13F-HR filed by Anson Funds Management LP
Anson Funds Management LP filed this 13F-HR for the quarter ended 2014-12-31, filed 2015-02-17, with 88 holding rows worth $84,620,000.
- Accession
- 0001315863-15-000144
- Filer
- CIK 1491072
- Filed
- 2015-02-17
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2014
A holdings report, 88 entries on the cover page, a total value of $84,620,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $84,620,000 with VALUE read as thousands by filing date, 13F file number 028-16678. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerM5V Advisors Inc.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| BANCORP INC DEL | 05969A105 | COM | 870,205 | $9,477,000 | thousands by filing date | |
| STATE STR SPDR S&P 500 ETF T | 78462F903 | CALL | 45,000 | $9,249,000 | thousands by filing date | call |
| Bank of America Corp | 060505104 | COM | 274,000 | $4,902,000 | thousands by filing date | |
| VISTEON CORP | 92839U206 | COM NEW | 45,000 | $4,809,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 94,787 | $4,403,000 | thousands by filing date | |
| CHC GROUP LTD | G07021101 | SHS | 1,174,896 | $3,783,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W851 | JAPN HEDGE EQT | 66,000 | $3,249,000 | thousands by filing date | |
| ELLIS PERRY INTL INC | 288853104 | COM | 117,500 | $3,047,000 | thousands by filing date | |
| SPROTT PHYSICAL GOLD TR | 85207H104 | UNIT | 310,000 | $3,029,000 | thousands by filing date | |
| SUNCOKE ENERGY INC | 86722A103 | COMMON STOCK | 150,100 | $2,903,000 | thousands by filing date | |
| RANDGOLD RES LTD | 752344309 | ADR | 40,911 | $2,758,000 | thousands by filing date | |
| ZILLOW INC-CLASS A | 98954A957 | COM | 25,000 | $2,647,000 | thousands by filing date | put |
| POTASH CORP OF SASKATCHEWAN | 73755L107 | COMMON STOCK-FO | 65,000 | $2,296,000 | thousands by filing date | |
| SOMNIGROUP INTERNATIONAL INC COM | 88023U101 | Stock | 41,458 | $2,276,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 30,000 | $1,877,000 | thousands by filing date | |
| BLACKBERRY LTD COM | 09228F103 | Stock | 150,000 | $1,647,000 | thousands by filing date | |
| CENTRAL GOLDTRUST | 153546106 | TR U | 40,000 | $1,626,000 | thousands by filing date | |
| CONNS INC | 208242107 | COM | 84,677 | $1,583,000 | thousands by filing date | |
| SIX FLAGS ENTERTAINMENT CORP | 83001A102 | COM | 36,484 | $1,574,000 | thousands by filing date | |
| ANCHOR | 032838104 | COMMON STOCK | 75,251 | $1,535,000 | thousands by filing date | |
| FORBES ENERGY SVCS LTD | 345143101 | COM | 1,234,869 | $1,494,000 | thousands by filing date | |
| SPROTT PHYSICAL GOLD SILVER | 153501101 | COM | 120,000 | $1,390,000 | thousands by filing date | |
| LAKELAND INDS INC | 511795106 | COM | 140,870 | $1,320,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U506 | RUSSIA ETF | 51,884 | $759,000 | thousands by filing date | |
| MEI PHARMA INC | 55279B202 | COM NEW | 125,000 | $534,000 | thousands by filing date | |
| HERZFELD CREDIT INCOME FUND | 42804T106 | COM | 51,217 | $455,000 | thousands by filing date | |
| ZOGENIX INC | 98978L105 | COM | 308,671 | $423,000 | thousands by filing date | |
| Etfs Phys Platinum Etf | 26922V101 | SH BEN INT | 3,000 | $351,000 | thousands by filing date | |
| MAST THERAPEUTICS INC | 576314108 | COM | 432,007 | $242,000 | thousands by filing date | |
| DARA BIOSCIENCES INC | 23703P304 | COM PAR $ | 271,283 | $239,000 | thousands by filing date | |
| ENTROPIC COMMUNICATIONS INC | 29384R105 | COM | 88,901 | $225,000 | thousands by filing date | |
| MOSYS INC COM | 619718109 | COM | 119,952 | $224,000 | thousands by filing date | |
| WESTELL TECHNOLOGIES INC | 957541105 | CL A | 147,846 | $222,000 | thousands by filing date | |
| REVOLUTION LIGHTING TECHNOLO | 76155G107 | COM | 158,308 | $214,000 | thousands by filing date | |
| STEREOTAXIS INC | 85916J409 | COMMON STOCK | 143,417 | $212,000 | thousands by filing date | |
| T.G.C. INDUSTRIES INC | 872417308 | COM | 96,940 | $209,000 | thousands by filing date | |
| MILLENNIAL MEDIA INC | 60040N105 | COM | 125,636 | $201,000 | thousands by filing date | |
| OXIGENE INC | 691828404 | COM PAR$.001 | 122,908 | $198,000 | thousands by filing date | |
| SUPPORT COM INC | 86858W101 | COM | 93,370 | $197,000 | thousands by filing date | |
| GALECTIN THERAPEUTICS INC | 363225202 | COMMON STOCK | 56,288 | $195,000 | thousands by filing date | |
| AMERICAN SUPERCONDUCTOR CORP | 030111108 | COM | 261,759 | $194,000 | thousands by filing date | |
