13F-HR filed by SG Americas Securities, LLC
SG Americas Securities, LLC filed this 13F-HR for the quarter ended 2016-03-31, filed 2016-05-12, with 2,924 holding rows worth $13,852,549,000.
- Accession
- 0001313360-16-000013
- Filer
- CIK 1313360
- Filed
- 2016-05-12
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2016
A holdings report, 2,924 entries on the cover page, a total value of $13,852,549,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $13,852,549,000 with VALUE read as thousands by filing date, 13F file number 028-11048. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| INTERPUBLIC GROUP COS | 460690100 | COM | 5,461 | $125,000 | thousands by filing date | |
| MATCH GROUP INC | 57665R106 | COM | 11,277 | $125,000 | thousands by filing date | |
| LANDS END INC | 51509F105 | COMMON STOCK | 4,889 | $125,000 | thousands by filing date | |
| TEXAS INSTRS INC | 882508904 | CALL | 91,400 | $125,000 | thousands by filing date | call |
| GROUPON INC | 399473107 | COMMON STOCK | 31,346 | $125,000 | thousands by filing date | |
| DERMIRA INC | 24983L104 | COM | 6,037 | $125,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E200 | FTSE COLOMBIA20 | 13,698 | $125,000 | thousands by filing date | |
| CREDIT SUISSE GROUP-SPON ADR | 225401908 | COM | 100,000 | $125,000 | thousands by filing date | call |
| ALLEGION PLC | G0176J109 | ORD SHS | 1,950 | $124,000 | thousands by filing date | |
| SANFILIPPO JOHN B & SON INC | 800422107 | COM | 1,798 | $124,000 | thousands by filing date | |
| CALAVO GROWERS INC | 128246105 | COM | 2,174 | $124,000 | thousands by filing date | |
| AMERICAN ELEC PWR CO INC | 025537951 | COM | 166,400 | $124,000 | thousands by filing date | put |
| CELLDEX THERAPEUTICS INC NEW | 15117B103 | COM | 32,904 | $124,000 | thousands by filing date | |
| ACTUANT CORP | 00508X203 | CL A NEW | 4,999 | $124,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U225 | RETAIL ETF | 1,601 | $124,000 | thousands by filing date | |
| INSULET CORP COM | 45784P101 | Stock | 3,700 | $123,000 | thousands by filing date | |
| BLACKBAUD INC COM | 09227Q100 | Stock | 1,956 | $123,000 | thousands by filing date | |
| MACQUARIE FT TR GB INF UT DI | 55607W100 | COM | 10,034 | $123,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q959 | PUT | 116,900 | $123,000 | thousands by filing date | put |
| YPF SOCIEDAD ANONIMA | 984245100 | SPON ADR CL D | 6,828 | $122,000 | thousands by filing date | |
| NXP SEMICONDUCTORS N V | N6596X959 | COM | 20,000 | $122,000 | thousands by filing date | put |
| ELECTRO SCIENTIFIC INDS | 285229100 | COM | 17,075 | $122,000 | thousands by filing date | |
| STONE ENERGY CORP | 861642106 | COMMON STOCK | 153,919 | $122,000 | thousands by filing date | |
| HERSHA HOSPITALITY TR | 427825500 | PR SHS BEN INT | 5,736 | $122,000 | thousands by filing date | |
| PHOENIX COS INC NEW | 71902E604 | COM NEW | 3,300 | $122,000 | thousands by filing date | |
| AK STEEL HOLDING CORP | 001547108 | COM | 29,605 | $122,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN FD & | 73935X849 | ETF - EQUITY | 3,754 | $122,000 | thousands by filing date | |
| ELDORADO GOLD CORP | 284902953 | COM | 200,000 | $122,000 | thousands by filing date | put |
| Vanguard S&P 500 Growth ETF | 921932505 | SHS | 1,159 | $121,000 | thousands by filing date | |
| GERON CORP | 374163103 | COM | 41,360 | $121,000 | thousands by filing date | |
| SYNTEL INC | 87162H103 | COM | 2,424 | $121,000 | thousands by filing date | |
| AVG TECHNOLOGIES | N07831105 | SHS | 5,853 | $121,000 | thousands by filing date | |
| BUCKLE INC COM | 118440106 | Stock | 3,534 | $120,000 | thousands by filing date | |
| CALIFORNIA WTR SVC GROUP | 130788102 | COM | 4,479 | $120,000 | thousands by filing date | |
| STONE HBR EMERG MKTS TL INC | 86164W100 | COM | 9,717 | $120,000 | thousands by filing date | |
| RADIUS HEALTH INC | 750469207 | COM NEW | 3,807 | $120,000 | thousands by filing date | |
| KORN FERRY COM NEW | 500643200 | Stock | 4,220 | $119,000 | thousands by filing date | |
| SHENANDOAH TELECOMMUNICATION | 82312B106 | COMMON STOCK | 4,462 | $119,000 | thousands by filing date | |
| CHICAGO BRIDGE & IRON CO NV | 167250109 | N Y REGISTRY SH | 3,250 | $119,000 | thousands by filing date | |
| FINANCIAL ENGINES INC | 317485100 | COM | 3,777 | $119,000 | thousands by filing date | |
| LPL FINL HLDGS INC COM | 50212V100 | Stock | 4,738 | $118,000 | thousands by filing date | |
| CONMED CORP COM | 207410101 | Stock | 2,816 | $118,000 | thousands by filing date | |
| TELEFONAKTIEBOLAGET LM ERICSS ADR B SEK 10 | 294821608 | ADR | 11,630 | $117,000 | thousands by filing date | |
| MEDTRONIC PLC | G5960L903 | CALL | 51,700 | $117,000 | thousands by filing date | call |
| PRUDENTIAL FINL INC | 744320902 | COM | 60,000 | $117,000 | thousands by filing date | call |
| IMMUNOGEN INC | 45253H101 | COMMON STOCK | 13,735 | $117,000 | thousands by filing date | |
| LATTICE SEMICONDUCTOR CORP COM | 518415104 | Stock | 20,447 | $116,000 | thousands by filing date | |
