13F-HR filed by SG Americas Securities, LLC
SG Americas Securities, LLC filed this 13F-HR for the quarter ended 2016-09-30, filed 2016-11-08, with 3,341 holding rows worth $9,535,987,000 by the sum of the rows.
- Accession
- 0001313360-16-000015
- Filer
- CIK 1313360
- Filed
- 2016-11-08
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2016
A holdings report, 52,063 entries on the cover page, a total value of $8,719,715,007,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $9,535,987,000 with VALUE read as thousands by filing date, 13F file number 028-11048. A later restatement replaced it, so the quarter does not use it. The resolved quarter.
The cover page states a total of $8,719,715,007,000, about 1,000 times the sum of the rows, $9,535,987,000. The filer likely wrote its cover total in dollars and its rows in thousands. This page uses the sum of the rows.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| STONERIDGE INC | 86183P102 | COMMON STOCK | 6,087 | $112,000 | thousands by filing date | |
| FUTUREFUEL CORP | 36116M106 | COMMON STOCK | 9,888 | $112,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V908 | CALL | 800,000 | $112,000 | thousands by filing date | call |
| DOLLAR GEN CORP | 256677955 | COM | 99,200 | $112,000 | thousands by filing date | put |
| Anywhere Real Estate Inc | 75605Y106 | Common Stock | 4,314 | $112,000 | thousands by filing date | |
| PROSHARES TR | 74347R370 | PSHS SH MSCI EAF | 3,545 | $112,000 | thousands by filing date | |
| LIFEPOINT HEALTH INC | 53219L109 | COM | 1,891 | $112,000 | thousands by filing date | |
| SPECTRANETICS CORP | 84760C107 | COM | 4,453 | $112,000 | thousands by filing date | |
| ANWORTH MORTGAGE ASSET CP | 037347101 | COM | 22,672 | $112,000 | thousands by filing date | |
| BRIDGE BANCORP INC | 108035106 | COM | 3,927 | $112,000 | thousands by filing date | |
| EVERTEC INC | 30040P103 | COM | 6,622 | $111,000 | thousands by filing date | |
| FB FINL CORP | 30257X104 | COM | 5,486 | $111,000 | thousands by filing date | |
| CLUBCORP HLDGS INC | 18948M108 | COM | 7,702 | $111,000 | thousands by filing date | |
| ISHARES INC | 464286902 | CALL | 128,500 | $111,000 | thousands by filing date | call |
| SPECTRUM BRANDS HLDGS INC | 84763R101 | COM | 806 | $111,000 | thousands by filing date | |
| AEGION CORP | 00770F104 | COMMON STOCK | 5,811 | $111,000 | thousands by filing date | |
| Delta Apparel Inc | 247368103 | COM | 6,734 | $111,000 | thousands by filing date | |
| FOREST CITY ENTERPRISES INC | 345550AR8 | NOTE 3.625% 8/1 | 1,000 | $111,000 | thousands by filing date | principal |
| VIRTU FINL INC | 928254101 | CL A | 7,336 | $110,000 | thousands by filing date | |
| MARATHON PETE CORP | 56585A952 | PUT | 20,000 | $110,000 | thousands by filing date | put |
| THERMO FISHER SCIENTIFIC INC | 883556952 | PUT | 89,900 | $110,000 | thousands by filing date | put |
| CREE INC | 225447101 | COM | 4,289 | $110,000 | thousands by filing date | |
| PHH CORP | 693320202 | COM NEW | 7,641 | $110,000 | thousands by filing date | |
| VASCO DATA SEC INTL INC | 92230Y104 | COM | 6,236 | $110,000 | thousands by filing date | |
| SIGMA DESIGNS INC | 826565103 | COM | 14,101 | $110,000 | thousands by filing date | |
| THIRD PT REINS LTD | G8827U100 | COM | 9,149 | $110,000 | thousands by filing date | |
| PATTERN ENERGY GROUP INC | 70338P950 | PUT | 273,800 | $110,000 | thousands by filing date | put |
| FIRST TR EXCHANGE TRADED FD | 33734X150 | INDLS PROD DUR | 3,689 | $109,000 | thousands by filing date | |
| LIVEPERSON, INC. | 538146101 | COM | 12,976 | $109,000 | thousands by filing date | |
| AMC ENTMT HLDGS INC | 00165C104 | CL A COM | 3,517 | $109,000 | thousands by filing date | |
| CASS INFORMATION SYSTEMS INC | 14808P109 | COMMON STOCK | 1,927 | $109,000 | thousands by filing date | |
| ALLSTATE CORP | 020002951 | COM | 258,100 | $109,000 | thousands by filing date | put |
| ANGIES LIST INC | 034754101 | COM | 11,038 | $109,000 | thousands by filing date | |
| LIFELOCK INC COM | 53224V100 | COM | 6,456 | $109,000 | thousands by filing date | |
