13F-HR filed by SG Americas Securities, LLC
SG Americas Securities, LLC filed this 13F-HR for the quarter ended 2014-09-30, filed 2014-11-13, with 2,630 holding rows worth $16,997,218,000.
- Accession
- 0001313360-14-000014
- Filer
- CIK 1313360
- Filed
- 2014-11-13
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2014
A holdings report, 2,630 entries on the cover page, a total value of $16,997,218,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $16,997,218,000 with VALUE read as thousands by filing date, 13F file number 028-11048. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| COACH INC | 189754904 | COM | 298,300 | $53,000 | thousands by filing date | call |
| NEWMONT CORP | 651639906 | CALL | 200,000 | $52,000 | thousands by filing date | call |
| AMERICAN EXPRESS CO | 025816909 | CALL | 67,300 | $52,000 | thousands by filing date | call |
| LULULEMON ATHLETICA INC | 550021909 | CALL | 30,000 | $52,000 | thousands by filing date | call |
| ZIX CORP | 98974P100 | COM | 15,193 | $52,000 | thousands by filing date | |
| CITRIX SYSTEMS INC | 177376950 | COM | 408,000 | $52,000 | thousands by filing date | put |
| FOREST OIL CORP | 346091705 | COM PAR $0.01 | 43,701 | $51,000 | thousands by filing date | |
| CENTRAL EUROPEAN MEDIA ENTERPRISES LTD-CL A | G20045202 | COM | 22,796 | $51,000 | thousands by filing date | |
| EARTHLINK HLDGS CORP | 27033X101 | COM | 14,808 | $51,000 | thousands by filing date | |
| PORTUGAL TELECOM SGPS | 737273102 | COMMON STOCK-FO | 22,811 | $48,000 | thousands by filing date | |
| ONCOTHYREON INC | 682324108 | COM | 25,199 | $48,000 | thousands by filing date | |
| REACHLOCAL INC | 75525F104 | COM | 13,004 | $47,000 | thousands by filing date | |
| ACCURIDE CORP NEW | 00439T206 | COM NEW | 12,275 | $47,000 | thousands by filing date | |
| Female Health Company | 314462102 | COM | 13,536 | $47,000 | thousands by filing date | |
| MARTHA STEWART LIVING OMNIME | 573083102 | CL A | 12,790 | $46,000 | thousands by filing date | |
| REGADO BIOSCIENCE INC | 75874Q107 | COM | 41,055 | $46,000 | thousands by filing date | |
| ENERGY RECOVERY INC | 29270J100 | COM | 12,801 | $45,000 | thousands by filing date | |
| TANZANIAN ROYALTY EXPLORATION CORP. | 87600U104 | COM | 21,126 | $45,000 | thousands by filing date | |
| GERON CORP | 374163103 | COM | 22,187 | $44,000 | thousands by filing date | |
| PPL CORP | 69351T906 | COM | 64,100 | $43,000 | thousands by filing date | call |
| THRESHOLD PHARMACEUTICAL INC | 885807206 | COM NEW | 11,875 | $43,000 | thousands by filing date | |
| CYTRX CORP | 232828509 | COM PAR $.001 | 17,025 | $43,000 | thousands by filing date | |
| KRAFT FOODS GROUP INC | 50076Q906 | COM | 23,200 | $43,000 | thousands by filing date | call |
| BAYTEX ENERGY CORP | 07317Q955 | COM | 20,000 | $42,000 | thousands by filing date | put |
| ACTUATE CORP | 00508B102 | COM | 10,702 | $42,000 | thousands by filing date | |
| DELTA AIR LINES INC | 247361952 | PUT | 178,000 | $41,000 | thousands by filing date | put |
| HIGHER ONE HOLDINGS INC | 42983D104 | COM | 16,520 | $41,000 | thousands by filing date | |
| MODUSLINK GLOBAL SOLUTIONS I | 60786L107 | COM | 11,609 | $41,000 | thousands by filing date | |
