13F-HR filed by BALASA DINVERNO & FOLTZ LLC
BALASA DINVERNO & FOLTZ LLC filed this 13F-HR for the quarter ended 2017-03-31, filed 2017-05-05, with 204 holding rows worth $592,041,000.
- Accession
- 0001308757-17-000003
- Filer
- CIK 1308757
- Filed
- 2017-05-05
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2017
A holdings report, 204 entries on the cover page, a total value of $592,041,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $592,041,000 with VALUE read as thousands by filing date, 13F file number 028-11054. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ISHARESRUSSELL1000GROWTHETF | 464287614 | STOK | 1,078,062 | $122,683,000 | thousands by filing date | |
| Vanguard Small-Cap Growth ETF | 922908595 | SHS | 616,938 | $86,785,000 | thousands by filing date | |
| ISHARES RUSSELL 1000 VALUE ETF | 464287598 | ETF | 623,461 | $71,661,000 | thousands by filing date | |
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 269,988 | $64,060,000 | thousands by filing date | |
| iShares MSCI USA Momentum Factor ETF | 46432F396 | SHS | 627,161 | $51,835,000 | thousands by filing date | |
| FLEETCOR TECHNOLOGIES INC | 339041105 | COM | 114,046 | $17,270,000 | thousands by filing date | |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 191,392 | $11,922,000 | thousands by filing date | |
| Apple | 378331003 | Common Stock | 68,716 | $9,872,000 | thousands by filing date | |
| 1/100 Berkshire Hath A | 084990175 | BRKA | 2,700 | $6,746,000 | thousands by filing date | |
| ISHARES MSCI EAFE GROWTH ETF | 464288885 | ETF | 96,907 | $6,734,000 | thousands by filing date | |
| PENUMBRA INC COM | 70975L107 | Stock | 58,092 | $4,848,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 27,264 | $3,091,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 42,224 | $3,044,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 24,274 | $3,023,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 42,826 | $2,820,000 | thousands by filing date | |
| Wells Fargo & Company | 949746101 | COM | 47,561 | $2,647,000 | thousands by filing date | |
| ASSURED GUARANTY LTD COM | G0585R106 | Stock | 66,881 | $2,482,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 54,398 | $2,260,000 | thousands by filing date | |
| BERKSHIRE HATHAWAY INC DEL CL | 846707024 | COM | 13,308 | $2,218,000 | thousands by filing date | |
| HEWLETT PACKARD ENTERPRISE CO COM | 42824C109 | Stock | 93,555 | $2,217,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 8,947 | $2,109,000 | thousands by filing date | |
| PHILIP MORRIS COS INC | 718154107 | COMMON STOCK | 29,345 | $2,096,000 | thousands by filing date | |
| iShares S&P 500 Growth ETF | 464287309 | SHS | 15,678 | $2,062,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 18,652 | $2,003,000 | thousands by filing date | |
| NVIDIA Corp | 67066G104 | COM | 17,991 | $1,960,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 12,716 | $1,867,000 | thousands by filing date | |
| SPDR MSCI ACWI EX-US ETF | 78463X848 | COM | 53,282 | $1,817,000 | thousands by filing date | |
| 38259p508 | COM | 2,142 | $1,816,000 | thousands by filing date | ||
| EXXON MOBIL CORP | 30231G102 | COM | 22,123 | $1,814,000 | thousands by filing date | |
| GENERAL MTRS CO COM | 37045V100 | Stock | 48,334 | $1,709,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 17,208 | $1,512,000 | thousands by filing date | |
| Vanguard Growth | 922908736 | COM | 12,404 | $1,509,000 | thousands by filing date | |
| Bank of America Corp. | 605051044 | COM | 62,135 | $1,466,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 39,499 | $1,425,000 | thousands by filing date | |
| UnitedHealth Group Inc | 91324P102 | COM | 8,568 | $1,405,000 | thousands by filing date | |
| COMMERCE BANCSHARES INC | 200525103 | COM | 22,708 | $1,275,000 | thousands by filing date | |
