13F-HR filed by BALASA DINVERNO & FOLTZ LLC
BALASA DINVERNO & FOLTZ LLC filed this 13F-HR for the quarter ended 2016-03-31, filed 2016-05-11, with 176 holding rows worth $560,165,000.
- Accession
- 0001308757-16-000011
- Filer
- CIK 1308757
- Filed
- 2016-05-11
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2016
A holdings report, 176 entries on the cover page, a total value of $560,165,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $560,165,000 with VALUE read as thousands by filing date, 13F file number 028-11054. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ISHARESRUSSELL1000GROWTHETF | 464287614 | STOK | 1,133,494 | $113,100,000 | thousands by filing date | |
| Vanguard Small-Cap Growth ETF | 922908595 | SHS | 594,009 | $70,687,000 | thousands by filing date | |
| ISHARES RUSSELL 1000 VALUE ETF | 464287598 | ETF | 680,342 | $67,225,000 | thousands by filing date | |
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 292,954 | $60,539,000 | thousands by filing date | |
| iShares MSCI USA Momentum Factor ETF | 46432F396 | SHS | 568,300 | $41,543,000 | thousands by filing date | |
| ISHARES U S ETF TR | 46431W408 | Cmn | 1,563,737 | $35,509,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 141,032 | $17,725,000 | thousands by filing date | |
| FLEETCOR TECHNOLOGIES INC | 339041105 | COM | 118,718 | $17,659,000 | thousands by filing date | |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 212,050 | $12,121,000 | thousands by filing date | |
| ISHARES MSCI EAFE GROWTH ETF | 464288885 | ETF | 97,832 | $6,438,000 | thousands by filing date | |
| Apple | 378331003 | Common Stock | 55,201 | $6,016,000 | thousands by filing date | |
| 1/100 Berkshire Hath A | 084990175 | BRKA | 2,700 | $5,763,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 27,015 | $2,683,000 | thousands by filing date | |
| Wells Fargo & Company | 949746101 | COM | 52,737 | $2,550,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 40,107 | $2,215,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 19,242 | $2,082,000 | thousands by filing date | |
| HORIZON PHARMA INC | 44047T109 | COM | 125,464 | $2,079,000 | thousands by filing date | |
| HEWLETT PACKARD ENTERPRISE CO COM | 42824C109 | Stock | 111,365 | $1,975,000 | thousands by filing date | |
| SPDR MSCI ACWI EX-US ETF | 78463X848 | COM | 63,218 | $1,948,000 | thousands by filing date | |
| BERKSHIRE HATHAWAY INC DEL CL | 846707024 | COM | 13,495 | $1,915,000 | thousands by filing date | |
| ASSURED GUARANTY LTD COM | G0585R106 | Stock | 72,752 | $1,841,000 | thousands by filing date | |
| PHILIP MORRIS COS INC | 718154107 | COMMON STOCK | 28,676 | $1,797,000 | thousands by filing date | |
| iShares S&P 500 Growth ETF | 464287309 | SHS | 15,410 | $1,786,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 45,279 | $1,774,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC COM NEW | 026874784 | Stock | 32,069 | $1,733,000 | thousands by filing date | |
| VALERO ENERGY CORP COM | 91913Y100 | Stock | 25,045 | $1,606,000 | thousands by filing date | |
| 38259p508 | COM | 2,101 | $1,603,000 | thousands by filing date | ||
| COMMERCE BANCSHARES INC | 200525103 | COM | 34,153 | $1,535,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 17,853 | $1,492,000 | thousands by filing date | |
| TYSON FOODS INC CL A | 902494103 | Stock | 21,639 | $1,442,000 | thousands by filing date | |
| GOODYEAR TIRE & RUBBER CO | 382550101 | COM | 42,947 | $1,416,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 6,810 | $1,400,000 | thousands by filing date | |
| Vanguard Growth | 922908736 | COM | 12,200 | $1,299,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 9,457 | $1,262,000 | thousands by filing date | |
| GOOGLE INC | 38259P706 | CL C | 1,496 | $1,115,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 33,974 | $1,099,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 19,914 | $1,077,000 | thousands by filing date | |
| Vanguard Value ETF | 922908744 | SHS | 12,520 | $1,032,000 | thousands by filing date | |
| UnitedHealth Group Inc | 91324P102 | COM | 7,946 | $1,024,000 | thousands by filing date | |