| WILLIAMS COS INC | 969457950 | PUT | 90,000 | $40,000 | thousands by filing date | put |
| RADIOSHACK CORP | 750438103 | COMMON STOCK | 40,249 | $40,000 | thousands by filing date | |
| MILLENNIAL MEDIA INC | 60040N105 | COM | 21,290 | $40,000 | thousands by filing date | |
| MARATHON OIL CORP | 565849956 | COM | 103,500 | $40,000 | thousands by filing date | put |
| KOPIN CORP | 500600101 | COMMON STOCK | 11,438 | $39,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y903 | ST STR TECHN ETF | 250,000 | $39,000 | thousands by filing date | call |
| EDGIO INC | 53261M104 | COM | 16,616 | $39,000 | thousands by filing date | |
| KB HOME | 48666K909 | COM | 100,000 | $38,000 | thousands by filing date | call |
| CYAN INC | 23247W104 | COM | 12,188 | $38,000 | thousands by filing date | |
| NATIONAL BK GREECE S A | 633643705 | SPN ADR REP 1 SH | 12,606 | $38,000 | thousands by filing date | |
| US NATURAL GAS FUND LP | 912318951 | COM | 122,900 | $38,000 | thousands by filing date | put |
| SELECT SECTOR SPDR TR | 81369Y905 | CALL | 100,000 | $37,000 | thousands by filing date | call |
| ISHARES TR | 464288903 | CALL | 300,000 | $36,000 | thousands by filing date | call |
| CSX CORP | 126408953 | PUT | 506,700 | $36,000 | thousands by filing date | put |
| COSTCO WHOLESALE CORPORATION | 22160K955 | CALL | 18,900 | $35,000 | thousands by filing date | put |
| AGENUS INC | 00847G705 | COM NEW | 11,153 | $35,000 | thousands by filing date | |
| CINCINNATI BELL INC NEW | 171871106 | COM | 10,503 | $35,000 | thousands by filing date | |
| PANDORA MEDIA INC | 698354907 | COM | 18,500 | $35,000 | thousands by filing date | call |
| AETNA INC | 00817Y958 | COM | 87,800 | $35,000 | thousands by filing date | put |
| SALESFORCE INC | 79466L952 | PUT | 25,000 | $34,000 | thousands by filing date | put |
| TEXAS INSTRS INC | 882508954 | PUT | 321,500 | $33,000 | thousands by filing date | put |
| EXELON CORP | 30161N951 | COM | 14,800 | $33,000 | thousands by filing date | put |
| COTERRA ENERGY INC | 127097903 | CALL | 217,500 | $33,000 | thousands by filing date | call |
| HAMPTON ROADS BANKSHARES INC | 409321502 | COM | 21,710 | $33,000 | thousands by filing date | |
| TIFFANY CO | 886547958 | COM | 124,100 | $33,000 | thousands by filing date | put |
| NORFOLK SOUTHN CORP | 655844958 | COM | 301,100 | $32,000 | thousands by filing date | put |
| STATE STR SPDR S&P MIDCAP 40 | 78467Y957 | UTSER1 S&PDCRP | 50,000 | $32,000 | thousands by filing date | put |
| MARATHON OIL CORP | 565849906 | COM | 48,700 | $32,000 | thousands by filing date | call |
| MARRONE BIO INNOVATIONS INC | 57165B106 | COM | 12,049 | $32,000 | thousands by filing date | |
| DAKOTA PLAINS | 234255107 | COMMON STOCK | 12,900 | $31,000 | thousands by filing date | |
| QUICKLOGIC CORP | 74837P108 | COM | 10,503 | $31,000 | thousands by filing date | |
| SUNEDISON INC | 86732Y909 | COM | 109,900 | $31,000 | thousands by filing date | call |
| XEROX CORP | 984121953 | COM | 584,800 | $30,000 | thousands by filing date | put |
| WPX ENERGY INC | 98212B953 | Cmn | 200,000 | $30,000 | thousands by filing date | put |
| MANITOWOC COMPANY INC | 563571908 | COM | 10,700 | $29,000 | thousands by filing date | call |
