13F-HR filed by SeaBridge Investment Advisors LLC
SeaBridge Investment Advisors LLC filed this 13F-HR for the quarter ended 2016-06-30, filed 2016-07-22, with 264 holding rows worth $395,534,000.
- Accession
- 0001304229-16-000008
- Filer
- CIK 1304229
- Filed
- 2016-07-22
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2016
A holdings report, 264 entries on the cover page, a total value of $395,534,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $395,534,000 with VALUE read as thousands by filing date, 13F file number 028-12671. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| HOWARD HUGHES CORPORATION | 44267D107 | COMMON STOCK | 78,747 | $9,002,000 | thousands by filing date | |
| SENIOR HSG PPTYS TR | 81721M109 | SH BEN INT | 423,151 | $8,814,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 606,067 | $8,043,000 | thousands by filing date | |
| WEYERHAEUSER CO COM NEW | 962166104 | REIT | 267,309 | $7,958,000 | thousands by filing date | |
| COACH INC | 189754104 | COM | 190,430 | $7,758,000 | thousands by filing date | |
| ALEXANDER & BALDWIN INC NEW | 014491104 | COM | 210,599 | $7,611,000 | thousands by filing date | |
| PENTAIR PLC SHS | G7S00T104 | Stock | 129,416 | $7,544,000 | thousands by filing date | |
| Hubbell Inc Class B | 443510201 | COM | 69,829 | $7,365,000 | thousands by filing date | |
| THOR INDS INC | 885160101 | COM | 111,399 | $7,212,000 | thousands by filing date | |
| RPM INTL INC COM | 749685103 | Stock | 144,075 | $7,197,000 | thousands by filing date | |
| SIMPSON MFG INC | 829073105 | COM | 179,654 | $7,181,000 | thousands by filing date | |
| United Parcel Service,Inc. Class B | 911312106 | COM | 63,726 | $6,865,000 | thousands by filing date | |
| PATTERSON COS INC | 703395103 | COM | 141,073 | $6,756,000 | thousands by filing date | |
| Citigroup Inc. | 172967424 | COM | 156,292 | $6,625,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 9,344 | $6,574,000 | thousands by filing date | |
| COMPASS MINERALS INTL INC | 20451N101 | COM | 86,576 | $6,423,000 | thousands by filing date | |
| URBAN OUTFITTERS INC | 917047102 | COM | 231,659 | $6,371,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC COM NEW | 026874784 | Stock | 116,522 | $6,163,000 | thousands by filing date | |
| BED BATH & BEYOND INC | 075896100 | COM | 140,457 | $6,071,000 | thousands by filing date | |
| Deere & Company | 244199105 | COM | 71,557 | $5,799,000 | thousands by filing date | |
| Caterpillar Inc. | 149123101 | COM | 75,784 | $5,745,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 55,918 | $5,346,000 | thousands by filing date | |
| PIONEER NATURAL RESOURCES CO | 723787107 | COM | 34,464 | $5,211,000 | thousands by filing date | |
| BIOGEN INC COM | 09062X103 | Stock | 21,535 | $5,208,000 | thousands by filing date | |
| SPX CORP | 784635104 | COMMON STOCK | 347,517 | $5,161,000 | thousands by filing date | |
| CF INDUSTRIES HOLD COM | 125269100 | Stock | 212,140 | $5,113,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U120 | SHS CL C | 172,035 | $4,929,000 | thousands by filing date | |
| REGIONS FINANCIAL CORP NEW COM | 7591EP100 | Stock | 577,322 | $4,913,000 | thousands by filing date | |
| GALLAGHER ARTHUR J & CO COM | 363576109 | Stock | 103,164 | $4,911,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 6,910 | $4,782,000 | thousands by filing date | |
| TE CONNECTIVITY LTD | H84989104 | SHS | 80,156 | $4,578,000 | thousands by filing date | |
| KENNEDY-WILSON HOLDINGS INC | 489398107 | COM | 238,190 | $4,516,000 | thousands by filing date | |
