13F-HR filed by Essex Financial Services, Inc.
Essex Financial Services, Inc. filed this 13F-HR for the quarter ended 2013-09-30, filed 2013-11-14, with 261 holding rows worth $318,270,000 by the sum of the rows.
- Accession
- 0001315785-13-000004
- Filer
- CIK 1315785
- Filed
- 2013-11-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2013
A holdings report, 261 entries on the cover page, a total value of $361,485,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $318,270,000 with VALUE read as thousands by filing date, 13F file number 028-11126. The quarter's positions are built on this report. The resolved quarter.
The cover page states a total of $361,485,000, 14% more than the sum of the rows, $318,270,000. This page uses the sum of the rows.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| Comcast Corp | 20030N101 | COM | 10,441 | $47,150,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 199,313 | $17,149,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 105,066 | $9,108,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 343,382 | $8,203,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 42,467 | $7,864,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 266,640 | $7,659,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 94,738 | $7,161,000 | thousands by filing date | |
| COMPASS DIVERSIFIED HOLDINGS | 20451Q104 | COMMON STOCK | 353,216 | $6,294,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 10,058 | $4,795,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 38,165 | $4,637,000 | thousands by filing date | |
| USBANCORPDEL | 902973304 | COM NEW | 122,833 | $4,499,000 | thousands by filing date | |
| BERKSHIRE HATHAWAY INC DEL | 084670108 | CL A | 11 | $4,431,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 127,116 | $4,299,000 | thousands by filing date | |
| Philip Morris International Inc. | 718172109 | COM | 42,891 | $3,714,000 | thousands by filing date | |
| UNITED TECHNOLOGIES CORP | 913017109 | COM | 32,267 | $3,479,000 | thousands by filing date | |
| Altria Group Inc | 02209S103 | COM | 93,633 | $3,216,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 83,700 | $3,171,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 30,471 | $2,932,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 62,069 | $2,897,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 59,526 | $2,834,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 119,199 | $2,793,000 | thousands by filing date | |
| 38259p508 | COM | 3,182 | $2,787,000 | thousands by filing date | ||
| PepsiCo,Inc. | 713448108 | COM | 33,297 | $2,647,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 23,298 | $2,645,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 51,022 | $2,637,000 | thousands by filing date | |
| Eli Lilly and Company | 532457108 | COM | 52,313 | $2,633,000 | thousands by filing date | |
| Wells Fargo & Company | 949746101 | COM | 62,696 | $2,591,000 | thousands by filing date | |
| ENERGY TRANSFER PRTNRS L P | 29273R109 | UNIT LTD PARTN | 47,678 | $2,483,000 | thousands by filing date | |
| Automatic Data Processing,Inc. | 053015103 | COM | 33,077 | $2,394,000 | thousands by filing date | |
| CELGENE CORP | 151020104 | COM | 15,161 | $2,337,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 30,330 | $2,301,000 | thousands by filing date | |
| Southern Company | 842587107 | COM | 53,877 | $2,219,000 | thousands by filing date | |
| Schlumberger Limited | 806857108 | COM | 24,977 | $2,207,000 | thousands by filing date | |
