13F-HR filed by Essex Financial Services, Inc.
Essex Financial Services, Inc. filed this 13F-HR for the quarter ended 2017-09-30, filed 2017-11-03, with 283 holding rows worth $407,286,000.
- Accession
- 0001315785-17-000026
- Filer
- CIK 1315785
- Filed
- 2017-11-03
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2017
A holdings report, 283 entries on the cover page, a total value of $407,286,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $407,286,000 with VALUE read as thousands by filing date, 13F file number 028-11126. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| Apple Inc | 037833100 | COM | 96,672 | $14,899,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 158,277 | $12,976,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 97,688 | $12,700,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 342,887 | $12,241,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 505,076 | $12,213,000 | thousands by filing date | |
| COMPASS DIVERSIFIED HOLDINGS | 20451Q104 | COMMON STOCK | 624,166 | $11,079,000 | thousands by filing date | |
| Amgen Inc. | 031162100 | COM | 52,496 | $9,788,000 | thousands by filing date | |
| Boeing Company | 097023105 | COM | 33,067 | $8,406,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 206,487 | $7,863,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 84,112 | $7,653,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 66,405 | $6,342,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 161,414 | $6,323,000 | thousands by filing date | |
| USBANCORPDEL | 902973304 | COM NEW | 113,636 | $6,090,000 | thousands by filing date | |
| BERKSHIRE HATHAWAY INC DEL | 084670108 | CL A | 22 | $6,044,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 33,688 | $5,510,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 73,200 | $5,453,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 5,587 | $5,440,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 213,925 | $5,421,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 28,289 | $5,186,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 80,954 | $5,160,000 | thousands by filing date | |
| GENERAL DYNAMICS CORP COM | 369550108 | Stock | 24,375 | $5,011,000 | thousands by filing date | |
| Altria Group Inc | 02209S103 | COM | 77,446 | $4,912,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 25,556 | $4,367,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 4,328 | $4,161,000 | thousands by filing date | |
| Wells Fargo & Company | 949746101 | COM | 74,889 | $4,131,000 | thousands by filing date | |
| UNITED TECHNOLOGIES CORP | 913017109 | COM | 34,461 | $4,000,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 37,396 | $3,936,000 | thousands by filing date | |
| CELGENE CORP | 151020104 | COM | 26,646 | $3,886,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 31,839 | $3,741,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 3,900 | $3,740,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 32,594 | $3,632,000 | thousands by filing date | |
| DOWDUPONT INC | 26078J100 | COM | 52,448 | $3,631,000 | thousands by filing date | |
| Philip Morris International Inc. | 718172109 | COM | 32,534 | $3,610,000 | thousands by filing date | |
| VANGUARD WORLD FD | 92204A405 | FINANCIALS ETF | 53,820 | $3,518,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 24,089 | $3,495,000 | thousands by filing date | |
