13F-HR filed by SeaBridge Investment Advisors LLC
SeaBridge Investment Advisors LLC filed this 13F-HR for the quarter ended 2019-12-31, filed 2020-02-03, with 251 holding rows worth $288,184,000.
- Accession
- 0001304229-20-000001
- Filer
- CIK 1304229
- Filed
- 2020-02-03
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2019
A holdings report, 251 entries on the cover page, a total value of $288,184,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $288,173,000 with VALUE read as thousands by filing date, 13F file number 028-12671. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| Apple Inc | 037833100 | COM | 28,847 | $8,471,000 | thousands by filing date | |
| Citigroup Inc. | 172967424 | COM | 97,092 | $7,757,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 56,255 | $7,540,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 40,410 | $6,373,000 | thousands by filing date | |
| TAIWAN SEMICONDUCTOR MFG | 874039100 | SPONSORED ADS | 106,572 | $6,192,000 | thousands by filing date | |
| HOWARD HUGHES CORPORATION | 44267D107 | COMMON STOCK | 44,170 | $5,601,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 24,185 | $5,478,000 | thousands by filing date | |
| RPM INTL INC COM | 749685103 | Stock | 68,556 | $5,262,000 | thousands by filing date | |
| SEAGATE TECHNOLOGY PLC | G7945M107 | SHS | 86,486 | $5,146,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 35,331 | $4,925,000 | thousands by filing date | |
| SIMPSON MFG INC | 829073105 | COM | 59,082 | $4,740,000 | thousands by filing date | |
| Lowes Companies,Inc. | 548661107 | COM | 38,587 | $4,621,000 | thousands by filing date | |
| ISHARES 1-5 YEAR INVESTMENT GRADE CORPORATE BOND ETF | 464288646 | ETF | 85,390 | $4,579,000 | thousands by filing date | |
| WEYERHAEUSER CO COM NEW | 962166104 | REIT | 143,740 | $4,341,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 3,246 | $4,340,000 | thousands by filing date | |
| HUBBELL INC COM | 443510607 | Stock | 29,102 | $4,302,000 | thousands by filing date | |
| ISHARES TR | 46429B291 | A RATE CP BD ETF | 77,100 | $4,214,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 119,129 | $4,196,000 | thousands by filing date | |
| COMPASS MINERALS INTL INC | 20451N101 | COM | 68,281 | $4,162,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 3,095 | $4,145,000 | thousands by filing date | |
| STEELCASE INC-CLASS A | 858155203 | CL A | 202,296 | $4,139,000 | thousands by filing date | |
| REGIONS FINANCIAL CORP NEW COM | 7591EP100 | Stock | 241,004 | $4,136,000 | thousands by filing date | |
| United Parcel Service,Inc. Class B | 911312106 | COM | 34,967 | $4,093,000 | thousands by filing date | |
| ISHARES TR | 464287457 | COM | 48,292 | $4,087,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 43,663 | $3,971,000 | thousands by filing date | |
| NVENT ELEC PLC SHS | G6700G107 | Stock | 153,367 | $3,923,000 | thousands by filing date | |
| CROWN CASTLE INC COM | 22822V101 | REIT | 26,682 | $3,793,000 | thousands by filing date | |
| HANESBRANDS INC | 410345102 | COM | 243,953 | $3,623,000 | thousands by filing date | |
| CF INDUSTRIES HOLD COM | 125269100 | Stock | 75,617 | $3,610,000 | thousands by filing date | |
| Thermo Fisher Scientific Inc. | 883556102 | COM | 10,884 | $3,536,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 16,183 | $3,534,000 | thousands by filing date | |