| ISHARES TR | 464288752 | US HOME CONS ETF | 4,275 | $116,000 | thousands by filing date | |
| SOCIEDAD QUIMICA Y MINERA DE C | 833635105 | SPON ADR SER B | 5,653 | $116,000 | thousands by filing date | |
| WELLS FARGO & CO | 949746901 | CALL | 201,700 | $116,000 | thousands by filing date | call |
| DIGIMARC CORP NEW COM | 25381B101 | COM | 3,821 | $116,000 | thousands by filing date | |
| INTRA-CELLULAR THERAPIES INC | 46116X101 | COMMON STOCK | 4,188 | $116,000 | thousands by filing date | |
| PRIMO WTR CORP | 74165N105 | COM | 11,500 | $116,000 | thousands by filing date | |
| INFINITY PHARMACEUTICALS INC | 45665G303 | COM | 22,097 | $116,000 | thousands by filing date | |
| SCHOLASTIC CORP COM | 807066105 | Stock | 3,068 | $115,000 | thousands by filing date | |
| OMEROS CORP | 682143102 | COM | 7,465 | $115,000 | thousands by filing date | |
| WESTERN ASSET GLOBAL HIGH INCO | 95766B109 | COM | 12,705 | $115,000 | thousands by filing date | |
| CVR ENERGY, INC. | 12662P108 | COM | 4,400 | $115,000 | thousands by filing date | |
| CROSS CTRY HEALTHCARE INC | 227483104 | COM | 9,917 | $115,000 | thousands by filing date | |
| ORCHIDS PAPER PRODUCTS CO | 68572N104 | COMMON STOCK | 4,176 | $115,000 | thousands by filing date | |
| TECHNIPFMC PLC | 30249U101 | COM | 4,199 | $115,000 | thousands by filing date | |
| REGAL ENTMT GROUP | 758766109 | CL A | 5,445 | $115,000 | thousands by filing date | |
| FIRST MIDWEST BANCORP INC/IL | 320867104 | COM | 6,367 | $115,000 | thousands by filing date | |
| MKS INC. COM | 55306N104 | Stock | 3,026 | $114,000 | thousands by filing date | |
| BCE INC COM NEW | 05534B760 | Stock | 2,500 | $114,000 | thousands by filing date | |
| ENVESTNET INC | 29404K106 | COM | 4,181 | $114,000 | thousands by filing date | |
| ZOES KITCHEN INC | 98979J109 | COM | 2,919 | $114,000 | thousands by filing date | |
| UNITED STATES STEEL CORP | 912909908 | COM | 200,000 | $114,000 | thousands by filing date | call |
| ENTEGRIS INC COM | 29362U104 | Stock | 8,299 | $113,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L845 | QLT DIV DEF IDX | 3,130 | $113,000 | thousands by filing date | |
| SOUTHERN CO | 842587957 | COM | 134,000 | $113,000 | thousands by filing date | put |
| MARKETO INC | 57063L107 | COM | 5,759 | $113,000 | thousands by filing date | |
| Vanguard Communication Services ETF | 92204A884 | SHS | 1,210 | $112,000 | thousands by filing date | |
| APPLIED INDL TECHNOLOGIES INC COM | 03820C105 | Stock | 2,582 | $112,000 | thousands by filing date | |
| CSG SYSTEMS | 126349109 | COM | 2,471 | $112,000 | thousands by filing date | |
| WINMARK CORP | 974250102 | COM | 1,138 | $112,000 | thousands by filing date | |
| UNISYS CORP | 909214306 | COMMON STOCK | 14,505 | $112,000 | thousands by filing date | |
| ADAMS RESOURCES & ENERGY INC | 006351308 | COMMON STOCK | 2,800 | $112,000 | thousands by filing date | |
| EARTHLINK HLDGS CORP | 27033X101 | COM | 19,722 | $112,000 | thousands by filing date | |
| ADVANCED ENERGY INDS COM | 007973100 | Stock | 3,192 | $111,000 | thousands by filing date | |
| VOYA NAT RES EQUITY INCOME F | 92913C106 | COM | 19,676 | $111,000 | thousands by filing date | |
| MEDICINOVA INC | 58468P206 | COM NEW | 15,100 | $111,000 | thousands by filing date | |
| ASGN INC | 682159108 | COM | 3,015 | $111,000 | thousands by filing date | |
| RAPTOR PHARMACEUTICAL CORP | 75382F106 | COM | 24,140 | $111,000 | thousands by filing date | |
| HUBSPOTINC | 443573100 | STOK | 2,519 | $110,000 | thousands by filing date | |
| CHURCHILL DOWNS INC | 171484108 | COM | 743 | $110,000 | thousands by filing date | |
| TRUBRIDGE INC | 205306103 | COM | 2,112 | $110,000 | thousands by filing date | |
| LOCKHEED MARTIN CORP | 539830959 | PUT | 27,000 | $110,000 | thousands by filing date | put |
| BRIGGS & STRATTON CORP | 109043109 | COM | 4,581 | $110,000 | thousands by filing date | |
| CREDIT SUISSE GROUP-SPON ADR | 225401958 | COM | 100,000 | $110,000 | thousands by filing date | put |
| BRIGHT HORIZONS FAM SOL IN DEL COM | 109194100 | Stock | 1,679 | $109,000 | thousands by filing date | |
| ABM INDS INC | 000957100 | COM | 3,360 | $109,000 | thousands by filing date | |
| CALERES INC | 129500104 | COM | 3,853 | $109,000 | thousands by filing date | |
| ROCKWELL AUTOMATION INC | 773903909 | COM | 62,500 | $109,000 | thousands by filing date | call |
| MTS SYSTEMS CORP | 553777103 | COM | 1,798 | $109,000 | thousands by filing date | |
| MUELLER WTR PRODS INC COM SER A | 624758108 | Stock | 10,962 | $108,000 | thousands by filing date | |
| ISHARES TR | 464287432 | 20 YR TR BD ETF | 826 | $108,000 | thousands by filing date | |
| PRA HEALTH SCIENCES INC | 69354M108 | COM | 2,537 | $108,000 | thousands by filing date | |
| FARMERS NATL BANC CORP | 309627107 | COMMON STOCK | 12,104 | $108,000 | thousands by filing date | |
| ISHARES MICRO-CAP ETF | 464288869 | ETF | 1,573 | $107,000 | thousands by filing date | |
| MONOLITHIC PWR SYS INC COM | 609839105 | Stock | 1,680 | $107,000 | thousands by filing date | |
| WINGSTOP INC COM | 974155103 | Stock | 4,729 | $107,000 | thousands by filing date | |