| Lockheed Martin Corporation | 539830109 | COM | 4,371 | $968,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 32,526 | $964,000 | thousands by filing date | |
| Aptar Group | 383361037 | COM | 12,000 | $941,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 29,489 | $937,000 | thousands by filing date | |
| WALGREENS BOOTS ALLIANCE INC | 931427108 | COM | 10,896 | $918,000 | thousands by filing date | |
| Gilead Sciences,Inc. | 375558103 | COM | 9,952 | $914,000 | thousands by filing date | |
| ONE GAS INC COM | 68235P108 | Stock | 14,955 | $914,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 15,398 | $912,000 | thousands by filing date | |
| iShares MSCI KLD 400 Social ETF | 464288570 | SHS | 11,854 | $907,000 | thousands by filing date | |
| REINSURANCE GROUP AMER INC COM NEW | 759351604 | Stock | 9,187 | $884,000 | thousands by filing date | |
| Amgen Inc. | 311621007 | COM | 5,864 | $879,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 7,569 | $864,000 | thousands by filing date | |
| Invesco S&P 500 Pure Growth | 78355W403 | GUG S&P500 PU GR | 10,102 | $802,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 8,250 | $787,000 | thousands by filing date | |
| CVS Health Corporation | 126650100 | COM | 7,566 | $785,000 | thousands by filing date | |
| DELTA AIR LINES INC COM NEW | 247361702 | Stock | 15,831 | $771,000 | thousands by filing date | |
| VOYA FINANCIAL INC COM | 929089100 | Stock | 25,822 | $769,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 4,978 | $754,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 13,044 | $745,000 | thousands by filing date | |
| ALLSTATE CORP COM | 020002101 | Stock | 10,654 | $718,000 | thousands by filing date | |
| Comcast Corp | 20030N101 | COM | 11,519 | $704,000 | thousands by filing date | |
| Starbucks Corporation | 855244109 | COM | 11,773 | $703,000 | thousands by filing date | |
| Bank of America Corp. | 605051044 | COM | 49,830 | $674,000 | thousands by filing date | |
| REYNOLDS AMERICAN INC | 761713106 | COMMON STOCK | 13,320 | $670,000 | thousands by filing date | |
| Visa, Inc. | 82826C839 | COM | 8,495 | $650,000 | thousands by filing date | |
| ASSURANT INC COM | 04621X108 | Stock | 8,371 | $646,000 | thousands by filing date | |
| Amazon.Com | 231351065 | COM | 1,080 | $641,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 10,002 | $639,000 | thousands by filing date | |
| Oracle Corporation | 68389X105 | COM | 15,532 | $635,000 | thousands by filing date | |
| CIGNA CORPORATION | 125509109 | COM | 4,610 | $633,000 | thousands by filing date | |
| MERCK &COINC | 589331107 | COM | 11,902 | $630,000 | thousands by filing date | |
| JETBLUE AWYS CORP | 477143101 | COM | 28,902 | $610,000 | thousands by filing date | |
| iShares Core S&P Small-Cap ETF | 464287804 | SHS | 5,413 | $609,000 | thousands by filing date | |
| EQUITY RESIDENTIAL | 29476L107 | SH BEN INT | 8,095 | $607,000 | thousands by filing date | |
| INGRAM MICRO INC | 457153104 | CL A | 16,838 | $605,000 | thousands by filing date | |
| Elevance Health, Inc. | 036752103 | COM | 4,275 | $594,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 5,796 | $594,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 7,145 | $588,000 | thousands by filing date | |
| Boeing Co. | 970231056 | COM | 4,636 | $588,000 | thousands by filing date | |
| NISOURCE INC COM | 65473P105 | Stock | 24,512 | $578,000 | thousands by filing date | |
| EDWARDS LIFESCIENCES CORP COM | 28176E108 | Stock | 6,344 | $560,000 | thousands by filing date | |
| NIKE,Inc. Class B | 654106103 | COM | 8,811 | $542,000 | thousands by filing date | |
| ISHARES RUSSELL 1000 ETF | 464287622 | ETF | 4,658 | $531,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 7,719 | $529,000 | thousands by filing date | |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 15,438 | $529,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 11,005 | $511,000 | thousands by filing date | |
| PHILLIPS 66 COM | 718546104 | Stock | 5,779 | $500,000 | thousands by filing date | |
| 3M CO COM | 88579Y101 | Stock | 2,901 | $483,000 | thousands by filing date | |
| ISHARES TR | 464287648 | RUS 2000 GRW ETF | 3,568 | $473,000 | thousands by filing date | |