| HEWLETT PACKARD CO | 428236103 | COM | 70,419 | $1,259,000 | thousands by filing date | |
| Vanguard Value ETF | 922908744 | SHS | 12,904 | $1,231,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 35,843 | $1,226,000 | thousands by filing date | |
| GOOGLE INC | 38259P706 | CL C | 1,477 | $1,225,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 8,282 | $1,176,000 | thousands by filing date | |
| REINSURANCE GROUP AMER INC COM NEW | 759351604 | Stock | 9,138 | $1,160,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 21,287 | $1,158,000 | thousands by filing date | |
| iShares MSCI KLD 400 Social ETF | 464288570 | SHS | 13,265 | $1,151,000 | thousands by filing date | |
| Amazon.Com | 231351065 | COM | 1,285 | $1,139,000 | thousands by filing date | |
| DELL TECHNOLOGIES INC CLASS CLASS C | 24703L103 | CLASS C | 17,773 | $1,139,000 | thousands by filing date | |
| TYSON FOODS INC CL A | 902494103 | Stock | 18,205 | $1,123,000 | thousands by filing date | |
| Accenture Plc Class A | G1151C101 | COM | 9,342 | $1,120,000 | thousands by filing date | |
| UNITED AIRLS HLDGS INC COM | 910047109 | Stock | 15,466 | $1,093,000 | thousands by filing date | |
| Lockheed Martin Corporation | 539830109 | COM | 4,035 | $1,080,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 5,880 | $1,024,000 | thousands by filing date | |
| Amgen Inc. | 311621007 | COM | 6,236 | $1,023,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 14,889 | $970,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 10,776 | $968,000 | thousands by filing date | |
| ALLSTATE CORP COM | 020002101 | Stock | 11,706 | $954,000 | thousands by filing date | |
| WALGREENS BOOTS ALLIANCE INC | 931427108 | COM | 11,372 | $944,000 | thousands by filing date | |
| Comcast Corp | 20030N101 | COM | 24,934 | $937,000 | thousands by filing date | |
| VALERO ENERGY CORP COM | 91913Y100 | Stock | 14,130 | $937,000 | thousands by filing date | |
| Invesco S&P 500 Pure Growth | 78355W403 | GUG S&P500 PU GR | 9,981 | $895,000 | thousands by filing date | |
| PRUDENTIAL FINL INC COM | 744320102 | Stock | 8,384 | $894,000 | thousands by filing date | |
| Aptar Group | 383361037 | COM | 11,600 | $893,000 | thousands by filing date | |
| MERCK &COINC | 589331107 | COM | 13,750 | $874,000 | thousands by filing date | |
| EXELON CORP COM | 30161N101 | Stock | 24,123 | $868,000 | thousands by filing date | |
| Gilead Sciences,Inc. | 375558103 | COM | 12,310 | $836,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 28,005 | $835,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 24,358 | $823,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 16,776 | $818,000 | thousands by filing date | |
| Citigroup Inc. | 172967424 | COM | 13,606 | $814,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 7,084 | $792,000 | thousands by filing date | |
| QUALITY CARE PPTYS INC | 747545101 | COM | 41,908 | $790,000 | thousands by filing date | |
| ROBERT HALF INC. COM | 770323103 | Stock | 15,870 | $775,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC COM NEW | 026874784 | Stock | 12,403 | $774,000 | thousands by filing date | |
| ISHARES RUSSELL 1000 ETF | 464287622 | ETF | 5,892 | $773,000 | thousands by filing date | |
| Boeing Co. | 970231056 | COM | 4,249 | $751,000 | thousands by filing date | |
| HORIZON PHARMA INC | 44047T109 | COM | 50,000 | $739,000 | thousands by filing date | |
| KIMBERLY-CLARK CORP COM | 494368103 | Stock | 5,596 | $737,000 | thousands by filing date | |
| Visa, Inc. | 82826C839 | COM | 8,293 | $737,000 | thousands by filing date | |
| AARONS INC | 002535300 | COM PAR $0.50 | 23,164 | $689,000 | thousands by filing date | |
| WHOLE FOODS MKT INC | 966837106 | COM | 21,325 | $634,000 | thousands by filing date | |
| CHIMERA INVESTMENT CORP | 16934Q109 | COMMON STOCK | 31,409 | $634,000 | thousands by filing date | |