| ITT INC COM | 45073V108 | Stock | 140,197 | $4,484,000 | thousands by filing date | |
| SPX FLOW INC COM | 78469X107 | Stock | 172,015 | $4,484,000 | thousands by filing date | |
| Lowes Companies,Inc. | 548661107 | COM | 56,051 | $4,438,000 | thousands by filing date | |
| CVS Health Corporation | 126650100 | COM | 43,932 | $4,206,000 | thousands by filing date | |
| SHIRE PLC | 82481R106 | COMMON STOCK-FO | 22,558 | $4,152,000 | thousands by filing date | |
| Amgen Inc. | 031162100 | COM | 26,795 | $4,077,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 79,258 | $4,056,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 63,448 | $3,943,000 | thousands by filing date | |
| PROSHARES TR | 74347B714 | FUND | 72,250 | $3,817,000 | thousands by filing date | |
| SYNCHRONYFINL | 87165B103 | STOK | 149,883 | $3,789,000 | thousands by filing date | |
| XYLEM INC COM | 98419M100 | Stock | 82,264 | $3,673,000 | thousands by filing date | |
| TIME WARNER INC | 887317303 | COM NEW | 46,853 | $3,446,000 | thousands by filing date | |
| STARWOOD PPTY TR INC COM | 85571B105 | REIT | 162,436 | $3,366,000 | thousands by filing date | |
| CROWN CASTLE INC COM | 22822V101 | REIT | 32,475 | $3,294,000 | thousands by filing date | |
| Wells Fargo & Company | 949746101 | COM | 68,815 | $3,257,000 | thousands by filing date | |
| Honeywell Technologies | 438516106 | COM | 27,913 | $3,247,000 | thousands by filing date | |
| MOHAWK INDS INC | 608190104 | COM | 16,625 | $3,155,000 | thousands by filing date | |
| CORELOGIC INC | 21871D103 | COM | 80,808 | $3,109,000 | thousands by filing date | |
| Thermo Fisher Scientific Inc. | 883556102 | COM | 20,748 | $3,066,000 | thousands by filing date | |
| MAGELLAN MIDSTREAM PARTNERS, L | 559080106 | COM UNIT RP LP | 39,074 | $2,970,000 | thousands by filing date | |
| POWERSHARES | 73936T565 | EXCHANGE TRADED | 192,465 | $2,933,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 22,065 | $2,817,000 | thousands by filing date | |
| LEVEL 3 COMMUNICATIONS INC | 52729N308 | COM NEW | 52,125 | $2,684,000 | thousands by filing date | |
| BAIDU INC SPON ADR REP A | 056752108 | ADR | 16,214 | $2,678,000 | thousands by filing date | |
| ISHARES 1-5 YEAR INVESTMENT GRADE CORPORATE BOND ETF | 464288646 | ETF | 24,132 | $2,560,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 70,293 | $2,475,000 | thousands by filing date | |
| CIMPRESS N V | N20146101 | SHS EURO | 26,522 | $2,453,000 | thousands by filing date | |
| ACTUANT CORP | 00508X203 | CL A NEW | 108,025 | $2,442,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C409 | COM | 29,465 | $2,382,000 | thousands by filing date | |
| HARMAN INTL INDS INC | 413086109 | COM | 30,814 | $2,213,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 68,726 | $2,163,000 | thousands by filing date | |
| LIBERTY INTERACTIVE CORP | 53071M104 | INT COM SER A | 83,039 | $2,107,000 | thousands by filing date | |
| Charles Schwab Corp | 808513105 | COM | 78,645 | $1,991,000 | thousands by filing date | |
| UNITED TECHNOLOGIES CORP | 913017109 | COM | 19,172 | $1,966,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U153 | COM | 58,124 | $1,888,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V848 | ST STR TOTAL ETF | 37,055 | $1,850,000 | thousands by filing date | |
| LAUDER ESTEE COS INC CL A | 518439104 | Stock | 19,935 | $1,814,000 | thousands by filing date | |
| HDFC BANK LTD SPONSORED ADS | 40415F101 | ADR | 26,980 | $1,790,000 | thousands by filing date | |
| BROADCOM LTD | Y09827109 | SHS | 11,408 | $1,773,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 11,574 | $1,757,000 | thousands by filing date | |
