13F-HR filed by PacWest Financial Management Inc
PacWest Financial Management Inc filed this 13F-HR for the quarter ended 2013-12-31, filed 2014-01-21, with 92 holding rows worth $336,165,000 by the sum of the rows.
- Accession
- 0001304762-14-000002
- Filer
- CIK 1304762
- Filed
- 2014-01-21
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2013
A holdings report, 91 entries on the cover page, a total value of $130,322,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $336,165,000 with VALUE read as thousands by filing date, 13F file number 028-11444. A later restatement replaced it, so the quarter does not use it. The resolved quarter.
The cover page states a total of $130,322,000, 61% less than the sum of the rows, $336,165,000. This page uses the sum of the rows.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ASTRAZENECA PLC SPONSORED ADR | 046353108 | ADR | 3,400 | $201,858,000 | thousands by filing date | Value about 1,000 times the price other filers imply, kept as filed and left out of ratios. |
| iShares Core S&P Small-Cap ETF | 464287804 | SHS | 49,625 | $5,416,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A474 | ST SHOR CORP ETF | 136,745 | $4,204,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M431 | GUGG BULL 2014 | 157,402 | $4,198,000 | thousands by filing date | |
| STATE STREET | 78464A425 | EXCHANGE TRADED | 135,556 | $4,160,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 104,329 | $3,902,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M423 | GUGG BULL 2015 | 138,012 | $3,696,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C409 | COM | 46,023 | $3,672,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 17,407 | $3,265,000 | thousands by filing date | |
| V F CORP COM | 918204108 | Stock | 50,612 | $3,155,000 | thousands by filing date | |
| Vanguard Intermediate-Term Corporate Bond ETF | 92206C870 | SHS | 36,112 | $2,986,000 | thousands by filing date | |
| TJX Companies Inc | 872540109 | COM | 45,509 | $2,900,000 | thousands by filing date | |
| USBANCORPDEL | 902973304 | COM NEW | 65,196 | $2,634,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 89,911 | $2,520,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 20,954 | $2,484,000 | thousands by filing date | |
| Qualcomm Incorporated | 747525103 | COM | 33,336 | $2,475,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 25,007 | $2,290,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 86,317 | $2,240,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 21,593 | $2,185,000 | thousands by filing date | |
| UNITED TECHNOLOGIES CORP | 913017109 | COM | 19,021 | $2,165,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 17,208 | $2,149,000 | thousands by filing date | |
| 3M CO COM | 88579Y101 | Stock | 14,364 | $2,015,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 20,463 | $1,985,000 | thousands by filing date | |
| VWO | 922042858 | SHS | 48,131 | $1,980,000 | thousands by filing date | |
| CHURCH & DWIGHT CO INC COM | 171340102 | Stock | 29,562 | $1,959,000 | thousands by filing date | |
| Schlumberger Limited | 806857108 | COM | 21,615 | $1,948,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 23,723 | $1,866,000 | thousands by filing date | |
| ISHARES 1-5 YEAR INVESTMENT GRADE CORPORATE BOND ETF | 464288646 | ETF | 16,045 | $1,692,000 | thousands by filing date | |
| EMERSON ELEC CO COM | 291011104 | Stock | 23,760 | $1,667,000 | thousands by filing date | |
| Wells Fargo & Company | 949746101 | COM | 36,201 | $1,644,000 | thousands by filing date | |
| LKQ CORP COM | 501889208 | Stock | 49,559 | $1,630,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 72,055 | $1,616,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 19,195 | $1,592,000 | thousands by filing date | |
| NOVO-NORDISK A S ADR | 670100205 | ADR | 8,490 | $1,569,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 2,747 | $1,541,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 48,774 | $1,494,000 | thousands by filing date | |
| HSBC HLDGS PLC SPON ADR NEW | 404280406 | ADR | 26,897 | $1,483,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 17,592 | $1,432,000 | thousands by filing date | |
| Accenture Plc Class A | G1151C101 | COM | 17,320 | $1,424,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 17,200 | $1,416,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M555 | GUGG CRP BD 2016 | 62,386 | $1,391,000 | thousands by filing date | |
| 38259p508 | COM | 1,205 | $1,350,000 | thousands by filing date | ||
| PRECISION CASTPARTS CORP | 740189105 | COM | 4,901 | $1,319,000 | thousands by filing date | |
| AMPHENOL CORP NEW | 032095101 | COM | 14,640 | $1,306,000 | thousands by filing date | |