| Honeywell Technologies | 438516106 | COM | 19,854 | $3,514,000 | thousands by filing date | |
| KENNEDY-WILSON HOLDINGS INC | 489398107 | COM | 145,956 | $3,255,000 | thousands by filing date | |
| Amgen Inc. | 031162100 | COM | 12,873 | $3,103,000 | thousands by filing date | |
| iShares 0-5 Year High Yield Corporate Bond ETF | 46434V407 | COM | 66,425 | $3,084,000 | thousands by filing date | |
| HARLEY DAVIDSON INC COM | 412822108 | Stock | 79,670 | $2,963,000 | thousands by filing date | |
| BLACKSTONE MORTGAGE TRUST INC COM CL A | 09257W100 | REIT | 79,285 | $2,951,000 | thousands by filing date | |
| Vanguard Short-Term Bond ETF | 921937827 | SHS | 36,195 | $2,918,000 | thousands by filing date | |
| STARWOOD PPTY TR INC COM | 85571B105 | REIT | 116,025 | $2,884,000 | thousands by filing date | |
| ISHARES TR | 464288620 | SHS | 46,885 | $2,733,000 | thousands by filing date | |
| ALEXANDER & BALDWIN INC NEW | 014491104 | COM | 129,195 | $2,708,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C409 | COM | 32,765 | $2,655,000 | thousands by filing date | |
| CORELOGIC INC | 21871D103 | COM | 59,920 | $2,619,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A474 | ST SHOR CORP ETF | 84,210 | $2,597,000 | thousands by filing date | |
| MFA FINL INC | 55272X102 | COM | 338,800 | $2,592,000 | thousands by filing date | |
| DIVERSIFIED HEALTHCARE TR | 25525P107 | COM SH BEN INT | 305,609 | $2,579,000 | thousands by filing date | |
| ITT INC COM | 45073V108 | Stock | 34,782 | $2,571,000 | thousands by filing date | |
| Deere & Company | 244199105 | COM | 13,906 | $2,409,000 | thousands by filing date | |
| TAPESTRY INC COM | 876030107 | Stock | 85,537 | $2,307,000 | thousands by filing date | |
| MOHAWK INDS INC | 608190104 | COM | 16,743 | $2,283,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 57,861 | $2,267,000 | thousands by filing date | |
| WP CAREY INC COM | 92936U109 | REIT | 27,939 | $2,236,000 | thousands by filing date | |
| RITHM CAPITAL CORP COM NEW | 64828T201 | REIT | 138,745 | $2,235,000 | thousands by filing date | |
| NEWELL BRANDS INC COM | 651229106 | Stock | 115,997 | $2,229,000 | thousands by filing date | |
| ANNALY CAPITAL MANAGEMENT | 035710409 | COM | 225,060 | $2,120,000 | thousands by filing date | |
| Comcast Corp | 20030N101 | COM | 46,819 | $2,105,000 | thousands by filing date | |
| SPX CORP | 784635104 | COMMON STOCK | 41,218 | $2,097,000 | thousands by filing date | |
| LIBERTY LATIN AMERICA LTD | G9001E128 | COM CL C | 106,664 | $2,076,000 | thousands by filing date | |
| ARES CAPITAL CORP | 04010L103 | COM | 109,300 | $2,038,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G870 | VAR RATE PFD | 73,575 | $1,900,000 | thousands by filing date | |
| BLACKROCK LIMITED DURATION INC | 09249W101 | COM SHS | 115,055 | $1,886,000 | thousands by filing date | |
| Gilead Sciences,Inc. | 375558103 | COM | 28,683 | $1,864,000 | thousands by filing date | |
| Broadcom Inc. | 11135F101 | COM | 5,832 | $1,843,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R833 | ENHAN SHRT MA AC | 17,375 | $1,765,000 | thousands by filing date | |
| AXALTA COATING SYS LTD COM | G0750C108 | Stock | 57,682 | $1,754,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC COM NEW | 026874784 | Stock | 32,150 | $1,650,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 40,000 | $1,563,000 | thousands by filing date | |
