13F-HR filed by SG Americas Securities, LLC
SG Americas Securities, LLC filed this 13F-HR for the quarter ended 2017-06-30, filed 2017-08-03, with 3,166 holding rows worth $11,105,082,000.
- Accession
- 0001313360-17-000004
- Filer
- CIK 1313360
- Filed
- 2017-08-03
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2017
A holdings report, 3,166 entries on the cover page, a total value of $11,105,082,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $11,105,082,000 with VALUE read as thousands by filing date, 13F file number 028-11048. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ELI LILLY & CO | 532457958 | PUT | 104,700 | $187,000 | thousands by filing date | put |
| NUTANIX INC CL A | 67059N108 | Stock | 9,249 | $186,000 | thousands by filing date | |
| ISHARES TR | 464288182 | MSCI AC ASIA ETF | 2,751 | $186,000 | thousands by filing date | |
| FORD MTR CO | 345370950 | PUT | 140,000 | $186,000 | thousands by filing date | put |
| ASHLAND INC | 044186904 | COM | 100,000 | $186,000 | thousands by filing date | call |
| MONDELEZ INTL INC | 609207955 | CL A | 100,000 | $186,000 | thousands by filing date | put |
| DEL FRISCOS RESTAURANT GROUP | 245077102 | COM | 11,580 | $186,000 | thousands by filing date | |
| US FOODS HLDG CORP COM | 912008109 | Stock | 6,785 | $185,000 | thousands by filing date | |
| ISHARES TR | 464287838 | U.S. BAS MTL ETF | 2,073 | $185,000 | thousands by filing date | |
| NOVOCURE LTD | G6674U108 | ORD SHS | 10,686 | $185,000 | thousands by filing date | |
| EXELIXIS INC | 30161Q904 | COM | 50,000 | $185,000 | thousands by filing date | call |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 45,840 | $185,000 | thousands by filing date | |
| TAYLOR MORRISON HOME CORP COM | 87724P106 | Stock | 7,664 | $184,000 | thousands by filing date | |
| JOHNSON & JOHNSON | 478160954 | Option | 145,400 | $184,000 | thousands by filing date | put |
| CONCHO RESOURCES INC | 20605P951 | COM | 40,000 | $184,000 | thousands by filing date | put |
| IMMUNOMEDICS INC | 452907108 | COM | 20,719 | $183,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229854 | COM SER C FRMLA | 4,994 | $183,000 | thousands by filing date | |
| PARSLEY ENERGY INC | 701877102 | CL A | 6,594 | $183,000 | thousands by filing date | |
| SAGA COMMUNICATIONS INC | 786598300 | CL A NEW | 3,996 | $183,000 | thousands by filing date | |
| GLOBAL X FTSE GREECE 20 ETF | 37950E366 | COMMON | 18,098 | $183,000 | thousands by filing date | |
| WAGEWORKS INC | 930427109 | COM | 2,716 | $183,000 | thousands by filing date | |
| NOMURA HLDGS INC SPONSORED ADR | 65535H208 | ADR | 30,204 | $182,000 | thousands by filing date | |
| COCA COLA CO | 191216950 | PUT | 382,600 | $182,000 | thousands by filing date | put |
| SANFILIPPO JOHN B & SON INC | 800422107 | COM | 2,867 | $181,000 | thousands by filing date | |
| ASTEC INDS INC | 046224101 | COM | 3,266 | $181,000 | thousands by filing date | |
| EPLUS INC | 294268107 | COM | 2,447 | $181,000 | thousands by filing date | |
| PHILLIPS 66 | 718546904 | CALL | 105,000 | $181,000 | thousands by filing date | call |
| MASONITE INTERNATIONAL CORP | 575385109 | COMMON STOCK-FO | 2,395 | $181,000 | thousands by filing date | |
| iShares Core S&P Total U.S. Stock Market ETF | 464287150 | SHS | 3,250 | $180,000 | thousands by filing date | |
| INSULET CORP COM | 45784P101 | Stock | 3,509 | $180,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y907 | CALL | 74,500 | $180,000 | thousands by filing date | call |
| SEALED AIR CORP NEW | 81211K900 | CALL | 142,300 | $180,000 | thousands by filing date | call |
| RYMAN HOSPITALITY PPTYS INC COM | 78377T107 | REIT | 2,802 | $179,000 | thousands by filing date | |
| H2O AMERICA | 784305104 | COM | 3,641 | $179,000 | thousands by filing date | |
| STEWART INFORMATION SVCS COR | 860372101 | COM | 3,952 | $179,000 | thousands by filing date | |
| LAZARD LTD-CLASS A | G54050102 | SHS A | 3,868 | $179,000 | thousands by filing date | |
| ORRSTOWN FINL SERVICES INC | 687380105 | COMMON STOCK | 7,852 | $179,000 | thousands by filing date | |
| INDEXIQ ETF TR IQ GLB | 45409B883 | RES ETF | 7,037 | $179,000 | thousands by filing date | |
| XENCOR INC | 98401F105 | COMMON STOCK | 8,447 | $178,000 | thousands by filing date | |
| ADOBE INC | 00724F951 | PUT | 88,200 | $178,000 | thousands by filing date | put |
| PIER 1 IMPORTS INC | 720279108 | COM | 34,372 | $178,000 | thousands by filing date | |
| ALDER BIOPHARMACEUTICALS INC | 014339105 | COM | 15,580 | $178,000 | thousands by filing date | |
| GROUP 1 AUTOMOTIVE INC COM | 398905109 | Stock | 2,796 | $177,000 | thousands by filing date | |
| BIOMARIN PHARMACEUTICAL INC | 09061G101 | COM | 1,933 | $176,000 | thousands by filing date | |
| RALPH LAUREN CORP | 751212951 | CL A | 10,000 | $176,000 | thousands by filing date | put |
| E*TRADE FINANCIAL CORPORATION | 269246951 | COM | 196,400 | $176,000 | thousands by filing date | put |
| iShares S&P 500 Growth ETF | 464287309 | SHS | 1,279 | $175,000 | thousands by filing date | |
| Guggenheim S&P 500 Equal Weighted ETf | 78355W106 | Equity | 1,892 | $175,000 | thousands by filing date | |
| 3M CO | 88579Y951 | PUT | 80,400 | $175,000 | thousands by filing date | put |
| E*TRADE FINANCIAL CORPORATION | 269246901 | COM | 117,200 | $175,000 | thousands by filing date | call |
| CAESARS ENTERTAINMENT CORP | 127686903 | Cmn | 250,000 | $175,000 | thousands by filing date | call |
| XPLR INFRASTRUCTURE LP | 65341B106 | COM UNIT PART IN | 4,713 | $174,000 | thousands by filing date | |
| ISHARES 10 Y INVE GRADE COR B | 464289511 | 10+ YR INVST GRD | 2,825 | $174,000 | thousands by filing date | |
| RUDOLPH TECHNOLOGIES INC | 781270103 | COM | 7,611 | $174,000 | thousands by filing date | |
| CYTOKINETICS INC | 23282W605 | COM NEW | 14,306 | $173,000 | thousands by filing date | |
| GREEN DOT CORP CLASS A | 39304D102 | CL A | 4,481 | $173,000 | thousands by filing date | |
| FIRST CTZNS BANCSHARES INC DEL CL A | 31946M103 | Stock | 461 | $172,000 | thousands by filing date | |
