13F-HR filed by SG Americas Securities, LLC
SG Americas Securities, LLC filed this 13F-HR for the quarter ended 2020-09-30, filed 2020-11-09, with 2,653 holding rows worth $15,716,825,000.
- Accession
- 0001313360-20-000004
- Filer
- CIK 1313360
- Filed
- 2020-11-09
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2020
A holdings report, 2,653 entries on the cover page, a total value of $15,716,825,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $15,716,825,000 with VALUE read as thousands by filing date, 13F file number 028-11048. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| INVESTORS BANCORP, INC. | 46146L101 | COMMON STOCK | 10,307 | $75,000 | thousands by filing date | |
| APTIV PLC | G6095L909 | OPTION | 23,300 | $75,000 | thousands by filing date | call |
| MBIA INC | 55262C100 | COMMON STOCK | 11,916 | $72,000 | thousands by filing date | |
| RUBIUS THERAPEUTICS INC | 78116T103 | COM | 14,338 | $72,000 | thousands by filing date | |
| SLACK TECHNOLOGIES INC | 83088V952 | PUT | 200,000 | $72,000 | thousands by filing date | put |
| F N B CORP | 302520101 | COM | 10,534 | $71,000 | thousands by filing date | |
| TELEFONICA S A SPONSORED ADR | 879382208 | ADR | 20,454 | $70,000 | thousands by filing date | |
| FUNKO INC CLASS A | 361008105 | COMMON STOCK | 11,581 | $67,000 | thousands by filing date | |
| PDL BIOPHARMA INC | 69329Y104 | COM | 21,294 | $67,000 | thousands by filing date | |
| PNC FINL SVCS GROUP INC | 693475905 | CALL | 15,000 | $66,000 | thousands by filing date | call |
| NOMURA HLDGS INC SPONSORED ADR | 65535H208 | ADR | 14,092 | $65,000 | thousands by filing date | |
| MONDELEZ INTL INC | 609207955 | CL A | 75,000 | $64,000 | thousands by filing date | put |
| LAS VEGAS SANDS CORP | 517834907 | COM | 123,000 | $63,000 | thousands by filing date | call |
| MCEWEN MNG INC | 58039P107 | COM | 59,036 | $63,000 | thousands by filing date | |
| EIDOS THERAPEUTICS INC | 28249H904 | COM | 12,100 | $63,000 | thousands by filing date | call |
| OIL STS INTL INC | 678026105 | COM | 22,533 | $62,000 | thousands by filing date | |
| SKYWORKS SOLUTIONS INC | 83088M952 | PUT | 70,000 | $62,000 | thousands by filing date | put |
| SPECTRUM PHARMACEUTICALS INC | 84763A108 | COM | 15,177 | $62,000 | thousands by filing date | |
| NEWMARK GROUP INC | 65158N102 | CL A | 13,818 | $60,000 | thousands by filing date | |
| ARLO TECHNOLOGIES INC | 04206A101 | COMMON STOCK | 11,496 | $60,000 | thousands by filing date | |
| NOKIA CORP | 654902954 | PUT | 1,000,000 | $60,000 | thousands by filing date | put |
| KRANESHARES TRUST | 500767956 | PUT | 70,000 | $60,000 | thousands by filing date | put |
| RPT REALTY | 74971D101 | SH BEN INT | 10,964 | $60,000 | thousands by filing date | |
| CHIPOTLE MEXICAN GRILL IN | 169656955 | C PUT | 16,200 | $58,000 | thousands by filing date | put |
| LULULEMON ATHLETICA INC | 550021959 | PUT | 40,000 | $57,000 | thousands by filing date | put |
| NETEASE COM INC | 64110W952 | PUT | 10,200 | $57,000 | thousands by filing date | put |
| SOUTHWESTERN ENERGY CO | 845467109 | COM | 24,337 | $57,000 | thousands by filing date | |
| VERTEX PHARMACEUTICALS INC | 92532F900 | CALL | 40,000 | $56,000 | thousands by filing date | call |
| PITNEY BOWES INC COM | 724479100 | Stock | 10,302 | $55,000 | thousands by filing date | |
| SEMPRA | 816851909 | COM | 20,000 | $55,000 | thousands by filing date | call |
| ASE TECHNOLOGY HLDG CO LTD SPONSORED ADS | 00215W100 | ADR | 13,246 | $54,000 | thousands by filing date | |
| TELLURIAN INC NEW | 87968A104 | COM | 67,431 | $54,000 | thousands by filing date | |
| WALGREENS BOOTS ALLIANCE INC | 931427908 | CALL | 205,000 | $54,000 | thousands by filing date | call |
| THE CIGNA GROUP | 125523900 | CALL | 15,000 | $51,000 | thousands by filing date | call |