| CELANESE CORP DEL COM | 150870103 | Stock | 1,630 | $108,000 | thousands by filing date | |
| MIMEDX GROUP INC | 602496101 | COM | 12,573 | $108,000 | thousands by filing date | |
| LUMBER LIQUIDATORS HOLDINGS | 55003T107 | COMMON STOCK | 5,512 | $108,000 | thousands by filing date | |
| TILE SHOP HLDGS INC | 88677Q109 | COMMON STOCK | 6,514 | $108,000 | thousands by filing date | |
| ORCHID IS CAP INC | 68571X103 | COM | 10,384 | $108,000 | thousands by filing date | |
| DYNEX CAP INC | 26817Q506 | COM NEW | 14,547 | $108,000 | thousands by filing date | |
| DEL FRISCOS RESTAURANT GROUP | 245077102 | COM | 8,004 | $108,000 | thousands by filing date | |
| CDK GLOBAL INC | 12508E901 | COM | 134,400 | $108,000 | thousands by filing date | call |
| LATTICE SEMICONDUCTOR CORP COM | 518415104 | Stock | 16,504 | $107,000 | thousands by filing date | |
| RESOURCES CONNECTION INC | 76122Q105 | COM | 7,157 | $107,000 | thousands by filing date | |
| FREIGHTCAR AMER INC | 357023100 | COM | 7,474 | $107,000 | thousands by filing date | |
| ISHARES TR | 464288903 | CALL | 110,000 | $107,000 | thousands by filing date | call |
| EASTMAN CHEM CO | 277432900 | COM | 241,500 | $107,000 | thousands by filing date | call |
| FIRST POTOMAC RLTY TR | 33610F109 | COM | 11,745 | $107,000 | thousands by filing date | |
| ADVANCEPIERRE FOODS HLDGS IN | 00782L107 | COM | 3,882 | $107,000 | thousands by filing date | |
| OLLIES BARGAIN OUTLET HLDGS | 681116109 | COM | 4,027 | $106,000 | thousands by filing date | |
| CIGNA CORPORATION | 125509109 | COM | 814 | $106,000 | thousands by filing date | |
| INNOVIVA INC | 45781M101 | COM | 9,667 | $106,000 | thousands by filing date | |
| UTAH MEDICAL PRODUCTS INC | 917488108 | COMMON STOCK | 1,771 | $106,000 | thousands by filing date | |
| ALDER BIOPHARMACEUTICALS INC | 014339105 | COM | 3,247 | $106,000 | thousands by filing date | |
| FIRST BANCORP CORPORATION | 318672706 | COM NEW | 20,152 | $105,000 | thousands by filing date | |
| ATLASSIAN CORP | G06242104 | CL A | 3,495 | $105,000 | thousands by filing date | |
| INVITAE CORP | 46185L103 | COM | 11,989 | $105,000 | thousands by filing date | |
| Matrix Service Company | 576853105 | COM | 5,607 | $105,000 | thousands by filing date | |
| HOMETRUST BANCSHARES INC | 437872104 | COMMON STOCK | 5,654 | $105,000 | thousands by filing date | |
| ADVANCED MICRO DEVICES INC CALL JUL 550 | 007903907 | CALL JUL 550 | 85,600 | $105,000 | thousands by filing date | call |
| ELDORADO RESORTS INC | 28470R102 | COM | 7,454 | $105,000 | thousands by filing date | |
| PROTEOSTASIS THERAPEUTICS IN | 74373B109 | COM | 6,723 | $105,000 | thousands by filing date | |
| ACTUA CORPORATION | 005094107 | COM | 8,096 | $105,000 | thousands by filing date | |
| INFINERA CORPORATION | 45667GAB9 | DBCV 1.750% 6/0 | 1,000 | $105,000 | thousands by filing date | principal |
| TEREX CORP NEW COM | 880779103 | Stock | 4,085 | $104,000 | thousands by filing date | |
| GLOBANT S A | L44385109 | COM | 2,471 | $104,000 | thousands by filing date | |
| MARTEN TRANSPORT LTD | 573075108 | COM | 4,961 | $104,000 | thousands by filing date | |
| MARINEMAX INC | 567908108 | COM | 4,946 | $104,000 | thousands by filing date | |
| GEOSPACE TECHNOLOGIES CORP | 37364X109 | COM | 5,331 | $104,000 | thousands by filing date | |
| ISHARES TR | 464287956 | ISHARES BIOTECH | 20,000 | $104,000 | thousands by filing date | put |
| First Foundation Inc | 32026V104 | Common Stock | 4,200 | $104,000 | thousands by filing date | |
| GLOBAL EAGLE ENTERTAINMENT I | 37951D102 | COM | 12,497 | $104,000 | thousands by filing date | |
| ADOBE INC | 00724F951 | PUT | 194,100 | $103,000 | thousands by filing date | put |
| ABBOTT LABORATORIES | 002824950 | PUT | 170,000 | $103,000 | thousands by filing date | put |
| CEDAR REALTY TRUST INC | 150602209 | COMMON STOCK | 14,237 | $103,000 | thousands by filing date | |
| ROOKLINE BANCORP INC DEL | 11373M107 | COM | 8,456 | $103,000 | thousands by filing date | |
| KIMBALL INTL INC | 494274103 | CL B | 7,956 | $103,000 | thousands by filing date | |
| QUANEX BLDG PRODS CORP COM | 747619104 | Stock | 5,927 | $102,000 | thousands by filing date | |