| ISHARES U S ETF TR | 46431W507 | SHOR DURA BD ETF | 30,350 | $1,525,000 | thousands by filing date | |
| AIR PRODS & CHEMS INC | 009158106 | COM | 6,455 | $1,517,000 | thousands by filing date | |
| ENTERPRISE PRODS PARTNERS L | 293792107 | COM | 53,640 | $1,511,000 | thousands by filing date | |
| TCW CONV SECS FD INC | 872340104 | COM | 246,795 | $1,424,000 | thousands by filing date | |
| HOLLYSYS AUTOMATION TCHNGY L | G45667105 | SHS | 80,593 | $1,323,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN GLOBAL HIG | 01879R106 | COM | 102,825 | $1,247,000 | thousands by filing date | |
| Costco Wholesale Corporation | 22160K105 | COM | 4,237 | $1,245,000 | thousands by filing date | |
| MAGELLAN MIDSTREAM PARTNERS, L | 559080106 | COM UNIT RP LP | 19,605 | $1,233,000 | thousands by filing date | |
| SPDR Bloomberg Investment Grade Floating Rate ETF | 78468R200 | SHS | 39,930 | $1,227,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V848 | ST STR TOTAL ETF | 24,105 | $1,181,000 | thousands by filing date | |
| TPG SPECIALTY LENDING INC | 87265K102 | COM | 52,455 | $1,126,000 | thousands by filing date | |
| ADVANCE AUTO PARTS INC | 00751Y106 | COM | 6,965 | $1,116,000 | thousands by filing date | |
| KROGER CO COM | 501044101 | Stock | 38,275 | $1,110,000 | thousands by filing date | |
| POST HLDGS INC | 737446104 | COM | 9,931 | $1,083,000 | thousands by filing date | |
| FOX CORP | 35137L204 | CL B COM | 29,320 | $1,067,000 | thousands by filing date | |
| CORNERSTONE BLDG BRANDS INC | 21925D109 | COM | 123,604 | $1,052,000 | thousands by filing date | |
| TE CONNECTIVITY LTD | H84989104 | SHS | 10,387 | $995,000 | thousands by filing date | |
| SPECTRUM BRANDS HLDGS INC NEW COM | 84790A105 | Stock | 15,019 | $966,000 | thousands by filing date | |
| HDFC BANK LTD SPONSORED ADS | 40415F101 | ADR | 15,122 | $958,000 | thousands by filing date | |
| MasterCard, Inc | 57636Q104 | COM | 3,092 | $923,000 | thousands by filing date | |
| GCI LIBERTY INC COM CLASS A | 36164V305 | Stock | 12,917 | $915,000 | thousands by filing date | |
| INVESCO BD FD | 46132L107 | COM | 42,365 | $881,000 | thousands by filing date | |
| EXPEDIA GROUP INC COM NEW | 30212P303 | Stock | 7,574 | $819,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229854 | COM SER C FRMLA | 17,819 | $819,000 | thousands by filing date | |
| SPOTIFYTECHNOLOGYSAF | L8681T102 | STOK | 5,464 | $817,000 | thousands by filing date | |
| GALLAGHER ARTHUR J & CO COM | 363576109 | Stock | 8,564 | $816,000 | thousands by filing date | |
| CIMPRESS PLC | G2143T103 | SHS EURO | 6,466 | $813,000 | thousands by filing date | |
| ENOVIS CORP | 194014106 | COMMON STOCK | 22,342 | $813,000 | thousands by filing date | |
| JD.COM INC SPON ADS CL A | 47215P106 | ADR | 22,964 | $809,000 | thousands by filing date | |
| CAL MAINE FOODS INC COM NEW | 128030202 | Stock | 18,580 | $794,000 | thousands by filing date | |
| LAUDER ESTEE COS INC CL A | 518439104 | Stock | 3,610 | $746,000 | thousands by filing date | |
| IRON MTN INC DEL COM | 46284V101 | REIT | 23,010 | $733,000 | thousands by filing date | |
| DOLLAR TREE INC COM | 256746108 | Stock | 7,664 | $721,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U120 | SHS CL C | 32,923 | $718,000 | thousands by filing date | |
| CLEARBRIDGE MLP AND MIDSTRM | 184692101 | COM | 62,305 | $702,000 | thousands by filing date | |