| Union Pacific Corporation | 907818108 | COM | 13,942 | $2,166,000 | thousands by filing date | |
| KINDER MORGAN ENERGY PARTNER | 494550106 | UT LTD PARTNER | 26,587 | $2,122,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 147,874 | $2,041,000 | thousands by filing date | |
| ACE LTD | H0023R105 | SHS | 21,226 | $1,986,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 58,094 | $1,933,000 | thousands by filing date | |
| ConocoPhillips | 20825C104 | COM | 25,826 | $1,795,000 | thousands by filing date | |
| Caterpillar Inc. | 149123101 | COM | 19,034 | $1,587,000 | thousands by filing date | |
| ENTERPRISE PRODS PARTNERS L | 293792107 | COM | 25,956 | $1,584,000 | thousands by filing date | |
| POWERSHARES ETF TR II S&P500 L | 73937B779 | COM | 46,869 | $1,462,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 31,728 | $1,419,000 | thousands by filing date | |
| CUMMINS INC COM | 231021106 | Stock | 10,065 | $1,337,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 57,776 | $1,324,000 | thousands by filing date | |
| PPG INDS INC COM | 693506107 | Stock | 7,781 | $1,300,000 | thousands by filing date | |
| DU PONT E I DE NEMOURS & CO | 263534109 | COM | 21,615 | $1,266,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 27,056 | $1,252,000 | thousands by filing date | |
| 3M CO COM | 88579Y101 | Stock | 10,400 | $1,242,000 | thousands by filing date | |
| FIRST NIAGARA FINANCIAL GROUP | 33582V108 | COM | 119,653 | $1,241,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 19,170 | $1,236,000 | thousands by filing date | |
| MONSANTO CO NEW | 61166W101 | COM | 11,789 | $1,230,000 | thousands by filing date | |
| Boeing Company | 097023105 | COM | 10,177 | $1,196,000 | thousands by filing date | |
| ANNALY CAPITAL MANAGEMENT | 035710409 | COM | 102,547 | $1,188,000 | thousands by filing date | |
| American Express Company | 025816109 | COM | 15,248 | $1,152,000 | thousands by filing date | |
| NOVARTIS AG SPONSORED ADR | 66987V109 | ADR | 14,896 | $1,143,000 | thousands by filing date | |
| CHICAGO BRIDGE & IRON CO NV | 167250109 | N Y REGISTRY SH | 16,550 | $1,122,000 | thousands by filing date | |
| COLGATE PALMOLIVE CO COM | 194162103 | Stock | 18,608 | $1,103,000 | thousands by filing date | |
| BUCKEYE PARTNERS LP (BPL) | 118230101 | UNIT LTD PARTN | 16,673 | $1,093,000 | thousands by filing date | |
| FRANKLIN RESOURCES INC COM | 354613101 | Stock | 21,324 | $1,078,000 | thousands by filing date | |
| STANLEY BLACK & DECKER INC COM | 854502101 | Stock | 11,850 | $1,073,000 | thousands by filing date | |
| Duke Energy Corporation | 26441C204 | COM | 15,862 | $1,059,000 | thousands by filing date | |
| AMERICA MOVIL SA DE CV-ADR | 02364W105 | SPON ADR L SHS | 52,784 | $1,046,000 | thousands by filing date | |
| GENERAL DYNAMICS CORP COM | 369550108 | Stock | 11,821 | $1,035,000 | thousands by filing date | |
| Abbott Laboratories | 002824100 | COM | 30,719 | $1,020,000 | thousands by filing date | |
| SHERWIN WILLIAMS CO | 824348106 | COM | 5,457 | $994,000 | thousands by filing date | |
| Citigroup Inc. | 172967424 | COM | 20,426 | $991,000 | thousands by filing date | |
| ROYCE FOCUS TR | 78080N108 | COM | 136,967 | $989,000 | thousands by filing date | |
| BOARDWALK PIPELINE PARTNERS | 096627104 | UT LTD PARTNER | 32,493 | $987,000 | thousands by filing date | |
| GENERAL MILLS INC COM | 370334104 | Stock | 20,492 | $982,000 | thousands by filing date | |
| VODAFONE GP PLC | 92857W209 | ADR | 27,641 | $972,000 | thousands by filing date | |
| Chubb Corporation | 171232101 | Equity | 10,777 | $962,000 | thousands by filing date | |