| Oracle Corporation | 68389X105 | COM | 13,703 | $611,000 | thousands by filing date | |
| Starbucks Corporation | 855244109 | COM | 10,444 | $610,000 | thousands by filing date | |
| ONE GAS INC COM | 68235P108 | Stock | 8,951 | $605,000 | thousands by filing date | |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 15,321 | $603,000 | thousands by filing date | |
| CVS Health Corporation | 126650100 | COM | 7,514 | $590,000 | thousands by filing date | |
| EDWARDS LIFESCIENCES CORP COM | 28176E108 | Stock | 6,276 | $590,000 | thousands by filing date | |
| iShares S&P 500 Value ETF | 464287408 | SHS | 5,493 | $571,000 | thousands by filing date | |
| DXC TECHNOLOGY CO COM | 23355L106 | Stock | 8,004 | $569,000 | thousands by filing date | |
| KBHOME | 48666K109 | COM | 28,463 | $566,000 | thousands by filing date | |
| DCT INDUSTRIAL TRUST INC | 233153105 | COM | 11,691 | $563,000 | thousands by filing date | |
| 3M CO COM | 88579Y101 | Stock | 2,925 | $560,000 | thousands by filing date | |
| TIME WARNER INC | 887317105 | COMMON STOCK | 5,726 | $560,000 | thousands by filing date | |
| EQUITY RESIDENTIAL | 29476L107 | SH BEN INT | 8,643 | $538,000 | thousands by filing date | |
| ILLINOIS TOOL WKS INC | 452308109 | COM | 4,042 | $535,000 | thousands by filing date | |
| ISHARES TR | 464287648 | RUS 2000 GRW ETF | 3,253 | $526,000 | thousands by filing date | |
| Baxter International Inc. | 718131097 | COM | 10,122 | $525,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 4,036 | $523,000 | thousands by filing date | |
| PowerShares QQQ Trust Unit Ser | 73935A104 | COM | 3,954 | $523,000 | thousands by filing date | |
| NISOURCE INC COM | 65473P105 | Stock | 21,364 | $508,000 | thousands by filing date | |
| ANNALY CAPITAL MGMT | 357104090 | PFDs, REITs, | 45,766 | $508,000 | thousands by filing date | |
| TECH DATA CORP | 878237106 | COM | 5,331 | $501,000 | thousands by filing date | |
| NORTHROP GRUMMAN CORP COM | 666807102 | Stock | 2,096 | $499,000 | thousands by filing date | |
| DUKE ENERGY | 264399106 | COM | 6,074 | $498,000 | thousands by filing date | |
| CELGENE CORP | 151020104 | COM | 3,998 | $497,000 | thousands by filing date | |
| REYNOLDS AMERICAN INC | 761713106 | COMMON STOCK | 7,871 | $496,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 11,665 | $495,000 | thousands by filing date | |
| Texas Instruments Incorporated | 882508104 | COM | 6,087 | $490,000 | thousands by filing date | |
| Honeywell Technologies | 438516106 | COM | 3,903 | $487,000 | thousands by filing date | |
| WORLD KINECT CORPORATION | 981475106 | COM | 13,437 | $487,000 | thousands by filing date | |
| Elevance Health, Inc. | 036752103 | COM | 2,837 | $469,000 | thousands by filing date | |
| Dow Chemical Company | 260543103 | COM | 7,311 | $465,000 | thousands by filing date | |
| TJX Companies Inc | 872540109 | COM | 5,830 | $461,000 | thousands by filing date | |
| AETNA INC NEW | 00817Y108 | COM | 3,614 | $461,000 | thousands by filing date | |
| Danaher Corporation | 235851102 | COM | 5,364 | $459,000 | thousands by filing date | |
| NIKE,Inc. Class B | 654106103 | COM | 8,207 | $457,000 | thousands by filing date | |
| ISHARES TR | 464287689 | RUSSELL 3000 ETF | 3,259 | $456,000 | thousands by filing date | |
| LYONDELLBASELL INDUSTRIES NV SHS - A - | N53745100 | Stock | 4,990 | $455,000 | thousands by filing date | |
| AON Corp. | 0408v1025 | COM | 3,830 | $455,000 | thousands by filing date | |
| Abbott Laboratories | 002824100 | COM | 10,223 | $454,000 | thousands by filing date | |
| NORTHERN TR CORP COM | 665859104 | Stock | 5,227 | $453,000 | thousands by filing date | |
| CONSOLIDATED EDISON INC | 209115104 | COM | 5,787 | $449,000 | thousands by filing date | |
| MasterCard, Inc | 57636Q104 | COM | 3,919 | $441,000 | thousands by filing date | |