| AON Corp. | 0408v1025 | COM | 4,478 | $468,000 | thousands by filing date | |
| iShares S&P 500 Value ETF | 464287408 | SHS | 5,179 | $466,000 | thousands by filing date | |
| CONSTELLATION BRANDS INC CL A | 21036P108 | Stock | 3,085 | $466,000 | thousands by filing date | |
| CONSOLIDATED EDISON INC | 209115104 | COM | 6,022 | $461,000 | thousands by filing date | |
| DCT INDUSTRIAL TRUST INC | 233153105 | COM | 11,691 | $461,000 | thousands by filing date | |
| ALASKA AIR GROUP INC | 116591090 | Equities | 5,519 | $453,000 | thousands by filing date | |
| AETNA INC NEW | 00817Y108 | COM | 4,008 | $450,000 | thousands by filing date | |
| PRUDENTIAL FINL INC COM | 744320102 | Stock | 6,119 | $442,000 | thousands by filing date | |
| Honeywell Technologies | 438516106 | COM | 3,940 | $441,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 15,436 | $439,000 | thousands by filing date | |
| TRAVELERS COMPANIES INC COM | 89417E109 | Stock | 3,745 | $437,000 | thousands by filing date | |
| PowerShares QQQ Trust Unit Ser | 73935A104 | COM | 3,954 | $432,000 | thousands by filing date | |
| Abbott Laboratories | 002824100 | COM | 10,285 | $430,000 | thousands by filing date | |
| LYONDELLBASELL INDUSTRIES NV SHS - A - | N53745100 | Stock | 5,010 | $429,000 | thousands by filing date | |
| EXELON CORP COM | 30161N101 | Stock | 11,866 | $426,000 | thousands by filing date | |
| CELGENE CORP | 151020104 | COM | 4,144 | $415,000 | thousands by filing date | |
| MasterCard, Inc | 57636Q104 | COM | 4,290 | $405,000 | thousands by filing date | |
| British Petroleum Amoco | 556221042 | COM | 12,619 | $381,000 | thousands by filing date | |
| ISHARES MSCI EAFE SMALL-CAP ETF | 464288273 | ETF | 7,608 | $379,000 | thousands by filing date | |
| FORD MTR CO COM | 345370860 | Stock | 27,815 | $376,000 | thousands by filing date | |
| NORTHROP GRUMMAN CORP COM | 666807102 | Stock | 1,902 | $376,000 | thousands by filing date | |
| TESORO CORP | 881609101 | COM | 4,365 | $375,000 | thousands by filing date | |
| WISCONSIN ENERGY CORP | 976657106 | COMMON STOCK | 6,227 | $374,000 | thousands by filing date | |
| COLGATE PALMOLIVE CO COM | 194162103 | Stock | 5,286 | $373,000 | thousands by filing date | |
| ILLINOIS TOOL WKS INC | 452308109 | COM | 3,628 | $372,000 | thousands by filing date | |
| AVNET INC COM | 053807103 | Stock | 8,176 | $362,000 | thousands by filing date | |
| TIME WARNER INC | 887317105 | COMMON STOCK | 4,966 | $360,000 | thousands by filing date | |
| Lowes Companies,Inc. | 548661107 | COM | 4,674 | $354,000 | thousands by filing date | |
| EVEREST GROUP LTD COM | G3223R108 | Stock | 1,764 | $348,000 | thousands by filing date | |
| Texas Instruments Incorporated | 882508104 | COM | 6,033 | $346,000 | thousands by filing date | |
| Caterpillar Inc. | 149123101 | COM | 4,462 | $342,000 | thousands by filing date | |
| KIMBERLY-CLARK CORP COM | 494368103 | Stock | 2,536 | $341,000 | thousands by filing date | |
| HEWLETT PACKARD CO | 428236103 | COM | 27,498 | $339,000 | thousands by filing date | |
| Costco Wholesale Corporation | 22160K105 | COM | 2,129 | $335,000 | thousands by filing date | |
| TJX Companies Inc | 872540109 | COM | 4,208 | $330,000 | thousands by filing date | |
| GENERAL MTRS CO COM | 37045V100 | Stock | 10,474 | $329,000 | thousands by filing date | |
| Charles Schwab Corp | 808513105 | COM | 11,662 | $327,000 | thousands by filing date | |
| Citigroup Inc. | 172967424 | COM | 7,764 | $324,000 | thousands by filing date | |
| TALEN ENERGY CORP | 87422J105 | COM | 35,400 | $319,000 | thousands by filing date | |
| Accenture Plc Class A | G1151C101 | COM | 2,739 | $316,000 | thousands by filing date | |
| Danaher Corporation | 235851102 | COM | 3,332 | $316,000 | thousands by filing date | |
| CIRCUIT CITY STORES INC | 172737108 | EQUITY | 44,509 | $312,000 | thousands by filing date | |
| Vanguard High Dividend Yield ETF | 921946406 | SHS | 4,500 | $311,000 | thousands by filing date | |
| Thermo Fisher Scientific Inc. | 883556102 | COM | 2,165 | $307,000 | thousands by filing date | |