| LIGHT & WONDER INC COM | 80874P109 | Stock | 9,040 | $102,000 | thousands by filing date | |
| SANFILIPPO JOHN B & SON INC | 800422107 | COM | 1,986 | $102,000 | thousands by filing date | |
| CAPITAL CITY BANK GROUP INC | 139674105 | COMMON STOCK | 6,882 | $102,000 | thousands by filing date | |
| COCA COLA CO | 191216900 | CALL | 392,800 | $102,000 | thousands by filing date | call |
| RUSH ENTERPRISES INC CL A | 781846209 | Stock | 4,134 | $101,000 | thousands by filing date | |
| AMDOCS LTD | G02602103 | SHS | 1,741 | $101,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M409 | SML CAP VAL ALPH | 3,285 | $101,000 | thousands by filing date | |
| CTS CORP | 126501105 | COM | 5,433 | $101,000 | thousands by filing date | |
| NORTHERN OIL & GAS INC NEV | 665531109 | COM | 37,691 | $101,000 | thousands by filing date | |
| NOODLES & CO | 65540B105 | COM CL A | 21,132 | $101,000 | thousands by filing date | |
| NOBLE CORP PLC | G65431101 | SHS USD | 15,970 | $101,000 | thousands by filing date | |
| TETRAPHASE PHARMACEUTICALS INC | 88165N105 | COMMON STOCK | 26,393 | $101,000 | thousands by filing date | |
| HOWARD HUGHES CORPORATION | 44267D107 | COMMON STOCK | 884 | $101,000 | thousands by filing date | |
| CORE-MARK HOLDING CO INC | 218681104 | COMMON STOCK | 2,824 | $101,000 | thousands by filing date | |
| FIRST LONG IS CORP | 320734106 | COM | 3,049 | $101,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A599 | ST STR SW SERV | 1,800 | $100,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y957 | PUT | 50,000 | $100,000 | thousands by filing date | put |
| BROCADE COMMUNICATIONS SYS I | 111621306 | COM NEW | 10,880 | $100,000 | thousands by filing date | |
| TERRAFORM PWR INC | 88104R950 | CL A COM | 1,000,000 | $100,000 | thousands by filing date | put |
| DHT HOLDINGS INC | Y2065G121 | SHS NEW | 23,612 | $99,000 | thousands by filing date | |
| ALLSTATE CORP | 020002901 | CALL | 95,000 | $99,000 | thousands by filing date | call |
| JABIL INC | 466313953 | COM | 70,600 | $99,000 | thousands by filing date | put |
| PDL BIOPHARMA INC | 69329Y104 | COM | 29,483 | $99,000 | thousands by filing date | |
| CAREER EDUCATION CORP | 141665109 | COM | 14,595 | $99,000 | thousands by filing date | |
| STANDARD BIOTOOLS INC | 34385P108 | COM | 12,031 | $96,000 | thousands by filing date | |
| PATTERSON-UTI ENERGY INC | 703481901 | COM | 27,500 | $96,000 | thousands by filing date | call |
| TITAN PHARMACEUTICALS INC DE | 888314309 | COM NEW | 16,326 | $96,000 | thousands by filing date | |
| NUVECTRA CORP | 67075N108 | COM | 13,707 | $95,000 | thousands by filing date | |
| PHILLIPS 66 | 718546904 | CALL | 68,200 | $94,000 | thousands by filing date | call |
| WMI HOLDINGS CORP | 92936P100 | COMMON | 39,996 | $94,000 | thousands by filing date | |
| ABBVIE INC | 00287Y909 | CALL | 102,600 | $93,000 | thousands by filing date | call |
| LAUDER ESTEE COS INC | 518439904 | CALL | 101,700 | $93,000 | thousands by filing date | call |
| HELIX ENERGY SOLUTIONS GRP I | 42330P957 | COM | 152,700 | $92,000 | thousands by filing date | put |
| CHINA INFORMATION TECHNOLOGY | G21174100 | CMN | 113,886 | $92,000 | thousands by filing date | |
| SUNCOKE ENERGY INC | 86722A103 | COMMON STOCK | 11,304 | $91,000 | thousands by filing date | |
| ISHARES INC | 464286956 | PUT | 137,000 | $91,000 | thousands by filing date | put |
| MCDONALDS CORP | 580135951 | PUT | 79,500 | $91,000 | thousands by filing date | put |
| WALMART INC | 931142953 | PUT | 312,600 | $91,000 | thousands by filing date | put |
| AMERESCO INC | 02361E108 | CL A | 17,147 | $90,000 | thousands by filing date | |
| BIOMARIN PHARMACEUTICAL INC | 09061G951 | COM | 14,000 | $90,000 | thousands by filing date | put |
| SOTHEBYS | 835898957 | COM | 75,000 | $90,000 | thousands by filing date | put |
| SPDR SERIES TRUST | 78464A950 | PUT | 80,000 | $89,000 | thousands by filing date | put |
| SIMON PPTY GROUP INC NEW | 828806959 | PUT | 43,100 | $89,000 | thousands by filing date | put |
| PARKER DRILLING CO | 701081101 | COMMON STOCK | 40,999 | $89,000 | thousands by filing date | |