| CLEARBRIDGE ENERGY MIDSTRM O | 18469P100 | COM | 83,445 | $702,000 | thousands by filing date | |
| PAYPALHLDGSINC | 70450Y103 | STOK | 6,047 | $654,000 | thousands by filing date | |
| JEFFERIES FINANCIAL GROUP IN | 47233W109 | COM | 28,591 | $611,000 | thousands by filing date | |
| ALLSTATE CORP COM | 020002101 | Stock | 5,405 | $608,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R783 | 0-5 HIGH YIELD | 6,005 | $599,000 | thousands by filing date | |
| ABERDEEN INDIA FD INC | 454089103 | COM | 27,196 | $547,000 | thousands by filing date | |
| BAIDU INC SPON ADR REP A | 056752108 | ADR | 4,082 | $516,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 274 | $506,000 | thousands by filing date | |
| EXPRO GROUP HOLDINGS NV COM | N33462107 | Stock | 91,820 | $475,000 | thousands by filing date | |
| COGNIZANT TECHNOLOGY SOLUTIONS CL A | 192446102 | Stock | 6,975 | $433,000 | thousands by filing date | |
| STANLEY BLACK & DECKER INC COM | 854502101 | Stock | 2,530 | $419,000 | thousands by filing date | |
| INTERXION HOLDING N.V | N47279109 | SHS | 4,989 | $418,000 | thousands by filing date | |
| ISHARES INC MSCI STH KOR ETF | 464286772 | MSCI STH KOR ETF | 6,500 | $404,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W851 | JAPN HEDGE EQT | 7,270 | $391,000 | thousands by filing date | |
| IQIYI INC SPONSORED ADS | 46267X108 | ADR | 17,695 | $374,000 | thousands by filing date | |
| APTIV PLC | G6095L109 | SHS | 3,879 | $368,000 | thousands by filing date | |
| HSBC HLDGS PLC SPON ADR NEW | 404280406 | ADR | 9,060 | $354,000 | thousands by filing date | |
| BROOKFIELD INFRASTRUCTURE PA | G16252101 | LP INT UNIT | 6,904 | $345,000 | thousands by filing date | |
| DNOW INC | 67011P100 | COMMON STOCK | 30,257 | $340,000 | thousands by filing date | |
| CROWN HLDGS INC COM | 228368106 | Stock | 4,483 | $325,000 | thousands by filing date | |
| ISHARES TR | 464288661 | 3 7 YR TREAS BD | 2,240 | $282,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 3,974 | $277,000 | thousands by filing date | |
| FEDEX CORP COM | 31428X106 | Stock | 1,830 | $277,000 | thousands by filing date | |
| Abbott Laboratories | 002824100 | COM | 2,875 | $250,000 | thousands by filing date | |
| SPDR S&P Dividend ETF | 78464A763 | SHS | 2,175 | $234,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 2,600 | $230,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F106 | GOLD MINERS ETF | 7,500 | $220,000 | thousands by filing date | |
| Eaton Corp. Plc | G29183103 | COM | 2,150 | $204,000 | thousands by filing date | |
| TEEKAY LNG PARTNERS L P | Y8564M105 | PRTNRSP UNITS | 13,000 | $202,000 | thousands by filing date | |
| UNITED TECHNOLOGIES CORP | 913017109 | COM | 1,338 | $200,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 890 | $176,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 2,563 | $165,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 1,358 | $164,000 | thousands by filing date | |
| DOLLAR GEN CORP COM | 256677105 | Stock | 1,052 | $164,000 | thousands by filing date | |
| INVESCO ACTIVELY MANAGED EXC | 46090A887 | ULTRA SHRT DUR | 2,905 | $146,000 | thousands by filing date | |