| CVS Health Corporation | 126650100 | COM | 16,894 | $959,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 4,921 | $940,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 5,589 | $939,000 | thousands by filing date | |
| Qualcomm Incorporated | 747525103 | COM | 13,929 | $938,000 | thousands by filing date | |
| PowerShares QQQ Trust Unit Ser | 73935A104 | COM | 11,797 | $931,000 | thousands by filing date | |
| REALTY INCOME CORP COM | 756109104 | REIT | 23,369 | $929,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q866 | ALERIAN MLP | 52,255 | $919,000 | thousands by filing date | |
| APACHE CORP | 037411105 | COM | 10,780 | $918,000 | thousands by filing date | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 7,065 | $906,000 | thousands by filing date | |
| Deere & Company | 244199105 | COM | 10,677 | $869,000 | thousands by filing date | |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 5,456 | $863,000 | thousands by filing date | |
| BLACKROCK CAP INVT CORP | 092533108 | COM | 88,161 | $836,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 11,059 | $818,000 | thousands by filing date | |
| AES TR III | 00808N202 | PFD CV 6.75% | 16,000 | $806,000 | thousands by filing date | |
| WINDSTREAM HLDGS INC | 97382A101 | COM | 99,928 | $798,000 | thousands by filing date | |
| PLAINS ALL AMERN PIPELINE L | 726503105 | UNIT LTD PARTN | 14,945 | $787,000 | thousands by filing date | |
| MEDTRONIC INC | 585055106 | COM | 14,780 | $787,000 | thousands by filing date | |
| Stryker Corporation | 863667101 | COM | 11,595 | $784,000 | thousands by filing date | |
| LABORATORY CORP OF AMERICA | 50540R409 | COM NEW | 7,696 | $763,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259206 | SPONS ADR A | 11,440 | $751,000 | thousands by filing date | |
| ISHARES TR | 464287168 | COM | 11,225 | $745,000 | thousands by filing date | |
| IJH | 464287507 | COM | 5,896 | $732,000 | thousands by filing date | |
| iShares Core S&P Small-Cap ETF | 464287804 | SHS | 7,190 | $718,000 | thousands by filing date | |
| SIMON PPTY GROUP INC NEW COM | 828806109 | REIT | 4,737 | $702,000 | thousands by filing date | |
| EMERSON ELEC CO COM | 291011104 | Stock | 10,818 | $700,000 | thousands by filing date | |
| TARGET CORP COM | 87612E106 | Stock | 10,883 | $696,000 | thousands by filing date | |
| BANK OF NY MELLON CORP COM | 064058100 | Stock | 22,982 | $694,000 | thousands by filing date | |
| PNC FINL SVCS GROUP INC COM | 693475105 | Stock | 9,346 | $677,000 | thousands by filing date | |
| SEADRILL ORD | G7945E105 | COM | 14,811 | $668,000 | thousands by filing date | |
| UnitedHealth Group Inc | 91324P102 | COM | 9,300 | $666,000 | thousands by filing date | |
| Honeywell Technologies | 438516106 | COM | 8,013 | $665,000 | thousands by filing date | |
| Market Vectors Etf | 57060U878 | HG YLD MUN ETF | 22,570 | $660,000 | thousands by filing date | |
| iShares TIPS Bond ETF | 464287176 | SHS | 5,739 | $646,000 | thousands by filing date | |
| SANOFI SA SPONSORED ADR | 80105N105 | ADR | 12,485 | $632,000 | thousands by filing date | |
| PHILLIPS 66 COM | 718546104 | Stock | 10,853 | $628,000 | thousands by filing date | |
| Lineage, Inc. | 536020100 | COM | 23,746 | $616,000 | thousands by filing date | |
| Eaton Corp. Plc | G29183103 | COM | 8,922 | $614,000 | thousands by filing date | |
| Vanguard Dividend Appreciation ETF | 921908844 | SHS | 8,825 | $614,000 | thousands by filing date | |
| MAGELLAN MIDSTREAM PARTNERS, L | 559080106 | COM UNIT RP LP | 10,677 | $603,000 | thousands by filing date | |