| Eli Lilly and Company | 532457108 | COM | 38,325 | $3,278,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 36,668 | $3,258,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 32,954 | $3,248,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 94,464 | $3,177,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 60,577 | $2,998,000 | thousands by filing date | |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 16,737 | $2,891,000 | thousands by filing date | |
| Thermo Fisher Scientific Inc. | 883556102 | COM | 15,109 | $2,859,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 43,521 | $2,787,000 | thousands by filing date | |
| Southern Company | 842587107 | COM | 47,540 | $2,336,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 51,538 | $2,320,000 | thousands by filing date | |
| SPROTT FOCUS TR INC | 85028J109 | COM | 287,776 | $2,225,000 | thousands by filing date | |
| PHILLIPS 66 COM | 718546104 | Stock | 24,091 | $2,207,000 | thousands by filing date | |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 9,148 | $2,170,000 | thousands by filing date | |
| STANLEY BLACK & DECKER INC COM | 854502101 | Stock | 14,281 | $2,156,000 | thousands by filing date | |
| AETNA INC NEW | 00817Y108 | COM | 13,489 | $2,145,000 | thousands by filing date | |
| Chubb Limited | H1467J104 | COM | 14,895 | $2,123,000 | thousands by filing date | |
| Citigroup Inc. | 172967424 | COM | 29,140 | $2,120,000 | thousands by filing date | |
| Automatic Data Processing,Inc. | 053015103 | COM | 19,361 | $2,117,000 | thousands by filing date | |
| ConocoPhillips | 20825C104 | COM | 38,937 | $1,949,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 12,286 | $1,925,000 | thousands by filing date | |
| Honeywell Technologies | 438516106 | COM | 13,140 | $1,862,000 | thousands by filing date | |
| Union Pacific Corporation | 907818108 | COM | 15,604 | $1,810,000 | thousands by filing date | |
| Starbucks Corporation | 855244109 | COM | 33,317 | $1,789,000 | thousands by filing date | |
| NORFOLK SOUTHN CORP COM | 655844108 | Stock | 13,431 | $1,776,000 | thousands by filing date | |
| Gilead Sciences,Inc. | 375558103 | COM | 21,898 | $1,774,000 | thousands by filing date | |
| Lockheed Martin Corporation | 539830109 | COM | 5,520 | $1,713,000 | thousands by filing date | |
| PPG INDS INC COM | 693506107 | Stock | 15,730 | $1,709,000 | thousands by filing date | |
| 3M CO COM | 88579Y101 | Stock | 8,120 | $1,704,000 | thousands by filing date | |
| UnitedHealth Group Inc | 91324P102 | COM | 8,611 | $1,686,000 | thousands by filing date | |
| CVS Health Corporation | 126650100 | COM | 20,266 | $1,648,000 | thousands by filing date | |
| Stryker Corporation | 863667101 | COM | 11,390 | $1,618,000 | thousands by filing date | |
| BANK OF AMER CORP | 060505682 | 7.25%CNV PFD L | 1,237 | $1,610,000 | thousands by filing date | |
| Abbott Laboratories | 002824100 | COM | 30,106 | $1,606,000 | thousands by filing date | |
| Medtronic Plc | G5960L103 | COM | 20,252 | $1,575,000 | thousands by filing date | |
| Schlumberger Limited | 806857108 | COM | 22,202 | $1,549,000 | thousands by filing date | |
| PNC FINL SVCS GROUP INC COM | 693475105 | Stock | 10,836 | $1,460,000 | thousands by filing date | |