| CLOUGH GLOBAL DIVID & INCOME | 18913Y103 | COM | 9,236 | $107,000 | thousands by filing date | |
| VERA BRADLEY INC | 92335C106 | COM | 5,214 | $106,000 | thousands by filing date | |
| LINDBLAD EXPEDITIONS HLDGS I | 535219109 | COM | 10,708 | $106,000 | thousands by filing date | |
| NATIONAL PRESTO INDS INC | 637215104 | COMMON STOCK | 1,268 | $106,000 | thousands by filing date | |
| SELECT COMFORT CORP | 81616X103 | COM | 5,492 | $106,000 | thousands by filing date | |
| VIVUS INC | 928551100 | COM | 75,484 | $106,000 | thousands by filing date | |
| iShares Emerging Markets Dividend ETF | 464286319 | SHS | 3,193 | $105,000 | thousands by filing date | |
| MITEK SYS INC | 606710200 | COM NEW | 16,100 | $105,000 | thousands by filing date | |
| PURSUIT ATTRACTIONS AND HOSP | 92552R406 | COM | 3,599 | $105,000 | thousands by filing date | |
| MATTEL INC | 577081902 | CALL | 50,000 | $105,000 | thousands by filing date | call |
| UNITED STATES OIL FUND LP | 91232N908 | COM | 8,162,500 | $105,000 | thousands by filing date | call |
| CALIFORNIA RES CORP COM | 13057Q107 | COM | 102,116 | $105,000 | thousands by filing date | |
| SCORPIO BULKERS INC | Y7546A122 | COM | 32,132 | $105,000 | thousands by filing date | |
| 1ST FINL BANCORP | 320209109 | COM | 5,725 | $104,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W109 | US TOTAL DIVIDND | 1,404 | $104,000 | thousands by filing date | |
| iShares U.S. Medical Devices ETF | 464288810 | SHS | 843 | $103,000 | thousands by filing date | |
| WHIRLPOOL CORP COM | 963320106 | Stock | 571 | $103,000 | thousands by filing date | |
| ARMSTRONG WORLD INDS INC NEW | 04247X102 | COM | 2,130 | $103,000 | thousands by filing date | |
| SAGA COMMUNICATIONS INC | 786598300 | CL A NEW | 2,561 | $103,000 | thousands by filing date | |
| Enzo Biochem Inc | 294100102 | Common Stock | 22,700 | $103,000 | thousands by filing date | |
| CARNIVAL CORP | 143658900 | CALL | 66,400 | $103,000 | thousands by filing date | call |
| POWERSHARES ETF TR II S&P SMCP | 73937B860 | ETF - EQUITY | 1,861 | $103,000 | thousands by filing date | |
| MONARCH FINANCIAL HOLDINGS | 60907Q100 | COM | 6,200 | $103,000 | thousands by filing date | |
| DEUTSCHE MULTI-MKT INCOME TR SHS | 25160E102 | CEF | 12,938 | $103,000 | thousands by filing date | |
| EXELIXIS INC COM | 30161Q104 | Stock | 25,424 | $102,000 | thousands by filing date | |
| ASSURED GUARANTY LTD COM | G0585R106 | Stock | 4,038 | $102,000 | thousands by filing date | |
| WORLD WRESTLING ENTMT INC | 98156Q108 | CL A | 5,800 | $102,000 | thousands by filing date | |
| STRATTEC SECURITY CORP | 863111100 | COMMON STOCK | 1,786 | $102,000 | thousands by filing date | |
| OCCIDENTAL PETE CORP | 674599905 | CALL | 37,100 | $102,000 | thousands by filing date | call |
| RUCKUS WIRELESS INC | 781220108 | COM | 10,443 | $102,000 | thousands by filing date | |
| FXCM INC | 302693205 | Common Stock | 9,510 | $102,000 | thousands by filing date | |
| SHUTTERSTOCK INC COM | 825690100 | Stock | 2,763 | $101,000 | thousands by filing date | |
| H2O AMERICA | 784305104 | COM | 2,780 | $101,000 | thousands by filing date | |
| STURM, RUGER & COMPANY INC | 864159108 | COM | 1,474 | $101,000 | thousands by filing date | |
| COMPANHIA SIDERURGICA NACION | 20440W105 | SPONSORED ADR | 51,440 | $101,000 | thousands by filing date | |
| LAUDER ESTEE COS INC | 518439954 | PUT | 80,200 | $101,000 | thousands by filing date | put |
| PREFERRED APT CMNTYS INC | 74039L103 | COM | 7,994 | $101,000 | thousands by filing date | |
| MERITAGE HOMES CORP COM | 59001A102 | Stock | 2,743 | $100,000 | thousands by filing date | |
| MIMEDX GROUP INC | 602496101 | COM | 11,406 | $100,000 | thousands by filing date | |
| PENNANTPARK INVESTMENT CORPORA | 708062104 | COM | 16,483 | $100,000 | thousands by filing date | |
| HERSHEY CO | 427866958 | PUT | 35,000 | $100,000 | thousands by filing date | put |
| CAPITAL BANK FINANCIAL CORP | 139794101 | COMMON STOCK | 3,254 | $100,000 | thousands by filing date | |
| MOMENTA PHARMACEUTICALS INC | 60877T100 | COM | 10,668 | $99,000 | thousands by filing date | |
| TEVA PHARMACEUTICAL INDS LTD | 881624959 | PUT | 50,000 | $98,000 | thousands by filing date | put |
| TWO HARBORS INVESTMENT CORP | 90187B101 | COMMON STOCK | 12,374 | $98,000 | thousands by filing date | |
| MAXWELL TECHNOLOGIES INC | 577767106 | COMMON STOCK | 16,100 | $96,000 | thousands by filing date | |
| DURECT CORP | 266605104 | COM | 71,383 | $96,000 | thousands by filing date | |
| RENTECH INC | 760112201 | COMMON STOCK | 42,782 | $95,000 | thousands by filing date | |
| INOVIO PHARMACEUTICALS INC | 45773H201 | COM NEW | 10,879 | $95,000 | thousands by filing date | |
| RESOURCE AMERICA INC-CL A | 761195205 | CL A | 16,261 | $94,000 | thousands by filing date | |
| CUI GLOBAL INC | 126576206 | COMMON STOCK | 11,500 | $93,000 | thousands by filing date | |
| NEWSTAR FINANCIAL INC | 65251F105 | COM | 10,657 | $93,000 | thousands by filing date | |