| C.H. ROBINSON WORLDWIDE INC | 12541W100 | EQUS | 5,528 | $427,000 | thousands by filing date | |
| DEAN FOODS CO NEW | 242370104 | COM | 21,455 | $422,000 | thousands by filing date | |
| TRAVELERS COMPANIES INC COM | 89417E109 | Stock | 3,448 | $416,000 | thousands by filing date | |
| iShares Russell 2000 ETF | 464287655 | SHS | 3,004 | $413,000 | thousands by filing date | |
| iShares Core S&P Small-Cap ETF | 464287804 | SHS | 5,960 | $412,000 | thousands by filing date | |
| Morgan Stanley | 617446448 | COM | 9,496 | $407,000 | thousands by filing date | |
| NEUSTAR INC | 64126X201 | CL A | 12,153 | $403,000 | thousands by filing date | |
| Charles Schwab Corp | 808513105 | COM | 9,481 | $387,000 | thousands by filing date | |
| Union Pacific Corporation | 907818108 | COM | 3,553 | $376,000 | thousands by filing date | |
| ISHARES MSCI EAFE SMALL-CAP ETF | 464288273 | ETF | 6,879 | $372,000 | thousands by filing date | |
| Best Buy Inc. | 865161012 | COM | 7,573 | $372,000 | thousands by filing date | |
| Broadcom Inc | Y0486S104 | Common | 1,684 | $369,000 | thousands by filing date | |
| WISCONSIN ENERGY CORP | 976657106 | COMMON STOCK | 5,974 | $362,000 | thousands by filing date | |
| GAMESTOP CORP | 36467W109 | CL A | 15,949 | $360,000 | thousands by filing date | |
| ASSURANT INC COM | 04621X108 | Stock | 3,737 | $358,000 | thousands by filing date | |
| ABIOMED INC | 003654100 | COM | 2,846 | $356,000 | thousands by filing date | |
| Vanguard High Dividend Yield ETF | 921946406 | SHS | 4,500 | $349,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W809 | GUG S&P SC600 PG | 3,468 | $349,000 | thousands by filing date | |
| Lowes Companies,Inc. | 548661107 | COM | 4,236 | $348,000 | thousands by filing date | |
| UNITED THERAPEUTICS CORP DEL COM | 91307C102 | Stock | 2,559 | $346,000 | thousands by filing date | |
| Caterpillar Inc. | 149123101 | COM | 3,693 | $343,000 | thousands by filing date | |
| USBANCORPDEL | 902973304 | COM NEW | 6,617 | $341,000 | thousands by filing date | |
| COLGATE PALMOLIVE CO COM | 194162103 | Stock | 4,539 | $332,000 | thousands by filing date | |
| Thermo Fisher Scientific Inc. | 883556102 | COM | 2,131 | $327,000 | thousands by filing date | |
| FORD MTR CO COM | 345370860 | Stock | 28,093 | $327,000 | thousands by filing date | |
| Arrow Electronics Inc. | 427351002 | COM | 4,446 | $326,000 | thousands by filing date | |
| Philip Morris International Inc. | 718172109 | COM | 2,873 | $324,000 | thousands by filing date | |
| British Petroleum Amoco | 556221042 | COM | 9,327 | $322,000 | thousands by filing date | |
| METLIFE INC COM | 59156R108 | Stock | 6,069 | $321,000 | thousands by filing date | |
| ROCKWELL MED INC | 774374102 | COM | 51,300 | $321,000 | thousands by filing date | |
| CIRCUIT CITY STORES INC | 172737108 | EQUITY | 8,164 | $314,000 | thousands by filing date | |
| Intuit Inc. | 461202103 | COM | 2,692 | $312,000 | thousands by filing date | |
| PHILLIPS 66 COM | 718546104 | Stock | 3,935 | $312,000 | thousands by filing date | |
| LINCOLN NATL CORP IND COM | 534187109 | Stock | 4,701 | $308,000 | thousands by filing date | |
| Costco Wholesale Corporation | 22160K105 | COM | 1,832 | $307,000 | thousands by filing date | |
| NextEra Energy,Inc. | 65339F101 | COM | 2,389 | $307,000 | thousands by filing date | |
| SPDR S&P Dividend ETF | 78464A763 | SHS | 3,487 | $307,000 | thousands by filing date | |
| AMERICAN EAGLE OUTFITTERS INC COM | 02553E106 | Stock | 21,345 | $299,000 | thousands by filing date | |
| BIOGEN INC COM | 09062X103 | Stock | 1,082 | $296,000 | thousands by filing date | |
| GLAXOSMITHKLINE PLC-ADR | 37733W105 | SPONSORED ADR | 7,030 | $296,000 | thousands by filing date | |
| CORNING INC | 219350105 | COM | 10,782 | $291,000 | thousands by filing date | |
| Rollins Inc. | 775711107 | COM | 7,711 | $286,000 | thousands by filing date | |