| INVESCO ACTIVELY MANAGED EXC | 46090A804 | TOTAL RETURN | 2,645 | $143,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259206 | SPONS ADR A | 2,345 | $138,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 2,700 | $129,000 | thousands by filing date | |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 601 | $127,000 | thousands by filing date | |
| AGNICO EAGLE MINES LTD COM | 008474108 | Stock | 2,000 | $123,000 | thousands by filing date | |
| AIR LEASE CORP | 00912X302 | CL A | 2,500 | $119,000 | thousands by filing date | |
| BROOKFIELD ASSET MANAGEMENT IN | 112585104 | CL A LTD VT SH | 1,950 | $113,000 | thousands by filing date | |
| Proshares Short S&P | 74347B425 | COM | 4,700 | $113,000 | thousands by filing date | |
| ENBRIDGE INC COM | 29250N105 | Stock | 2,727 | $108,000 | thousands by filing date | |
| GDS HLDGS LTD SPONSORED ADS | 36165L108 | ADR | 2,000 | $103,000 | thousands by filing date | |
| MS INDIA INVESTMENT (CL END) | 61745C105 | IFD | 5,172 | $103,000 | thousands by filing date | |
| WOODWARD INC COM | 980745103 | Stock | 800 | $95,000 | thousands by filing date | |
| BALL CORP | 058498106 | COM | 1,460 | $94,000 | thousands by filing date | |
| Schlumberger Limited | 806857108 | COM | 2,286 | $92,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 627 | $91,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F791 | JUNIOR GOLD MINE | 2,000 | $85,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229607 | COM C SIRIUSXM | 1,653 | $80,000 | thousands by filing date | |
| MARKELGROUPINC | 570535104 | STOK | 69 | $79,000 | thousands by filing date | |
| JERNIGAN CAP INC | 476405105 | COM | 4,000 | $77,000 | thousands by filing date | |
| iShares MSCI Mexico ETF | 464286822 | SHS | 1,690 | $76,000 | thousands by filing date | |
| LENNAR CORP CL A | 526057104 | Stock | 1,360 | $76,000 | thousands by filing date | |
| CVS Health Corporation | 126650100 | COM | 1,000 | $74,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 360 | $74,000 | thousands by filing date | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 520 | $74,000 | thousands by filing date | |
| COLGATE PALMOLIVE CO COM | 194162103 | Stock | 1,042 | $72,000 | thousands by filing date | |
| BLACKSTONE INC | 09260D107 | COM | 1,200 | $67,000 | thousands by filing date | |
| PRUDENTIAL FINL INC COM | 744320102 | Stock | 700 | $65,000 | thousands by filing date | |
| ServiceNow,Inc. | 81762P102 | COM | 213 | $60,000 | thousands by filing date | |
| ISHARES TR | 464287556 | ISHARES BIOTECH | 500 | $60,000 | thousands by filing date | |
| TEEKAY CORPORATION | Y8564W103 | COM | 10,000 | $53,000 | thousands by filing date | |
| GOLAR LNG PARTNERS LP | Y2745C102 | COM UNITS LPI | 6,000 | $53,000 | thousands by filing date | |
| MPLX LP | 55336V100 | COM UNIT REP LTD | 2,000 | $51,000 | thousands by filing date | |
| CENOVUS ENERGY INC | 15135U109 | COM | 5,000 | $51,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 390 | $49,000 | thousands by filing date | |
| CONSOLIDATED EDISON INC | 209115104 | COM | 533 | $48,000 | thousands by filing date | |
| SCHEIN HENRY INC | 806407102 | COM | 700 | $47,000 | thousands by filing date | |
| American Tower Corporation | 03027X100 | COM | 200 | $46,000 | thousands by filing date | |
| UNILEVER PLC | 904767704 | SPON ADR NEW | 800 | $46,000 | thousands by filing date | |
| DORIAN LPG LTD | Y2106R110 | SHS USD | 3,000 | $46,000 | thousands by filing date | |
| LIBERTY BROADBAND CORP | 530307305 | COM SER C | 369 | $46,000 | thousands by filing date | |