| PFIZER INC | 717081903 | CALL | 50,000 | $50,000 | thousands by filing date | call |
| SCHWAB CHARLES CORP | 808513905 | CALL | 170,000 | $50,000 | thousands by filing date | call |
| GERDAU SA SPON ADR REP PFD | 373737105 | ADR | 13,217 | $49,000 | thousands by filing date | |
| EMBRAER S.A. | 29082A107 | SPONSORED ADS | 10,801 | $48,000 | thousands by filing date | |
| INTERCONTINENTAL EXCHANGE IN | 45866F954 | COM | 50,000 | $48,000 | thousands by filing date | put |
| CHICOS FAS INC | 168615102 | COM | 48,898 | $48,000 | thousands by filing date | |
| AMGEN INC | 031162900 | CALL | 24,500 | $47,000 | thousands by filing date | call |
| BIOGEN INC | 09062X903 | CALL | 10,000 | $46,000 | thousands by filing date | call |
| TJX COS INC NEW | 872540909 | CALL | 50,000 | $46,000 | thousands by filing date | call |
| TANDEM DIABETES CARE INC | 875372903 | CALL | 22,500 | $46,000 | thousands by filing date | call |
| ELEVANCE HEALTH INC FORMERLY | 036752903 | CALL | 28,700 | $45,000 | thousands by filing date | call |
| BOSTON SCIENTIFIC CORP | 101137907 | CALL | 248,000 | $45,000 | thousands by filing date | call |
| FIDELITY NATL INFORMATION SV | 31620M906 | COM | 20,000 | $44,000 | thousands by filing date | call |
| DONNELLEY R R & SONS CO | 257867200 | COM | 28,945 | $42,000 | thousands by filing date | |
| MOSAIC CO | 61945C903 | CALL | 16,000 | $41,000 | thousands by filing date | call |
| TERADYNE INC | 880770952 | COM | 18,800 | $40,000 | thousands by filing date | put |
| NEW YORK MORTGAGE TRUST INC | 649604501 | COM PAR $.02 | 15,158 | $39,000 | thousands by filing date | |
| FITBIT INC | 33812L902 | CALL | 285,300 | $39,000 | thousands by filing date | call |
| WASHINGTON PRIME GROUP NEW | 93964W108 | COM | 57,315 | $37,000 | thousands by filing date | |
| BROOKDALE SR LIVING INC | 112463104 | COM | 14,488 | $37,000 | thousands by filing date | |
| ROCKWELL AUTOMATION INC | 773903959 | PUT | 43,700 | $36,000 | thousands by filing date | put |
| SPDR SERIES TRUST | 78464A954 | PUT | 100,000 | $36,000 | thousands by filing date | put |
| NEXTIER OILFIELD SOLUTIONS INC | 65290C105 | COMMON STOCK | 19,283 | $36,000 | thousands by filing date | |
| CIA ENERGETICA DE MINAS GERA | 204409601 | SP ADR N-V PFD | 19,095 | $35,000 | thousands by filing date | |
| MECHEL PAO | 583840608 | SPONSORED ADR NE | 23,246 | $35,000 | thousands by filing date | |
| ALLSTATE CORP | 020002901 | CALL | 17,200 | $34,000 | thousands by filing date | call |
| NORFOLK SOUTHN CORP | 655844958 | COM | 16,500 | $34,000 | thousands by filing date | put |
| MONSTER BEVERAGE CORP NEW | 61174X959 | PUT | 40,000 | $32,000 | thousands by filing date | put |
| VANECK ETF TRUST | 92189H907 | CALL | 3,000,000 | $30,000 | thousands by filing date | call |
| CNH INDL N V | N20944909 | CALL | 49,000 | $29,000 | thousands by filing date | call |
| TAIWAN SEMICONDUCTOR MANUFAC | 874039950 | PUT | 228,000 | $28,000 | thousands by filing date | put |
| NEXTERA ENERGY INC | 65339F951 | PUT | 15,000 | $28,000 | thousands by filing date | put |
| THERMO FISHER SCIENTIFIC INC | 883556952 | PUT | 20,000 | $28,000 | thousands by filing date | put |
| VIRTU FINL INC | 928254951 | CL A | 86,500 | $28,000 | thousands by filing date | put |
| MARRIOTT INTL INC NEW | 571903952 | PUT | 37,200 | $27,000 | thousands by filing date | put |
| INFOSYS LTD | 456788958 | PUT | 270,000 | $27,000 | thousands by filing date | put |
| ALECTOR INC | 014442907 | COM | 65,400 | $26,000 | thousands by filing date | call |
| BJS RESTAURANTS INC | 09180C906 | CALL | 125,000 | $26,000 | thousands by filing date | call |
| GEN DIGITAL INC | 668771958 | COM | 30,000 | $24,000 | thousands by filing date | put |
| D R HORTON INC | 23331A959 | COM | 85,000 | $23,000 | thousands by filing date | put |