| IMMUNOGEN INC | 45253H101 | COMMON STOCK | 33,370 | $89,000 | thousands by filing date | |
| CALAMOS ASSET MANAGEMENT A | 12811R104 | COM | 13,038 | $89,000 | thousands by filing date | |
| VIVUS INC | 928551100 | COM | 78,484 | $89,000 | thousands by filing date | |
| APACHE CORP | 037411955 | COM | 306,600 | $88,000 | thousands by filing date | put |
| EP ENERGY CORP | 268785102 | CL A | 20,198 | $88,000 | thousands by filing date | |
| DHI GROUP INC | 23331S100 | COM | 11,032 | $87,000 | thousands by filing date | |
| FRONTLINE PLC F | G3682E192 | ORD SHS | 12,089 | $87,000 | thousands by filing date | |
| SANGAMO THERAPEUTICS INC | 800677106 | COM | 18,583 | $86,000 | thousands by filing date | |
| JABIL INC | 466313903 | CALL | 187,700 | $86,000 | thousands by filing date | call |
| COWEN GROUP INC-CLASS A | 223622101 | CL A | 23,818 | $86,000 | thousands by filing date | |
| NIAGEN BIOSCIENCE INC | 171077407 | COM NEW | 28,382 | $85,000 | thousands by filing date | |
| ECLIPSE RES CORP | 27890G100 | COM | 25,753 | $85,000 | thousands by filing date | |
| ALAMOS GOLD INC COM CL A | 011532108 | Stock | 10,166 | $83,000 | thousands by filing date | |
| RUBY TUESDAY INC | 781182100 | COMMON STOCK | 33,041 | $83,000 | thousands by filing date | |
| HAIN CELESTIAL GROUP INC | 405217900 | COM | 125,000 | $81,000 | thousands by filing date | call |
| CENTRAL EUROPEAN MEDIA ENTERPRISES LTD-CL A | G20045202 | COM | 35,062 | $81,000 | thousands by filing date | |
| MOBILEYE N V AMSTELVEEN | N51488957 | PUT | 22,000 | $81,000 | thousands by filing date | put |
| CHEGG INC | 163092109 | COM | 11,330 | $80,000 | thousands by filing date | |
| TEEKAY CORPORATION | Y8564W103 | COM | 10,332 | $80,000 | thousands by filing date | |
| INDEPENDENCE CONTRACT DRIL I | 453415309 | COM | 15,283 | $80,000 | thousands by filing date | |
| ASHFORD HOSPITALITY | 044103109 | COMMON STOCK | 13,491 | $79,000 | thousands by filing date | |
| ARROWHEAD PHARMACEUTICALS IN | 04280A100 | COM | 10,605 | $78,000 | thousands by filing date | |
| EXCO RESOURCES INC | 269279402 | COMMON STOCK | 72,557 | $78,000 | thousands by filing date | |
| HARMONIC INC | 413160102 | COM | 12,989 | $77,000 | thousands by filing date | |
| EVOLUTION PETROLEUM CORP | 30049A107 | COMMON STOCK | 12,210 | $77,000 | thousands by filing date | |
| CLEAN ENERGY FUELS CORP | 184499101 | COMMON STOCK | 17,284 | $77,000 | thousands by filing date | |
| TRUSTCO BK CORP N Y | 898349105 | COM | 10,922 | $77,000 | thousands by filing date | |
| TERRAVIA HOLDIN | 88105A106 | Common Stock | 28,015 | $77,000 | thousands by filing date | |
| UNITED PARCEL SVCS INC | 911312956 | PUT | 311,000 | $76,000 | thousands by filing date | put |
| AGENUS INC | 00847G705 | COM NEW | 10,529 | $76,000 | thousands by filing date | |
| UNION PAC CORP | 907818958 | COM | 95,600 | $75,000 | thousands by filing date | put |
| D R HORTON INC | 23331A959 | COM | 100,000 | $75,000 | thousands by filing date | put |
| TUESDAY MORNING CORP | 899035505 | COM NEW | 12,580 | $75,000 | thousands by filing date | |
| OVASCIENCE INC | 69014Q101 | COM | 10,348 | $74,000 | thousands by filing date | |
| GENER8 MARITIME INC | Y26889108 | COM | 14,398 | $74,000 | thousands by filing date | |
| JONESTOWN BK &TR CO PA COM | 48019R108 | COM | 20,455 | $73,000 | thousands by filing date | |
| GERON CORP | 374163103 | COM | 31,776 | $72,000 | thousands by filing date | |
| LIONBRIDGE TECHNOLOGIES INC | 536252109 | COM | 14,419 | $72,000 | thousands by filing date | |
| YY INC | 98426T906 | COM | 40,000 | $72,000 | thousands by filing date | call |
| NEW YORK MORTGAGE TRUST INC | 649604501 | COM PAR $.02 | 11,852 | $71,000 | thousands by filing date | |
| NATIONAL OILWELL VARCO INC | 637071951 | COM | 337,200 | $71,000 | thousands by filing date | put |
| TWENTY FIRST CENTY FOX INC | 90130A951 | PUT | 264,900 | $71,000 | thousands by filing date | put |
| PAYPAL HLDGS INC | 70450Y953 | PUT | 102,400 | $70,000 | thousands by filing date | put |
| COLGATE PALMOLIVE CO | 194162953 | PUT | 333,500 | $69,000 | thousands by filing date | put |