| BLACKROCK CORE BD TR | 09249E101 | SHS BEN INT | 124,980 | $1,746,000 | thousands by filing date | |
| BROOKFIELD MTG OPP INC FD IN | 112792106 | COM | 114,544 | $1,703,000 | thousands by filing date | |
| DELPHI AUTOMOTIVE PLC | G27823106 | COMMON STOCK-FO | 27,177 | $1,701,000 | thousands by filing date | |
| Vanguard Short-Term Bond ETF | 921937827 | SHS | 20,665 | $1,675,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN GLOBAL HIG | 01879R106 | COM | 135,270 | $1,661,000 | thousands by filing date | |
| MasterCard, Inc | 57636Q104 | COM | 17,954 | $1,581,000 | thousands by filing date | |
| Pimco Income Oppty Fund | 72202B100 | COM | 68,205 | $1,569,000 | thousands by filing date | |
| WESTERN ASSET INVESTMENT GRA | 95766T100 | COM | 109,915 | $1,559,000 | thousands by filing date | |
| ENTERPRISE PRODS PARTNERS L | 293792107 | COM | 53,166 | $1,556,000 | thousands by filing date | |
| DUFF & PHELPS | 26432K108 | EXCHANGE TRADED | 158,370 | $1,541,000 | thousands by filing date | |
| INVESCO BD FD | 46132L107 | COM | 81,470 | $1,539,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE DYNAMIC | 33848W106 | SHS | 62,970 | $1,527,000 | thousands by filing date | |
| EXPRESS SCRIPTS HLDG CO | 30219G108 | COM | 19,933 | $1,511,000 | thousands by filing date | |
| ABERDEEN ASIA-PACIFIC INCOME F | 003009107 | COM | 292,525 | $1,466,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A474 | ST SHOR CORP ETF | 47,565 | $1,464,000 | thousands by filing date | |
| ISHARES TR | 464288620 | SHS | 12,180 | $1,381,000 | thousands by filing date | |
| WPP PLC NEW ADR | 92937A102 | ADR | 13,070 | $1,366,000 | thousands by filing date | |
| CELGENE CORP | 151020104 | COM | 13,817 | $1,363,000 | thousands by filing date | |
| Gilead Sciences,Inc. | 375558103 | COM | 16,231 | $1,354,000 | thousands by filing date | |
| NUVEEN | 67072C105 | EXCHANGE TRADED | 143,645 | $1,329,000 | thousands by filing date | |
| HOLLYSYS AUTOMATION TCHNGY L | G45667105 | SHS | 76,091 | $1,322,000 | thousands by filing date | |
| POST HLDGS INC | 737446104 | COM | 15,941 | $1,318,000 | thousands by filing date | |
| 8POINT3 ENERGY PARTNERS LP | 282539105 | CL A RPT LTDPT | 81,680 | $1,291,000 | thousands by filing date | |
| HORACE MANN EDUCATORS CORP NEW COM | 440327104 | Stock | 37,520 | $1,268,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 28,515 | $1,232,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R783 | 0-5 HIGH YIELD | 12,630 | $1,223,000 | thousands by filing date | |
| NOVO-NORDISK A S ADR | 670100205 | ADR | 22,405 | $1,205,000 | thousands by filing date | |
| CROWN HLDGS INC COM | 228368106 | Stock | 23,686 | $1,200,000 | thousands by filing date | |
| TAIWAN SEMICONDUCTOR MFG | 874039100 | SPONSORED ADS | 44,710 | $1,173,000 | thousands by filing date | |
| NUVEEN PFD & INCOME OPPORTUN | 67073B106 | COM | 116,780 | $1,170,000 | thousands by filing date | |
| TERRAFORM POWER INC | 88104R100 | Common Stock | 105,425 | $1,149,000 | thousands by filing date | |
| CHINA LODGING GROUP LTD | 16949N109 | SPONSORED ADR | 29,894 | $1,089,000 | thousands by filing date | |
| ALLERGAN PLC | G0177J108 | SHS | 4,612 | $1,066,000 | thousands by filing date | |
| CALPINE CORP | 131347304 | COM | 68,994 | $1,018,000 | thousands by filing date | |
| NXP SEMICONDUCTORS N V COM | N6596X109 | Stock | 12,968 | $1,016,000 | thousands by filing date | |
| HSBC HLDGS PLC SPON ADR NEW | 404280406 | ADR | 31,695 | $992,000 | thousands by filing date | |