| IDEXX LABS INC COM | 45168D104 | Stock | 1,065 | $172,000 | thousands by filing date | |
| APOLLO COML REAL ESTATE FIN | 03762U105 | COM | 9,281 | $172,000 | thousands by filing date | |
| LSI INDUSTRIES INC | 50216C108 | COMMON STOCK | 19,057 | $172,000 | thousands by filing date | |
| ISHARES TR | 464288695 | GLOBAL MATER ETF | 2,871 | $172,000 | thousands by filing date | |
| AMERICAN WOODMARK CORP | 030506109 | COM | 1,805 | $172,000 | thousands by filing date | |
| SPDR S&P Dividend ETF | 78464A763 | SHS | 1,923 | $171,000 | thousands by filing date | |
| SABRA HEALTH CARE REIT INC COM | 78573L106 | REIT | 7,114 | $171,000 | thousands by filing date | |
| MOELIS & CO | 60786M105 | CL A | 4,404 | $171,000 | thousands by filing date | |
| KIMBERLY-CLARK CORP | 494368903 | CALL | 90,000 | $171,000 | thousands by filing date | call |
| NEUBERGER BERMAN HIGH YIELD ST | 64128C106 | COM | 14,314 | $170,000 | thousands by filing date | |
| PIEDMONT REALTY TRUST INC | 720190206 | COM CL A | 8,060 | $170,000 | thousands by filing date | |
| WSTRN AST GLBL CORP OPP FD I | 95790C107 | COM | 9,545 | $170,000 | thousands by filing date | |
| NUVECTRA CORP | 67075N108 | COM | 12,796 | $170,000 | thousands by filing date | |
| ALLSPRING INCOME OPPORTUNITIES | 94987B105 | INC OPPTY FD | 19,720 | $169,000 | thousands by filing date | |
| IVY HIGH INCOME OPPORTUNITIE | 465893105 | COM | 10,939 | $169,000 | thousands by filing date | |
| FORTINET INC | 34959E959 | PUT | 75,000 | $169,000 | thousands by filing date | put |
| BRANDYWINE RLTY TR | 105368203 | SH BEN INT NEW | 9,596 | $168,000 | thousands by filing date | |
| MGM RESORTS INTERNATIONAL | 552953901 | COM | 433,000 | $167,000 | thousands by filing date | call |
| ARCBEST CORP COM | 03937C105 | Stock | 8,063 | $166,000 | thousands by filing date | |
| CAPITOL FED FINL INC COM | 14057J101 | Stock | 11,704 | $166,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF TRUSTHI | 73936T557 | COM | 8,709 | $166,000 | thousands by filing date | |
| NUVEEN CALIFORNIA MUNI VLU F | 67062C107 | COM STK | 16,050 | $165,000 | thousands by filing date | |
| VEDANTA LTD | 92242Y100 | SPONSORED ADR | 10,613 | $165,000 | thousands by filing date | |
| REPUBLIC BANCORP INC CLASS A | 760281204 | COMMON STOCK | 4,626 | $165,000 | thousands by filing date | |
| INTEL CORP | 458140AF7 | CORPORATE OBLIG | 1,000 | $165,000 | thousands by filing date | principal |
| PENNSYLVANIA RL ESTATE INVT | 709102107 | SH BEN INT | 14,618 | $165,000 | thousands by filing date | |
| UPBOUND GROUP INC COM | 76009N100 | Stock | 13,972 | $164,000 | thousands by filing date | |
| LADENBURG THALMANN FINANCIAL | 50575Q102 | COM | 67,106 | $164,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092873 | MSCI COMMNTN SVC | 5,093 | $163,000 | thousands by filing date | |
| BALL CORP | 058498956 | PUT | 120,400 | $163,000 | thousands by filing date | put |
| CHESAPEAKE LODGING TR | 165240102 | SH BEN INT | 6,666 | $163,000 | thousands by filing date | |
| PEOPLES UTAH BANCORP | 712706209 | COM | 6,072 | $163,000 | thousands by filing date | |
| USANA HEALTH SCIENCES INC | 90328M107 | COMMON STOCK | 2,520 | $162,000 | thousands by filing date | |
| UNITED AIRLS HLDGS INC | 910047909 | CALL | 58,700 | $162,000 | thousands by filing date | call |
| EASTMAN CHEM CO | 277432950 | COM | 219,300 | $162,000 | thousands by filing date | put |
| TRINITY PLACE HOLDINGS ORD | 89656D101 | COM | 22,791 | $162,000 | thousands by filing date | |
| EASTMAN CHEM CO | 277432900 | COM | 28,600 | $161,000 | thousands by filing date | call |
| RETAIL PPTYS AMER INC | 76131V202 | CL A | 13,214 | $161,000 | thousands by filing date | |
| CAESARSTONE LTD | M20598104 | ORD SHS | 4,577 | $160,000 | thousands by filing date | |
| PARKER DRILLING CO | 701081101 | COMMON STOCK | 118,783 | $160,000 | thousands by filing date | |
| VONAGE HLDGS CORP | 92886T201 | COM | 24,416 | $160,000 | thousands by filing date | |
| DERMIRA INC | 24983L104 | COM | 5,503 | $160,000 | thousands by filing date | |
| PIONEER NATURAL RESOURCES CO | 723787957 | COM | 42,900 | $160,000 | thousands by filing date | put |
| RESTAURANT BRANDS INTL INC COM | 76131D103 | Stock | 2,538 | $159,000 | thousands by filing date | |
| CREDIT ACCEP CORP MICH | 225310101 | COM | 618 | $159,000 | thousands by filing date | |
| OM ASSET MGMT PLC | G67506108 | SHS | 10,711 | $159,000 | thousands by filing date | |
| HEICO CORP NEW COM | 422806109 | Stock | 2,206 | $158,000 | thousands by filing date | |
| FORWARD AIR CORP | 349853101 | COM | 2,970 | $158,000 | thousands by filing date | |
| RETROPHIN INC | 761299106 | COM | 8,167 | $158,000 | thousands by filing date | |
| ANIXTER INTL INC | 035290105 | COM | 2,017 | $158,000 | thousands by filing date | |
| GENPACT LIMITED SHS | G3922B107 | Stock | 5,642 | $157,000 | thousands by filing date | |
| ENANTA PHARMACEUTICALS INC | 29251M106 | COM | 4,354 | $157,000 | thousands by filing date | |
| BARNES GROUP INC | 067806109 | COM | 2,679 | $157,000 | thousands by filing date | |
| BLACKROCK MUNIHLDGS NJ QLTY | 09254X101 | COM | 10,886 | $157,000 | thousands by filing date | |
| WALMART INC | 931142903 | CALL | 920,500 | $157,000 | thousands by filing date | call |
| YPF SOCIEDAD ANONIMA | 984245950 | PUT | 763,200 | $157,000 | thousands by filing date | put |
| PS BUSINESS PKS INC CALIF | 69360J107 | COM | 1,188 | $157,000 | thousands by filing date | |
| MAINSTAY DEFINED TERM MUNI OPP | 56064K100 | COM | 7,919 | $156,000 | thousands by filing date | |
| MCDONALDS CORP | 580135951 | PUT | 123,100 | $156,000 | thousands by filing date | put |
| MAINSOURCE FINANCIAL GP INC | 56062Y102 | COM | 4,666 | $156,000 | thousands by filing date | |
| VERIFONE SYS INC | 92342Y109 | COM | 8,638 | $156,000 | thousands by filing date | |
| DDR CORP | 23317H102 | COM | 17,249 | $156,000 | thousands by filing date | |
| NATIONAL STORAGE AFFILIATES TR COM SHS BEN IN | 637870106 | REIT | 6,693 | $155,000 | thousands by filing date | |