| PHILIP MORRIS INTL INC | 718172909 | CALL | 75,300 | $69,000 | thousands by filing date | call |
| LOCKHEED MARTIN CORP | 539830909 | COM | 11,500 | $69,000 | thousands by filing date | call |
| PHILIP MORRIS INTL INC | 718172959 | PUT | 125,600 | $68,000 | thousands by filing date | put |
| NOVAVAX INC | 670002104 | COMMON STOCK | 32,627 | $68,000 | thousands by filing date | |
| ARRAY BIOPHARMA INC COM | 04269X105 | Stock | 10,061 | $68,000 | thousands by filing date | |
| MOODYS CORP | 615369955 | COM | 88,500 | $67,000 | thousands by filing date | put |
| Lee Enterprises Inc | 523768109 | COM | 17,880 | $67,000 | thousands by filing date | |
| SYNGENTA AG-ADR | 87160A900 | COM | 40,000 | $67,000 | thousands by filing date | call |
| PIONEER ENERGY SVCS CORP | 723664108 | COM | 16,408 | $66,000 | thousands by filing date | |
| ZOETIS INC | 98978V903 | CALL | 20,000 | $65,000 | thousands by filing date | call |
| ALTRIA GROUP INC | 02209S953 | PUT | 254,900 | $65,000 | thousands by filing date | put |
| RAYTHEON COMPANY | 755111907 | COM | 48,100 | $65,000 | thousands by filing date | call |
| CHENIERE ENERGY INC | 16411R958 | PUT | 51,200 | $64,000 | thousands by filing date | put |
| CONCORDIA INTL CORP | 20653P102 | COM | 14,320 | $64,000 | thousands by filing date | |
| QUINSTREET INC | 74874Q100 | COM | 20,798 | $63,000 | thousands by filing date | |
| PHARMATHENE INC | 71714G102 | COM | 21,886 | $63,000 | thousands by filing date | |
| BAZAARVOICE INC | 073271108 | COM | 10,593 | $63,000 | thousands by filing date | |
| AETNA INC | 00817Y908 | COM | 15,000 | $63,000 | thousands by filing date | call |
| CONTAINER STORE GROUP INC | 210751103 | COMMON STOCK | 11,990 | $60,000 | thousands by filing date | |
| Ampio Pharmaceuticals | 03209T109 | COM | 80,398 | $60,000 | thousands by filing date | |
| VORNADO RLTY TR | 929042959 | SH BEN INT | 99,800 | $58,000 | thousands by filing date | put |
| MONDELEZ INTL INC | 609207955 | CL A | 100,000 | $57,000 | thousands by filing date | put |
| WILLIAMS COS INC | 969457900 | COM | 16,200 | $56,000 | thousands by filing date | call |
| TROVAGENE INC | 897238309 | COM | 12,450 | $56,000 | thousands by filing date | |
| TJX COS INC NEW | 872540909 | CALL | 86,200 | $55,000 | thousands by filing date | call |
| NLI HOLDINGS INC | 629156407 | COMMON STOCK | 13,755 | $54,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F956 | PUT | 2,194,400 | $54,000 | thousands by filing date | put |
| EATON CORP PLC | G29183953 | PUT | 156,100 | $54,000 | thousands by filing date | put |
| EXELON CORP | 30161N951 | COM | 45,000 | $54,000 | thousands by filing date | put |
| RADISYS CORP | 750459109 | COM | 10,175 | $54,000 | thousands by filing date | |
| PRUDENTIAL FINL INC | 744320952 | COM | 30,000 | $53,000 | thousands by filing date | put |
| VIRNETX HLDG CORP | 92823T108 | COM | 17,208 | $53,000 | thousands by filing date | |
| Powershs Exch Trad Fd Tr | 73935X500 | WNDRHLL CLN EN | 13,806 | $53,000 | thousands by filing date | |
| LOWES COS INC | 548661907 | CALL | 161,400 | $52,000 | thousands by filing date | call |
| Enzo Biochem Inc | 294100102 | Common Stock | 10,183 | $52,000 | thousands by filing date | |
| GEO GROUP INC | 36162J956 | COM | 75,000 | $52,000 | thousands by filing date | put |
| ROYAL DUTCH SHELL PLC-ADR | 780259956 | COM | 50,000 | $52,000 | thousands by filing date | put |
| US BANCORP | 902973954 | COM NEW | 59,000 | $51,000 | thousands by filing date | put |
| CUMMINS INC | 231021956 | PUT | 175,600 | $51,000 | thousands by filing date | put |
| PRAXAIR INC | 74005P904 | COM | 22,000 | $51,000 | thousands by filing date | call |
| CORINDUS VASCULAR ROBOTICS I | 218730109 | COM | 43,827 | $49,000 | thousands by filing date | |
| APTEVO THERAPEUTICS INC | 03835L108 | COM | 19,129 | $49,000 | thousands by filing date | |
| INFORMATION SVCS GROUP INC | 45675Y104 | COM | 11,929 | $48,000 | thousands by filing date | |
| UNITED STATES STEEL CORP | 912909958 | COM | 270,000 | $48,000 | thousands by filing date | put |
| NORTHROP GRUMMAN CORP | 666807902 | COM | 27,900 | $47,000 | thousands by filing date | call |