| Guggenheim S&P 500 Equal Weighted ETf | 78355W106 | Equity | 14,675 | $1,402,000 | thousands by filing date | |
| BLACKSTONE GROUP LP | 09253U108 | COM UNIT LTD | 41,355 | $1,380,000 | thousands by filing date | |
| Adobe Inc | 00724F101 | COM | 8,885 | $1,325,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 5,170 | $1,299,000 | thousands by filing date | |
| FTSE RAFI 1000 US Lg Cap | 73935X583 | COM | 11,625 | $1,246,000 | thousands by filing date | |
| Duke Energy Corporation | 26441C204 | COM | 14,502 | $1,217,000 | thousands by filing date | |
| CIGNA CORPORATION | 125509109 | COM | 6,312 | $1,180,000 | thousands by filing date | |
| Comcast Corp | 20030N101 | COM | 30,600 | $1,178,000 | thousands by filing date | |
| Caterpillar Inc. | 149123101 | COM | 9,441 | $1,177,000 | thousands by filing date | |
| NVIDIA Corp | 67066G104 | COM | 6,582 | $1,177,000 | thousands by filing date | |
| Tesla Motors, Inc | 88160R101 | COM | 3,384 | $1,154,000 | thousands by filing date | |
| GENERAL MILLS INC COM | 370334104 | Stock | 21,714 | $1,124,000 | thousands by filing date | |
| SONOCO PRODS CO | 835495102 | COM | 21,649 | $1,092,000 | thousands by filing date | |
| Vanguard S&P 500 Growth ETF | 921932505 | SHS | 8,267 | $1,064,000 | thousands by filing date | |
| LABORATORY CORP OF AMERICA | 50540R409 | COM NEW | 7,021 | $1,060,000 | thousands by filing date | |
| WELLS FARGO & CO | 949746804 | PERP PFD CNV A | 801 | $1,053,000 | thousands by filing date | |
| VANGUARD HEALTH CARE ETF | 92204A504 | ETF | 6,796 | $1,035,000 | thousands by filing date | |
| KIMBERLY-CLARK CORP COM | 494368103 | Stock | 8,522 | $1,003,000 | thousands by filing date | |
| KINDER MORGAN INC DEL | 49456B200 | PFD SER A | 23,025 | $980,000 | thousands by filing date | |
| BECTON DICKINSON & CO | 075887109 | COM | 4,979 | $976,000 | thousands by filing date | |
| TJX Companies Inc | 872540109 | COM | 13,190 | $973,000 | thousands by filing date | |
| FIRST CONNECTICUT BANCORP | 319850103 | COM | 36,132 | $971,000 | thousands by filing date | |
| Costco Wholesale Corporation | 22160K105 | COM | 5,509 | $905,000 | thousands by filing date | |
| WASHINGTON TRUST BANCORP | 940610108 | COMMON STOCK | 15,723 | $900,000 | thousands by filing date | |
| BLACKROCK INC CL A COM | 09247X101 | COM | 1,986 | $888,000 | thousands by filing date | |
| ANNALY CAPITAL MANAGEMENT | 035710409 | COM | 72,250 | $881,000 | thousands by filing date | |
| AMERICA MOVIL SA DE CV-ADR | 02364W105 | SPON ADR L SHS | 48,000 | $852,000 | thousands by filing date | |
| RAYTHEON CO | 755111507 | COM NEW | 4,453 | $831,000 | thousands by filing date | |
| American Express Company | 025816109 | COM | 9,180 | $830,000 | thousands by filing date | |
| CSX Corporation | 126408103 | COM | 15,222 | $826,000 | thousands by filing date | |
| ENERGY TRANSFER PRTNRS L P | 29273R109 | UNIT LTD PARTN | 45,123 | $825,000 | thousands by filing date | |
| VGT | 92204A702 | SHS | 5,344 | $812,000 | thousands by filing date | |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 42,360 | $812,000 | thousands by filing date | |
| KEYCORP COM | 493267108 | Stock | 43,028 | $810,000 | thousands by filing date | |
| Mondelez International,Inc. Class A | 609207105 | COM | 19,752 | $803,000 | thousands by filing date | |
| DOUBLELINE OPPORTUNISTIC CR | 258623107 | COM | 37,557 | $798,000 | thousands by filing date | |