| UNITED STATES STEEL CORP | 912909958 | COM | 205,100 | $29,000 | thousands by filing date | put |
| QUEST RESOURCE HOLDING CORP | 74836W104 | COMM | 16,721 | $29,000 | thousands by filing date | |
| RARE ELEMENT RES LTD | 75381M102 | COM | 43,081 | $28,000 | thousands by filing date | |
| MIDWAY GOLD CORP CAD COM | 598153104 | COM | 26,109 | $27,000 | thousands by filing date | |
| PPL CORP | 69351T956 | COM | 163,600 | $26,000 | thousands by filing date | put |
| GREAT PANTHER MINING | 39115V101 | COM | 25,810 | $26,000 | thousands by filing date | |
| MARVELL TECHNOLOGY GROUP LTD | G5876H905 | COM | 69,000 | $26,000 | thousands by filing date | call |
| ISHARES TR | 464287902 | CALL | 19,900 | $25,000 | thousands by filing date | call |
| UNILIFE CORP NEW | 90478E103 | COM | 10,997 | $25,000 | thousands by filing date | |
| PNC FINL SVCS GROUP INC | 693475955 | COM | 40,000 | $24,000 | thousands by filing date | put |
| SOTHEBYS | 835898957 | COM | 43,000 | $24,000 | thousands by filing date | put |
| CME GROUP INC | 12572Q955 | PUT | 131,400 | $23,000 | thousands by filing date | put |
| CORP RES SVCS INC COM | 22004Y105 | Stock | 14,345 | $22,000 | thousands by filing date | |
| Alcatel-Lucent | 013904905 | Sponsored ADR | 200,000 | $20,000 | thousands by filing date | call |
| HCA HEALTHCARE INC | 40412C951 | PUT | 48,200 | $19,000 | thousands by filing date | put |
| RUBICON MINERALS CORP | 780911103 | COM | 13,797 | $19,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V908 | CALL | 66,000 | $18,000 | thousands by filing date | call |
| NOVACOPPER INC | 66988K102 | COM | 18,991 | $18,000 | thousands by filing date | |
| GULFPORT ENERGY CORP COMMON STOCK | 402635904 | Cmn | 35,000 | $18,000 | thousands by filing date | call |
| KBR INC | 48242W906 | COM | 226,500 | $17,000 | thousands by filing date | call |
| CURIS INC | 231269101 | COM | 11,030 | $16,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC-A | G5480U954 | COM | 60,000 | $15,000 | thousands by filing date | put |
| GAMESTOP CORP | 36467W909 | CALL | 75,000 | $14,000 | thousands by filing date | call |
| GOLDEN STAR RES LTD CDA | 38119T104 | COM | 32,914 | $14,000 | thousands by filing date | |
| APPLIED MATLS INC | 038222955 | PUT | 287,000 | $13,000 | thousands by filing date | put |
| AMERICAN ELEC PWR CO INC | 025537951 | COM | 89,600 | $13,000 | thousands by filing date | put |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 11,693 | $13,000 | thousands by filing date | |
| DOW CHEMICAL CO/THE | 260543953 | COM | 63,200 | $13,000 | thousands by filing date | put |
| AVIS BUDGET GROUP INC | 053774955 | PUT | 23,000 | $12,000 | thousands by filing date | put |
| SCHWAB CHARLES CORP | 808513905 | CALL | 49,100 | $12,000 | thousands by filing date | call |
| HARLEY DAVIDSON INC | 412822908 | COM | 80,000 | $12,000 | thousands by filing date | call |
| ISHARES INC | 464286908 | MSCI EURZONE ETF | 310,600 | $12,000 | thousands by filing date | call |
| NOKIA CORP | 654902954 | PUT | 1,090,600 | $11,000 | thousands by filing date | put |
| CUBIST PHARMACEUTICALS INC | 229678123 | RIGHT 99/99/9999 ADDED | 88,430 | $11,000 | thousands by filing date | |
| TYSON FOODS INC | 902494953 | CL A | 34,400 | $10,000 | thousands by filing date | put |