| NXP SEMICONDUCTORS N V | N6596X909 | CALL | 20,000 | $92,000 | thousands by filing date | call |
| LAS VEGAS SANDS CORP | 517834907 | COM | 53,200 | $92,000 | thousands by filing date | call |
| FLOTEK INDS INC DEL | 343389102 | COM | 12,530 | $92,000 | thousands by filing date | |
| Castle Brands Inc | 148435100 | COM | 98,161 | $92,000 | thousands by filing date | |
| NAVIDEA BIOPHARMACEUTICALS I | 63937X103 | COM | 97,229 | $92,000 | thousands by filing date | |
| FIRST TR ISE REVERE NAT GAS | 33734J102 | COM | 22,441 | $92,000 | thousands by filing date | |
| AKEBIA THERAPEUTICS INC | 00972D105 | COMMON STOCK | 10,096 | $91,000 | thousands by filing date | |
| SUNEDISON INC | 86732Y109 | COM | 168,176 | $91,000 | thousands by filing date | |
| KEY ENERGY SVCS INC | 492914106 | COM | 247,655 | $91,000 | thousands by filing date | |
| M B T FINANCIAL CORP | 578877102 | Stock | 11,324 | $91,000 | thousands by filing date | |
| ADVAXIS INC | 007624208 | COM NEW | 10,051 | $91,000 | thousands by filing date | |
| DYNEX CAP INC | 26817Q506 | COM NEW | 13,598 | $90,000 | thousands by filing date | |
| ANTARES PHARMA INC | 036642106 | COM | 103,113 | $90,000 | thousands by filing date | |
| SIENTRA INC | 82621J105 | COM | 13,097 | $90,000 | thousands by filing date | |
| TREVENA INC | 89532E109 | COM | 10,902 | $90,000 | thousands by filing date | |
| ALAMOS GOLD INC COM CL A | 011532108 | Stock | 16,766 | $89,000 | thousands by filing date | |
| MERITOR INC | 59001K100 | COMMON STOCK | 11,088 | $89,000 | thousands by filing date | |
| PINNACLE ENTMT COMMON STOCK | 723456909 | Cmn | 63,600 | $89,000 | thousands by filing date | call |
| GENERAL MILLS INC | 370334904 | COM | 80,000 | $88,000 | thousands by filing date | call |
| ANWORTH MORTGAGE ASSET CP | 037347101 | COM | 18,827 | $88,000 | thousands by filing date | |
| AGENUS INC | 00847G705 | COM NEW | 20,857 | $87,000 | thousands by filing date | |
| SECOND SIGHT MED PRODS INC | 81362J100 | COM | 17,939 | $87,000 | thousands by filing date | |
| KKR CO LP | 48248M902 | COM | 285,800 | $86,000 | thousands by filing date | call |
| Rocket Pharmaceuticals Inc | 45780V102 | SHS | 11,620 | $86,000 | thousands by filing date | |
| TJX COS INC NEW | 872540909 | CALL | 19,000 | $85,000 | thousands by filing date | call |
| CLEAN ENERGY FUELS CORP | 184499101 | COMMON STOCK | 28,813 | $84,000 | thousands by filing date | |
| CTI BIOPHARMA CORP COM NEW | 12648L106 | Stock | 157,960 | $84,000 | thousands by filing date | |
| MONDELEZ INTL INC | 609207955 | CL A | 50,000 | $83,000 | thousands by filing date | put |
| SANCHEZ ENERGY CORP | 79970Y105 | COMMON STOCK | 15,054 | $83,000 | thousands by filing date | |
| NUVECTRA CORP | 67075N108 | COM | 15,408 | $83,000 | thousands by filing date | |
| CORNING INC | 219350955 | PUT | 125,000 | $82,000 | thousands by filing date | put |
| LATAM AIRLS GROUP S A | 51817R106 | SPONSORED ADR | 11,700 | $82,000 | thousands by filing date | |
| EAGLE MATLS INC | 26969P908 | COM | 50,000 | $81,000 | thousands by filing date | call |
| TETRA TECHNOLOGIES INC DEL | 88162F105 | COM | 12,659 | $80,000 | thousands by filing date | |
| GOOD TIMES RESTAURANTS INC | 382140879 | COM NEW | 20,000 | $80,000 | thousands by filing date | |
| YPF SOCIEDAD ANONIMA | 984245900 | SPON ADR CL D | 299,300 | $80,000 | thousands by filing date | call |
| AGROFRESH SOLUTIONS INC | 00856G109 | COM | 12,503 | $80,000 | thousands by filing date | |
| REX ENERGY CORPORATION | 761565100 | COM | 104,436 | $80,000 | thousands by filing date | |
| ARIAD PHARMACEUTICALS INC | 04033A100 | COM | 12,558 | $80,000 | thousands by filing date | |
| USA TECHNOLOGIES INC | 90328S500 | COM NO PAR | 18,300 | $80,000 | thousands by filing date | |
| REYNOLDS AMERICAN INC | 761713956 | COM | 200,000 | $80,000 | thousands by filing date | put |
| HALLIBURTON CO | 406216901 | CALL | 187,000 | $79,000 | thousands by filing date | call |
| ARROWHEAD RESEARCH CORP | 042797209 | COM | 16,426 | $79,000 | thousands by filing date | |
| ABBVIE INC | 00287Y909 | CALL | 43,300 | $78,000 | thousands by filing date | call |
| PERFORMANCE SPORTS GROUP LTD | 71377G100 | COM | 24,423 | $78,000 | thousands by filing date | |
| LOCKHEED MARTIN CORP | 539830909 | COM | 15,100 | $77,000 | thousands by filing date | call |
| MACATAWA BANK CORP | 554225102 | COMMON STOCK | 12,289 | $77,000 | thousands by filing date | |
| METLIFE INC | 59156R908 | CALL | 230,000 | $76,000 | thousands by filing date | call |
| OREXIGEN THERAPEUTICS INC | 686164104 | COMMON STOCK | 134,355 | $76,000 | thousands by filing date | |
| PZENA INVESTMENT MANAGM-CL A | 74731Q103 | CLAS | 10,106 | $76,000 | thousands by filing date | |
| AK STEEL HOLDING CORP | 001547908 | COM | 100,000 | $76,000 | thousands by filing date | call |
| PAYPAL HLDGS INC | 70450Y953 | PUT | 50,000 | $75,000 | thousands by filing date | put |
| PACIFIC MERCANTILE BANCORP | 694552100 | COM | 10,732 | $75,000 | thousands by filing date | |
| CLOUD PEAK ENERGY INC | 18911Q102 | COM | 38,092 | $74,000 | thousands by filing date | |