| NOVARTIS AG SPONSORED ADR | 66987V109 | ADR | 9,249 | $794,000 | thousands by filing date | |
| WALGREENS BOOTS ALLIANCE INC | 931427108 | COM | 10,274 | $793,000 | thousands by filing date | |
| WEBSTER FINL CORP | 947890109 | COM | 14,856 | $781,000 | thousands by filing date | |
| BANK OF NY MELLON CORP COM | 064058100 | Stock | 14,683 | $778,000 | thousands by filing date | |
| ENTERPRISE PRODS PARTNERS L | 293792107 | COM | 29,717 | $775,000 | thousands by filing date | |
| TORONTO DOMINION BK ONT COM NEW | 891160509 | Stock | 13,532 | $761,000 | thousands by filing date | |
| TRAVELERS COMPANIES INC COM | 89417E109 | Stock | 6,206 | $760,000 | thousands by filing date | |
| MasterCard, Inc | 57636Q104 | COM | 5,361 | $757,000 | thousands by filing date | |
| COLGATE PALMOLIVE CO COM | 194162103 | Stock | 10,365 | $755,000 | thousands by filing date | |
| REALTY INCOME CORP COM | 756109104 | REIT | 13,075 | $748,000 | thousands by filing date | |
| UNILEVER PLC | 904767704 | SPON ADR NEW | 13,236 | $737,000 | thousands by filing date | |
| MOTOROLA SOLUTIONS INC COM NEW | 620076307 | Stock | 8,661 | $735,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 9,320 | $728,000 | thousands by filing date | |
| MARKELGROUPINC | 570535104 | STOK | 678 | $724,000 | thousands by filing date | |
| Morgan Stanley | 617446448 | COM | 14,592 | $703,000 | thousands by filing date | |
| FTSE RAFI US 1500 Small Cap | 73935X567 | COM | 5,592 | $701,000 | thousands by filing date | |
| EVERSOURCE ENERGY COM | 30040W108 | Stock | 11,490 | $694,000 | thousands by filing date | |
| iShares Russell Midcap ETF | 464287499 | SHS | 3,505 | $691,000 | thousands by filing date | |
| EOG RES INC COM | 26875P101 | Stock | 7,052 | $682,000 | thousands by filing date | |
| CUMMINS INC COM | 231021106 | Stock | 4,021 | $676,000 | thousands by filing date | |
| BLACKROCK CAP INVT CORP | 092533108 | COM | 87,145 | $654,000 | thousands by filing date | |
| EMERSON ELEC CO COM | 291011104 | Stock | 10,253 | $644,000 | thousands by filing date | |
| PowerShares QQQ Trust Unit Ser | 73935A104 | COM | 4,422 | $643,000 | thousands by filing date | |
| BROOKFIELD ASSET MANAGEMENT IN | 112585104 | CL A LTD VT SH | 15,419 | $637,000 | thousands by filing date | |
| Charles Schwab Corp | 808513105 | COM | 14,401 | $630,000 | thousands by filing date | |
| KRAFT HEINZ CO COM | 500754106 | Stock | 8,097 | $628,000 | thousands by filing date | |
| NextEra Energy,Inc. | 65339F101 | COM | 4,276 | $627,000 | thousands by filing date | |
| American Tower Corporation | 03027X100 | COM | 4,563 | $624,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B621 | PWRS INT BUYBK | 17,835 | $619,000 | thousands by filing date | |
| JP MORGAN CHASE & CO | 46625H365 | EXCHANGE TRADED | 20,961 | $592,000 | thousands by filing date | |
| PEOPLE'S UNITED FINANCIAL INC | 712704105 | COM | 32,289 | $586,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED BUY- | 27828Y108 | COM | 37,550 | $575,000 | thousands by filing date | |
| KKR & CO LP | 48248M102 | COMMON STOCK | 27,508 | $559,000 | thousands by filing date | |
| VALERO ENERGY CORP COM | 91913Y100 | Stock | 7,182 | $553,000 | thousands by filing date | |
| ALLERGAN PLC | G0177J108 | SHS | 2,671 | $547,000 | thousands by filing date | |