| AETNA INC NEW | 00817Y108 | COM | 9,423 | $603,000 | thousands by filing date | |
| KIMBERLY-CLARK CORP COM | 494368103 | Stock | 6,328 | $596,000 | thousands by filing date | |
| FORD MTR CO COM | 345370860 | Stock | 35,162 | $593,000 | thousands by filing date | |
| SPDR S&P Dividend ETF | 78464A763 | SHS | 8,557 | $590,000 | thousands by filing date | |
| Mondelez International,Inc. Class A | 609207105 | COM | 18,530 | $582,000 | thousands by filing date | |
| FIRST CONNECTICUT BANCORP | 319850103 | COM | 38,997 | $573,000 | thousands by filing date | |
| RAYMOND JAMES FINL INC COM | 754730109 | Stock | 13,715 | $572,000 | thousands by filing date | |
| WW GRAINGER INC COM | 384802104 | Stock | 2,170 | $568,000 | thousands by filing date | |
| ISHARES TR | 464287564 | SELECT US REIT | 7,296 | $561,000 | thousands by filing date | |
| ANADARKO PETROLEUM CORP | 032511107 | COM | 5,989 | $557,000 | thousands by filing date | |
| NORFOLK SOUTHN CORP COM | 655844108 | Stock | 7,092 | $549,000 | thousands by filing date | |
| VANGUARD WORLD FD | 92204A405 | FINANCIALS ETF | 15,814 | $547,000 | thousands by filing date | |
| iShares Russell 2000 ETF | 464287655 | SHS | 4,989 | $532,000 | thousands by filing date | |
| Oracle Corporation | 68389X105 | COM | 15,775 | $524,000 | thousands by filing date | |
| YUM BRANDS INC COM | 988498101 | Stock | 7,215 | $515,000 | thousands by filing date | |
| DOMINION ENERGY INC COM | 25746U109 | Stock | 8,208 | $513,000 | thousands by filing date | |
| EXELON CORP COM | 30161N101 | Stock | 17,246 | $511,000 | thousands by filing date | |
| BANK OF AMER CORP | 060505682 | 7.25%CNV PFD L | 4,470 | $508,000 | thousands by filing date | |
| HERSHEY CO COM | 427866108 | Stock | 5,436 | $503,000 | thousands by filing date | |
| E M C CORP MASS | 268648102 | COM | 19,408 | $496,000 | thousands by filing date | |
| WALGREEN CO | 931422109 | COM | 9,168 | $493,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 9,730 | $489,000 | thousands by filing date | |
| CIGNA CORPORATION | 125509109 | COM | 6,356 | $488,000 | thousands by filing date | |
| Amgen Inc. | 031162100 | COM | 4,282 | $479,000 | thousands by filing date | |
| BROOKFIELD ASSET MANAGEMENT IN | 112585104 | CL A LTD VT SH | 12,820 | $479,000 | thousands by filing date | |
| ISHARES TR | 464288117 | INTL TREA BD ETF | 4,725 | $476,000 | thousands by filing date | |
| CHESEPEAKE ENERGY CORP | 165167107 | COM | 18,330 | $474,000 | thousands by filing date | |
| ATHENAHEALTH INC | 04685W103 | COMMON STOCK | 4,285 | $465,000 | thousands by filing date | |
| COMPANHIA DE BEBIDAS DAS AME | 20441W203 | SPON ADR PFD | 12,065 | $463,000 | thousands by filing date | |
| BP PLC SPONSORED ADR | 055622104 | ADR | 10,960 | $461,000 | thousands by filing date | |
| COVIDIEN PLC | G2554F113 | SHS | 7,439 | $453,000 | thousands by filing date | |
| SPECTRANETICS CORP | 84760C107 | COM | 26,920 | $452,000 | thousands by filing date | |
| TRAVELERS COMPANIES INC COM | 89417E109 | Stock | 5,313 | $450,000 | thousands by filing date | |
| ROCKVILLE FINANCIAL INC | 774188106 | COM | 34,649 | $450,000 | thousands by filing date | |
| RYDEX ETF TRUST TOP 50 ETF | 78355W205 | COM | 3,810 | $446,000 | thousands by filing date | |
| NUVEEN SELECT QUALITY MUN FD | 670973106 | COM | 34,610 | $440,000 | thousands by filing date | |
| iShares iBoxx Inv Grade Corporate Bond ETF | 464287242 | SHS | 3,835 | $435,000 | thousands by filing date | |
| HCP INC | 40414L109 | COM | 10,525 | $431,000 | thousands by filing date | |