| Female Health Company | 314462102 | COM | 49,396 | $194,000 | thousands by filing date | |
| ROSETTA GENOMICS LTD | M82183126 | SHS NEW NIS 0.6 | 86,016 | $194,000 | thousands by filing date | |
| Scorpio Bulkers Inc. | Y7546A106 | EQ | 98,504 | $194,000 | thousands by filing date | |
| ZHONE TECHNOLOGIES INC NEW | 98950P884 | COM | 108,235 | $192,000 | thousands by filing date | |
| ON TRACK INNOVATION LTD | M8791A109 | SHS | 115,606 | $191,000 | thousands by filing date | |
| ECA MARCELLUS TRUST I | 26827L109 | COMMON STOCK | 60,639 | $190,000 | thousands by filing date | |
| GRAN TIERRA ENERGY INC | 38500T101 | COM | 49,400 | $190,000 | thousands by filing date | |
| VRINGO INC | 92911N104 | COM | 346,299 | $190,000 | thousands by filing date | |
| PROFIRE ENERGY INC | 74316X101 | COM | 82,905 | $189,000 | thousands by filing date | |
| SEQUANS COMMUNICATIONS SA | 817323108 | COM | 158,039 | $188,000 | thousands by filing date | |
| CYTRX CORP | 232828509 | COM PAR $.001 | 67,945 | $186,000 | thousands by filing date | |
| TEARLAB CORP | 878193101 | COM | 69,325 | $184,000 | thousands by filing date | |
| BIOLIFE SOLUTIONS INC COM NEW | 09062W204 | Stock | 109,073 | $179,000 | thousands by filing date | |
| NANOSPHERE INC | 63009F105 | COM | 454,752 | $178,000 | thousands by filing date | |
| PRANA BIOTECHNOLOGY LTD | 739727105 | SPONSORED ADR | 108,681 | $178,000 | thousands by filing date | |
| HANSEN MEDICAL INC | 411307101 | COM | 317,210 | $176,000 | thousands by filing date | |
| UQM TECHNOLOGIES INC | 903213106 | COM | 225,084 | $176,000 | thousands by filing date | |
| IKANOS COMMUNICATIONS INC | 45173E105 | COM | 558,124 | $173,000 | thousands by filing date | |
| CERES INC | 156773103 | COM | 713,514 | $171,000 | thousands by filing date | |
| EXONE CO | 302104104 | COM | 10,000 | $168,000 | thousands by filing date | |
| EXONE CO | 302104104 | COM | 10,000 | $168,000 | thousands by filing date | put |
| CHARLES + COLVARD LTD | 159765106 | COM | 90,861 | $167,000 | thousands by filing date | |
| SANDRIDGE MISSISSIPPIAN TRUST I | 80007T101 | COMMON STOCK | 55,116 | $166,000 | thousands by filing date | |
| Onconova Therapeutics | 68232V108 | Common | 50,064 | $165,000 | thousands by filing date | |
| Sphere 3D Corp. | 84841Q109 | COM | 31,400 | $165,000 | thousands by filing date | |
| CLEVELAND BIOLABS INC | 185860103 | COM | 575,455 | $164,000 | thousands by filing date | |
| SAMSON OIL AND GAS LIMITED ADR | 796043107 | ADR | 795,994 | $157,000 | thousands by filing date | |
| FIFTH STR SR FLOATNG RATE CORP COM | 31679F101 | CEF | 13,800 | $141,000 | thousands by filing date | |
| ENVIVIO INC | 29413T106 | COM | 103,508 | $139,000 | thousands by filing date | |
| ALDERON IRON ORE CORP | 01434T100 | COM | 394,500 | $132,000 | thousands by filing date | |
| HYPERDYNAMICS CORP | 448954206 | COM | 155,550 | $120,000 | thousands by filing date | |
| HARVEST NATURAL RESOURCES IN | 41754V103 | COM | 58,805 | $106,000 | thousands by filing date | |
| RARE ELEMENT RES LTD | 75381M102 | COM | 256,000 | $95,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 11,200 | $93,000 | thousands by filing date | |
| NOVACOPPER INC | 66988K102 | COM | 180,500 | $90,000 | thousands by filing date | |
| BG MEDICINE INC | 08861T107 | COM | 185,637 | $86,000 | thousands by filing date | |
| NEW YORK & CO INC | 649295102 | COM | 32,175 | $85,000 | thousands by filing date | |
| U S ENERGY CORP - WYOMING | 911805109 | COM | 57,260 | $85,000 | thousands by filing date | |
| ARCA BIOPHARMA INC | 00211Y209 | COM NEW | 85,266 | $81,000 | thousands by filing date | |
| UNITED STATES ANTIMONY CORP | 911549103 | COM | 109,244 | $76,000 | thousands by filing date | |
| DELCATH SYS INC | 24661P401 | Cmn | 53,210 | $64,000 | thousands by filing date | |
| AVALON RARE METALS INC | 053470100 | COM | 307,000 | $62,000 | thousands by filing date | |
| ALLIED HEALTHCARE PRODUCTS | 019222108 | COM | 21,900 | $40,000 | thousands by filing date | |
| ALLIED NEVADA GOLD CORP | 019344100 | COM | 36,800 | $32,000 | thousands by filing date | |
| LIVEDEAL INC | 538144304 | COM NEW | 10,000 | $31,000 | thousands by filing date | |
| LIVEDEAL INC | 538144304 | COM NEW | 10,000 | $31,000 | thousands by filing date | put |
| Tasman Metals Ltd | 87652B103 | COM | 70,500 | $30,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001315863-15-000144 | this filing | 2015-02-17 | acceptance time not in the bulk data set |