| GILEAD SCIENCES INC | 375558903 | COM | 61,500 | $23,000 | thousands by filing date | call |
| EXPRESS INC | 30219E103 | COMMON STOCK | 38,175 | $23,000 | thousands by filing date | |
| KEYSIGHT TECHNOLOGIES INC | 49338L953 | PUT | 10,000 | $23,000 | thousands by filing date | put |
| VENATOR MATERIALS PLC | G9329Z100 | Foreign Stock | 12,101 | $23,000 | thousands by filing date | |
| DIAMONDBACK ENERGY INC | 25278X909 | CALL | 18,000 | $22,000 | thousands by filing date | call |
| DEERE & CO | 244199955 | CALL | 44,400 | $21,000 | thousands by filing date | put |
| SELECT SECTOR SPDR TR | 81369Y957 | PUT | 10,000 | $20,000 | thousands by filing date | put |
| LLOYDS BANKING GROUP PLC SPONSORED ADR | 539439109 | ADR | 14,871 | $19,000 | thousands by filing date | |
| WESTERN DIGITAL CORP | 958102905 | CALL | 35,000 | $19,000 | thousands by filing date | call |
| TRANE TECHNOLOGIES PLC | G8994E903 | SHS | 19,000 | $19,000 | thousands by filing date | call |
| DARDEN RESTAURANTS INC | 237194905 | COM | 42,000 | $19,000 | thousands by filing date | call |
| PROGRESSIVE CORP | 743315903 | CALL | 50,000 | $18,000 | thousands by filing date | call |
| WASTE MGMT INC DEL | 94106L909 | COM | 10,000 | $18,000 | thousands by filing date | call |
| LOWES COS INC | 548661957 | COM | 25,000 | $18,000 | thousands by filing date | put |
| KINDER MORGAN INC DEL | 49456B901 | COM | 816,400 | $18,000 | thousands by filing date | call |
| SONY GROUP CORP | 835699957 | SPONSORED ADR | 30,000 | $18,000 | thousands by filing date | put |
| GRUBHUB INC | 400110952 | PUT | 12,900 | $15,000 | thousands by filing date | put |
| AMERICAN ELEC PWR CO INC | 025537901 | COM | 111,800 | $13,000 | thousands by filing date | call |
| FORUM ENERGY TECHNOLOGIES | 34984V100 | COMMON STOCK | 23,428 | $13,000 | thousands by filing date | |
| Gulfport Energy | 402635304 | COM | 24,141 | $13,000 | thousands by filing date | |
| ACORDA THERAPEUTICS INC | 00484M106 | COM | 24,528 | $13,000 | thousands by filing date | |
| LAM RESEARCH CORP | 512807958 | COM | 20,000 | $13,000 | thousands by filing date | put |
| BLOCK H & R INC | 093671905 | COM | 40,000 | $12,000 | thousands by filing date | call |
| CHORD ENERGY CORPORATION | 674215108 | COMMON STOCK | 41,257 | $12,000 | thousands by filing date | |
| SAVARA INC | 805111101 | COM | 10,308 | $11,000 | thousands by filing date | |
| BP PLC | 055622904 | CALL | 368,500 | $11,000 | thousands by filing date | call |
| WEIBO CORP | 948596901 | SPONSORED ADR | 36,200 | $11,000 | thousands by filing date | call |
| UNITED PARCEL SVCS INC | 911312956 | PUT | 100,000 | $10,000 | thousands by filing date | put |
| TWILIO INC | 90138F952 | CL A | 19,800 | $10,000 | thousands by filing date | put |
| PRUDENTIAL FINL INC | 744320902 | COM | 100,000 | $10,000 | thousands by filing date | call |
| Ampio Pharmaceuticals | 03209T109 | COM | 10,797 | $10,000 | thousands by filing date | |
| UNITED STATES STEEL CORP | 912909908 | COM | 162,900 | $10,000 | thousands by filing date | call |
| KELLOGG CO | 487836908 | COM | 33,000 | $10,000 | thousands by filing date | call |
| MOMO INC | 60879B907 | COM | 82,800 | $10,000 | thousands by filing date | call |
| SLB LIMITED | 806857908 | CALL | 150,000 | $9,000 | thousands by filing date | call |
| TENCENT MUSIC ENTMT GROUP | 88034P959 | SPON ADS | 180,000 | $9,000 | thousands by filing date | put |
| 22ND CENTY GROUP INC | 90137F103 | COM | 14,805 | $9,000 | thousands by filing date | |
| WW INTL INC | 98262P901 | CALL | 20,400 | $9,000 | thousands by filing date | call |
| EOG RES INC | 26875P901 | CALL | 72,000 | $8,000 | thousands by filing date | call |
| DIGITAL RLTY TR INC | 253868953 | COM | 17,000 | $8,000 | thousands by filing date | put |