| BECTON DICKINSON & CO | 075887109 | COM | 4,282 | $428,000 | thousands by filing date | |
| KRAFT FOODS GROUP INC | 50076Q106 | COM | 8,091 | $425,000 | thousands by filing date | |
| AIR PRODS & CHEMS INC | 009158106 | COM | 3,891 | $415,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X533 | ST MAR DIVID ETF | 10,093 | $407,000 | thousands by filing date | |
| TJX Companies Inc | 872540109 | COM | 7,191 | $406,000 | thousands by filing date | |
| PROSHARES TR | 74347B201 | PSHS ULTSH 20YRS | 5,243 | $395,000 | thousands by filing date | |
| KAMAN CORP-CLASS A | 483548103 | COM | 10,245 | $388,000 | thousands by filing date | |
| UIL HOLDINGS CORPORATION | 902748102 | COMMON STOCK | 10,405 | $387,000 | thousands by filing date | |
| Adobe Inc | 00724F101 | COM | 7,430 | $386,000 | thousands by filing date | |
| CONSOLIDATED EDISON INC | 209115104 | COM | 6,857 | $378,000 | thousands by filing date | |
| NextEra Energy,Inc. | 65339F101 | COM | 4,694 | $376,000 | thousands by filing date | |
| SUPERIOR ENERGY SVCS INC | 868157108 | COM | 14,811 | $371,000 | thousands by filing date | |
| MARRIOTT INTL INC NEW CL A | 571903202 | Stock | 8,669 | $365,000 | thousands by filing date | |
| EXPRESS SCRIPTS HLDG CO | 30219G108 | COM | 5,900 | $365,000 | thousands by filing date | |
| PEOPLE'S UNITED FINANCIAL INC | 712704105 | COM | 25,387 | $365,000 | thousands by filing date | |
| DREYFUS STRATEGIC MUN BD FD | 26202F107 | COM | 47,269 | $364,000 | thousands by filing date | |
| COMERICAINC | 200340107 | COM | 9,000 | $354,000 | thousands by filing date | |
| TEEKAY LNG PARTNERS L P | Y8564M105 | PRTNRSP UNITS | 8,016 | $354,000 | thousands by filing date | |
| CELLDEX THERAPEUTICS INC NEW | 15117B103 | COM | 10,000 | $354,000 | thousands by filing date | |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 5,501 | $351,000 | thousands by filing date | |
| TWO HARBORS INVESTMENT CORP | 90187B101 | COMMON STOCK | 36,018 | $350,000 | thousands by filing date | |
| ENSCO PLC | G3157S106 | SHS CLASS A | 6,418 | $345,000 | thousands by filing date | |
| METLIFE INC COM | 59156R108 | Stock | 7,320 | $344,000 | thousands by filing date | |
| DIAGEO PLC SPON ADR NEW | 25243Q205 | ADR | 2,696 | $343,000 | thousands by filing date | |
| ARES CAPITAL CORP | 04010L103 | COM | 19,825 | $343,000 | thousands by filing date | |
| Vanguard Short-Term Bond ETF | 921937827 | SHS | 4,227 | $340,000 | thousands by filing date | |
| BAKER HUGHES INC | 057224107 | COM | 6,900 | $339,000 | thousands by filing date | |
| INVESCO FINANCIAL PREFERRED ETF | 73935X229 | COM | 19,678 | $337,000 | thousands by filing date | |
| M & T BK CORP COM | 55261F104 | Stock | 3,000 | $336,000 | thousands by filing date | |
| CORE LABORATORIES N V | N22717107 | COM | 1,978 | $335,000 | thousands by filing date | |
| WASHINGTON TRUST BANCORP | 940610108 | COMMON STOCK | 10,642 | $334,000 | thousands by filing date | |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 9,997 | $331,000 | thousands by filing date | |
| AMERICAN CAPITAL AGENCY CORP | 02503X105 | COMMON STOCK | 14,628 | $330,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R866 | INTER MUN BD ACT | 6,300 | $329,000 | thousands by filing date | |
| LOEWS CORP COM | 540424108 | Stock | 6,985 | $326,000 | thousands by filing date | |
| ENCANA CORP | 292505104 | COM | 18,715 | $324,000 | thousands by filing date | |
| FINISH LINE/THE CL A | 317923100 | COM | 12,825 | $319,000 | thousands by filing date | |
| Energy Select Sector SPDR Fund | 81369Y506 | SHS | 3,837 | $318,000 | thousands by filing date | |
