13F-HR filed by SG Americas Securities, LLC
SG Americas Securities, LLC filed this 13F-HR for the quarter ended 2016-12-31, filed 2017-02-08, with 3,119 holding rows worth $11,913,749,000.
- Accession
- 0001313360-17-000002
- Filer
- CIK 1313360
- Filed
- 2017-02-08
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2016
A holdings report, 3,119 entries on the cover page, a total value of $11,913,749,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $11,913,749,000 with VALUE read as thousands by filing date, 13F file number 028-11048. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| HAIN CELESTIAL GROUP INC | 405217900 | COM | 125,000 | $25,000 | thousands by filing date | call |
| ENERGY TRANSFER PARTNERS LP | 29273R909 | COM | 498,700 | $25,000 | thousands by filing date | call |
| PERRIGO CO PLC | G97822953 | SHS | 15,300 | $24,000 | thousands by filing date | put |
| DBX ETF TR | 233051909 | XTRACK HRVST CSI | 161,500 | $24,000 | thousands by filing date | call |
| COLGATE PALMOLIVE CO | 194162903 | COM | 137,300 | $24,000 | thousands by filing date | call |
| TEEKAY TANKERS LTD | Y8565N102 | CL A | 10,796 | $24,000 | thousands by filing date | |
| ALTRIA GROUP INC | 02209S903 | CALL | 31,600 | $23,000 | thousands by filing date | call |
| NATIONAL OILWELL VARCO INC | 637071951 | COM | 337,200 | $23,000 | thousands by filing date | put |
| KROGER CO | 501044901 | CALL | 245,000 | $22,000 | thousands by filing date | call |
| VEEVA SYS INC | 922475958 | CL A COM | 30,000 | $22,000 | thousands by filing date | put |
| TROVAGENE INC | 897238309 | COM | 10,584 | $22,000 | thousands by filing date | |
| DANAHER CORP DEL | 235851902 | CALL | 12,600 | $21,000 | thousands by filing date | call |
| EXPRESS SCRIPTS HOLDING CO | 30219G908 | COM | 104,700 | $21,000 | thousands by filing date | call |
| TABLEAU SOFTWARE INC | 87336U905 | Cmn | 103,700 | $21,000 | thousands by filing date | call |
| PETROLEO BRASILEIRO S A | 71654V958 | PUT | 1,000,000 | $20,000 | thousands by filing date | put |
| SPDR SERIES TRUST | 78464A907 | CALL | 200,000 | $20,000 | thousands by filing date | call |
| TJX COS INC NEW | 872540909 | CALL | 86,200 | $20,000 | thousands by filing date | call |
| AERCAP HOLDINGS NV | N00985956 | SHS | 150,000 | $20,000 | thousands by filing date | put |
| ELEVANCE HEALTH INC FORMERLY | 036752953 | PUT | 50,200 | $19,000 | thousands by filing date | put |
| SOUTHERN CO | 842587907 | COM | 136,000 | $19,000 | thousands by filing date | call |
| SEARS CDA INC | 81234D109 | COM | 10,588 | $18,000 | thousands by filing date | |
| ALEXCO RESOURCE CORP | 01535P106 | COM | 13,440 | $18,000 | thousands by filing date | |
| COMCAST CORP NEW | 20030N951 | PUT | 618,400 | $17,000 | thousands by filing date | put |
| VANECK ETF TRUST | 92189F901 | CALL | 110,000 | $16,000 | thousands by filing date | call |
| EXCO RESOURCES INC | 269279402 | COMMON STOCK | 17,751 | $16,000 | thousands by filing date | |
| CUMMINS INC | 231021956 | PUT | 175,600 | $16,000 | thousands by filing date | put |
| NEBIUS GROUP N.V. | N97284958 | SHS CLASS A | 300,000 | $15,000 | thousands by filing date | put |
| WEYERHAEUSER CO | 962166954 | PUT | 16,000 | $14,000 | thousands by filing date | put |
| MOTOROLA SOLUTIONS INC | 620076907 | CALL | 29,500 | $14,000 | thousands by filing date | call |
| CVS HEALTH CORP | 126650900 | CALL | 133,600 | $14,000 | thousands by filing date | call |
| MOODYS CORP | 615369905 | COM | 38,700 | $14,000 | thousands by filing date | call |
| PPL CORP | 69351T906 | COM | 202,500 | $14,000 | thousands by filing date | call |
| RAYTHEON COMPANY | 755111957 | COM | 117,000 | $14,000 | thousands by filing date | put |
| TERRAVIA HOLDIN | 88105A106 | Common Stock | 12,273 | $14,000 | thousands by filing date | |
| KCG HLDGS INC | 48244B900 | CL A | 63,300 | $14,000 | thousands by filing date | call |
| LENNAR CORP | 526057954 | CL A | 22,700 | $13,000 | thousands by filing date | put |