| PROSHARES TR | 74347R370 | PSHS SH MSCI EAF | 29,210 | $981,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 9,220 | $902,000 | thousands by filing date | |
| LIBERTY INTERACTIVE CORP | 53071M880 | LBT VENT COM A | 24,341 | $902,000 | thousands by filing date | |
| Comcast Corp | 20030N101 | COM | 13,800 | $900,000 | thousands by filing date | |
| DOUBLELINE INCOME SOLUTIONS | 258622109 | COM | 48,800 | $895,000 | thousands by filing date | |
| SUNPOWER CORP | 867652406 | COM | 57,640 | $893,000 | thousands by filing date | |
| BLACKROCK LIMITED DURATION INC | 09249W101 | COM SHS | 56,510 | $862,000 | thousands by filing date | |
| Costco Wholesale Corporation | 22160K105 | COM | 5,459 | $857,000 | thousands by filing date | |
| MEDICAL PROPERTIES TRUST INC COM | 58463J304 | REIT | 55,075 | $838,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229854 | COM SER C FRMLA | 37,619 | $714,000 | thousands by filing date | |
| BROOKFIELD INFRASTRUCTURE PA | G16252101 | LP INT UNIT | 13,575 | $614,000 | thousands by filing date | |
| PROSHARES TR | 74347X658 | SHT FTSE CHIN 50 | 20,260 | $578,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 3,920 | $568,000 | thousands by filing date | |
| ENOVIS CORP | 194014106 | COMMON STOCK | 19,774 | $523,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 5,549 | $520,000 | thousands by filing date | |
| SPECTRUM BRANDS HLDGS INC | 84763R101 | COM | 4,286 | $511,000 | thousands by filing date | |
| CUTWATER SELECT INCOME FD | 232229104 | COM | 25,520 | $506,000 | thousands by filing date | |
| MASCO CORP | 574599106 | COM | 16,270 | $503,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229607 | COM C SIRIUSXM | 15,856 | $489,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W851 | JAPN HEDGE EQT | 11,810 | $458,000 | thousands by filing date | |
| Eaton Corp. Plc | G29183103 | COM | 7,130 | $426,000 | thousands by filing date | |
| SPDR S&P Dividend ETF | 78464A763 | SHS | 5,068 | $425,000 | thousands by filing date | |
| BALL CORP | 058498106 | COM | 5,855 | $423,000 | thousands by filing date | |
| LEUCADIA NATL CORP | 527288104 | COM | 24,308 | $421,000 | thousands by filing date | |
| LIBERTY BROADBAND A | 530307107 | COMMON STOCK | 6,557 | $389,000 | thousands by filing date | |
| ALLSTATE CORP COM | 020002101 | Stock | 5,405 | $378,000 | thousands by filing date | |
| Schlumberger Limited | 806857108 | COM | 4,340 | $343,000 | thousands by filing date | |
| ISHARES INC MSCI STH KOR ETF | 464286772 | MSCI STH KOR ETF | 6,500 | $338,000 | thousands by filing date | |
| UNILEVER N V | 904784709 | N Y SHS NEW | 6,876 | $323,000 | thousands by filing date | |
| ENERGY TRANSFER PRTNRS L P | 29273R109 | UNIT LTD PARTN | 7,675 | $292,000 | thousands by filing date | |
| PRIVATEBANCORP INC | 742962103 | COM | 6,100 | $269,000 | thousands by filing date | |
| DOMINION ENERGY MIDSTRM PRTN | 257454108 | COM UT REP LTD | 9,450 | $266,000 | thousands by filing date | |
| CREDICORP LTD | G2519Y108 | COM | 1,541 | $238,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259206 | SPONS ADR A | 4,230 | $234,000 | thousands by filing date | |
| CORE LABORATORIES N V | N22717107 | COM | 1,828 | $226,000 | thousands by filing date | |
| DREYFUS STRATEGIC MUNS INC | 261932107 | COM | 23,750 | $226,000 | thousands by filing date | |
| EATON VANCE ENHANCED EQUITY | 278277108 | COM | 17,300 | $222,000 | thousands by filing date | |
| BERKSHIRE HATHAWAY INC DEL | 084670108 | CL A | 100 | $217,000 | thousands by filing date | |
| ISHARES TR | 464288687 | COM | 5,325 | $212,000 | thousands by filing date | |