| CNA FINL CORP | 126117100 | COM | 3,181 | $155,000 | thousands by filing date | |
| ISHARES TR | 464287523 | COM | 1,097 | $154,000 | thousands by filing date | |
| NEOGEN CORP | 640491106 | COM | 2,224 | $154,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD CALIFORNIA | 09254N103 | COM | 10,284 | $154,000 | thousands by filing date | |
| ISHARES TR | 464288489 | INTL DEV RE ETF | 5,406 | $154,000 | thousands by filing date | |
| PATTERN ENERGY GROUP INC | 70338P950 | PUT | 157,500 | $154,000 | thousands by filing date | put |
| Vanguard Mid-Cap ETF | 922908629 | SHS | 1,071 | $153,000 | thousands by filing date | |
| HERBALIFE LTD | G4412G101 | COM SHS | 2,148 | $153,000 | thousands by filing date | |
| NORDSTROM INC | 655664100 | COM | 3,193 | $153,000 | thousands by filing date | |
| COLUMBIA PROPERTY TRUST INC | 198287203 | COM NEW | 6,839 | $153,000 | thousands by filing date | |
| MEDTRONIC PLC | G5960L903 | CALL | 39,500 | $153,000 | thousands by filing date | call |
| CARDINAL HEALTH INC | 14149Y958 | COM | 107,700 | $153,000 | thousands by filing date | put |
| NUVEEN PA INVT QUALITY MUN F | 670972108 | COM | 11,434 | $153,000 | thousands by filing date | |
| HONDA MOTOR CO LTD ADR ECH CNV IN 3 | 438128308 | ADR | 5,552 | $152,000 | thousands by filing date | |
| AMERICAN ASSETS TR INC COM | 024013104 | REIT | 3,851 | $152,000 | thousands by filing date | |
| AMICUS THERAPEUTICS INC | 03152W109 | COM | 15,117 | $152,000 | thousands by filing date | |
| MOBILE MINI INC | 60740F105 | COM | 5,094 | $152,000 | thousands by filing date | |
| C&J ENERGY SVCS INC NEW | 12674R100 | COM | 4,429 | $152,000 | thousands by filing date | |
| DHI GROUP INC | 23331S100 | COM | 53,099 | $151,000 | thousands by filing date | |
| GROUPON INC | 399473107 | COMMON STOCK | 39,212 | $151,000 | thousands by filing date | |
| SUPERIOR ENERGY SVCS INC | 868157108 | COM | 14,455 | $151,000 | thousands by filing date | |
| FRANCESCAS HLDGS CORP | 351793104 | COM | 13,776 | $151,000 | thousands by filing date | |
| CIT GROUP INC | 125581951 | COM | 260,800 | $151,000 | thousands by filing date | put |
| Fidelity MSCI Energy Index ETF | 316092402 | SHS | 8,335 | $150,000 | thousands by filing date | |
| NORFOLK SOUTHN CORP | 655844958 | COM | 181,600 | $150,000 | thousands by filing date | put |
| BALL CORP | 058498906 | COM | 120,400 | $150,000 | thousands by filing date | call |
| ISHARES TR | 464288661 | 3 7 YR TREAS BD | 1,209 | $149,000 | thousands by filing date | |
| ARMSTRONG WORLD INDS INC NEW | 04247X102 | COM | 3,234 | $149,000 | thousands by filing date | |
| BANCO SANTANDER CHILE NEW | 05965X109 | SP ADR REP COM | 5,850 | $149,000 | thousands by filing date | |
| TERADATA CORP DEL | 88076W903 | COM | 300,000 | $149,000 | thousands by filing date | call |
| ARRAY BIOPHARMA INC COM | 04269X105 | Stock | 17,851 | $149,000 | thousands by filing date | |
| Empire State Realty Trust, Inc. | 292104106 | Class A Common Stock, $0.01 par value per share | 7,137 | $148,000 | thousands by filing date | |
| SPDR Portfolio Mortgage Backed Bond ETF | 78464A383 | SHS | 5,636 | $148,000 | thousands by filing date | |
| PENN ENTERTAINMENT INC COM | 707569109 | Stock | 6,912 | $148,000 | thousands by filing date | |
| LENDINGTREE INC | 52603B107 | COM | 862 | $148,000 | thousands by filing date | |
| SIMPSON MFG INC | 829073105 | COM | 3,375 | $148,000 | thousands by filing date | |
| HURON CONSULTING GROUP INC | 447462102 | COM | 3,416 | $148,000 | thousands by filing date | |
| EXTENDED STAY AMER INC | 30224P200 | UNIT 99/99/9999B | 7,652 | $148,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y954 | PUT | 160,200 | $148,000 | thousands by filing date | put |
| SILVERBOW RES INC | 82836G102 | COM | 5,675 | $148,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R118 | NASD TECH DIV | 4,715 | $147,000 | thousands by filing date | |
| HILLTOP HLDGS INC | 432748101 | COM | 5,592 | $147,000 | thousands by filing date | |
| ISHARES INC | 464286953 | MSCI AUST ETF | 489,300 | $147,000 | thousands by filing date | put |
| LIBERTY MEDIA CORP DEL | 531229607 | COM C SIRIUSXM | 3,532 | $147,000 | thousands by filing date | |
| OTTER TAIL CORP | 689648103 | COM | 3,690 | $146,000 | thousands by filing date | |
| WHEATON PRECIOUS METALS CORP COM | 962879102 | Stock | 7,346 | $146,000 | thousands by filing date | |
| PENNTEX MIDSTREAM PARTNERS L | 709311104 | COM UNIT LTD | 7,305 | $146,000 | thousands by filing date | |
| iShares U.S. Technology ETF | 464287721 | SHS | 1,036 | $145,000 | thousands by filing date | |
| PLDT INC SPONSORED ADR | 69344D408 | ADR | 4,116 | $145,000 | thousands by filing date | |
| GOVERNMENT PPTYS INCOME TR | 38376A103 | COM SHS BEN INT | 7,909 | $145,000 | thousands by filing date | |
| LATAM AIRLS GROUP S A | 51817R106 | SPONSORED ADR | 13,122 | $145,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DIV ACHV | 73935X732 | ETF - EQUITY | 6,001 | $145,000 | thousands by filing date | |
| POWERSHARES ETF TRUST INDL SEC | 73935X369 | COM | 2,708 | $145,000 | thousands by filing date | |
| KORN FERRY COM NEW | 500643200 | Stock | 4,161 | $144,000 | thousands by filing date | |
| DR REDDYS LABS LTD ADR | 256135203 | ADR | 3,417 | $144,000 | thousands by filing date | |
| TOWNEBANK PORTSMOUTH VA | 89214P109 | COM | 4,690 | $144,000 | thousands by filing date | |
| LXP INDUSTRIAL TRUST | 529043101 | COM | 14,488 | $144,000 | thousands by filing date | |
| ORASURE TECHNOLOGIES INC | 68554V108 | COM | 8,326 | $144,000 | thousands by filing date | |
| UBIQUITI NETWORKS INC | 90347A100 | COM | 2,768 | $144,000 | thousands by filing date | |
| HUMANA INC | 444859952 | COM | 120,000 | $144,000 | thousands by filing date | put |
| RUBY TUESDAY INC | 781182100 | COMMON STOCK | 71,185 | $143,000 | thousands by filing date | |
| Impac Mortgage Holdings Inc | 45254P508 | COM NEW | 9,477 | $143,000 | thousands by filing date | |
| RUBICON PROJ INC | 78112V102 | COM | 27,762 | $143,000 | thousands by filing date | |