| OHA INVT CORP | 67091U102 | COM | 15,000 | $47,000 | thousands by filing date | |
| NOMURA HLDGS INC SPONSORED ADR | 65535H208 | ADR | 10,240 | $46,000 | thousands by filing date | |
| PACCAR INC | 693718908 | CALL | 24,000 | $46,000 | thousands by filing date | call |
| GAFISA S A | 362607301 | SPONS ADR | 29,762 | $46,000 | thousands by filing date | |
| TATA MOTORS LTD-SPON ADR | 876568952 | COM | 208,400 | $46,000 | thousands by filing date | put |
| PLUG PWR INC | 72919P202 | COM NEW | 25,559 | $44,000 | thousands by filing date | |
| APPLIED MATLS INC | 038222905 | CALL | 59,000 | $44,000 | thousands by filing date | call |
| US BANCORP | 902973904 | CALL | 59,000 | $44,000 | thousands by filing date | call |
| MCKESSON CORP | 58155Q903 | CALL | 100,000 | $44,000 | thousands by filing date | call |
| DEERE & CO | 244199955 | CALL | 540,100 | $43,000 | thousands by filing date | put |
| WILLBROS GROUP INC | 969203108 | COMMON STOCK | 23,026 | $43,000 | thousands by filing date | |
| BIOSCRIP INC | 09069N108 | COM | 14,884 | $43,000 | thousands by filing date | |
| STARBUCKS CORP | 855244909 | CALL | 316,800 | $41,000 | thousands by filing date | call |
| IMMUNOMEDICS INC | 452907108 | COM | 12,175 | $40,000 | thousands by filing date | |
| SASOL LTD | 803866950 | PUT | 30,000 | $40,000 | thousands by filing date | put |
| MONSTER WORLDWIDE INC | 611742107 | COM | 11,099 | $40,000 | thousands by filing date | |
| HI-CRUSH PARTNERS LP | 428337909 | COM UNIT LTD | 29,400 | $40,000 | thousands by filing date | call |
| DANAHER CORP DEL | 235851902 | CALL | 12,600 | $39,000 | thousands by filing date | call |
| SOUTHERN CO | 842587957 | COM | 134,000 | $38,000 | thousands by filing date | put |
| REGULUS THERAPEUTICS INC | 75915K101 | COM | 11,228 | $37,000 | thousands by filing date | |
| ICONIX BRAND GROUP INC COMMON STOCK | 451055957 | Cmn | 148,200 | $37,000 | thousands by filing date | put |
| SPDR SERIES TRUST | 78464A908 | CALL | 83,400 | $36,000 | thousands by filing date | call |
| TOKAI PHARMACEUTICALS INC COM | 88907J107 | Stock | 23,451 | $36,000 | thousands by filing date | |
| PERRIGO CO PLC | G97822953 | SHS | 15,300 | $35,000 | thousands by filing date | put |
| BOEING CO | 097023905 | CALL | 42,600 | $34,000 | thousands by filing date | call |
| FORD MTR CO | 345370900 | CALL | 1,163,300 | $34,000 | thousands by filing date | call |
| BIOMARIN PHARMACEUTICAL INC | 09061G901 | COM | 14,000 | $34,000 | thousands by filing date | call |
| BRISTOL-MYERS SQUIBB CO | 110122908 | CALL | 283,300 | $33,000 | thousands by filing date | call |
| POWERSHARES DB US DOL IND BU | 73936D907 | COM | 124,000 | $33,000 | thousands by filing date | call |
| CENTURYLINK INC | 156700956 | COM | 68,800 | $32,000 | thousands by filing date | put |
| MCKESSON CORP | 58155Q953 | COM | 15,300 | $31,000 | thousands by filing date | put |
| TWITTER INC | 90184L952 | COM | 177,000 | $31,000 | thousands by filing date | put |
| DBX ETF TR | 233051909 | XTRACK HRVST CSI | 96,500 | $30,000 | thousands by filing date | call |
| NEBIUS GROUP N.V. | N97284958 | SHS CLASS A | 300,000 | $30,000 | thousands by filing date | put |
| SOLAREDGE TECHNOLOGIES INC | 83417M954 | PUT | 37,400 | $29,000 | thousands by filing date | put |
| TRANSOCEAN LTD | H8817H950 | REGISTERED SHS | 10,000 | $29,000 | thousands by filing date | put |
| MGIC INVT CORP WIS | 552848903 | COM | 220,000 | $29,000 | thousands by filing date | call |
| ATLANTIC PWR CORP | 04878Q863 | COM NEW | 11,867 | $29,000 | thousands by filing date | |
| TEEKAY TANKERS LTD | Y8565N102 | CL A | 11,101 | $28,000 | thousands by filing date | |
| CLIFFS NATURAL RESOURCES INC | 18683K951 | COM | 125,000 | $28,000 | thousands by filing date | put |
| GEVO INC COM PAR | 374396208 | Stock | 57,225 | $28,000 | thousands by filing date | |
| CVS HEALTH CORP | 126650900 | CALL | 133,600 | $27,000 | thousands by filing date | call |
| CROWN CASTLE INC | 22822V951 | COM | 31,500 | $27,000 | thousands by filing date | put |
| SEARS CDA INC | 81234D109 | COM | 10,522 | $26,000 | thousands by filing date | |