| MATTRESS FIRM HLDG CORP | 57722W106 | COM | 5,478 | $184,000 | thousands by filing date | |
| INTERACTIVE BROKERS GROUP INC COM CL A | 45841N107 | Stock | 4,798 | $170,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 2,600 | $161,000 | thousands by filing date | |
| DNOW INC | 67011P100 | COMMON STOCK | 8,462 | $154,000 | thousands by filing date | |
| Abbott Laboratories | 002824100 | COM | 2,875 | $113,000 | thousands by filing date | |
| TCW CONV SECS FD INC | 872340104 | COM | 20,350 | $111,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 890 | $107,000 | thousands by filing date | |
| AMER STATES WTR CO COM | 029899101 | Stock | 2,400 | $105,000 | thousands by filing date | |
| LENNAR CORP CL A | 526057104 | Stock | 2,205 | $102,000 | thousands by filing date | |
| Elevance Health, Inc. | 036752103 | COM | 745 | $98,000 | thousands by filing date | |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 621 | $92,000 | thousands by filing date | |
| HALLIBURTON CO COM | 406216101 | Stock | 1,985 | $90,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R408 | ST TERM HIGH ETF | 3,220 | $87,000 | thousands by filing date | |
| BLACKROCK GLOBAL OPP EQUITY TR | 092501105 | COM | 7,134 | $85,000 | thousands by filing date | |
| DOMINION ENERGY INC COM | 25746U109 | Stock | 1,016 | $79,000 | thousands by filing date | |
| COLGATE PALMOLIVE CO COM | 194162103 | Stock | 1,042 | $76,000 | thousands by filing date | |
| EATON VANCE SENIOR INCOME FUND | 27826S103 | SH BEN INT | 12,060 | $72,000 | thousands by filing date | |
| CHUBB LIMITED | H1467J954 | COM | 507 | $66,000 | thousands by filing date | |
| PRUDENTIAL FINL INC COM | 744320102 | Stock | 890 | $63,000 | thousands by filing date | |
| AETNA INC NEW | 00817Y108 | COM | 489 | $60,000 | thousands by filing date | |
| SUPERVALU INC | 868536103 | COM | 11,824 | $56,000 | thousands by filing date | |
| HRG GROUP INC COM | 40434J100 | Stock | 4,050 | $56,000 | thousands by filing date | |
| EQUITY RESIDENTIAL | 29476L107 | SH BEN INT | 800 | $55,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 467 | $53,000 | thousands by filing date | |
| EATON VANCE LIMITED DURATION | 27828H105 | COM | 3,575 | $48,000 | thousands by filing date | |
| LIBERTY | 531229888 | COMMON STOCK | 3,189 | $47,000 | thousands by filing date | |
| PROSHARES TR | 74348A210 | SHRT RUSSELL2000 | 760 | $45,000 | thousands by filing date | |
| AIR PRODS & CHEMS INC | 009158106 | COM | 300 | $43,000 | thousands by filing date | |
| AGILENT TECHNOLOGIES INC COM | 00846U101 | Stock | 900 | $40,000 | thousands by filing date | |
| LIBERTY BROADBAND CORP | 530307305 | COM SER C | 675 | $40,000 | thousands by filing date | |
| Anywhere Real Estate Inc | 75605Y106 | Common Stock | 1,332 | $39,000 | thousands by filing date | |
| CBS CORP NEW | 124857202 | CL B | 683 | $37,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 800 | $36,000 | thousands by filing date | |
| ALLISON TRANSMISSION HLDGS I | 01973R101 | COM | 1,230 | $35,000 | thousands by filing date | |
| VTI | 922908769 | COM | 317 | $34,000 | thousands by filing date | |
| iShares S&P Small-Cap 600 Value ETF | 464287879 | SHS | 278 | $32,000 | thousands by filing date | |
| EXPEDIA GROUP INC COM NEW | 30212P303 | Stock | 300 | $32,000 | thousands by filing date | |
| PRICELINE GRP INC | 741503403 | COM NEW | 26 | $32,000 | thousands by filing date | |
| HD SUPPLY HLDGS INC | 40416M105 | COM | 880 | $31,000 | thousands by filing date | |
| iShares Russell 2000 ETF | 464287655 | SHS | 259 | $30,000 | thousands by filing date | |