| VEECO INSTRS INC DEL COM | 922417100 | Stock | 5,089 | $142,000 | thousands by filing date | |
| PEBBLEBROOK HOTEL TR | 70509V100 | COM | 4,401 | $142,000 | thousands by filing date | |
| ACCELERON PHARMA INC | 00434H108 | COM | 4,673 | $142,000 | thousands by filing date | |
| MERITOR INC | 59001K100 | COMMON STOCK | 8,572 | $142,000 | thousands by filing date | |
| UNITED COMMUNITY FINANCIAL | 909839102 | COM | 17,084 | $142,000 | thousands by filing date | |
| IVLU | 46435G409 | COM | 5,834 | $141,000 | thousands by filing date | |
| LTC PPTYS INC COM | 502175102 | REIT | 2,735 | $141,000 | thousands by filing date | |
| GUGGENHEIM TAXABLE MUNICP BO | 401664107 | COM | 6,180 | $141,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B826 | AUST SM CP ETF | 8,400 | $141,000 | thousands by filing date | |
| PROSHARES ULTRA BLOOMBERG NATURAL GAS | 74347W296 | ETF | 14,489 | $141,000 | thousands by filing date | |
| BADGER METER INC COM | 056525108 | Stock | 3,521 | $140,000 | thousands by filing date | |
| TOPBUILD COR COM | 89055F103 | Stock | 2,646 | $140,000 | thousands by filing date | |
| HAYNES INTL INC | 420877201 | COM NEW | 3,863 | $140,000 | thousands by filing date | |
| CONNECTICUT WTR SVC INC | 207797101 | COM | 2,521 | $140,000 | thousands by filing date | |
| FINISAR CORP | 31787A957 | COM | 50,000 | $140,000 | thousands by filing date | put |
| MYLAN N V | N59465959 | PUT | 270,000 | $140,000 | thousands by filing date | put |
| PEOPLES FINANCIAL SERVICES | 711040105 | COMMON STOCK | 3,184 | $139,000 | thousands by filing date | |
| WESTERN ASSET INVT GRADE OPP | 95790A101 | COM | 6,402 | $139,000 | thousands by filing date | |
| AMERICAN AIRLINES GROUP INC | 02376R902 | CALL | 59,600 | $139,000 | thousands by filing date | call |
| ISIS PHARMACEUTICALS INC DEL | 464337AJ3 | NOTE 1.000%11/1 | 1,310 | $139,000 | thousands by filing date | principal |
| SONIC CORP | 835451105 | COM | 5,259 | $139,000 | thousands by filing date | |
| HSN INC | 404303109 | COM | 4,369 | $139,000 | thousands by filing date | |
| MICHAEL KORS HOLDINGS LTD | G60754951 | COM | 75,000 | $139,000 | thousands by filing date | put |
| ISHARES TR | 464288620 | SHS | 1,238 | $138,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y871 | GLOBAL X URANIUM | 10,500 | $138,000 | thousands by filing date | |
| WESTERN ASSET MUN HIGH INCOME COM | 95766N103 | CEF | 18,718 | $138,000 | thousands by filing date | |
| LSC COMMUNICATIONS INC | 50218P107 | COM | 6,460 | $138,000 | thousands by filing date | |
| BLUE BUFFALO PET PRODS INC | 09531U102 | COM | 6,067 | $138,000 | thousands by filing date | |
| INSYS THERAPEUTICS INC | 45824V209 | COMMON STOCK | 10,909 | $138,000 | thousands by filing date | |
| CURRENCYSHARES EURO TRUST | 23130C958 | COM | 300,000 | $138,000 | thousands by filing date | put |
| Vanguard Small-Cap Growth ETF | 922908595 | SHS | 938 | $137,000 | thousands by filing date | |
| ECHO GLOBAL LOGISTICS INC | 27875T101 | COM | 6,894 | $137,000 | thousands by filing date | |
| BLACKROCK MUNI 2018 TERM TR | 09248C106 | COM | 9,086 | $137,000 | thousands by filing date | |
| YRC WORLDWIDE INC | 984249607 | COM | 12,301 | $137,000 | thousands by filing date | |
| NUVEEN BUILD AMER BD OPPTNY | 67074q102 | COM | 6,360 | $137,000 | thousands by filing date | |
| WESTERN ASSET MANAGED MUNS F | 95766M105 | COM | 9,872 | $136,000 | thousands by filing date | |
| INVESCO CALIF VALUE MUNI INCOM | 46132H106 | COM | 10,773 | $136,000 | thousands by filing date | |
| DAUCH CORP | 024061953 | PUT | 115,000 | $136,000 | thousands by filing date | put |
| HANESBRANDS INC. | 410345902 | COM | 100,000 | $136,000 | thousands by filing date | call |
| TRAVELPORT WORLDWIDE LTD | G9019D104 | SHS | 9,902 | $136,000 | thousands by filing date | |
| LOGITECH INTL S A SHS | H50430232 | Stock | 3,696 | $135,000 | thousands by filing date | |
| COMPANHIA SIDERURGICA NACION | 20440W105 | SPONSORED ADR | 62,631 | $135,000 | thousands by filing date | |
| VALUE LINE INC | 920437100 | COMMON STOCK | 7,372 | $135,000 | thousands by filing date | |
| SouthState Corp | 840441109 | Common Stock | 1,570 | $135,000 | thousands by filing date | |
| SPECTRUM PHARMACEUTICALS INC | 84763A108 | COM | 18,108 | $135,000 | thousands by filing date | |
| SPDR SER TR | 78464A821 | S&P 400 MDCP GRW | 939 | $134,000 | thousands by filing date | |
| SOUTHERN COPPER CORP | 84265V105 | COM | 3,867 | $134,000 | thousands by filing date | |
| KRANESHARES TRUST CSI CHI INTERNET | 500767306 | CSI CHI INTERNET | 2,788 | $134,000 | thousands by filing date | |
| BOISE CASCADE CO DEL | 09739D100 | COM | 4,420 | $134,000 | thousands by filing date | |
| OMEGA PROTEIN CORP | 68210P107 | COM | 7,494 | $134,000 | thousands by filing date | |
| MasterCard, Inc | 57636Q104 | COM | 1,092 | $133,000 | thousands by filing date | |
| PROSHARES TR | 74347X831 | ULTRAPRO QQQ | 1,364 | $133,000 | thousands by filing date | |
| NORTHWEST BANCSHARES INC COM | 667340103 | Stock | 8,528 | $133,000 | thousands by filing date | |
| POSCO HOLDINGS INC SPONSORED ADR | 693483109 | ADR | 2,121 | $133,000 | thousands by filing date | |
| DIAMOND OFFSHORE DRILLING COMMON | 25271C952 | Cmn | 100,000 | $133,000 | thousands by filing date | put |
| WIPRO LTD SPON ADR 1 SH | 97651M109 | ADR | 25,387 | $132,000 | thousands by filing date | |
| XENIA HOTELS & RESORTS INC COM | 984017103 | REIT | 6,836 | $132,000 | thousands by filing date | |
| BLACKROCK CALIFORNIA MUNICIPAL | 09248E102 | SH BEN INT | 9,218 | $132,000 | thousands by filing date | |
| AKEBIA THERAPEUTICS INC | 00972D105 | COMMON STOCK | 9,184 | $132,000 | thousands by filing date | |
| GENESIS HEALTHCARE CLASS A | 37185X106 | COMMON STOCK | 75,922 | $132,000 | thousands by filing date | |
| MIZUHO FINANCIAL GROUP INC SPONSORED ADR | 60687Y109 | ADR | 35,719 | $131,000 | thousands by filing date | |
| CSG SYSTEMS | 126349109 | COM | 3,224 | $131,000 | thousands by filing date | |
| DEVON ENERGY CORP NEW | 25179M903 | CALL | 150,500 | $131,000 | thousands by filing date | call |