| PLANET PAYMENT INC | U72603118 | SHS | 21,000 | $74,000 | thousands by filing date | |
| SENSEONICS HLDGS INC | 81727U105 | COM | 25,400 | $73,000 | thousands by filing date | |
| SYNUTRA INTERNATIONAL INC | 87164C102 | COMMON STOCK | 14,787 | $73,000 | thousands by filing date | |
| HIGHER ONE HOLDINGS INC | 42983D104 | COM | 18,700 | $73,000 | thousands by filing date | |
| OCLARO INC | 67555N206 | COM | 13,542 | $73,000 | thousands by filing date | |
| ECLIPSE RES CORP | 27890G100 | COM | 50,831 | $73,000 | thousands by filing date | |
| DOLLAR GEN CORP | 256677955 | COM | 99,200 | $72,000 | thousands by filing date | put |
| IMMUNOMEDICS INC | 452907108 | COM | 28,315 | $71,000 | thousands by filing date | |
| VAALCO ENERGY INC | 91851C201 | COMMON STOCK | 75,282 | $71,000 | thousands by filing date | |
| ABERDEEN | 003011103 | MUTUAL FUNDS EQ | 12,778 | $71,000 | thousands by filing date | |
| FIREEYE INC | 31816Q901 | COM | 74,400 | $71,000 | thousands by filing date | call |
| LAS VEGAS SANDS CORP | 517834957 | PUT | 114,900 | $70,000 | thousands by filing date | put |
| CENTURY CASINOS INC | 156492100 | COM | 11,200 | $69,000 | thousands by filing date | |
| EXCO RESOURCES INC | 269279402 | COMMON STOCK | 69,519 | $69,000 | thousands by filing date | |
| SENOMYX INC | 81724Q107 | COM | 26,400 | $69,000 | thousands by filing date | |
| ATHERSYS INC | 04744L106 | COM | 30,500 | $69,000 | thousands by filing date | |
| SYNTHETIC BIOLOGICS INC | 87164U102 | COM | 29,100 | $69,000 | thousands by filing date | |
| CASTLIGHT HEALTH INC CL B | 14862Q100 | Stock | 20,818 | $69,000 | thousands by filing date | |
| INDEPENDENCE CONTRACT DRIL I | 453415309 | COM | 14,376 | $69,000 | thousands by filing date | |
| CNH INDL N V SHS | N20944109 | Stock | 10,094 | $68,000 | thousands by filing date | |
| CERUS CORP | 157085101 | COM | 11,411 | $68,000 | thousands by filing date | |
| ABBOTT LABORATORIES | 002824950 | PUT | 68,000 | $67,000 | thousands by filing date | put |
| TRUECAR INC | 89785L107 | COM | 11,901 | $67,000 | thousands by filing date | |
| PEREGRINE PHARMACEUTICALS IN | 713661304 | COM NEW | 159,223 | $67,000 | thousands by filing date | |
| BIO PATH HOLDINGS INC | 09057N102 | COM | 25,699 | $67,000 | thousands by filing date | |
| NPK INTERNATIONAL INC | 651718504 | COMMON STOCK | 15,364 | $66,000 | thousands by filing date | |
| SEQUENOM INC COM NEW | 817337405 | COM | 46,630 | $66,000 | thousands by filing date | |
| IDERA PHARMACEUTICALS INC | 45168K306 | COM | 33,437 | $66,000 | thousands by filing date | |
| DIGITAL TURBINE INC | 25400W102 | COM NEW | 54,520 | $65,000 | thousands by filing date | |
| RIO TINTO PLC | 767204900 | Option | 38,400 | $65,000 | thousands by filing date | call |
| TEEKAY TANKERS LTD | Y8565N102 | CL A | 17,698 | $65,000 | thousands by filing date | |
| ANTERO RESOURCES CORP | 03674X956 | PUT | 45,000 | $64,000 | thousands by filing date | put |
| ISHARES INC | 464286955 | MSCI TURKEY ETF | 79,200 | $64,000 | thousands by filing date | put |
| PEABODY ENERGY CORP | 704549203 | COMMON STOCK | 27,429 | $64,000 | thousands by filing date | |
| ENCANA CORP | 292505104 | COM | 10,490 | $64,000 | thousands by filing date | |
| NEW YORK & CO INC | 649295102 | COM | 16,100 | $64,000 | thousands by filing date | |
| TELIGENT INC NEW | 87960W104 | COM | 13,068 | $64,000 | thousands by filing date | |
| CATALYST PHARMACEUTICALS INC | 14888U101 | COM | 54,123 | $63,000 | thousands by filing date | |
| JABIL INC | 466313903 | CALL | 57,100 | $63,000 | thousands by filing date | call |
| REPUBLIC FIRST BANCORP INC | 760416107 | COM | 15,078 | $63,000 | thousands by filing date | |
| SEACHANGE INTL INC | 811699107 | COM | 11,425 | $63,000 | thousands by filing date | |
| ANAVEX LIFE SCIENCES CORP | 032797300 | COM NEW | 12,700 | $62,000 | thousands by filing date | |
| EVOLUTION PETROLEUM CORP | 30049A107 | COMMON STOCK | 12,782 | $62,000 | thousands by filing date | |
| MOSAIC CO | 61945C953 | PUT | 90,000 | $62,000 | thousands by filing date | put |
| CENTRAL EUROPEAN MEDIA ENTERPRISES LTD-CL A | G20045202 | COM | 24,437 | $62,000 | thousands by filing date | |
| MEETME INC | 585141104 | COM | 21,700 | $62,000 | thousands by filing date | |
| UNITED COMMUNITY FINANCIAL | 909839102 | COM | 10,543 | $62,000 | thousands by filing date | |
| TERRAFORM GLOBAL INC | 88104M101 | CL A | 25,994 | $62,000 | thousands by filing date | |
| NUANCE COMMUNICATIONS INC | 67020Y900 | COM | 186,100 | $60,000 | thousands by filing date | call |
| ARRAY BIOPHARMA INC COM | 04269X105 | Stock | 20,080 | $59,000 | thousands by filing date | |
| ARATANA THERAPEUTICS INC | 03874P101 | COM | 10,774 | $59,000 | thousands by filing date | |
| ISHARES TR | 464288903 | CALL | 125,000 | $58,000 | thousands by filing date | call |
| BIOCRYST PHARMACEUTICALS INC COM | 09058V103 | Stock | 20,154 | $57,000 | thousands by filing date | |
| AXOGEN INC | 05463X106 | COM | 10,600 | $57,000 | thousands by filing date | |
| ADVANCE AUTO PARTS INC | 00751Y956 | PUT | 15,000 | $57,000 | thousands by filing date | put |