| O-I GLASS, INC. | 690768403 | COM | 10,575 | $317,000 | thousands by filing date | |
| DWS MUN INCOME TR COM | 23338M106 | COM | 25,550 | $316,000 | thousands by filing date | |
| NOVO-NORDISK A S ADR | 670100205 | ADR | 1,830 | $310,000 | thousands by filing date | |
| WEBSTER FINL CORP | 947890109 | COM | 11,885 | $303,000 | thousands by filing date | |
| SPDR S&P Midcap 400 ETF Trust | 78467Y107 | SHS | 1,335 | $302,000 | thousands by filing date | |
| AMERICAN ELEC PWR CO INC COM | 025537101 | Stock | 6,972 | $302,000 | thousands by filing date | |
| ECOLAB INC COM | 278865100 | Stock | 3,005 | $297,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 923 | $289,000 | thousands by filing date | |
| V F CORP COM | 918204108 | Stock | 1,452 | $289,000 | thousands by filing date | |
| Gilead Sciences,Inc. | 375558103 | COM | 4,548 | $286,000 | thousands by filing date | |
| INVESCO ADVANTAGE MUN INCOME | 46132E103 | SH BEN INT | 26,487 | $284,000 | thousands by filing date | |
| Accenture Plc Class A | G1151C101 | COM | 3,827 | $282,000 | thousands by filing date | |
| Danaher Corporation | 235851102 | COM | 3,965 | $275,000 | thousands by filing date | |
| BCE INC COM NEW | 05534B760 | Stock | 6,436 | $275,000 | thousands by filing date | |
| AMERICAN CAPITAL LTD | 02503Y103 | COM | 20,000 | $275,000 | thousands by filing date | |
| OCCIDENTAL PETE CORP | 674599105 | COM | 2,864 | $268,000 | thousands by filing date | |
| TIME WARNER INC | 887317303 | COM NEW | 4,054 | $267,000 | thousands by filing date | |
| SYNGENTA AG ADR | 87160A100 | SPONS ADR | 3,286 | $267,000 | thousands by filing date | |
| DREYFUS STRATEGIC MUNS INC | 261932107 | COM | 33,011 | $265,000 | thousands by filing date | |
| BLACKROCK INC CL A COM | 09247X101 | COM | 976 | $264,000 | thousands by filing date | |
| SABRA HEALTH CARE REIT INC COM | 78573L106 | REIT | 11,308 | $260,000 | thousands by filing date | |
| DOVER CORP COM | 260003108 | Stock | 2,866 | $257,000 | thousands by filing date | |
| UNILEVER PLC | 904767704 | SPON ADR NEW | 6,651 | $257,000 | thousands by filing date | |
| ISHARES TR | 464288687 | COM | 6,625 | $252,000 | thousands by filing date | |
| Dow Chemical Company | 260543103 | COM | 6,570 | $252,000 | thousands by filing date | |
| CAMERON INTERNATIONAL CORP | 13342B105 | COM | 4,300 | $251,000 | thousands by filing date | |
| SYSCOCORP | 871829107 | COM | 7,870 | $250,000 | thousands by filing date | |
| KINDER MORGAN MANAGEMENT LLC | 49455U100 | SHS | 3,331 | $250,000 | thousands by filing date | |
| iShares Global Tech ETF | 464287291 | SHS | 3,300 | $247,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W315 | EMER MKT HIGH FD | 4,780 | $247,000 | thousands by filing date | |
| HSBC HLDGS PLC SPON ADR NEW | 404280406 | ADR | 4,532 | $246,000 | thousands by filing date | |
| BAXTER INTL INC | 071813109 | COM | 3,684 | $242,000 | thousands by filing date | |
| ISHARES TR | 464287606 | S&P MC 400GR ETF | 1,730 | $241,000 | thousands by filing date | |
| INVESCO MUNI OPPORTUNITY TRUST | 46132C107 | COM | 20,079 | $237,000 | thousands by filing date | |
| JOY GLOBAL INC | 481165108 | COM | 4,650 | $237,000 | thousands by filing date | |
| DAVITA INC COM | 23918K108 | Stock | 4,142 | $236,000 | thousands by filing date | |
| CSX Corporation | 126408103 | COM | 9,083 | $234,000 | thousands by filing date | |
| Costco Wholesale Corporation | 22160K105 | COM | 2,027 | $233,000 | thousands by filing date | |