| K12 INC | 48273U102 | COM | 7,329 | $131,000 | thousands by filing date | |
| ISHARES TR | 464287341 | GLOBAL ENERG ETF | 4,176 | $130,000 | thousands by filing date | |
| OCCIDENTAL PETE CORP | 674599905 | CALL | 99,500 | $130,000 | thousands by filing date | call |
| ZOETIS INC | 98978V953 | PUT | 90,200 | $130,000 | thousands by filing date | put |
| BRISTOW GROUP INC | 110394103 | COM | 17,013 | $130,000 | thousands by filing date | |
| COLUMBIA ETF TR II | 19762B806 | INDIA INFRSR ETF | 9,814 | $130,000 | thousands by filing date | |
| VANGUARD INDEX FDS | 922908637 | LARGE CAP ETF | 1,162 | $129,000 | thousands by filing date | |
| INSMED INC COM PAR $.01 | 457669307 | Stock | 7,503 | $129,000 | thousands by filing date | |
| TRICO BANCSHARES | 896095106 | COMMON STOCK | 3,664 | $129,000 | thousands by filing date | |
| COGNIZANT TECHNOLOGY SOLUTIO | 192446952 | CL A | 130,000 | $129,000 | thousands by filing date | put |
| INVESCO WATER RESOURCES ETF | 73935X575 | COM | 4,767 | $129,000 | thousands by filing date | |
| PLANET PAYMENT INC | U72603118 | SHS | 39,046 | $129,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q959 | PUT | 525,000 | $129,000 | thousands by filing date | put |
| NRG YIELD INC | 62942X405 | CL C | 7,340 | $129,000 | thousands by filing date | |
| CALAVO GROWERS INC | 128246105 | COM | 1,849 | $128,000 | thousands by filing date | |
| FOSTER LB CO A | 350060109 | COMMON STOCK | 5,971 | $128,000 | thousands by filing date | |
| SCHWAB CHARLES CORP | 808513905 | CALL | 70,000 | $128,000 | thousands by filing date | call |
| LAKELAND BANCORP INC | 511637100 | COM | 6,788 | $128,000 | thousands by filing date | |
| AGREE RLTY CORP COM | 008492100 | REIT | 2,768 | $127,000 | thousands by filing date | |
| VANDA PHARMACEUTICALS INC | 921659108 | COM | 7,781 | $127,000 | thousands by filing date | |
| KADANT INC | 48282T104 | COM | 1,690 | $127,000 | thousands by filing date | |
| 51JOB INC | 316827104 | SPONSORED ADS | 2,843 | $127,000 | thousands by filing date | |
| CONSOLIDATED COMMUNICATIONS | 209034107 | COM | 5,905 | $127,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W307 | US LARGECAP DIVD | 1,493 | $126,000 | thousands by filing date | |
| RAMCO-GERSHENSON PPTYS TR | 751452202 | COM SH BEN INT | 9,764 | $126,000 | thousands by filing date | |
| SUCAMPO PHARMACEUTICALS-CL A | 864909106 | CL A | 11,977 | $126,000 | thousands by filing date | |
| HELMERICH & PAYNE INC | 423452101 | COM | 2,302 | $125,000 | thousands by filing date | |
| ETHAN ALLEN INTERIORS INC | 297602104 | COM | 3,878 | $125,000 | thousands by filing date | |
| GOLDMAN SACHS GROUP INC | 38141G904 | CALL | 14,000 | $125,000 | thousands by filing date | call |
| DBV TECHNOLOGIES S A | 23306J101 | ADR | 3,506 | $125,000 | thousands by filing date | |
| WALGREENS BOOTS ALLIANCE INC | 931427958 | Equity Put | 87,500 | $125,000 | thousands by filing date | put |
| PROTO LABS INC | 743713109 | COM | 1,845 | $124,000 | thousands by filing date | |
| PETROCHINA CO LTD ADR | 71646E100 | SPONSORED ADR | 2,031 | $124,000 | thousands by filing date | |
| ARENA PHARMACEUTICALS INC | 040047607 | COM NEW | 7,349 | $124,000 | thousands by filing date | |
| JAMES RIV GROUP LTD | G5005R107 | COM | 3,118 | $124,000 | thousands by filing date | |
| AMERICAN EXPRESS CO | 025816959 | COM | 170,900 | $124,000 | thousands by filing date | put |
| AMERICAN NATL INS | 028591105 | COMMON STOCK | 1,065 | $124,000 | thousands by filing date | |
| VERITIV CORP | 923454102 | COM | 2,751 | $124,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229706 | COM A BRAVES GRP | 5,183 | $124,000 | thousands by filing date | |
| CUSTOMERS BANCORP INC | 23204G100 | COM | 4,361 | $123,000 | thousands by filing date | |
| TEXAS INSTRS INC | 882508954 | PUT | 85,400 | $123,000 | thousands by filing date | put |
| CEMEX SA EURO MTN BE 144A | 151290959 | SPON ADR NEW | 2,010,700 | $123,000 | thousands by filing date | put |
| VGT | 92204A702 | SHS | 867 | $122,000 | thousands by filing date | |
| MELLANOX TECHNOLOGIES LTD | M51363113 | COMMON STOCK | 2,807 | $122,000 | thousands by filing date | |
| UNIVAR INC | 91336L107 | COMMON STOCK | 4,170 | $122,000 | thousands by filing date | |
| DIME CMNTY BANCSHARES INC COM | 253922108 | Stock | 6,243 | $122,000 | thousands by filing date | |
| FRED S INC CLASS A | 356108100 | COM | 13,263 | $122,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y859 | MADRONA DOMESTIC | 2,500 | $122,000 | thousands by filing date | |
| THIRD PT REINS LTD | G8827U100 | COM | 8,809 | $122,000 | thousands by filing date | |
| VTTI ENERGY PARTNERS LP COM UNIT RP LT | Y9384M101 | Stock | 6,217 | $122,000 | thousands by filing date | |
| EXPEDIA GROUP INC COM NEW | 30212P303 | Stock | 812 | $121,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD QUALITY FU | 09254F100 | COM | 7,896 | $121,000 | thousands by filing date | |
| AIRCASTLE LTD | G0129K104 | COM | 5,555 | $121,000 | thousands by filing date | |
| COMPX INTERNATIONAL INC | 20563P101 | COMMON STOCK | 7,911 | $121,000 | thousands by filing date | |
| PEPSICO INC | 713448958 | PUT | 104,300 | $121,000 | thousands by filing date | put |
| ACHILLION PHARMACEUTICALS IN | 00448Q201 | COM | 26,429 | $121,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06739F101 | COM | 3,917 | $121,000 | thousands by filing date | |
| COCA-COLA EUROPACIFIC PARTNERS SHS | G25839104 | Stock | 2,946 | $120,000 | thousands by filing date | |
| VIRTUSA CORP | 92827P102 | COM | 4,079 | $120,000 | thousands by filing date | |
| DIVIDEND & INCOME FD INC | 25538A204 | COM NEW | 9,709 | $120,000 | thousands by filing date | |
| PURSUIT ATTRACTIONS AND HOSP | 92552R406 | COM | 2,540 | $120,000 | thousands by filing date | |
| ISHARES TR | 464287713 | US TELECOM ETF | 3,699 | $119,000 | thousands by filing date | |
| UNION BANKSHARES CORP | 90539J109 | COM | 3,507 | $119,000 | thousands by filing date | |
| TEXAS INSTRS INC | 882508904 | CALL | 33,700 | $119,000 | thousands by filing date | call |