| AON PLC | G0408V102 | SHS CL A | 3,737 | $546,000 | thousands by filing date | |
| MARRIOTT INTL INC NEW CL A | 571903202 | Stock | 4,924 | $543,000 | thousands by filing date | |
| Oracle Corporation | 68389X105 | COM | 11,220 | $542,000 | thousands by filing date | |
| SANOFI SA SPONSORED ADR | 80105N105 | ADR | 10,782 | $537,000 | thousands by filing date | |
| ALLSTATE CORP COM | 020002101 | Stock | 5,596 | $514,000 | thousands by filing date | |
| TARGET CORP COM | 87612E106 | Stock | 8,643 | $510,000 | thousands by filing date | |
| Eaton Corp. Plc | G29183103 | COM | 6,571 | $505,000 | thousands by filing date | |
| Salesforce.com, Inc | 79466L302 | COM | 5,299 | $495,000 | thousands by filing date | |
| DIAGEO PLC SPON ADR NEW | 25243Q205 | ADR | 3,725 | $492,000 | thousands by filing date | |
| GETTY RLTY CORP NEW COM | 374297109 | REIT | 17,111 | $490,000 | thousands by filing date | |
| FORD MTR CO COM | 345370860 | Stock | 40,235 | $482,000 | thousands by filing date | |
| BLACKSTONE MORTGAGE TRUST INC COM CL A | 09257W100 | REIT | 15,375 | $477,000 | thousands by filing date | |
| ALBANY INTL CORP | 012348108 | CL A | 8,245 | $473,000 | thousands by filing date | |
| Elevance Health, Inc. | 036752103 | COM | 2,438 | $463,000 | thousands by filing date | |
| CONSTELLATION BRANDS INC CL A | 21036P108 | Stock | 2,322 | $463,000 | thousands by filing date | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 17,737 | $459,000 | thousands by filing date | |
| AVANGRID INC | 05351W103 | COM | 9,648 | $458,000 | thousands by filing date | |
| iShares Core US Aggregate Bond ETF | 464287226 | SHS | 4,158 | $456,000 | thousands by filing date | |
| United Parcel Service,Inc. Class B | 911312106 | COM | 3,735 | $449,000 | thousands by filing date | |
| NIKE,Inc. Class B | 654106103 | COM | 8,555 | $444,000 | thousands by filing date | |
| Accenture Plc Class A | G1151C101 | COM | 3,283 | $443,000 | thousands by filing date | |
| UNILEVER N V | 904784709 | N Y SHS NEW | 7,462 | $441,000 | thousands by filing date | |
| MAGELLAN MIDSTREAM PARTNERS, L | 559080106 | COM UNIT RP LP | 6,177 | $439,000 | thousands by filing date | |
| Energy Select Sector SPDR Fund | 81369Y506 | SHS | 6,391 | $438,000 | thousands by filing date | |
| NORTHROP GRUMMAN CORP COM | 666807102 | Stock | 1,516 | $436,000 | thousands by filing date | |
| ILLINOIS TOOL WKS INC | 452308109 | COM | 1,926 | $433,000 | thousands by filing date | |
| DELTA AIR LINES INC COM NEW | 247361702 | Stock | 8,953 | $432,000 | thousands by filing date | |
| KAMAN CORP-CLASS A | 483548103 | COM | 7,737 | $432,000 | thousands by filing date | |
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 1,706 | $431,000 | thousands by filing date | |
| iShares MSCI USA Min Vol Factor ETF | 46429B697 | SHS | 8,198 | $413,000 | thousands by filing date | |
| BORGWARNER INC COM | 099724106 | Stock | 8,000 | $410,000 | thousands by filing date | |
| YUM BRANDS INC COM | 988498101 | Stock | 5,470 | $403,000 | thousands by filing date | |
| Wells Fargo Pfd | 949746747 | PFD | 16,024 | $401,000 | thousands by filing date | |
| ARES CAPITAL CORP | 04010L103 | COM | 24,315 | $399,000 | thousands by filing date | |
| CENTURYLINK INC | 156700106 | COM | 21,035 | $398,000 | thousands by filing date | |