| iShares Short Treasury Bond ETF | 464288679 | SHS | 410 | $45,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 800 | $44,000 | thousands by filing date | |
| iShares Russell 2000 ETF | 464287655 | SHS | 259 | $43,000 | thousands by filing date | |
| NEWMONT CORP | 651639106 | COM | 1,000 | $43,000 | thousands by filing date | |
| ENERGY TRANSFER L P | 29273V100 | COM UT LTD PTN | 3,307 | $42,000 | thousands by filing date | |
| COVETRUS INC | 22304C100 | COM | 3,200 | $42,000 | thousands by filing date | |
| KNOT OFFSHORE PARTNERS LP | Y48125101 | COM UNITS | 2,000 | $40,000 | thousands by filing date | |
| EQUITY RESIDENTIAL | 29476L107 | SH BEN INT | 488 | $39,000 | thousands by filing date | |
| NVR INC COM | 62944T105 | Stock | 10 | $38,000 | thousands by filing date | |
| NextEra Energy,Inc. | 65339F101 | COM | 150 | $36,000 | thousands by filing date | |
| RESIDEO TECHNOLOGIES INC COM | 76118Y104 | Stock | 2,968 | $35,000 | thousands by filing date | |
| Accenture Plc Class A | G1151C101 | COM | 157 | $33,000 | thousands by filing date | |
| DOUBLELINE INCOME SOLUTIONS | 258622109 | COM | 1,630 | $32,000 | thousands by filing date | |
| MARATHON PETE CORP COM | 56585A102 | Stock | 500 | $30,000 | thousands by filing date | |
| TORTOISE MIDSTRM ENERGY FD I | 89148B101 | COM | 2,740 | $30,000 | thousands by filing date | |
| NORFOLK SOUTHN CORP COM | 655844108 | Stock | 150 | $29,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E800 | CHINA TECHNLGY | 525 | $28,000 | thousands by filing date | |
| ITAU UNIBANCO HLDG S A SPON ADR REP PFD | 465562106 | ADR | 3,000 | $27,000 | thousands by filing date | |
| Starbucks Corporation | 855244109 | COM | 300 | $26,000 | thousands by filing date | |
| D R HORTON INC COM | 23331A109 | Stock | 500 | $26,000 | thousands by filing date | |
| FRANKLIN FTSE CHINA ETF | 35473P819 | ETF | 1,000 | $25,000 | thousands by filing date | |
| Duke Energy Corporation | 26441C204 | COM | 266 | $24,000 | thousands by filing date | |
| ISHARES TR | 464288687 | COM | 645 | $24,000 | thousands by filing date | |
| WALGREENS BOOTS ALLIANCE INC | 931427108 | COM | 400 | $24,000 | thousands by filing date | |
| DELTA AIR LINES INC COM NEW | 247361702 | Stock | 400 | $23,000 | thousands by filing date | |
| NEWTEKONE INC | 652526203 | COM NEW | 1,000 | $23,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E408 | MSCI CHINA CNSMR | 1,220 | $23,000 | thousands by filing date | |
| TALEND S A | 874224207 | ADS | 600 | $23,000 | thousands by filing date | |
| COPA HOLDINGS SA | P31076105 | CL A | 200 | $22,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F379 | CHINA BOND ETF | 1,000 | $22,000 | thousands by filing date | |
| Booking Holdings Inc. | 09857L108 | COM | 10 | $21,000 | thousands by filing date | |
| METLIFE INC COM | 59156R108 | Stock | 400 | $20,000 | thousands by filing date | |
| ARISTA NETWORKS INC | 040413106 | COM | 100 | $20,000 | thousands by filing date | |
| Vanguard Consumer Staples ETF | 92204A207 | SHS | 120 | $19,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 125 | $18,000 | thousands by filing date | |
| EXELIXIS INC COM | 30161Q104 | Stock | 1,000 | $18,000 | thousands by filing date | |
| CRISPR THERAPEUTICS AG NAMEN AKT | H17182108 | Stock | 300 | $18,000 | thousands by filing date | |
| GARRETT MOTION INC | 366505105 | COM | 1,837 | $18,000 | thousands by filing date | |