| SPARTON CORP | 847235108 | COM | 5,399 | $119,000 | thousands by filing date | |
| ARI NETWORK SERVICES | 001930205 | COMM | 16,865 | $119,000 | thousands by filing date | |
| AXONENTERPRISEINC | 05464C101 | STOK | 4,691 | $118,000 | thousands by filing date | |
| PERFORMANCE FOOD GROUP CO COM | 71377A103 | Stock | 4,293 | $118,000 | thousands by filing date | |
| PROVIDENT FINL SVCS INC COM | 74386T105 | Stock | 4,633 | $118,000 | thousands by filing date | |
| GODADDY INC CL A | 380237107 | Stock | 2,790 | $118,000 | thousands by filing date | |
| MUELLER WTR PRODS INC COM SER A | 624758108 | Stock | 10,118 | $118,000 | thousands by filing date | |
| BRADY CORP | 104674106 | CL A | 3,495 | $118,000 | thousands by filing date | |
| PROCTER & GAMBLE CO | 742718909 | CALL | 124,300 | $118,000 | thousands by filing date | call |
| ALTRIA GROUP INC | 02209S903 | CALL | 158,000 | $118,000 | thousands by filing date | call |
| PROSPECT CAP CORP | 74348T952 | COM | 1,072,000 | $118,000 | thousands by filing date | put |
| VAIL RESORTS INC COM | 91879Q109 | Stock | 578 | $117,000 | thousands by filing date | |
| DORMAN PRODS INC | 258278100 | COM | 1,410 | $117,000 | thousands by filing date | |
| KELLY SVCS INC | 488152208 | CL A | 5,191 | $117,000 | thousands by filing date | |
| HEXCEL CORP NEW | 428291108 | COM | 2,210 | $117,000 | thousands by filing date | |
| SERITAGE GROWTH PPTYS | 81752R100 | CL A | 2,783 | $117,000 | thousands by filing date | |
| MECHANICS BANCORP A | 43785V102 | COMMON STOCK | 4,225 | $117,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A905 | CALL | 164,000 | $117,000 | thousands by filing date | call |
| HACKETT GROUP INC | 404609109 | COM | 7,489 | $116,000 | thousands by filing date | |
| MARTEN TRANSPORT LTD | 573075108 | COM | 4,251 | $116,000 | thousands by filing date | |
| STAMPS COM INC | 852857200 | COM NEW | 748 | $116,000 | thousands by filing date | |
| MALIBU BOATS INC A | 56117J100 | COMMON STOCK | 4,466 | $116,000 | thousands by filing date | |
| COMMERCIAL METALS CO | 201723903 | COM | 139,300 | $116,000 | thousands by filing date | call |
| VALIDUS HOLDINGS LTD | G9319H102 | COM SHS | 2,237 | $116,000 | thousands by filing date | |
| FIRST COMMUNITY FINANCIAL PART | 31985Q106 | com | 8,997 | $116,000 | thousands by filing date | |
| UNITED STATES STEEL CORP | 912909908 | COM | 85,000 | $116,000 | thousands by filing date | call |
| REXFORD INDL RLTY INC COM | 76169C100 | REIT | 4,188 | $115,000 | thousands by filing date | |
| EOG RES INC | 26875P901 | CALL | 133,100 | $115,000 | thousands by filing date | call |
| MAIDEN HOLDINGS LTD | G5753U112 | SHS | 10,322 | $115,000 | thousands by filing date | |
| OTONOMY INC | 68906L105 | COM | 6,089 | $115,000 | thousands by filing date | |
| BUILDERS FIRSTSOURCE INC COM | 12008R107 | Stock | 7,427 | $114,000 | thousands by filing date | |
| COSTAMARE INC | Y1771G102 | SHS | 15,529 | $114,000 | thousands by filing date | |
| ST JOE CO | 790148100 | COM | 6,060 | $114,000 | thousands by filing date | |
| MEDIFAST INC | 58470H101 | COM | 2,753 | $114,000 | thousands by filing date | |
| ALTISOURCE RESIDENTIAL CORP | 02153W100 | CL B | 8,786 | $114,000 | thousands by filing date | |
| BCE INC COM NEW | 05534B760 | Stock | 2,500 | $113,000 | thousands by filing date | |
| RUTHS HOSPITALITY GROUP INC | 783332109 | COM | 5,183 | $113,000 | thousands by filing date | |
| GREENLIGHT CAPITAL RE LTD A | G4095J109 | COMMON STOCK | 5,403 | $113,000 | thousands by filing date | |
| ALON USA ENERGY INC | 020520102 | COM | 8,507 | $113,000 | thousands by filing date | |
| SEARS HOLDINGS CORP | 812350906 | COM | 270,000 | $113,000 | thousands by filing date | call |
| FOREST CITY ENTERPRISES INC | 345550AR8 | NOTE 3.625% 8/1 | 1,000 | $113,000 | thousands by filing date | principal |
| BLACKROCK MUN TARGET TERM TR | 09257P105 | COM SHS BEN IN | 4,831 | $112,000 | thousands by filing date | |
| CASELLA WASTE SYS INC | 147448104 | CL A | 6,797 | $112,000 | thousands by filing date | |
| PATHWARD FINANCIAL INC | 59100U108 | COM | 1,258 | $112,000 | thousands by filing date | |
| SCHWAB CHARLES CORP | 808513955 | PUT | 190,000 | $112,000 | thousands by filing date | put |
| AIMMUNE THERAPEUTICS INC. | 00900T107 | Common Stock | 5,451 | $112,000 | thousands by filing date | |
| CONMED CORP COM | 207410101 | Stock | 2,177 | $111,000 | thousands by filing date | |
| ULTA BEAUTY INC COM | 90384S303 | Stock | 387 | $111,000 | thousands by filing date | |
| BEONE MEDICINES LTD SPONSORED ADS | 07725L102 | ADR | 2,458 | $111,000 | thousands by filing date | |
| BRUKER CORP | 116794108 | COM | 3,840 | $111,000 | thousands by filing date | |
| FOX FACTORY HLDG CORP | 35138V102 | COM | 3,116 | $111,000 | thousands by filing date | |
| AMPHASTAR PHARMACEUTICALS IN | 03209R103 | COM | 6,190 | $111,000 | thousands by filing date | |
| ADVISORSHARES TR INSIDER ADVAN | 00768y818 | INDX FD | 1,675 | $111,000 | thousands by filing date | |
| INVESTORS REAL ESTATE TRUST | 461730103 | COMMON STOCK | 17,838 | $111,000 | thousands by filing date | |
| YUM BRANDS INC | 988498951 | PUT | 162,500 | $111,000 | thousands by filing date | put |
| ATHERSYS INC | 04744L106 | COM | 73,434 | $111,000 | thousands by filing date | |
| SUPERIOR ENERGY SERVICES INC | 868157958 | COM | 138,400 | $111,000 | thousands by filing date | put |
| MTS SYSTEMS CORP | 553777103 | COM | 2,115 | $110,000 | thousands by filing date | |
| GUARANTY BANCORP | 40075T607 | COM | 4,030 | $110,000 | thousands by filing date | |
| INVITATION HOMES INC COM | 46187W107 | REIT | 5,037 | $109,000 | thousands by filing date | |
| CORCEPT THERAPEUTICS INC | 218352102 | COM | 9,255 | $109,000 | thousands by filing date | |
| BLACKHAWK NETWORK HOLDING INC | 09238E104 | COMMON STOCK | 2,492 | $109,000 | thousands by filing date | |
| TIFFANY CO | 886547958 | COM | 184,900 | $109,000 | thousands by filing date | put |
| BLACK KNIGHT INC | 09214X100 | COM | 2,661 | $109,000 | thousands by filing date | |