| PIMCO HIGH INCOME FD | 722014107 | COM SHS | 19,355 | $231,000 | thousands by filing date | |
| KANSAS CITY SOUTHERN | 485170302 | COM NEW | 2,100 | $230,000 | thousands by filing date | |
| DEVON ENERGY CORP NEW COM | 25179M103 | Stock | 3,959 | $229,000 | thousands by filing date | |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 6,414 | $228,000 | thousands by filing date | |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 5,081 | $226,000 | thousands by filing date | |
| CANADIAN PACIFIC RAILWAYS | 13645T100 | COM | 1,825 | $225,000 | thousands by filing date | |
| ISHARES TR | 464288513 | IBOXX HI YD ETF | 2,438 | $223,000 | thousands by filing date | |
| NORTHEAST UTILS | 664397106 | COM | 5,396 | $223,000 | thousands by filing date | |
| GLAXOSMITHKLINE PLC-ADR | 37733W105 | SPONSORED ADR | 4,398 | $221,000 | thousands by filing date | |
| ANHEUSER BUSCH INBEV SA NV SPONSORED ADR | 03524A108 | ADR | 2,203 | $219,000 | thousands by filing date | |
| TORONTO DOMINION BK ONT COM NEW | 891160509 | Stock | 2,398 | $216,000 | thousands by filing date | |
| SPDR SER TR | 78464A870 | S&P BIOTECH | 1,675 | $216,000 | thousands by filing date | |
| HALLIBURTON CO COM | 406216101 | Stock | 4,475 | $215,000 | thousands by filing date | |
| DTE ENERGY CO COM | 233331107 | Stock | 3,254 | $215,000 | thousands by filing date | |
| VANGUARD | 92205F106 | Domestic Common | 7,674 | $215,000 | thousands by filing date | |
| iShares U.S. Technology ETF | 464287721 | SHS | 2,700 | $213,000 | thousands by filing date | |
| INVESCO TR INVT GRADE NEW YO | 46131T101 | COM | 15,286 | $211,000 | thousands by filing date | |
| MACQUARIE INFRASTRUCTURE HOLDI | 55608B105 | COMMON UNITS | 3,900 | $209,000 | thousands by filing date | |
| ISHARES INC | 464286103 | MSCI AUST ETF | 8,141 | $206,000 | thousands by filing date | |
| ONEOK PARTNERS LP LTD PARTN | 68268N103 | UNIT | 3,887 | $206,000 | thousands by filing date | |
| PUBLIC SVC ENTERPRISE GROUP COM | 744573106 | Stock | 6,177 | $203,000 | thousands by filing date | |
| HATTERAS FINL CORP | 41902R103 | COM | 10,670 | $200,000 | thousands by filing date | |
| TAIWAN SEMICONDUCTOR MFG | 874039100 | SPONSORED ADS | 10,658 | $181,000 | thousands by filing date | |
| INVESCO MORTGAGE CAPITAL INC | 46131B100 | COM | 11,340 | $175,000 | thousands by filing date | |
| BLACKROCK MUN INCOME TR | 09248F109 | SH BEN INT | 12,900 | $167,000 | thousands by filing date | |
| WEATHERFORD INTL LTD | H27013103 | COMMON STOCK-FO | 10,695 | $164,000 | thousands by filing date | |
| FIFTH STREET FIN CORP COM | 31678A103 | COM | 11,120 | $114,000 | thousands by filing date | |
| IMMUCELL CORP | 452525306 | COM PAR | 23,776 | $112,000 | thousands by filing date | |
| MFS INVT GRADE MUN TR | 59318B108 | SH BEN INT | 12,629 | $110,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN INCOME FUN | 01881E101 | COM | 15,096 | $106,000 | thousands by filing date | |
| PUTNAM MANAGED MUN INCOME TR | 746823103 | COM | 14,968 | $102,000 | thousands by filing date | |
| APOLLO INVT CORP | 03761U106 | COM | 10,750 | $88,000 | thousands by filing date | |
| ABERDEEN ASIA-PACIFIC INCOME F | 003009107 | COM | 14,250 | $86,000 | thousands by filing date | |
| TRUSTCO BK CORP N Y | 898349105 | COM | 13,982 | $83,000 | thousands by filing date | |
| TEEKAY TANKERS LTD | Y8565N102 | CL A | 16,511 | $43,000 | thousands by filing date | |
| URANIUM ENERGY CORP COM | 916896103 | Stock | 14,200 | $32,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001315785-13-000004 | this filing | 2013-11-14 | acceptance time not in the bulk data set |