| GLAXOSMITHKLINE PLC-ADR | 37733W105 | SPONSORED ADR | 7,569 | $307,000 | thousands by filing date | |
| Morgan Stanley | 617446448 | COM | 12,076 | $302,000 | thousands by filing date | |
| NORTHERN TR CORP COM | 665859104 | Stock | 4,615 | $301,000 | thousands by filing date | |
| ROCKWELL MED INC | 774374102 | COM | 37,800 | $284,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M415 | GUG BLT2016 HY | 12,766 | $281,000 | thousands by filing date | |
| SPDR S&P Dividend ETF | 78464A763 | SHS | 3,487 | $279,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W809 | GUG S&P SC600 PG | 3,525 | $278,000 | thousands by filing date | |
| iShares Russell 2000 ETF | 464287655 | SHS | 2,484 | $275,000 | thousands by filing date | |
| ISHARES TR | 464287689 | RUSSELL 3000 ETF | 2,230 | $269,000 | thousands by filing date | |
| Broadcom Inc | Y0486S104 | Common | 1,732 | $268,000 | thousands by filing date | |
| Union Pacific Corporation | 907818108 | COM | 3,328 | $265,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M399 | GUG BLT2017 HY | 11,650 | $264,000 | thousands by filing date | |
| INTERCONTINENTAL HOTELS GROU | 45857P509 | SPON ADR NEW2014 | 6,305 | $258,000 | thousands by filing date | |
| NextEra Energy,Inc. | 65339F101 | COM | 2,153 | $255,000 | thousands by filing date | |
| UNITED TECHNOLOGIES CORP | 913017109 | COM | 2,549 | $255,000 | thousands by filing date | |
| Eli Lilly and Company | 532457108 | COM | 3,498 | $252,000 | thousands by filing date | |
| Philip Morris International Inc. | 718172109 | COM | 2,550 | $250,000 | thousands by filing date | |
| BIOGEN INC COM | 09062X103 | Stock | 961 | $250,000 | thousands by filing date | |
| AUTOZONE INC COM | 533321022 | COM | 312 | $249,000 | thousands by filing date | |
| METLIFE INC COM | 59156R108 | Stock | 5,611 | $247,000 | thousands by filing date | |
| DUKE ENERGY | 264399106 | COM | 3,034 | $245,000 | thousands by filing date | |
| Mondelez International,Inc. Class A | 609207105 | COM | 6,072 | $244,000 | thousands by filing date | |
| USBANCORPDEL | 902973304 | COM NEW | 5,880 | $239,000 | thousands by filing date | |
| TRIPLE-S MGMT CORP | 896749108 | CL B | 9,357 | $233,000 | thousands by filing date | |
| HYATT HOTELS CORP COM CL A | 448579102 | Stock | 4,683 | $232,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W700 | GUG S&P SC600 PV | 3,957 | $228,000 | thousands by filing date | |
| PILGRIMS PRIDE CORP COM | 72147K108 | Stock | 8,931 | $227,000 | thousands by filing date | |
| KROGER CO COM | 501044101 | Stock | 5,749 | $220,000 | thousands by filing date | |
| MCKESSON CORP COM | 58155Q103 | Stock | 1,400 | $220,000 | thousands by filing date | |
| Medtronic Plc | G5960L103 | COM | 2,919 | $219,000 | thousands by filing date | |
| AmTrust Financial Services, Inc. | 323593095 | COM | 8,439 | $218,000 | thousands by filing date | |
| PPG INDS INC COM | 693506107 | Stock | 1,941 | $216,000 | thousands by filing date | |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 1,362 | $214,000 | thousands by filing date | |
| TRINITY INDS INC | 896522109 | COM | 11,247 | $206,000 | thousands by filing date | |
| EXPRESS SCRIPTS INC | 302182100 | COM | 2,994 | $206,000 | thousands by filing date | |
| iShares S&P Small-Cap 600 Value ETF | 464287879 | SHS | 1,811 | $205,000 | thousands by filing date | |
| Vanguard Small-Cap Value ETF | 922908611 | SHS | 1,974 | $201,000 | thousands by filing date | |
| AMERIPRISE FINL INC COM | 03076C106 | Stock | 2,135 | $201,000 | thousands by filing date | |
| CNO FINL GROUP INC | 12621E103 | COM | 11,071 | $198,000 | thousands by filing date | |
| Noble Corporation PLC | 655042109 | COM | 13,641 | $141,000 | thousands by filing date | |
| AMERICAN SHARED HOSPITAL SVC | 029595105 | COM | 56,000 | $124,000 | thousands by filing date | |
| CASTLE AM & CO | 148411101 | COMMON STOCK | 620,614 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SOLARWINDS INC | 83416B109 | COM | 65,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| IMD Companies Inc | 44969g101 | CS | 300,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001308757-16-000011 | this filing | 2016-05-11 | acceptance time not in the bulk data set |