| ROYAL BK OF SCOTLAND PLC | 780099CK1 | NOTE 8.000%12/3 | 1,000 | $109,000 | thousands by filing date | principal |
| CHINA PETROLEUM AND CHEMICAL-A | 16941R108 | SPON ADR H SHS | 1,377 | $108,000 | thousands by filing date | |
| TENNECO INC | 880349105 | COM | 1,866 | $108,000 | thousands by filing date | |
| KVH INDS INC | 482738101 | COM | 11,330 | $108,000 | thousands by filing date | |
| FIVE POINT HOLDINGS LLC | 33833Q106 | COM CL A | 7,316 | $108,000 | thousands by filing date | |
| MEDTRONIC PLC | G5960L953 | SHS | 93,800 | $108,000 | thousands by filing date | put |
| POWERSHARES ETF TRUST II | 73936Q819 | KBW YIELD REIT | 2,894 | $108,000 | thousands by filing date | |
| UNITED PARKS & RESORTS INC | 81282V950 | PUT | 108,400 | $108,000 | thousands by filing date | put |
| ELECTRONICS FOR IMAGING INC | 286082102 | COM | 2,286 | $108,000 | thousands by filing date | |
| EURONET WORLDWIDE INC COM | 298736109 | Stock | 1,223 | $107,000 | thousands by filing date | |
| WINNEBAGO INDS INC | 974637100 | COM | 3,057 | $107,000 | thousands by filing date | |
| NEUROCRINE BIOSCIENCES INC | 64125C109 | COM | 2,326 | $107,000 | thousands by filing date | |
| HUDSON TECHNOLOGIES INC | 444144109 | COMMON STOCK | 12,644 | $107,000 | thousands by filing date | |
| CAPITAL BANK FINANCIAL CORP | 139794101 | COMMON STOCK | 2,811 | $107,000 | thousands by filing date | |
| MAXWELL TECHNOLOGIES INC | 577767106 | COMMON STOCK | 17,807 | $107,000 | thousands by filing date | |
| ILLUMINA INC | 452327AH2 | NOTE 0.500% 6/1 | 1,000 | $107,000 | thousands by filing date | principal |
| BENEFICIAL BANCORP INC | 08171T102 | COM | 7,134 | $107,000 | thousands by filing date | |
| Vanguard Consumer Staples ETF | 92204A207 | SHS | 750 | $106,000 | thousands by filing date | |
| MATSON INC COM | 57686G105 | Stock | 3,534 | $106,000 | thousands by filing date | |
| ALAMOS GOLD INC COM CL A | 011532108 | Stock | 14,822 | $106,000 | thousands by filing date | |
| INNOSPEC INC | 45768S105 | COM | 1,622 | $106,000 | thousands by filing date | |
| FOUR CORNERS PPTY TR INC | 35086T109 | COM | 4,217 | $106,000 | thousands by filing date | |
| UNITED CMNTY BKS BLAIRSVLE G | 90984P303 | COM | 3,796 | $106,000 | thousands by filing date | |
| NEVRO CORP | 64157F103 | COM | 1,427 | $106,000 | thousands by filing date | |
| CORNERSTONE ONDEMAND INC COM | 21925Y103 | Stock | 2,957 | $106,000 | thousands by filing date | |
| NAVIGANT CONSULTING INC | 63935N107 | COM | 5,361 | $106,000 | thousands by filing date | |
| NANTKWEST INC | 63016Q102 | COM | 13,932 | $106,000 | thousands by filing date | |
| BLACKROCK TCP CAPITAL CORP | 87238QAB9 | COM | 1,000 | $106,000 | thousands by filing date | principal |
| HOULIHAN LOKEY INC CL A | 441593100 | Stock | 3,004 | $105,000 | thousands by filing date | |
| SCHWEITZER-MAUDUIT INTL INC | 808541106 | COM | 2,829 | $105,000 | thousands by filing date | |
| CONTAINER STORE GROUP INC | 210751103 | COMMON STOCK | 17,686 | $105,000 | thousands by filing date | |
| BRIDGE BANCORP INC | 108035106 | COM | 3,140 | $105,000 | thousands by filing date | |
| ENBRIDGE INC 6 77 | 29250NAN5 | Debt | 1,000 | $105,000 | thousands by filing date | principal |
| COHERUS ONCOLOGY INC | 19249H103 | COM | 7,244 | $104,000 | thousands by filing date | |
| KAMAN CORP-CLASS A | 483548103 | COM | 2,095 | $104,000 | thousands by filing date | |
| CONSTELLIUM NV-CLASS A | N22035104 | CL A | 15,000 | $104,000 | thousands by filing date | |
| ISHARES INC | 46434G902 | CALL | 100,000 | $104,000 | thousands by filing date | call |
| ABAXIS INC | 002567105 | COM | 1,955 | $104,000 | thousands by filing date | |
| QUALYS INC COM | 74758T303 | Stock | 2,524 | $103,000 | thousands by filing date | |
| HAVERTY FURNITURE COS INC COM | 419596101 | Stock | 4,096 | $103,000 | thousands by filing date | |
| ANDERSONS INC COM | 034164103 | Stock | 3,009 | $103,000 | thousands by filing date | |
| VERACYTE INC COM | 92337F107 | Stock | 12,404 | $103,000 | thousands by filing date | |
| WASTE MGMT INC DEL | 94106L909 | COM | 50,000 | $103,000 | thousands by filing date | call |
| INTRA-CELLULAR THERAPIES INC | 46116X101 | COMMON STOCK | 8,266 | $103,000 | thousands by filing date | |
| PHI INC-NON VOTING | 69336T205 | COM | 10,567 | $103,000 | thousands by filing date | |
| KITE REALTY GROUP TRUST COM NEW | 49803T300 | REIT | 5,394 | $102,000 | thousands by filing date | |
| MASTEC INC COM | 576323109 | Stock | 2,265 | $102,000 | thousands by filing date | |
| CREDICORP LTD | G2519Y108 | COM | 571 | $102,000 | thousands by filing date | |
| FIRST FINANCIAL CORP | 320218100 | COMMON STOCK | 2,152 | $102,000 | thousands by filing date | |
| CBL & ASSOCIATES PROPERTIES IN | 124830100 | COM | 12,075 | $102,000 | thousands by filing date | |
| CHENIERE ENERGY INC | 16411R958 | PUT | 70,700 | $102,000 | thousands by filing date | put |
| REDWOOD TR INC | 758075AB1 | NOTE 4.625% 4/1 | 1,000 | $102,000 | thousands by filing date | principal |
| FINISH LINE/THE CL A | 317923100 | COM | 7,183 | $102,000 | thousands by filing date | |
| INTERPARFUMS INC COM | 458334109 | Stock | 2,749 | $101,000 | thousands by filing date | |
| ALEXANDERS INC COM | 014752109 | REIT | 240 | $101,000 | thousands by filing date | |
| OMEROS CORP | 682143102 | COM | 5,087 | $101,000 | thousands by filing date | |
| MYRIAD GENETICS INC | 62855J104 | COM | 3,917 | $101,000 | thousands by filing date | |
| INTELLIA THERAPEUTICS INC | 45826J105 | COM | 6,306 | $101,000 | thousands by filing date | |
| PREMIER INC | 74051N102 | CL A | 2,815 | $101,000 | thousands by filing date | |
| GRUBHUB INC | 400110102 | COM | 2,313 | $101,000 | thousands by filing date | |
| LIBERTY BROADBAND A | 530307107 | COMMON STOCK | 1,177 | $101,000 | thousands by filing date | |
| MARCUS MILLICHAP INC | 566324109 | COMMON STOCK | 3,847 | $101,000 | thousands by filing date | |
| HANCOCK JOHN INVT TR II | 410142103 | COM | 5,861 | $101,000 | thousands by filing date | |
| MONMOUTH REAL ESTATE INVT CO | 609720107 | CL A | 6,689 | $101,000 | thousands by filing date | |