| ADOBE INC | 00724F951 | PUT | 194,100 | $12,000 | thousands by filing date | put |
| COGNIZANT TECHNOLOGY SOLU | 192446902 | TIO CALL | 142,000 | $12,000 | thousands by filing date | call |
| FORD MTR CO | 345370900 | CALL | 1,163,300 | $12,000 | thousands by filing date | call |
| UNDER ARMOUR INC | 904311907 | CL A | 10,000 | $12,000 | thousands by filing date | call |
| FIVE BELOW INC | 33829M901 | COM | 19,500 | $12,000 | thousands by filing date | call |
| ANTHERA PHARMACEUTCLS INC | 03674U201 | Common equity shares | 19,044 | $12,000 | thousands by filing date | |
| EXELON CORP | 30161N901 | COM | 45,000 | $11,000 | thousands by filing date | call |
| SOUTHERN CO | 842587957 | COM | 134,000 | $11,000 | thousands by filing date | put |
| CROWN CASTLE INC | 22822V951 | COM | 31,500 | $11,000 | thousands by filing date | put |
| AMYRIS INC | 03236M101 | COM | 15,300 | $11,000 | thousands by filing date | |
| ELDORADO GOLD CORP | 284902953 | COM | 200,000 | $10,000 | thousands by filing date | put |
| GEVO INC COM PAR | 374396208 | Stock | 57,225 | $10,000 | thousands by filing date | |
| NORTHROP GRUMMAN CORP | 666807952 | PUT | 85,400 | $9,000 | thousands by filing date | put |
| EATON CORP PLC | G29183953 | PUT | 156,100 | $9,000 | thousands by filing date | put |
| MANNKIND CORP | 56400P201 | COM | 13,728 | $9,000 | thousands by filing date | |
| ISHARES TR | 464287906 | CALL | 20,000 | $8,000 | thousands by filing date | call |
| TARGET CORP | 87612E906 | CALL | 179,200 | $8,000 | thousands by filing date | call |
| PHILIP MORRIS INTL INC | 718172909 | CALL | 36,800 | $8,000 | thousands by filing date | call |
| PETROLEO BRASILEIRO S A | 71654V908 | CALL | 800,000 | $8,000 | thousands by filing date | call |
| TECK RESOURCES LTD | 878742954 | CL B | 384,800 | $8,000 | thousands by filing date | put |
| POWERSHARES DB US DOL IND BU | 73936D957 | COM | 253,500 | $8,000 | thousands by filing date | put |
| REYNOLDS AMERICAN INC | 761713906 | COM | 40,000 | $8,000 | thousands by filing date | call |
| AES CORP | 00130H905 | CALL | 130,600 | $7,000 | thousands by filing date | call |
| HCA HEALTHCARE INC | 40412C951 | PUT | 96,600 | $7,000 | thousands by filing date | put |
| EXELON CORP | 30161N951 | COM | 45,000 | $7,000 | thousands by filing date | put |
| ICONIX BRAND GROUP INC COMMON STOCK | 451055957 | Cmn | 148,200 | $7,000 | thousands by filing date | put |
| TWENTY FIRST CENTY FOX INC | 90130A951 | PUT | 93,700 | $7,000 | thousands by filing date | put |
| ALTRIA GROUP INC | 02209S953 | PUT | 254,900 | $6,000 | thousands by filing date | put |
| LOWES COS INC | 548661907 | CALL | 161,400 | $6,000 | thousands by filing date | call |
| ALNYLAM PHARMACEUTICALS INC | 02043Q907 | CALL | 63,000 | $6,000 | thousands by filing date | call |
| MCDONALDS CORP | 580135951 | PUT | 79,500 | $6,000 | thousands by filing date | put |
| UNITED PARCEL SVCS INC | 911312956 | PUT | 311,000 | $6,000 | thousands by filing date | put |
| ALLSTATE CORP | 020002951 | COM | 258,100 | $6,000 | thousands by filing date | put |
| POWERSHARES ETF TRUST II | 73936Q959 | PUT | 116,900 | $6,000 | thousands by filing date | put |
| LAUDER ESTEE COS INC | 518439904 | CALL | 101,700 | $5,000 | thousands by filing date | call |
| CARNIVAL CORP | 143658900 | CALL | 66,400 | $5,000 | thousands by filing date | call |
| WHOLE FOODS MARKET INC | 966837906 | COM | 10,000 | $5,000 | thousands by filing date | call |
| TWENTY FIRST CENTY FOX INC | 90130A901 | CALL | 25,600 | $5,000 | thousands by filing date | call |
| ISHARES SILVER TR | 46428Q909 | CALL | 200,000 | $4,000 | thousands by filing date | call |
| BOEING CO | 097023955 | PUT | 104,700 | $4,000 | thousands by filing date | put |
| BIOMARIN PHARMACEUTICAL INC | 09061G901 | COM | 14,000 | $4,000 | thousands by filing date | call |
| SUNOCO LP/SUNOCO FIN CORP | 86765K909 | COM UT REP LP | 29,400 | $4,000 | thousands by filing date | call |