| ULTA BEAUTY INC COM | 90384S303 | Stock | 989 | $282,000 | thousands by filing date | |
| Eli Lilly and Company | 532457108 | COM | 3,345 | $281,000 | thousands by filing date | |
| UNITED TECHNOLOGIES CORP | 913017109 | COM | 2,499 | $280,000 | thousands by filing date | |
| MASIMO CORP COM | 574795100 | Stock | 2,996 | $279,000 | thousands by filing date | |
| SHERWIN WILLIAMS CO | 824348106 | COM | 891 | $276,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W700 | GUG S&P SC600 PV | 3,957 | $271,000 | thousands by filing date | |
| CIGNA CORPORATION | 125509109 | COM | 1,827 | $268,000 | thousands by filing date | |
| MARATHON PETE CORP COM | 56585A102 | Stock | 5,148 | $260,000 | thousands by filing date | |
| GOODYEAR TIRE & RUBBER CO | 382550101 | COM | 7,183 | $259,000 | thousands by filing date | |
| CAPITAL ONE FINL CORP | 14040H105 | COM | 2,979 | $258,000 | thousands by filing date | |
| Medtronic Plc | G5960L103 | COM | 3,129 | $252,000 | thousands by filing date | |
| Vanguard Small-Cap Value ETF | 922908611 | SHS | 1,993 | $245,000 | thousands by filing date | |
| AMERICAN SHARED HOSPITAL SVC | 029595105 | COM | 56,500 | $244,000 | thousands by filing date | |
| EBAY INC. COM | 278642103 | Stock | 7,216 | $242,000 | thousands by filing date | |
| FEDEX CORP COM | 31428X106 | Stock | 1,229 | $240,000 | thousands by filing date | |
| KROGER CO COM | 501044101 | Stock | 8,083 | $238,000 | thousands by filing date | |
| Mondelez International,Inc. Class A | 609207105 | COM | 5,421 | $234,000 | thousands by filing date | |
| ISHARES RUSSELL MID-CAP VALUE ETF | 464287473 | ETF | 2,800 | $232,000 | thousands by filing date | |
| KRAFT HEINZ CO COM | 500754106 | Stock | 2,539 | $231,000 | thousands by filing date | |
| ROSS STORES INC COM | 778296103 | Stock | 3,482 | $229,000 | thousands by filing date | |
| Health Care Select Sector SPDR Fund | 81369Y209 | SHS | 3,000 | $223,000 | thousands by filing date | |
| LEAR CORP COM | 521865105 | COM | 1,574 | $223,000 | thousands by filing date | |
| CHEMICAL FINANCIAL CORP | 163731102 | COM | 4,335 | $222,000 | thousands by filing date | |
| DU PONT E I DE NEMOURS & CO | 263534109 | COM | 2,702 | $217,000 | thousands by filing date | |
| AUTOZONE INC COM | 533321022 | COM | 298 | $215,000 | thousands by filing date | |
| Adobe Inc | 00724F101 | COM | 1,629 | $212,000 | thousands by filing date | |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 924 | $212,000 | thousands by filing date | |
| Vanguard FTSE Developed Markets ETF | 921943858 | SHS | 5,394 | $212,000 | thousands by filing date | |
| SPDR Portfolio S&P 600 Small Cap ETF | 78468R853 | SHS | 2,592 | $211,000 | thousands by filing date | |
| PPG INDS INC COM | 693506107 | Stock | 1,996 | $210,000 | thousands by filing date | |
| POPULAR INC | 733174700 | COM NEW | 5,124 | $209,000 | thousands by filing date | |
| TE CONNECTIVITY LTD | H84989104 | SHS | 2,757 | $206,000 | thousands by filing date | |
| TWENTY FIRST CENTY FOX INC | 90130A101 | CL A | 6,281 | $203,000 | thousands by filing date | |
| GENERAL DYNAMICS CORP COM | 369550108 | Stock | 1,079 | $202,000 | thousands by filing date | |
| CUMMINS INC COM | 231021106 | Stock | 1,332 | $201,000 | thousands by filing date | |
| Rowan Companies Inc | 779382100 | COM | 12,469 | $194,000 | thousands by filing date | |
| IMD Companies Inc | 44969g101 | CS | 300,000 | $1,000 | thousands by filing date | |
| CASTLE AM & CO | 148411101 | COMMON STOCK | 620,614 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SOLARWINDS INC | 83416B109 | COM | 65,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AMR Corp Escrow | 001ESC102 | COM | 14,833 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001308757-17-000003 | this filing | 2017-05-05 | acceptance time not in the bulk data set |