| MACQUARIE INFRASTRUCTURE HOLDI | 55608B105 | COMMON UNITS | 5,503 | $397,000 | thousands by filing date | |
| iShares Gold Trust | 464285105 | ISHARES | 32,000 | $394,000 | thousands by filing date | |
| HALLIBURTON CO COM | 406216101 | Stock | 8,514 | $392,000 | thousands by filing date | |
| SYSCOCORP | 871829107 | COM | 7,209 | $389,000 | thousands by filing date | |
| GENERAL MTRS CO COM | 37045V100 | Stock | 9,415 | $380,000 | thousands by filing date | |
| PROSHARES TR | 74347B383 | ULTRASHRT S&P500 | 8,061 | $376,000 | thousands by filing date | |
| INTERNATIONAL PAPER CO COM | 460146103 | Stock | 6,511 | $370,000 | thousands by filing date | |
| ANHEUSER BUSCH INBEV SA NV SPONSORED ADR | 03524A108 | ADR | 3,044 | $363,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X385 | ENERGY SEC POR | 10,061 | $359,000 | thousands by filing date | |
| SABRA HEALTH CARE REIT INC COM | 78573L106 | REIT | 16,327 | $358,000 | thousands by filing date | |
| PRAXAIR INC | 74005P104 | COM | 2,537 | $355,000 | thousands by filing date | |
| HCP INC | 40414L109 | COM | 12,580 | $350,000 | thousands by filing date | |
| HARTFORD INSURANCE GROUP INC COM | 416515104 | Stock | 6,240 | $346,000 | thousands by filing date | |
| METLIFE INC COM | 59156R108 | Stock | 6,617 | $344,000 | thousands by filing date | |
| HERSHEY CO COM | 427866108 | Stock | 3,122 | $341,000 | thousands by filing date | |
| DTE ENERGY CO COM | 233331107 | Stock | 3,180 | $341,000 | thousands by filing date | |
| AIR PRODS & CHEMS INC | 009158106 | COM | 2,250 | $340,000 | thousands by filing date | |
| iShares U.S. Technology ETF | 464287721 | SHS | 2,260 | $339,000 | thousands by filing date | |
| IJH | 464287507 | COM | 1,881 | $337,000 | thousands by filing date | |
| CONSOLIDATED EDISON INC | 209115104 | COM | 4,113 | $332,000 | thousands by filing date | |
| GLAXOSMITHKLINE PLC-ADR | 37733W105 | SPONSORED ADR | 8,154 | $331,000 | thousands by filing date | |
| V F CORP COM | 918204108 | Stock | 5,155 | $328,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DWA TECH | 73935X153 | COM | 6,745 | $328,000 | thousands by filing date | |
| TOTALENERGIES SE | 89151E109 | SPONSORED ADS | 6,075 | $325,000 | thousands by filing date | |
| Lowes Companies,Inc. | 548661107 | COM | 4,040 | $323,000 | thousands by filing date | |
| BARINGS PARTN INVS | 06761A103 | SH BEN INT | 22,254 | $321,000 | thousands by filing date | |
| Deere & Company | 244199105 | COM | 2,537 | $319,000 | thousands by filing date | |
| iShares Core S&P Small-Cap ETF | 464287804 | SHS | 4,285 | $318,000 | thousands by filing date | |
| FEDEX CORP COM | 31428X106 | Stock | 1,411 | $318,000 | thousands by filing date | |
| ECOLAB INC COM | 278865100 | Stock | 2,410 | $310,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 45,825 | $308,000 | thousands by filing date | |
| ISHARES TR | 464287754 | US INDUSTRIALS | 2,217 | $307,000 | thousands by filing date | |
| PROSHARES TR | 74348A467 | S&P 500 DV ARIST | 5,124 | $305,000 | thousands by filing date | |
| ServiceNow,Inc. | 81762P102 | COM | 2,555 | $300,000 | thousands by filing date | |
| WELLTOWER INC COM | 95040Q104 | REIT | 4,255 | $299,000 | thousands by filing date | |
| EXPRESS SCRIPTS HLDG CO | 30219G108 | COM | 4,691 | $297,000 | thousands by filing date | |
| Proshares Short S&P | 74347B425 | COM | 9,090 | $292,000 | thousands by filing date | |