| ALTRIA GROUP INC | 02209S903 | CALL | 42,000 | $7,000 | thousands by filing date | call |
| ARCHER DANIELS MIDLAND CO | 039483952 | PUT | 28,600 | $7,000 | thousands by filing date | put |
| ZEBRA TECHNOLOGIES CORPORATI | 989207905 | CL A | 27,000 | $7,000 | thousands by filing date | call |
| SUNCOR ENERGY INC NEW | 867224907 | COM | 600,000 | $6,000 | thousands by filing date | call |
| FIRSTENERGY CORP | 337932907 | COM | 124,800 | $6,000 | thousands by filing date | call |
| NOBLE ENERGY INC | 655044905 | COM | 40,000 | $6,000 | thousands by filing date | call |
| NATIONAL OILWELL VARCO INC | 637071901 | COM | 100,000 | $6,000 | thousands by filing date | call |
| JOHNSON CONTROLS INTERNATION | G51502955 | PUT | 100,000 | $5,000 | thousands by filing date | put |
| CENTENE CORP DEL | 15135B901 | CALL | 47,200 | $5,000 | thousands by filing date | call |
| FORD MTR CO | 345370900 | CALL | 13,400 | $5,000 | thousands by filing date | call |
| UNITED AIRLS HLDGS INC | 910047909 | CALL | 100,000 | $5,000 | thousands by filing date | call |
| KOHLS CORP | 500255904 | COM | 100,000 | $5,000 | thousands by filing date | call |
| MFA FINANCIAL INC | 55272X902 | COM | 50,000 | $5,000 | thousands by filing date | call |
| CORNING INC | 219350955 | PUT | 23,800 | $4,000 | thousands by filing date | put |
| TRAVELERS COMPANIES INC | 89417E909 | COM | 10,000 | $4,000 | thousands by filing date | call |
| IQIYI INC | 46267X958 | SPONSORED ADS | 109,600 | $4,000 | thousands by filing date | put |
| HAEMONETICS CORP MASS | 405024900 | CALL | 27,400 | $4,000 | thousands by filing date | call |
| NOKIA CORP | 654902904 | CALL | 110,000 | $3,000 | thousands by filing date | call |
| PARAMOUNT GLOBAL | 92556H906 | CLASS B COM | 25,000 | $3,000 | thousands by filing date | call |
| HYCROFT MINING HOLDING CORP | 44862P125 | W EXP 10/12/202 | 12,275 | $3,000 | thousands by filing date | |
| FIAT CHRYSLER AUTOMOBILES N | N31738902 | OPTION | 100,000 | $3,000 | thousands by filing date | call |
| TRIPADVISOR INC | 896945901 | CALL | 20,000 | $2,000 | thousands by filing date | call |
| ALASKA AIR GROUP INC | 011659909 | CALL | 10,000 | $2,000 | thousands by filing date | call |
| NUCOR CORP | 670346905 | COM | 55,000 | $2,000 | thousands by filing date | call |
| GENERAL MILLS INC | 370334904 | COM | 30,000 | $2,000 | thousands by filing date | call |
| AMERICAN INTL GROUP INC | 026874904 | COM NEW | 25,000 | $2,000 | thousands by filing date | call |
| AVERY DENNISON CORP | 053611909 | CALL | 21,000 | $2,000 | thousands by filing date | call |
| AMERICAN INTL GROUP INC | 026874156 | *W EXP 01/19/202 | 15,483 | $2,000 | thousands by filing date | |
| WPX ENERGY INC | 98212B903 | Cmn | 20,000 | $2,000 | thousands by filing date | call |
| ALCOA CORP | 013872906 | CALL | 37,500 | $1,000 | thousands by filing date | call |
| OCCIDENTAL PETE CORP | 674599905 | CALL | 25,000 | $1,000 | thousands by filing date | call |
| VALERO ENERGY CORP | 91913Y900 | CALL | 10,000 | $1,000 | thousands by filing date | call |
| PPL CORP | 69351T906 | COM | 13,500 | $1,000 | thousands by filing date | call |
| ATI INC | 01741R902 | COM | 25,000 | $1,000 | thousands by filing date | call |
| BLACKBERRY LTD | 09228F903 | CALL | 18,800 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| EXELON CORP | 30161N901 | COM | 50,000 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| DOCUSIGN INC | 256163906 | COM | 66,700 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| GRUPO FINANCIERO GALICIA S.A | 399909900 | SPONSORED ADR | 10,000 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| INVESCO MORTGAGE CAPITAL | 46131B900 | Cmn | 50,000 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001313360-20-000004 | this filing | 2020-11-09 | acceptance time not in the bulk data set |