| GAP INC | 364760908 | COM | 123,500 | $4,000 | thousands by filing date | call |
| ROYAL DUTCH SHELL PLC-ADR | 780259956 | COM | 50,000 | $4,000 | thousands by filing date | put |
| DELL TECHNOLOGIES INC | 24703L953 | COM | 37,400 | $4,000 | thousands by filing date | put |
| ISHARES INC | 46434G902 | CALL | 262,300 | $3,000 | thousands by filing date | call |
| HP INC | 40434L955 | COM | 100,000 | $3,000 | thousands by filing date | put |
| D R HORTON INC | 23331A909 | COM | 100,000 | $3,000 | thousands by filing date | call |
| KINDER MORGAN INC DEL | 49456B119 | *W EXP 05/25/201 | 508,767 | $3,000 | thousands by filing date | |
| UNITED STATES STEEL CORP | 912909958 | COM | 270,000 | $3,000 | thousands by filing date | put |
| NXP SEMICONDUCTORS N V | N6596X909 | CALL | 20,000 | $2,000 | thousands by filing date | call |
| NEWMONT CORP | 651639906 | CALL | 60,000 | $2,000 | thousands by filing date | call |
| MCKESSON CORP | 58155Q903 | CALL | 100,000 | $2,000 | thousands by filing date | call |
| 3D SYS CORP DEL | 88554D905 | COM NEW | 65,000 | $2,000 | thousands by filing date | call |
| TELECOM ARGENTINA SA | 879273909 | SPON ADR REP B | 20,000 | $2,000 | thousands by filing date | call |
| PRUDENTIAL FINL INC | 744320952 | COM | 30,000 | $2,000 | thousands by filing date | put |
| AMERICAN INTL GROUP INC | 026874954 | COM NEW | 36,100 | $2,000 | thousands by filing date | put |
| DYNEGY INC WARRANT | 26817R116 | WARRANT | 38,688 | $2,000 | thousands by filing date | |
| IAC/INTERACTIVECORP | 44919P958 | COM | 22,500 | $2,000 | thousands by filing date | put |
| SHIRE PLC-ADR | 82481R956 | COM | 35,000 | $2,000 | thousands by filing date | put |
| RITE AID CORP NEW YORK | 767754954 | Cmn | 100,000 | $2,000 | thousands by filing date | put |
| RITE AID CORP NEW YORK | 767754904 | Cmn | 200,000 | $2,000 | thousands by filing date | call |
| LENDINGCLUB CORP | 52603A959 | PUT | 200,000 | $2,000 | thousands by filing date | put |
| ISHARES TR | 464288903 | CALL | 60,000 | $1,000 | thousands by filing date | call |
| MGM RESORTS INTERNATIONAL | 552953951 | PUT | 20,000 | $1,000 | thousands by filing date | put |
| SELECT SECTOR SPDR TR | 81369Y953 | Option | 105,000 | $1,000 | thousands by filing date | put |
| LOCKHEED MARTIN CORP | 539830959 | PUT | 21,400 | $1,000 | thousands by filing date | put |
| PAYPAL HLDGS INC | 70450Y953 | PUT | 50,000 | $1,000 | thousands by filing date | put |
| TELECOM ARGENTINA SA | 879273959 | SPON ADR REP B | 28,800 | $1,000 | thousands by filing date | put |
| US BANCORP | 902973954 | COM NEW | 59,000 | $1,000 | thousands by filing date | put |
| TRANSOCEAN LTD | H8817H950 | REGISTERED SHS | 10,000 | $1,000 | thousands by filing date | put |
| NXP SEMICONDUCTORS N V | N6596X959 | COM | 20,000 | $1,000 | thousands by filing date | put |
| BANCO MACRO S A | 05961W955 | SPON ADR B | 15,100 | $1,000 | thousands by filing date | put |
| JD.COM INC | 47215P906 | SPON ADS CL A | 22,400 | $1,000 | thousands by filing date | call |
| PROSHARES TR | 74347B951 | PSHS ULTSH 20YRS | 11,500 | $1,000 | thousands by filing date | put |
| CLIFFS NATURAL RESOURCES INC | 18683K951 | COM | 125,000 | $1,000 | thousands by filing date | put |
| COMMUNITY HEALTH SYS INC NEW | 203668116 | RIGHT 99/99/9999 | 219,351 | $1,000 | thousands by filing date | |
| FIREEYE INC | 31816Q901 | COM | 74,400 | $1,000 | thousands by filing date | call |
| VERTEX PHARMACEUTICALS INC | 92532F900 | CALL | 12,000 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| MATTEL INC | 577081902 | CALL | 50,000 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| CSX CORP | 126408953 | PUT | 10,000 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| ECOLAB INC | 278865900 | COM | 25,900 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| ANNALY CAPITAL MANAGEMENT IN | 035710959 | COM NEW | 20,000 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001313360-17-000002 | this filing | 2017-02-08 | acceptance time not in the bulk data set |