| Vanguard High Dividend Yield ETF | 921946406 | SHS | 3,589 | $291,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259206 | SPONS ADR A | 4,791 | $290,000 | thousands by filing date | |
| ROPER TECHNOLOGIES INC COM | 776696106 | Stock | 1,183 | $288,000 | thousands by filing date | |
| ATHENAHEALTH INC | 04685W103 | COMMON STOCK | 2,310 | $287,000 | thousands by filing date | |
| NORDSON CORP | 655663102 | COM | 2,400 | $284,000 | thousands by filing date | |
| EXELON CORP COM | 30161N101 | Stock | 7,355 | $277,000 | thousands by filing date | |
| DOMINION ENERGY INC COM | 25746U109 | Stock | 3,581 | $275,000 | thousands by filing date | |
| VTI | 922908769 | COM | 2,062 | $267,000 | thousands by filing date | |
| IRON MTN INC DEL COM | 46284V101 | REIT | 6,854 | $267,000 | thousands by filing date | |
| DOVER CORP COM | 260003108 | Stock | 2,860 | $261,000 | thousands by filing date | |
| ROSS STORES INC COM | 778296103 | Stock | 4,000 | $258,000 | thousands by filing date | |
| BP PLC SPONSORED ADR | 055622104 | ADR | 6,679 | $257,000 | thousands by filing date | |
| MCKESSON CORP COM | 58155Q103 | Stock | 1,660 | $255,000 | thousands by filing date | |
| BRITISH AMERN TOB PLC SPONSORED ADR | 110448107 | ADR | 4,040 | $252,000 | thousands by filing date | |
| EQUITY RESIDENTIAL | 29476L107 | SH BEN INT | 3,800 | $251,000 | thousands by filing date | |
| PIONEER NATURAL RESOURCES CO | 723787107 | COM | 1,700 | $251,000 | thousands by filing date | |
| COLONY NORTHSTAR INC | 19625W104 | CL A COM | 20,000 | $251,000 | thousands by filing date | |
| OGE ENERGY CORP | 670837103 | COM | 6,920 | $249,000 | thousands by filing date | |
| YUM CHINA HLDGS INC | 98850P109 | COM | 6,159 | $246,000 | thousands by filing date | |
| AMERICAN ELEC PWR CO INC COM | 025537101 | Stock | 3,483 | $245,000 | thousands by filing date | |
| SPROTT PHYSICAL GOLD TR | 85207H104 | UNIT | 23,393 | $244,000 | thousands by filing date | |
| Texas Instruments Incorporated | 882508104 | COM | 2,703 | $242,000 | thousands by filing date | |
| BUCKEYE PARTNERS LP (BPL) | 118230101 | UNIT LTD PARTN | 4,238 | $242,000 | thousands by filing date | |
| STATE STR CORP COM | 857477103 | Stock | 2,508 | $240,000 | thousands by filing date | |
| ISHARES TR | 464287762 | US HLTHCARE ETF | 1,398 | $240,000 | thousands by filing date | |
| SKYWORKS SOLUTIONS INC COM | 83088M102 | Stock | 2,350 | $239,000 | thousands by filing date | |
| LEGGETT & PLATT INC | 524660107 | COM | 5,014 | $239,000 | thousands by filing date | |
| OREILLY AUTOMOTIVE INC COM | 67103H107 | Stock | 1,101 | $237,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R718 | ENHNCD LW DUR AC | 2,329 | $235,000 | thousands by filing date | |
| Q | 74876Y101 | Stock | 2,420 | $230,000 | thousands by filing date | |
| AMPHENOL CORP NEW | 032095101 | COM | 2,708 | $229,000 | thousands by filing date | |
| 2U INC | 90214J101 | COM | 4,090 | $229,000 | thousands by filing date | |
| OCCIDENTAL PETE CORP | 674599105 | COM | 3,540 | $227,000 | thousands by filing date | |
| BROWN FORMAN CORP CL B | 115637209 | Stock | 4,139 | $225,000 | thousands by filing date | |
| ONEOK INC NEW | 682680103 | COM | 3,976 | $220,000 | thousands by filing date | |
| BLACKSTONE LONG-SHORT CREDIT I | 09257D102 | COM SHS BN INT | 13,464 | $216,000 | thousands by filing date | |
