | |
| CIRRUS LOGIC INC COM | 172755100 | Stock | 596,000 | $21,700,000 | thousands by filing date | put |
| Analog Devices,Inc. | 032654105 | COM | 300,000 | $17,757,000 | thousands by filing date | put |
| SKYWORKS SOLUTIONS INC COM | 83088M102 | Stock | 187,800 | $14,630,000 | thousands by filing date | put |
| NXP SEMICONDUCTORS N V COM | N6596X109 | Stock | 100,000 | $11,631,000 | thousands by filing date | put |
| Tesla Motors, Inc | 88160R101 | COM | 50,000 | $11,489,000 | thousands by filing date | put |
| Etfs Phys Platinum Etf | 26922V101 | SH BEN INT | 3,000 | $11,160,000 | thousands by filing date | |
| MOBILE TELESYSTEMS PJSC | 607409109 | SPONSORED ADR | 170,000 | $10,758,000 | thousands by filing date | |
| SPROTT PHYSICAL GOLD TR | 85207H104 | UNIT | 1,017,849 | $10,301,000 | thousands by filing date | |
| BROADCOM LTD | Y09827109 | SHS | 60,000 | $9,270,000 | thousands by filing date | put |
| TEEKAY CORPORATION | Y8564W103 | COM | 1,027,236 | $8,896,000 | thousands by filing date | |
| BANCORP INC DEL | 05969A105 | COM | 1,549,212 | $8,861,000 | thousands by filing date | |
| VULCAN MATLS CO COM | 929160109 | Stock | 83,800 | $8,847,000 | thousands by filing date | |
| MEI PHARMA INC | 55279B202 | COM NEW | 2,455,793 | $8,169,000 | thousands by filing date | |
| NXT ID INC | 67091J123 | *W EXP 02/09/201 | 269,900 | $8,107,000 | thousands by filing date | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 50,000 | $5,882,000 | thousands by filing date | put |
| TRIBUNE COMPANY | 896047503 | COMMON | 150,000 | $5,753,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 400,000 | $5,408,000 | thousands by filing date | call |
| ELLIS PERRY INTL INC | 288853104 | COM | 568,324 | $5,178,000 | thousands by filing date | |
| QORVO INC COM | 74736K101 | Stock | 90,000 | $4,537,000 | thousands by filing date | put |
| WISDOMTREE TR | 97717W851 | JAPN HEDGE EQT | 100,000 | $4,371,000 | thousands by filing date | |
| RANDGOLD RES LTD | 752344309 | ADR | 46,200 | $4,195,000 | thousands by filing date | |
| CANADIAN IMPERIAL BANK OF COMM COM | 136069101 | Stock | 50,000 | $3,736,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 194,787 | $3,094,000 | thousands by filing date | |
| SUNOPTA INC | 8676EP108 | COM | 641,880 | $2,863,000 | thousands by filing date | |
| VALEANT PHARMACEUTICALS INTL | 91911K102 | COM | 100,000 | $2,630,000 | thousands by filing date | put |
| PLANET FITNESS MASTER ISSUER L CL A | 72703H101 | Stock | 157,200 | $2,553,000 | thousands by filing date | put |
| QUANTUM CORP | 747906204 | COM DSSG | 3,011,316 | $1,837,000 | thousands by filing date | |
| ANCHOR | 032838104 | COMMON STOCK | 75,251 | $1,827,000 | thousands by filing date | |
| Mallinckrodt Plc | G5785G107 | SHS | 133,300 | $1,777,000 | thousands by filing date | put |
| BLACKBERRY LTD COM | 09228F103 | Stock | 201,200 | $1,628,000 | thousands by filing date | |
| SPROTT PHYSICAL GOLD SILVER | 153501101 | COM | 120,000 | $1,439,000 | thousands by filing date | |
| CONTRAVIR PHARMACEUTICALS IN | 21234W103 | COM | 1,132,737 | $1,399,000 | thousands by filing date | |
| MOBILEYE NV XXXMANDATORY MERGER EFF: 06/03/18 | N51488117 | FOREIGN ORDINARIES | 311,900 | $1,375,000 | thousands by filing date | put |
| COPSYNC INC | 217712116 | *W EXP 11/12/202 | 35,300 | $1,371,000 | thousands by filing date | |
| AFFIMED N V | N01045108 | COM | 363,161 | $1,358,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 30,000 | $1,312,000 | thousands by filing date | |
| COMBIMATRIX CORPORATION | 20009T501 | COM PAR | 352,537 | $1,273,000 | thousands by filing date | |
| POTASH CORP OF SASKATCHEWAN | 73755L107 | COMMON STOCK-FO | 65,000 | $1,106,000 | thousands by filing date | |
| URANIUM ENERGY CORP COM | 916896103 | Stock | 1,270,000 | $950,000 | thousands by filing date | |
| ENTRAVISION COMMUNICATIONS A | 29382R107 | COMMON STOCK | 1,500,000 | $916,000 | thousands by filing date | |
| THE ONE GROUP HOSPITALITY IN | 88338K103 | COM | 1,726,004 | $870,000 | thousands by filing date | |
| STEMCELLS INC | 85857R204 | COM NEW | 3,277,365 | $854,000 | thousands by filing date | |
| ZIFF DAVIS INC | 48123V102 | COM | 21,300 | $582,000 | thousands by filing date | put |
| CERES INC | 156773400 | COM NEW | 2,321,093 | $511,000 | thousands by filing date | |
| OCULUS INNOVATIVE SCIENCES I | 67575P116 | *W EXP 01/21/202 | 815,229 | $505,000 | thousands by filing date | |
| GREEN BRICK PARTNERS INC | 392709101 | COM | 76,700 | $440,000 | thousands by filing date | |
| Onconova Therapeutics | 68232V108 | Common | 633,474 | $430,000 | thousands by filing date | |
| SKYLINE MED INC | 83084T309 | COM NEW | 2,345,095 | $405,000 | thousands by filing date | |
| ONCOTHYREON INC | 682324108 | COM | 685,000 | $367,000 | thousands by filing date | |
| VERASTEM INC | 92337C104 | COM | 184,995 | $292,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 210,000 | $282,000 | thousands by filing date | put |
| TORCHLIGHT ENERGY RES INC | 89102U103 | COM | 273,400 | $194,000 | thousands by filing date | |
| DS HEALTHCARE GROUP INC | 23336Q109 | COM | 1,189,600 | $65,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001315863-16-001440 | superseded | 2016-05-13 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001315863-16-001450 | this filing | 2016-05-16 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001315863-16-001484 | base | 2016-05-16 | acceptance time not in the bulk data set |