| EOG RES INC | 26875P901 | CALL | 21,300 | $26,000 | thousands by filing date | call |
| TEXAS INSTRS INC | 882508954 | PUT | 180,500 | $25,000 | thousands by filing date | put |
| HP INC | 40434L955 | COM | 100,000 | $25,000 | thousands by filing date | put |
| GLU MOBILE INC | 379890106 | COMMON STOCK | 10,996 | $25,000 | thousands by filing date | |
| AMYRIS INC | 03236M101 | COM | 43,800 | $25,000 | thousands by filing date | |
| ENERGY TRANSFER PARTNERS LP | 29273R909 | COM | 498,700 | $25,000 | thousands by filing date | call |
| GAP INC | 364760958 | PUT | 51,200 | $24,000 | thousands by filing date | put |
| AFLAC INC | 001055952 | COM | 100,000 | $24,000 | thousands by filing date | put |
| ALEXCO RESOURCE CORP | 01535P106 | COM | 13,440 | $24,000 | thousands by filing date | |
| ABERCROMBIE & FITCH CO | 002896907 | CALL | 50,700 | $23,000 | thousands by filing date | call |
| AUTONATION INC | 05329W902 | COM | 128,300 | $23,000 | thousands by filing date | call |
| CARDINAL HEALTH INC | 14149Y958 | COM | 51,000 | $23,000 | thousands by filing date | put |
| HOVNANIAN ENTPR INC | 442487203 | COMMON STOCK | 13,727 | $23,000 | thousands by filing date | |
| RITE AID CORP NEW YORK | 767754954 | Cmn | 200,000 | $23,000 | thousands by filing date | put |
| WESTERN DIGITAL CORP | 958102905 | CALL | 112,300 | $21,000 | thousands by filing date | call |
| ISHARES INC | 464286952 | PUT | 74,300 | $21,000 | thousands by filing date | put |
| DURECT CORP | 266605104 | COM | 15,410 | $21,000 | thousands by filing date | |
| CURRENCYSHARES EURO TRUST | 23130C958 | COM | 11,500 | $21,000 | thousands by filing date | put |
| ABRAXAS PETROLEUM CORP | 003830106 | COM | 12,111 | $20,000 | thousands by filing date | |
| COGNIZANT TECHNOLOGY SOLU | 192446902 | TIO CALL | 142,000 | $20,000 | thousands by filing date | call |
| REYNOLDS AMERICAN INC | 761713906 | COM | 400,000 | $20,000 | thousands by filing date | call |
| ELDORADO GOLD CORP | 284902953 | COM | 200,000 | $20,000 | thousands by filing date | put |
| ELI LILLY & CO | 532457908 | CALL | 13,500 | $19,000 | thousands by filing date | call |
| SYNTHETIC BIOLOGICS INC | 87164U102 | COM | 10,930 | $19,000 | thousands by filing date | |
| PPL CORP | 69351T906 | COM | 250,000 | $18,000 | thousands by filing date | call |
| POWERSHARES ETF TRUST II | 73936Q959 | PUT | 116,900 | $18,000 | thousands by filing date | put |
| LOCKHEED MARTIN CORP | 539830959 | PUT | 21,400 | $17,000 | thousands by filing date | put |
| RANGE RES CORP | 75281A909 | COM | 26,500 | $17,000 | thousands by filing date | call |
| METLIFE INC | 59156R908 | CALL | 230,000 | $16,000 | thousands by filing date | call |
| ANTERO RESOURCES CORP | 03674X956 | PUT | 35,000 | $16,000 | thousands by filing date | put |
| NXP SEMICONDUCTORS N V | N6596X959 | COM | 20,000 | $15,000 | thousands by filing date | put |
| JD.COM INC | 47215P906 | SPON ADS CL A | 22,400 | $15,000 | thousands by filing date | call |
| MATTEL INC | 577081902 | CALL | 50,000 | $14,000 | thousands by filing date | call |
| MCDONALDS CORP | 580135901 | COM | 35,400 | $14,000 | thousands by filing date | call |
| HCA HEALTHCARE INC | 40412C951 | PUT | 96,600 | $13,000 | thousands by filing date | put |
| TELECOM ARGENTINA SA | 879273909 | SPON ADR REP B | 20,000 | $13,000 | thousands by filing date | call |
| MANNKIND CORP | 56400P201 | COM | 20,455 | $13,000 | thousands by filing date | |
| TABLEAU SOFTWARE INC | 87336U955 | Cmn | 24,300 | $13,000 | thousands by filing date | put |
| TECK RESOURCES LTD | 878742954 | CL B | 384,800 | $12,000 | thousands by filing date | put |
| AMERICAN INTL GROUP INC | 026874954 | COM NEW | 36,100 | $12,000 | thousands by filing date | put |
| Galena Biopharma Inc | 363256108 | COM | 34,197 | $12,000 | thousands by filing date | |
| TIME WARNER INC | 887317953 | COM | 30,200 | $12,000 | thousands by filing date | put |
| GLOBALSTAR INC | 378973908 | COM | 133,200 | $12,000 | thousands by filing date | call |
| RICE ENERGY INC | 762760956 | COM | 30,000 | $12,000 | thousands by filing date | put |
| FERRARI N V | N3167Y953 | PUT | 31,800 | $11,000 | thousands by filing date | put |