| SILVER WHEATON CORP | 828336907 | COM | 16,300 | $57,000 | thousands by filing date | call |
| RIGEL PHARMACEUTICALS INC | 766559603 | COMMON STOCK | 26,280 | $55,000 | thousands by filing date | |
| MODUSLINK GLOBAL SOLUTIONS INC COM NEW | 60786L206 | Stock | 37,161 | $55,000 | thousands by filing date | |
| PDL BIOPHARMA INC | 69329Y104 | COM | 16,176 | $54,000 | thousands by filing date | |
| MANAGED HIGH YIELD PLUS FD I | 561911108 | COM | 30,332 | $54,000 | thousands by filing date | |
| DBX ETF TR | 233051909 | XTRACK HRVST CSI | 96,500 | $53,000 | thousands by filing date | call |
| NW Biotherapeutics | 66737P600 | USD | 36,072 | $53,000 | thousands by filing date | |
| CYTRX CORP | 232828509 | COM PAR $.001 | 19,854 | $53,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC | 026874954 | COM NEW | 36,100 | $52,000 | thousands by filing date | put |
| BIOSCRIP INC | 09069N108 | COM | 24,216 | $52,000 | thousands by filing date | |
| HCA HEALTHCARE INC | 40412C951 | PUT | 96,600 | $51,000 | thousands by filing date | put |
| BANK OF NY MELLON CORP | 064058900 | COM | 20,000 | $51,000 | thousands by filing date | call |
| Synta Pharmaceuticals Corp. | 87162T206 | COM | 211,912 | $51,000 | thousands by filing date | |
| VALHI INC NEW | 918905100 | COM | 43,606 | $51,000 | thousands by filing date | |
| OHA INVT CORP | 67091U102 | COM | 15,000 | $51,000 | thousands by filing date | |
| BONANZA CREEK ENERGY INC | 097793103 | COMMON STOCK | 31,351 | $50,000 | thousands by filing date | |
| AVON PRODUCTS INC | 054303952 | COM | 1,000,000 | $50,000 | thousands by filing date | put |
| CODEXIS INC | 192005106 | COM | 15,900 | $49,000 | thousands by filing date | |
| BIOMARIN PHARMACEUTICAL INC | 09061G901 | COM | 14,000 | $49,000 | thousands by filing date | call |
| CURIS INC | 231269101 | COM | 30,722 | $49,000 | thousands by filing date | |
| REALNETWORKS INC | 75605L708 | COM | 11,774 | $48,000 | thousands by filing date | |
| UNITED DEV FUNDING XXXREGISTRATION REVOKED BY THE SEC EFF: 08/13/20 | 910187103 | REAL ESTATE INVESTME | 15,105 | $48,000 | thousands by filing date | |
| ACELRX PHARMACEUTICALS INC | 00444T100 | COM | 15,200 | $47,000 | thousands by filing date | |
| MARCHEX INC | 56624R108 | CMN | 10,256 | $46,000 | thousands by filing date | |
| W & T OFFSHORE INC | 92922P106 | COM | 20,358 | $45,000 | thousands by filing date | |
| ENERGY FUELS INC | 292671708 | COM NEW | 20,358 | $45,000 | thousands by filing date | |
| CINCINNATI BELL INC NEW | 171871106 | COM | 11,540 | $45,000 | thousands by filing date | |
| SPARTAN MTRS INC | 846819100 | COM | 11,443 | $45,000 | thousands by filing date | |
| FORTRESS BIOTECH INC | 34960Q109 | COM | 14,000 | $43,000 | thousands by filing date | |
| ABEONA THERAPEUTICS INC | 00289Y107 | COM | 16,250 | $42,000 | thousands by filing date | |
| MGM RESORTS INTERNATIONAL | 552953951 | PUT | 20,000 | $42,000 | thousands by filing date | put |
| GAFISA S A | 362607301 | SPONS ADR | 29,762 | $42,000 | thousands by filing date | |
| CIBER INC | 17163B102 | COM | 19,966 | $42,000 | thousands by filing date | |
| TJX COS INC NEW | 872540959 | PUT | 41,400 | $41,000 | thousands by filing date | put |
| TWENTY FIRST CENTY FOX INC | 90130A951 | PUT | 93,700 | $41,000 | thousands by filing date | put |
| THRESHOLD PHARMACEUTICAL INC | 885807206 | COM NEW | 87,471 | $40,000 | thousands by filing date | |
| HAMPTON ROADS BANKSHARES INC | 409321502 | COM | 22,415 | $40,000 | thousands by filing date | |
| FAIRMOUNT SANTROL HLDGS INC | 30555Q108 | COM | 15,780 | $40,000 | thousands by filing date | |
| NANOVIRICIDES INC | 630087203 | COM NEW | 18,100 | $40,000 | thousands by filing date | |
| J.C. PENNEY CO INC | 708160956 | COM | 40,000 | $38,000 | thousands by filing date | put |
| RITE AID CORP NEW YORK | 767754904 | Cmn | 350,000 | $38,000 | thousands by filing date | call |
| WPX ENERGY INC | 98212B953 | Cmn | 61,300 | $36,000 | thousands by filing date | put |
| GENESIS HEALTHCARE CLASS A | 37185X106 | COMMON STOCK | 15,691 | $36,000 | thousands by filing date | |
| ARENA PHARMECEUTICALS INC | 040047102 | COMMON STOCK | 17,339 | $34,000 | thousands by filing date | |
| HARTE-HANKS INC | 416196103 | COM | 13,360 | $34,000 | thousands by filing date | |
| ACCURIDE CORP NEW | 00439T206 | COM NEW | 21,648 | $34,000 | thousands by filing date | |
| B2GOLD CORP COM | 11777Q209 | Stock | 19,916 | $33,000 | thousands by filing date | |
| GLU MOBILE INC | 379890106 | COMMON STOCK | 11,527 | $33,000 | thousands by filing date | |
| Bowater Inc | 09066L105 | COMMON STOCKS | 11,530 | $33,000 | thousands by filing date | |
| FOOT LOCKER INC | 344849954 | COM | 29,000 | $33,000 | thousands by filing date | put |
| GOLD RESOURCE CORP | 38068T105 | COMMON STOCK | 13,740 | $32,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A908 | CALL | 50,000 | $32,000 | thousands by filing date | call |
| NEWFIELD EXPLORATION CO | 651290958 | COM | 127,000 | $32,000 | thousands by filing date | put |