| AMERICAN RLTY CAP PPTYS INC | 02917TAA2 | NOTE 3.000% 8/0 | 1,000 | $101,000 | thousands by filing date | principal |
| LADDER CAP CORP CL A | 505743104 | REIT | 7,484 | $100,000 | thousands by filing date | |
| SAFETY INS GROUP INC | 78648T100 | COM | 1,465 | $100,000 | thousands by filing date | |
| ADVANSIX INC | 00773T101 | COM | 3,215 | $100,000 | thousands by filing date | |
| WESBANCO INC | 950810101 | COM | 2,535 | $100,000 | thousands by filing date | |
| APOLLO TACTICAL INCOME FD INC | 037638103 | COM | 6,167 | $100,000 | thousands by filing date | |
| BEACON ROOFING SUPPLY INC | 073685109 | COM | 2,051 | $100,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC | 026874954 | COM NEW | 40,000 | $100,000 | thousands by filing date | put |
| ZOGENIX INC. | 98978L204 | Common Stock | 6,926 | $100,000 | thousands by filing date | |
| BRISTOL-MYERS SQUIBB CO | 110122908 | CALL | 239,600 | $99,000 | thousands by filing date | call |
| NOODLES & CO | 65540B105 | COM CL A | 25,411 | $99,000 | thousands by filing date | |
| HELIX ENERGY SOLUTIONS GRP INC COM | 42330P107 | Stock | 17,454 | $98,000 | thousands by filing date | |
| SYNERGY PHARMACEUTICALS DEL | 871639308 | COM NEW | 22,002 | $98,000 | thousands by filing date | |
| CHINA INFORMATION TECHNOLOGY | G21174100 | CMN | 102,738 | $97,000 | thousands by filing date | |
| MERRIMACK PHARMACEUTICALS IN | 590328100 | COM | 76,217 | $95,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y904 | ST STR INDL ETF | 61,300 | $94,000 | thousands by filing date | call |
| DUFF & PHELPS | 26432K108 | EXCHANGE TRADED | 10,204 | $94,000 | thousands by filing date | |
| GULFPORT ENERGY CORP COMMON STOCK | 402635904 | Cmn | 288,600 | $94,000 | thousands by filing date | call |
| KARYOPHARM THERAPEUTICS INC | 48576U106 | COM | 10,249 | $93,000 | thousands by filing date | |
| RAYTHEON COMPANY | 755111907 | COM | 11,600 | $91,000 | thousands by filing date | call |
| DEERE & CO | 244199955 | CALL | 425,400 | $90,000 | thousands by filing date | put |
| PHILIP MORRIS INTL INC | 718172909 | CALL | 217,700 | $90,000 | thousands by filing date | call |
| RADISYS CORP | 750459109 | COM | 23,873 | $90,000 | thousands by filing date | |
| FOOT LOCKER INC | 344849904 | COM | 300,000 | $90,000 | thousands by filing date | call |
| ACACIA RESEARCH CORP | 003881307 | COMMON STOCK | 21,803 | $89,000 | thousands by filing date | |
| BRISTOL-MYERS SQUIBB CO | 110122958 | COM | 71,500 | $89,000 | thousands by filing date | put |
| WMI HOLDINGS CORP | 92936P100 | COMMON | 71,405 | $89,000 | thousands by filing date | |
| RAYTHEON COMPANY | 755111957 | COM | 13,000 | $89,000 | thousands by filing date | put |
| CERUS CORP | 157085101 | COM | 35,118 | $88,000 | thousands by filing date | |
| WILLBROS GROUP INC | 969203108 | COMMON STOCK | 35,636 | $88,000 | thousands by filing date | |
| CHORD ENERGY CORPORATION | 674215108 | COMMON STOCK | 10,865 | $87,000 | thousands by filing date | |
| VIVUS INC | 928551100 | COM | 70,906 | $87,000 | thousands by filing date | |
| BAKER HUGHES INC | 057224907 | COM | 175,500 | $87,000 | thousands by filing date | call |
| VNET GROUP INC | 90138A103 | SPONSORED ADS A | 17,175 | $86,000 | thousands by filing date | |
| ATLANTIC PWR CORP | 04878Q863 | COM NEW | 35,825 | $86,000 | thousands by filing date | |
| DOMINION ENERGY INC | 25746U909 | COM | 1,000,000 | $85,000 | thousands by filing date | call |
| FIRST BANCORP CORPORATION | 318672706 | COM NEW | 14,431 | $84,000 | thousands by filing date | |
| VanEck Vectors High Incom | 92189F908 | CALL | 80,500 | $84,000 | thousands by filing date | call |
| TREVENA INC | 89532E109 | COM | 36,005 | $83,000 | thousands by filing date | |
| INOVIO PHARMACEUTICALS INC | 45773H201 | COM NEW | 10,504 | $82,000 | thousands by filing date | |
| ALTABA INC | 021346951 | COM | 363,100 | $82,000 | thousands by filing date | put |
| TEVA PHARMACEUTICAL INDS LTD | 881624959 | PUT | 125,000 | $81,000 | thousands by filing date | put |
| ICICI BANK LIMITED | 45104G954 | ADR | 600,000 | $81,000 | thousands by filing date | put |
| TEEKAY TANKERS LTD | Y8565N102 | CL A | 43,231 | $81,000 | thousands by filing date | |
| STAPLES INC | 855030902 | COM | 405,700 | $81,000 | thousands by filing date | call |
| HALCON RES CORP | 40537Q605 | COM PAR NEW | 17,862 | $81,000 | thousands by filing date | |
| AXALTA COATING SYS LTD | G0750C958 | PUT | 100,000 | $80,000 | thousands by filing date | put |
| LENDINGCLUB CORP | 52603A959 | PUT | 400,000 | $80,000 | thousands by filing date | put |
| NANTHEALTH INC | 630104107 | CMN | 18,618 | $79,000 | thousands by filing date | |
| MFS GOVT MKTS INCOME TR | 552939100 | SH BEN INT | 15,532 | $78,000 | thousands by filing date | |
| SPROTT FOCUS TR INC | 85208J109 | COM | 10,431 | $77,000 | thousands by filing date | |
| BIOCRYST PHARMACEUTICALS INC COM | 09058V103 | Stock | 13,588 | $76,000 | thousands by filing date | |
| IOVANCE BIOTHERAPEUTICS INC | 462260100 | COM | 10,364 | $76,000 | thousands by filing date | |
| PIONEER ENERGY SVCS CORP | 723664108 | COM | 37,114 | $76,000 | thousands by filing date | |
| CITIZENS INC | 174740100 | COMMON STOCK | 10,173 | $75,000 | thousands by filing date | |
| TIME WARNER INC | 887317953 | COM | 64,500 | $75,000 | thousands by filing date | put |
| NPK INTERNATIONAL INC | 651718504 | COMMON STOCK | 10,012 | $74,000 | thousands by filing date | |
| BRIGHTCOVE INC | 10921T101 | COM | 11,936 | $74,000 | thousands by filing date | |
| IAC Inc | 44919P908 | COM | 25,700 | $74,000 | thousands by filing date | call |
| KRAFT HEINZ CO | 500754956 | COM | 16,000 | $73,000 | thousands by filing date | put |
| MITSUBISHI UFJ FINANCIAL GROUP SPONSORED ADS | 606822104 | ADR | 10,556 | $71,000 | thousands by filing date | |
| KEYCORP | 493267908 | CALL | 154,500 | $71,000 | thousands by filing date | call |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001313360-17-000004 | this filing | 2017-08-03 | acceptance time not in the bulk data set |