| INVESCO ADVANTAGE MUN INCOME | 46132E103 | SH BEN INT | 18,722 | $215,000 | thousands by filing date | |
| NATIONAL BEVERAGE CORP COM | 635017106 | Stock | 1,728 | $214,000 | thousands by filing date | |
| BROOKFIELD INFRASTRUCTURE PA | G16252101 | LP INT UNIT | 4,920 | $212,000 | thousands by filing date | |
| PUBLIC SVC ENTERPRISE GROUP COM | 744573106 | Stock | 4,562 | $211,000 | thousands by filing date | |
| HOLOGIC INC | 436440101 | COM | 5,700 | $209,000 | thousands by filing date | |
| INVESCO TR INVT GRADE NEW YO | 46131T101 | COM | 15,286 | $209,000 | thousands by filing date | |
| MONSANTO CO NEW | 61166W101 | COM | 1,740 | $208,000 | thousands by filing date | |
| WHIRLPOOL CORP COM | 963320106 | Stock | 1,112 | $205,000 | thousands by filing date | |
| CHEMOURS CO COM | 163851108 | Stock | 4,035 | $204,000 | thousands by filing date | |
| ISHARES TR | 464287606 | S&P MC 400GR ETF | 1,010 | $204,000 | thousands by filing date | |
| WESTERN ASSET MANAGED MUNS F | 95766M105 | COM | 14,444 | $202,000 | thousands by filing date | |
| NUVEEN NEW YORK AMT QLT MUNI | 670656107 | COM | 14,441 | $191,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS FD IN | 09253N104 | COM | 10,700 | $185,000 | thousands by filing date | |
| CONSOLIDATED WATER CO ORD SH | G23773107 | COMMON STOCK | 14,159 | $181,000 | thousands by filing date | |
| NEW MTN FIN CORP | 647551100 | COM | 12,307 | $175,000 | thousands by filing date | |
| INVESCO MUNI OPPORTUNITY TRUST | 46132C107 | COM | 12,661 | $165,000 | thousands by filing date | |
| CAMECO CORP COM | 13321L108 | Stock | 17,010 | $164,000 | thousands by filing date | |
| DREYFUS STRATEGIC MUNS INC | 261932107 | COM | 18,700 | $164,000 | thousands by filing date | |
| DWS Mun Income Tr | 25160C106 | COM | 12,500 | $159,000 | thousands by filing date | |
| IMMUCELL CORP | 452525306 | COM PAR | 23,776 | $155,000 | thousands by filing date | |
| UNITI GROUP INC | 91325V108 | COM | 10,394 | $152,000 | thousands by filing date | |
| NUVEEN QUALITY MUNCP INCOME | 67066V101 | COM | 10,608 | $151,000 | thousands by filing date | |
| INVESCO MUNICIPAL TRUST | 46131J103 | COM | 11,600 | $148,000 | thousands by filing date | |
| TWO HARBORS INVESTMENT CORP | 90187B101 | COMMON STOCK | 14,100 | $142,000 | thousands by filing date | |
| TRUSTCO BK CORP N Y | 898349105 | COM | 13,982 | $124,000 | thousands by filing date | |
| APOLLO INVT CORP | 03761U108 | COM | 17,500 | $107,000 | thousands by filing date | |
| MFS INVT GRADE MUN TR | 59318B108 | SH BEN INT | 10,180 | $102,000 | thousands by filing date | |
| ABERDEEN INDONESIA FUND INC(IF) | 00305P106 | COM | 12,196 | $95,000 | thousands by filing date | |
| PENNANTPARK INVESTMENT CORPORA | 708062104 | COM | 10,000 | $75,000 | thousands by filing date | |
| ALLIANZGI CONV INCOME FD II | 018825109 | COM | 11,100 | $69,000 | thousands by filing date | |
| ALPINE GLOBAL PREMIER PPTYS | 02083A103 | COM SBI | 10,000 | $66,000 | thousands by filing date | |
| TEEKAY TANKERS LTD | Y8565N102 | CL A | 14,723 | $24,000 | thousands by filing date | |
| WINDSTREAM HLDGS INC | 97382A200 | COM NEW | 10,131 | $18,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001315785-17-000026 | this filing | 2017-11-03 | acceptance time not in the bulk data set |