| ENERGY TRANSFER L P | 29273V100 | COM UT LTD PTN | 2,010 | $29,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 503 | $28,000 | thousands by filing date | |
| AKAMAI TECHNOLOGIES INC COM | 00971T101 | Stock | 490 | $27,000 | thousands by filing date | |
| ANADARKO PETROLEUM CORP | 032511107 | COM | 500 | $27,000 | thousands by filing date | |
| iShares TIPS Bond ETF | 464287176 | SHS | 220 | $26,000 | thousands by filing date | |
| Vanguard Consumer Discretionary ETF | 92204A108 | SHS | 214 | $26,000 | thousands by filing date | |
| ISHARES TR | 464287432 | 20 YR TR BD ETF | 190 | $26,000 | thousands by filing date | |
| VIACOM INC | 92553P201 | CL B | 557 | $23,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 300 | $22,000 | thousands by filing date | |
| DU PONT E I DE NEMOURS & CO | 263534109 | COM | 337 | $22,000 | thousands by filing date | |
| VANGUARD INDEX FDS | 922908637 | LARGE CAP ETF | 198 | $19,000 | thousands by filing date | |
| BROOKFIELD RENEWABLE ENERGY | G16258108 | PARTNERSHIP UNIT | 600 | $18,000 | thousands by filing date | |
| Starbucks Corporation | 855244109 | COM | 300 | $17,000 | thousands by filing date | |
| Vanguard Consumer Staples ETF | 92204A207 | SHS | 120 | $17,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME OP | 6706EN100 | COM SHS | 1,670 | $17,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 150 | $16,000 | thousands by filing date | |
| iShares Core S&P U.S. Value ETF | 464287663 | SHS | 120 | $16,000 | thousands by filing date | |
| METLIFE INC COM | 59156R108 | Stock | 400 | $16,000 | thousands by filing date | |
| TEKLA LIFE SCIENCES INVESTORS | 87911K100 | SH BEN INT | 956 | $16,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 125 | $15,000 | thousands by filing date | |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 423 | $15,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F106 | GOLD MINERS ETF | 530 | $15,000 | thousands by filing date | |
| DAVITA INC COM | 23918K108 | Stock | 200 | $15,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R100 | MULTI ASSET DI | 790 | $15,000 | thousands by filing date | |
| POWERSHARES | 73936Q769 | EXCHANGE TRADED | 650 | $15,000 | thousands by filing date | |
| ILLINOIS TOOL WKS INC | 452308109 | COM | 137 | $14,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 250 | $14,000 | thousands by filing date | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 100 | $13,000 | thousands by filing date | |
| KEYSIGHT TECHNOLOGIES INC COM | 49338L103 | Stock | 450 | $13,000 | thousands by filing date | |
| NORFOLK SOUTHN CORP COM | 655844108 | Stock | 150 | $13,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X400 | CMN | 190 | $13,000 | thousands by filing date | |
| MELLANOX TECHNOLOGIES LTD | M51363113 | COMMON STOCK | 275 | $13,000 | thousands by filing date | |
| ISHARES TR | 464288539 | MRTG PLS CAP IDX | 1,240 | $13,000 | thousands by filing date | |
| WP CAREY INC COM | 92936U109 | REIT | 180 | $12,000 | thousands by filing date | |
| WALGREENS BOOTS ALLIANCE INC | 931427108 | COM | 150 | $12,000 | thousands by filing date | |
| SEALED AIR CORP NEW | 81211K100 | COM | 260 | $12,000 | thousands by filing date | |
| ASA GOLD AND PRECIOUS MTLS L | G3156P103 | SHS | 820 | $12,000 | thousands by filing date | |
| iShares MSCI Mexico ETF | 464286822 | SHS | 224 | $11,000 | thousands by filing date | |
| TECK RESOURCES LTD CL B | 878742204 | Stock | 800 | $11,000 | thousands by filing date | |
| BLACKSTONE MORTGAGE TRUST INC COM CL A | 09257W100 | REIT | 360 | $10,000 | thousands by filing date | |