| PRAXAIR INC | 74005P104 | COM | 9,842 | $1,280,000 | thousands by filing date | |
| BLACKROCK INC CL A COM | 09247X101 | COM | 4,037 | $1,277,000 | thousands by filing date | |
| VALEANT PHARMACEUTICALS INTL | 91911K102 | COM | 10,575 | $1,242,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 25,098 | $1,233,000 | thousands by filing date | |
| EXPRESS SCRIPTS HLDG CO | 30219G108 | COM | 17,228 | $1,210,000 | thousands by filing date | |
| BANK OF NY MELLON CORP COM | 064058100 | Stock | 33,425 | $1,168,000 | thousands by filing date | |
| C H ROBINSON WORLDWIDE IN COM NEW | 12541W209 | Stock | 19,359 | $1,130,000 | thousands by filing date | |
| ROYAL BK CDA COM | 780087102 | Stock | 16,720 | $1,124,000 | thousands by filing date | |
| ALLERGAN INC. | 18490102 | COM | 9,635 | $1,070,000 | thousands by filing date | The CUSIP as filed is malformed. |
| AbbVie,Inc. | 00287Y109 | COM | 19,965 | $1,054,000 | thousands by filing date | |
| VTI | 922908769 | COM | 10,926 | $1,048,000 | thousands by filing date | |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 5,903 | $1,046,000 | thousands by filing date | |
| CHINA MOBILE LIMITED | 16941M109 | SPONSORED ADR | 19,800 | $1,035,000 | thousands by filing date | |
| NOBLE ENERGY INC | 655044105 | COM | 27,390 | $1,026,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M548 | GUGG CRP BD 2017 | 43,271 | $981,000 | thousands by filing date | |
| CORNING INC | 219350105 | COM | 54,820 | $977,000 | thousands by filing date | |
| Caterpillar Inc. | 149123101 | COM | 10,660 | $968,000 | thousands by filing date | |
| BHP BILLITON LIMITED SPONSORED ADS | 088606108 | ADR | 13,887 | $947,000 | thousands by filing date | |
| BCE INC COM NEW | 05534B760 | Stock | 21,810 | $944,000 | thousands by filing date | |
| Stryker Corporation | 863667101 | COM | 12,185 | $916,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 23,164 | $814,000 | thousands by filing date | |
| Oracle Corporation | 68389X105 | COM | 20,781 | $795,000 | thousands by filing date | |
| Abbott Laboratories | 002824100 | COM | 20,300 | $778,000 | thousands by filing date | |
| BECTON DICKINSON & CO | 075887109 | COM | 6,880 | $760,000 | thousands by filing date | |
| ISHARES TR | 464288752 | US HOME CONS ETF | 29,455 | $731,000 | thousands by filing date | |
| Vanguard Dividend Appreciation ETF | 921908844 | SHS | 9,287 | $699,000 | thousands by filing date | |
| American Express Company | 025816109 | COM | 6,628 | $601,000 | thousands by filing date | |
| NOVARTIS AG SPONSORED ADR | 66987V109 | ADR | 7,060 | $567,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 13,262 | $548,000 | thousands by filing date | |
| Vanguard High Dividend Yield ETF | 921946406 | SHS | 8,655 | $539,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 10,151 | $508,000 | thousands by filing date | |
| Starbucks Corporation | 855244109 | COM | 6,396 | $501,000 | thousands by filing date | |
| MOHAWK INDS INC | 608190104 | COM | 3,320 | $494,000 | thousands by filing date | |
| DEVON ENERGY CORP NEW COM | 25179M103 | Stock | 7,448 | $461,000 | thousands by filing date | |
| GENERAL MILLS INC COM | 370334104 | Stock | 8,570 | $428,000 | thousands by filing date | |
| Costco Wholesale Corporation | 22160K105 | COM | 3,375 | $402,000 | thousands by filing date | |
| MEDTRONIC INC | 585055106 | COM | 6,549 | $376,000 | thousands by filing date | |
| NextEra Energy,Inc. | 65339F101 | COM | 4,205 | $360,000 | thousands by filing date | |
| DOLLAR TREE INC COM | 256746108 | Stock | 6,065 | $342,000 | thousands by filing date | |
| LACLEDE GROUP INC/THE | 505597104 | COM | 6,300 | $287,000 | thousands by filing date | |
| TORONTO DOMINION BK ONT COM NEW | 891160509 | Stock | 2,715 | $256,000 | thousands by filing date | |
| COLGATE PALMOLIVE CO COM | 194162103 | Stock | 3,750 | $245,000 | thousands by filing date | |
| DARDEN RESTAURANTS INC COM | 237194105 | Stock | 4,460 | $242,000 | thousands by filing date | |
| BRISTOL MYERS SQUIBB | 11012210 | COM | 4,555 | $242,000 | thousands by filing date | The CUSIP as filed is malformed. |
| OCCIDENTAL PETE CORP | 674599105 | COM | 2,460 | $234,000 | thousands by filing date | |
| KIMBERLY-CLARK CORP COM | 494368103 | Stock | 1,962 | $205,000 | thousands by filing date | |
| Waste Management, Inc. | 94106L109 | COM | 4,685 | $201,000 | thousands by filing date | |
| TRAVELCENTERS OF AMERICA LLC | 894174101 | COM | 40,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001304762-14-000002 | this filing | 2014-01-21 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001304762-14-000004 | base | 2014-01-27 | acceptance time not in the bulk data set |