| CBS CORP-CLASS B NON VOTING | 124857952 | COM | 34,600 | $32,000 | thousands by filing date | put |
| EVINE LIVE INC | 300487105 | CL A | 27,336 | $32,000 | thousands by filing date | |
| INTELSAT S A | L5140P101 | COM | 12,136 | $31,000 | thousands by filing date | |
| GULFPORT ENERGY CORP | 402635954 | Option | 87,400 | $31,000 | thousands by filing date | put |
| SEARS CDA INC | 81234D109 | COM | 10,573 | $30,000 | thousands by filing date | |
| RIO TINTO PLC | 767204950 | Option | 45,600 | $30,000 | thousands by filing date | put |
| PLUG PWR INC | 72919P202 | COM NEW | 13,955 | $29,000 | thousands by filing date | |
| PARKER DRILLING CO | 701081101 | COMMON STOCK | 13,878 | $29,000 | thousands by filing date | |
| AMYRIS INC | 03236M101 | COM | 26,400 | $29,000 | thousands by filing date | |
| SOLAZYME INC | 83415T101 | COM | 14,488 | $29,000 | thousands by filing date | |
| VANGUARD | 92205F106 | Domestic Common | 19,723 | $29,000 | thousands by filing date | |
| OFFICE DEPOT INC | 676220956 | COM | 90,000 | $29,000 | thousands by filing date | put |
| C&J ENERGY SVCS LTD SHS | G3164Q101 | Stock | 20,499 | $29,000 | thousands by filing date | |
| CATERPILLAR INC | 149123901 | CALL | 42,900 | $28,000 | thousands by filing date | call |
| NAVIOS MARITIME HOLDINGS INC | Y62196103 | COM | 24,919 | $28,000 | thousands by filing date | |
| BROADCOM LTD PUT | Y09827959 | COM | 39,000 | $27,000 | thousands by filing date | put |
| VERTEX PHARMACEUTICALS INC | 92532F900 | CALL | 12,000 | $26,000 | thousands by filing date | call |
| AUTODESK INC | 052769906 | CALL | 100,000 | $26,000 | thousands by filing date | call |
| YPF SOCIEDAD ANONIMA | 984245950 | PUT | 197,400 | $26,000 | thousands by filing date | put |
| TOTAL SA-SPON ADR | 89151E909 | COM | 58,700 | $26,000 | thousands by filing date | call |
| SHERWIN WILLIAMS CO | 824348906 | CALL | 495,000 | $25,000 | thousands by filing date | call |
| UNDER ARMOUR INC | 904311957 | PUT | 248,600 | $25,000 | thousands by filing date | put |
| RANGE RES CORP | 75281A959 | COM | 250,000 | $25,000 | thousands by filing date | put |
| ENERGY XXI (BERMUDA) LTD | G10082140 | USD UNRS SHS | 40,365 | $25,000 | thousands by filing date | |
| SUNEDISON INC | 86732Y909 | COM | 330,300 | $25,000 | thousands by filing date | call |
| TWENTY FIRST CENTY FOX INC | 90130A901 | CALL | 25,600 | $25,000 | thousands by filing date | call |
| RICE ENERGY INC | 762760956 | COM | 30,000 | $25,000 | thousands by filing date | put |
| YUM BRANDS INC | 988498901 | COM | 10,000 | $24,000 | thousands by filing date | call |
| PIONEER ENERGY SVCS CORP | 723664108 | COM | 11,133 | $24,000 | thousands by filing date | |
| UNILIFE CORP NEW | 90478E103 | COM | 35,845 | $24,000 | thousands by filing date | |
| SAFE BULKERS INC | Y7388L103 | COMMON STOCK | 28,795 | $23,000 | thousands by filing date | |
| RELIANCE INC | 759509952 | COM | 10,200 | $23,000 | thousands by filing date | put |
| IMATION CORP | 45245A107 | COM | 14,377 | $22,000 | thousands by filing date | |
| PERNIX THERAPEUTICS HOLDINGS | 71426V108 | COM | 21,019 | $22,000 | thousands by filing date | |
| JD.COM INC | 47215P956 | PUT | 10,000 | $21,000 | thousands by filing date | put |
| EDWARDS LIFESCIENCES CORP | 28176E958 | COM | 10,700 | $21,000 | thousands by filing date | put |
| NOVATEL WIRELESS INC | 66987M604 | COM NEW | 11,861 | $21,000 | thousands by filing date | |
| UNILEVER N V -NY SHARES | 904784959 | COM | 63,000 | $21,000 | thousands by filing date | put |
| TURTLE BEACH CORP COM | 900450107 | Stock | 18,324 | $21,000 | thousands by filing date | |
| BP PLC | 055622904 | CALL | 48,000 | $20,000 | thousands by filing date | call |
| BARCLAYS BK PLC | 06742E901 | Cmn | 150,000 | $20,000 | thousands by filing date | call |
| KINDER MORGAN INC DEL | 49456B119 | *W EXP 05/25/201 | 508,767 | $19,000 | thousands by filing date | |
| CURRENCYSHARES EURO TRUST | 23130C958 | COM | 24,800 | $19,000 | thousands by filing date | put |
| RIG 270115C00010000 | h8817h900 | CALL | 46,500 | $18,000 | thousands by filing date | call |
| ALLSTATE CORP | 020002951 | COM | 308,400 | $18,000 | thousands by filing date | put |
| FORD MTR CO | 345370900 | CALL | 63,300 | $17,000 | thousands by filing date | call |
| ULTRAPETROL BAHAMAS LTD | P94398107 | COM | 64,185 | $17,000 | thousands by filing date | |
| XOMA CORP DEL | 98419J107 | COM | 21,670 | $17,000 | thousands by filing date | |
| ELI LILLY & CO | 532457908 | CALL | 113,500 | $16,000 | thousands by filing date | call |
| ISHARES INC | 464286908 | MSCI EURZONE ETF | 178,100 | $16,000 | thousands by filing date | call |
| DYNEGY INC WARRANT | 26817R116 | WARRANT | 38,688 | $16,000 | thousands by filing date | |
| JUNIPER NETWORKS INC | 48203R904 | COM | 500,000 | $16,000 | thousands by filing date | call |
| TRANSATLANTIC PETROLEUM LTD | G89982113 | SHS NEW | 21,881 | $16,000 | thousands by filing date | |
| CGG SPONS ADR | 12531Q105 | ADR | 17,828 | $15,000 | thousands by filing date | |
| NOBLE ENERGY INC | 655044905 | COM | 40,000 | $15,000 | thousands by filing date | call |