| LADDER CAP CORP CL A | 505743104 | REIT | 860 | $10,000 | thousands by filing date | |
| NUVEEN CR STRATEGIES INCOME | 67073D102 | COM SHS | 1,250 | $10,000 | thousands by filing date | |
| SPROTT PHYSICAL GOLD TR | 85207H104 | UNIT | 950 | $10,000 | thousands by filing date | |
| ISHARES TR LATN AMER 40 ETF | 464287390 | LATN AMER 40 ETF | 392 | $10,000 | thousands by filing date | |
| EATON VANCE SENIOR FLOATING-RA | 27828Q105 | COM | 770 | $10,000 | thousands by filing date | |
| NUVEEN SENIOR INCOME FUND | 67067Y104 | COM | 1,680 | $10,000 | thousands by filing date | |
| NUVEEN SHORT DURATION CREDIT | 67074X107 | COM | 650 | $10,000 | thousands by filing date | |
| VOYA PRIME RATE TRUST | 92913A100 | SH BEN INT | 2,000 | $10,000 | thousands by filing date | |
| PRUDENTIAL GLB SHT DUR HG YL | 74433A109 | COM | 680 | $10,000 | thousands by filing date | |
| PRUDENTIAL SHT DURATION HG Y | 74442F107 | COM | 640 | $10,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18385P705 | GUGGENHEIM ETF | 200 | $10,000 | thousands by filing date | |
| EOG RES INC COM | 26875P101 | Stock | 105 | $9,000 | thousands by filing date | |
| ARES CAPITAL CORP | 04010L103 | COM | 660 | $9,000 | thousands by filing date | |
| BLACKSTONE GROUP LP | 09253U108 | COM UNIT LTD | 375 | $9,000 | thousands by filing date | |
| DELTA AIR LINES INC COM NEW | 247361702 | Stock | 230 | $8,000 | thousands by filing date | |
| PLAINS ALL AMERN PIPELINE L | 726503105 | UNIT LTD PARTN | 283 | $8,000 | thousands by filing date | |
| PALO ALTO NETWORKS INC | 697435105 | COM | 60 | $7,000 | thousands by filing date | |
| GENERAL MTRS CO COM | 37045V100 | Stock | 250 | $7,000 | thousands by filing date | |
| CHICAGO BRIDGE & IRON CO NV | 167250109 | N Y REGISTRY SH | 200 | $7,000 | thousands by filing date | |
| Vanguard Dividend Appreciation ETF | 921908844 | SHS | 70 | $6,000 | thousands by filing date | |
| NATIONAL OILWELL VARCO INC | 637071101 | COM | 175 | $6,000 | thousands by filing date | |
| PROSHARES SHORT | 74347R396 | PSHS SH MSCI EMR | 230 | $6,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W463 | JAPAN HDG FINL | 380 | $6,000 | thousands by filing date | |
| Boeing Company | 097023105 | COM | 40 | $5,000 | thousands by filing date | |
| Vanguard FTSE All-World ex-US Small-Cap ETF | 922042718 | SHS | 50 | $5,000 | thousands by filing date | |
| FOMENTO ECONOMICO MEXICANO S A SPON ADR UNITS | 344419106 | ADR | 55 | $5,000 | thousands by filing date | |
| TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS | 881624209 | ADR | 100 | $5,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y100 | SBI MATERIALS | 100 | $5,000 | thousands by filing date | |
| ZIMMER BIOMET HOLDINGS INC COM | 98956P102 | Stock | 30 | $4,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 100 | $3,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U104 | SHS CL A | 120 | $3,000 | thousands by filing date | |
| Vanguard Total World Stock ETF | 922042742 | SHS | 30 | $2,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V408 | SPONSORED ADR | 265 | $2,000 | thousands by filing date | |
| CHEMOURS CO COM | 163851108 | Stock | 67 | $1,000 | thousands by filing date | |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LIBERTY LATIN AMERICA CL A ORD | G5480U138 | COM | 14 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TIME INC NEW | 887228104 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001304229-16-000008 | this filing | 2016-07-22 | acceptance time not in the bulk data set |