| PARAMOUNT GOLD & SILVER CORP | 69924P102 | COM | 11,559 | $10,000 | thousands by filing date | |
| GENERAL DYNAMICS CORP | 369550958 | COM | 30,000 | $9,000 | thousands by filing date | put |
| CYTORI THERAPEUTICS INC | 23283K105 | COM | 12,771 | $9,000 | thousands by filing date | |
| COMMUNITY HEALTH SYS INC NEW | 203668116 | RIGHT 99/99/9999 | 259,459 | $9,000 | thousands by filing date | |
| HESS CORP | 42809H957 | COM | 15,000 | $8,000 | thousands by filing date | put |
| CAMERON INTERNATIONAL CORP | 13342B955 | COM | 64,600 | $8,000 | thousands by filing date | put |
| TIME WARNER INC | 887317953 | COM | 15,500 | $8,000 | thousands by filing date | put |
| ECOLAB INC | 278865900 | COM | 16,600 | $7,000 | thousands by filing date | call |
| HALCON RESOURCES CORP | 40537Q909 | Cmn | 100,000 | $7,000 | thousands by filing date | call |
| ELI LILLY & CO | 532457958 | PUT | 73,400 | $6,000 | thousands by filing date | put |
| AMERICAN REALTY CAPITAL PROP | 02917T904 | Cmn | 113,500 | $6,000 | thousands by filing date | call |
| HERCULES OFFSHORE INC | 427093909 | Cmn | 127,600 | $6,000 | thousands by filing date | call |
| LAREDO PETE HLDGS INC | 516806906 | COM | 125,000 | $6,000 | thousands by filing date | call |
| CONAGRA BRANDS INC | 205887952 | PUT | 26,400 | $5,000 | thousands by filing date | put |
| CRESTWOOD MIDSTREAM PARTNERS | 226378907 | UNIT LTD PARTNER | 107,000 | $5,000 | thousands by filing date | call |
| IShares S&P 500 Index Fund | 464287952 | ETF | 76,300 | $4,000 | thousands by filing date | put |
| FLUOR CORP | 343412952 | COM | 12,500 | $4,000 | thousands by filing date | put |
| HEWLETT-PACKARD CO | 428236953 | COM | 147,300 | $4,000 | thousands by filing date | put |
| ENSCO PLC-CL A | G3157S906 | COM | 94,000 | $4,000 | thousands by filing date | call |
| WEATHERFORD INTL PLC | G48833950 | PUT | 29,200 | $4,000 | thousands by filing date | put |
| CORINTHIAN COLLEGES INC | 218868107 | COMMON STOCK | 25,121 | $3,000 | thousands by filing date | |
| CONCHO RESOURCES INC | 20605P951 | COM | 25,300 | $3,000 | thousands by filing date | put |
| OASIS PETROLEUM INC | 674215908 | Cmn | 60,000 | $3,000 | thousands by filing date | call |
| THE INTERPUBLIC GROUP OF COMPANIES INC. CMN STOCK | 460690950 | Cmn | 30,000 | $3,000 | thousands by filing date | put |
| ROCK CREEK PHARMACEUTICALS INC COM NEW | 772081105 | ROCK CREEK PHARMACEUTICALS INC COM NEW | 10,660 | $3,000 | thousands by filing date | |
| THE CAMPBELLS COMPANY | 134429959 | PUT | 100,000 | $2,000 | thousands by filing date | put |
| BANK OF NY MELLON CORP | 064058950 | COM | 11,200 | $2,000 | thousands by filing date | put |
| AUXILIUM PHARMACEUTICALS INC | 05334D957 | COM | 20,000 | $2,000 | thousands by filing date | put |
| OREXIGEN THERAPEUTICS INC | 686164904 | Cmn | 50,000 | $2,000 | thousands by filing date | call |
| ISHARES INC | 464286903 | MSCI AUST ETF | 13,200 | $1,000 | thousands by filing date | call |
| COCA-COLA ENTERPRISES | 19122T959 | COM | 10,500 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| LIBERTY MEDIA CORP DEL | 531229952 | PUT | 10,000 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001313360-14-000014 | this filing | 2014-11-13 | acceptance time not in the bulk data set |