| BROOKFIELD PPTY REIT INC | 11282X103 | CL A | 1,000 | $18,000 | thousands by filing date | |
| TEKLA LIFE SCIENCES INVESTORS | 87911K100 | SH BEN INT | 956 | $17,000 | thousands by filing date | |
| EATON VANCE ENHANCED EQUITY | 278277108 | COM | 870 | $16,000 | thousands by filing date | |
| CARDINAL HEALTH INC | 14149Y108 | COM | 300 | $15,000 | thousands by filing date | |
| SIMON PPTY GROUP INC NEW COM | 828806109 | REIT | 100 | $15,000 | thousands by filing date | |
| CARNIVAL CORP COMMON STOCK | 143658300 | Stock | 300 | $15,000 | thousands by filing date | |
| TANGER INC | 875465106 | COM | 1,000 | $15,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 1,266 | $14,000 | thousands by filing date | |
| TECK RESOURCES LTD CL B | 878742204 | Stock | 800 | $14,000 | thousands by filing date | |
| GMS INC | 36251C103 | COM | 500 | $14,000 | thousands by filing date | |
| MONMOUTH REAL ESTATE INVT CO | 609720107 | CL A | 1,000 | $14,000 | thousands by filing date | |
| NORWEGIAN CRUISE LINE HLDGS LT SHS | G66721104 | Stock | 200 | $12,000 | thousands by filing date | |
| EQUINIX INC COM | 29444U700 | REIT | 20 | $12,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X400 | CMN | 120 | $12,000 | thousands by filing date | |
| VITAL ENERGY INC | 516806106 | COMMON STOCK | 4,000 | $11,000 | thousands by filing date | |
| ISHARES TR LATN AMER 40 ETF | 464287390 | LATN AMER 40 ETF | 292 | $10,000 | thousands by filing date | |
| VOYA PRIME RATE TRUST | 92913A100 | SH BEN INT | 2,000 | $10,000 | thousands by filing date | |
| INVESCO LTD SHS | G491BT108 | Stock | 500 | $9,000 | thousands by filing date | |
| Chubb Limited | H1467J104 | COM | 53 | $8,000 | thousands by filing date | |
| Vanguard Dividend Appreciation ETF | 921908844 | SHS | 61 | $8,000 | thousands by filing date | |
| ANHEUSER BUSCH INBEV SA NV SPONSORED ADR | 03524A108 | ADR | 100 | $8,000 | thousands by filing date | |
| GOLAR LNG LTD | G9456A100 | SHS | 500 | $7,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 100 | $6,000 | thousands by filing date | |
| Wells Fargo & Company | 949746101 | COM | 120 | $6,000 | thousands by filing date | |
| ANTERO RESOURCES CORP COM | 03674X106 | Stock | 2,000 | $6,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y100 | SBI MATERIALS | 100 | $6,000 | thousands by filing date | |
| EDITAS MEDICINE INC | 28106W103 | COM | 200 | $6,000 | thousands by filing date | |
| PLAINS GP HLDGS L P | 72651A207 | LTD PARTNR INT A | 315 | $6,000 | thousands by filing date | |
| PARAMOUNT GLOBAL | 92556H206 | CLASS B COM | 109 | $5,000 | thousands by filing date | |
| INTELLIA THERAPEUTICS INC | 45826J105 | COM | 300 | $4,000 | thousands by filing date | |
| NATIONAL OILWELL VARCO INC | 637071101 | COM | 175 | $4,000 | thousands by filing date | |
| Vanguard Total World Stock ETF | 922042742 | SHS | 30 | $2,000 | thousands by filing date | |
| BRIGHTHOUSE FINL INC | 10922N103 | COM | 36 | $1,000 | thousands by filing date | |
| Tesla Motors, Inc | 88160R101 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WABTEC COM | 929740108 | Stock | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LIBERTY LATIN AMERICA LTD | G9001E102 | COM CL A | 14 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001304229-20-000001 | this filing | 2020-02-03 | acceptance time not in the bulk data set |