| TRIANGLE PETE CORP | 89600B201 | COM NEW | 25,842 | $14,000 | thousands by filing date | |
| FAIRWAY GROUP HLDGS CORP | 30603D109 | CL A | 38,770 | $14,000 | thousands by filing date | |
| ALEXCO RESOURCE CORP | 01535P106 | COM | 13,440 | $13,000 | thousands by filing date | |
| ITT EDUCATIONAL SERVICES INC | 45068B909 | COM | 34,300 | $13,000 | thousands by filing date | call |
| RESTAURANT BRANDS INTL INC | 76131D953 | COM | 23,200 | $12,000 | thousands by filing date | put |
| NEWFIELD EXPLORATION CO | 651290908 | COM | 20,000 | $12,000 | thousands by filing date | call |
| WISDOMTREE TR | 97717W901 | JAPN HEDGE EQT | 127,000 | $10,000 | thousands by filing date | call |
| DIAGEO PLC | 25243Q905 | SPON ADR NEW | 12,500 | $10,000 | thousands by filing date | call |
| DEUTSCHE BK AG | D18190908 | NAMEN AKT | 35,000 | $9,000 | thousands by filing date | call |
| CUMULUS MEDIA INC | 231082108 | CL A | 19,255 | $9,000 | thousands by filing date | |
| NEURALSTEM INC | 64127R302 | COM | 11,403 | $9,000 | thousands by filing date | |
| QUANTA SVCS INC | 74762E952 | Option | 170,000 | $8,000 | thousands by filing date | put |
| Lineage, Inc. | 536020100 | COM | 23,476 | $8,000 | thousands by filing date | |
| 3D SYS CORP DEL | 88554D905 | COM NEW | 65,000 | $8,000 | thousands by filing date | call |
| HUNTINGTON BANCSHARES INC | 446150904 | COM | 75,000 | $8,000 | thousands by filing date | call |
| EURONET WORLDWIDE INC | 298736959 | PUT | 20,000 | $8,000 | thousands by filing date | put |
| QUANTUM CORP | 747906204 | COM DSSG | 12,988 | $8,000 | thousands by filing date | |
| CONSOL ENERGY INC. | 20854P959 | COM | 250,000 | $8,000 | thousands by filing date | put |
| WEIGHT WATCHERS INTL INC | 948626956 | COM | 170,000 | $8,000 | thousands by filing date | put |
| CHINA PETROLEUM CHEM-ADR | 16941R958 | COM | 36,700 | $8,000 | thousands by filing date | put |
| SEVENTY SEVEN ENERGY INC | 818097107 | COM | 14,625 | $8,000 | thousands by filing date | |
| GEVO INC COM PAR | 374396208 | Stock | 28,325 | $8,000 | thousands by filing date | |
| MOBILEYE N V AMSTELVEEN | N51488957 | PUT | 150,000 | $8,000 | thousands by filing date | put |
| SIGNET JEWELERS LIMITED | G81276950 | SHS | 75,000 | $7,000 | thousands by filing date | put |
| RESOLUTE ENERGY CORP | 76116A108 | COMMON STOCK | 13,268 | $7,000 | thousands by filing date | |
| ULTRA PETROLEUM CORP | 903914109 | COM | 13,109 | $7,000 | thousands by filing date | |
| MONSANTO CO | 61166W901 | COM | 46,500 | $7,000 | thousands by filing date | call |
| CENTURY ALUM CO | 156431908 | CALL | 100,200 | $6,000 | thousands by filing date | call |
| ISHARES TR | 464288951 | 3 7 YR TREAS BD | 23,000 | $6,000 | thousands by filing date | put |
| EXPRESS SCRIPTS HOLDING CO | 30219G908 | COM | 24,700 | $6,000 | thousands by filing date | call |
| RITE AID CORP NEW YORK | 767754954 | Cmn | 150,000 | $6,000 | thousands by filing date | put |
| GLOBALSTAR INC | 378973908 | COM | 293,800 | $6,000 | thousands by filing date | call |
| VIOLIN MEMORY I | 92763A101 | Common Stock | 10,124 | $5,000 | thousands by filing date | |
| TAIWAN SEMICONDUCTOR MANUFAC | 874039950 | PUT | 87,700 | $4,000 | thousands by filing date | put |
| SANDISK CORP | 80004C951 | COM | 41,000 | $4,000 | thousands by filing date | put |
| XEROX CORP | 984121953 | COM | 220,400 | $4,000 | thousands by filing date | put |
| EMC CORP/MA | 268648952 | COM | 37,400 | $4,000 | thousands by filing date | put |
| QEP RESOURCES INC | 74733V950 | Cmn | 75,000 | $4,000 | thousands by filing date | put |
| TATA MOTORS LTD-SPON ADR | 876568952 | COM | 19,100 | $3,000 | thousands by filing date | put |
| HUANENG PWR INTL INC | 443304900 | SPON ADR H SHS | 11,800 | $3,000 | thousands by filing date | call |
| ALPS ETF TR | 00162Q956 | PUT | 14,000 | $3,000 | thousands by filing date | put |
| GAP INC | 364760958 | PUT | 13,000 | $2,000 | thousands by filing date | put |
| CSX CORP | 126408953 | PUT | 10,000 | $2,000 | thousands by filing date | put |
| PROSHARES TR | 74347B951 | PSHS ULTSH 20YRS | 10,000 | $2,000 | thousands by filing date | put |
| LENNAR CORP | 526057954 | CL A | 24,000 | $2,000 | thousands by filing date | put |
| CULLEN FROST BANKERS INC | 229899959 | PUT | 10,000 | $2,000 | thousands by filing date | put |
| NVIDIA CORPORATION | 67066G954 | PUT | 15,200 | $1,000 | thousands by filing date | put |
| ROYAL BK CDA | 780087952 | COM | 32,400 | $1,000 | thousands by filing date | put |
| HANESBRANDS INC. | 410345902 | COM | 13,700 | $1,000 | thousands by filing date | call |
| COMMUNITY HEALTH SYS INC NEW | 203668116 | RIGHT 99/99/9999 | 227,193 | $1,000 | thousands by filing date | |
| HUANENG PWR INTL INC | 443304950 | PUT | 20,200 | $1,000 | thousands by filing date | put |
| ANNALY CAPITAL MANAGEMENT IN | 035710959 | COM NEW | 20,000 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| MYLAN N V | N59465959 | PUT | 10,000 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001313360-16-000013 | this filing | 2016-05-12 | acceptance time not in the bulk data set |