| VERTEX PHARMACEUTICALS INC | 92532F900 | CALL | 12,000 | $11,000 | thousands by filing date | call |
| EXELON CORP | 30161N901 | COM | 45,000 | $11,000 | thousands by filing date | call |
| LINKEDIN CORP - A | 53578A958 | COM | 20,000 | $11,000 | thousands by filing date | put |
| FIREEYE INC | 31816Q901 | COM | 74,400 | $11,000 | thousands by filing date | call |
| COTY INC | 222070903 | COM CL A | 200,000 | $10,000 | thousands by filing date | call |
| ANADARKO PETROLEUM CORP | 032511957 | COM | 41,100 | $10,000 | thousands by filing date | put |
| HESS CORP | 42809H907 | COM | 69,900 | $10,000 | thousands by filing date | call |
| IAC/INTERACTIVECORP | 44919P958 | COM | 22,500 | $10,000 | thousands by filing date | put |
| MENTOR GRAPHICS CORP | 587200956 | COM | 200,000 | $10,000 | thousands by filing date | put |
| URBAN OUTFITTERS INC | 917047902 | COM | 164,000 | $9,000 | thousands by filing date | call |
| CARNIVAL CORP | 143658900 | CALL | 66,400 | $9,000 | thousands by filing date | call |
| CTRIP.COM INTERNATIONAL-ADR | 22943F950 | COM | 37,200 | $9,000 | thousands by filing date | put |
| KCG HLDGS INC | 48244B900 | CL A | 34,700 | $9,000 | thousands by filing date | call |
| TARGET CORP | 87612E906 | CALL | 154,900 | $8,000 | thousands by filing date | call |
| SPDR SERIES TRUST | 78464A907 | CALL | 150,000 | $8,000 | thousands by filing date | call |
| DOLLAR GEN CORP | 256677905 | CALL | 53,000 | $8,000 | thousands by filing date | call |
| KINDER MORGAN INC DEL | 49456B119 | *W EXP 05/25/201 | 508,767 | $8,000 | thousands by filing date | |
| ATLANTICA SUSTAINABLE INFR P | G0751N953 | SHS | 84,800 | $8,000 | thousands by filing date | put |
| WILLIAMS SONOMA INC | 969904901 | CALL | 72,900 | $7,000 | thousands by filing date | call |
| SIGNET JEWELERS LTD | G81276900 | COM NEW | 20,000 | $6,000 | thousands by filing date | call |
| DYNEGY INC WARRANT | 26817R116 | WARRANT | 38,688 | $6,000 | thousands by filing date | |
| MGM RESORTS INTERNATIONAL | 552953951 | PUT | 20,000 | $5,000 | thousands by filing date | put |
| ARCHER DANIELS MIDLAND CO | 039483902 | CALL | 25,000 | $4,000 | thousands by filing date | call |
| XPLR INFRASTRUCTURE LP | 65341B956 | COM UNIT PART IN | 24,000 | $4,000 | thousands by filing date | put |
| CAMBREX CORP | 132011957 | PUT | 19,400 | $4,000 | thousands by filing date | put |
| DELL TECHNOLOGIES INC | 24703L953 | COM | 37,400 | $4,000 | thousands by filing date | put |
| TELECOM ARGENTINA SA | 879273959 | SPON ADR REP B | 28,800 | $3,000 | thousands by filing date | put |
| OLIN CORP | 680665955 | COM PAR $1 | 50,000 | $2,000 | thousands by filing date | put |
| EXPRESS SCRIPTS HOLDING CO | 30219G908 | COM | 24,700 | $2,000 | thousands by filing date | call |
| SHIRE PLC-ADR | 82481R956 | COM | 35,000 | $2,000 | thousands by filing date | put |
| RITE AID CORP NEW YORK | 767754904 | Cmn | 200,000 | $2,000 | thousands by filing date | call |
| COMMUNITY HEALTH SYS INC NEW | 203668116 | RIGHT 99/99/9999 | 216,209 | $2,000 | thousands by filing date | |
| TWENTY FIRST CENTY FOX INC | 90130A901 | CALL | 25,600 | $2,000 | thousands by filing date | call |
| 3D SYS CORP DEL | 88554D905 | COM NEW | 65,000 | $1,000 | thousands by filing date | call |
| PROSHARES TR | 74347B951 | PSHS ULTSH 20YRS | 10,000 | $1,000 | thousands by filing date | put |
| LINKEDIN CORP - A | 53578A908 | COM | 27,800 | $1,000 | thousands by filing date | call |
| KROGER CO | 501044901 | CALL | 19,300 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| CSX CORP | 126408953 | PUT | 10,000 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| DAVITA INC | 23918K908 | COM | 75,000 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| ANNALY CAPITAL MANAGEMENT IN | 035710959 | COM NEW | 20,000 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| MYLAN N V | N59465959 | PUT | 10,000 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001313360-16-000015 | this filing | 2016-11-08 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001313360-17-000001 | base | 2017-02-08 | acceptance time not in the bulk data set |