13F-HR filed by Rock Point Advisors, LLC
Rock Point Advisors, LLC filed this 13F-HR for the quarter ended 2025-09-30, filed 2025-11-12, with 117 holding rows worth $377,362,958.
- Accession
- 0001301540-25-000009
- Filer
- CIK 1301540
- Filed
- 2025-11-12
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2025
A holdings report, 117 entries on the cover page, a total value of $377,362,958 stated on the cover page (in dollars after the unit check, H1), rows summing to $377,362,958 with VALUE read as dollars as filed, 13F file number 028-11103. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| Citigroup Inc. | 172967424 | COM | 204,367 | $20,743,251 | dollars as filed | |
| Apple Inc | 037833100 | COM | 54,711 | $13,931,062 | dollars as filed | |
| TJX Companies Inc | 872540109 | COM | 93,570 | $13,524,608 | dollars as filed | |
| SONY GROUP CORP SPONSORED ADR | 835699307 | ADR | 438,405 | $12,621,680 | dollars as filed | |
| Broadcom Inc. | 11135F101 | COM | 37,960 | $12,523,384 | dollars as filed | |
| AES CORP COM | 00130H105 | Stock | 932,777 | $12,275,345 | dollars as filed | |
| APTIV PLC | G3265R107 | COM SHS | 141,450 | $12,195,819 | dollars as filed | |
| Cisco Systems,Inc. | 17275R102 | COM | 177,425 | $12,139,419 | dollars as filed | |
| KENNEDY-WILSON HOLDINGS INC | 489398107 | COM | 1,429,360 | $11,892,275 | dollars as filed | |
| JEFFERIES FINANCIAL GROUP IN | 47233W109 | COM | 173,234 | $11,332,968 | dollars as filed | |
| Accenture Plc Class A | G1151C101 | COM | 43,738 | $10,785,791 | dollars as filed | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 43,404 | $10,551,512 | dollars as filed | |
| NextEra Energy,Inc. | 65339F101 | COM | 121,447 | $9,168,034 | dollars as filed | |
| DELTA AIR LINES INC COM NEW | 247361702 | Stock | 152,638 | $8,662,207 | dollars as filed | |
| AMERESCO INC | 02361E108 | CL A | 250,017 | $8,395,571 | dollars as filed | |
| EVOLENT HEALTH INC CL A | 30050B101 | Stock | 978,449 | $8,277,679 | dollars as filed | |
| AMERICAN INTL GROUP INC COM NEW | 026874784 | Stock | 102,104 | $8,019,248 | dollars as filed | |
| WP CAREY INC COM | 92936U109 | REIT | 112,990 | $7,634,734 | dollars as filed | |
| POTLATCHDELTIC CORPORATION | 737630103 | COM | 183,205 | $7,465,604 | dollars as filed | |
| FIRST BANCORP CORPORATION | 318672706 | COM NEW | 321,446 | $7,087,884 | dollars as filed | |
| ATKORE INC | 047649108 | COMMON STOCK | 108,541 | $6,809,862 | dollars as filed | |
| GRANITE CONSTR INC COM | 387328107 | Stock | 59,259 | $6,497,749 | dollars as filed | |
| GLOBAL PMTS INC | 37940X102 | COM | 77,792 | $6,462,959 | dollars as filed | |
| Texas Instruments Incorporated | 882508104 | COM | 33,954 | $6,238,368 | dollars as filed | |
| NEXXEN INTERNATIONAL LTD | M8T80P204 | COMMON STOCK | 667,222 | $6,171,804 | dollars as filed | |
| CORNING INC | 219350105 | COM | 73,185 | $6,003,366 | dollars as filed | |
| AKAMAI TECHNOLOGIES INC COM | 00971T101 | Stock | 78,937 | $5,980,267 | dollars as filed | |
| CLEARWAY ENERGY INC-CLASS A NE | 18539C105 | CL A | 207,429 | $5,586,063 | dollars as filed | |
| AMERICOLD REALTY TRUST INC COM | 03064D108 | REIT | 450,070 | $5,508,857 | dollars as filed | |
| MATERIALISE NV | 57667T100 | SPONSORED ADS | 984,295 | $5,482,523 | dollars as filed | |
| SAP SE SPON ADR | 803054204 | ADR | 20,156 | $5,385,885 | dollars as filed | |
| Stryker Corporation | 863667101 | COM | 13,059 | $4,827,521 | dollars as filed | |
| GENERAL MILLS INC COM | 370334104 | Stock | 93,640 | $4,721,329 | dollars as filed | |
| M & T BK CORP COM | 55261F104 | Stock | 23,826 | $4,708,494 | dollars as filed | |
| AT&T Inc | 00206R102 | COM | 162,879 | $4,599,703 | dollars as filed | |
| Chubb Limited | H1467J104 | COM | 16,133 | $4,553,539 | dollars as filed | |
| Uber Technologies | 90353T100 | COM | 45,985 | $4,505,150 | dollars as filed | |
| ALEXANDER & BALDWIN INC NEW | 014491104 | COM | 217,610 | $3,958,326 | dollars as filed | |
| SYLVAMO CORP | 871332102 | COMMON STOCK | 82,049 | $3,628,207 | dollars as filed | |
| ANNALY CAPITAL MANAGEMENT INC COM NEW | 035710839 | REIT | 160,054 | $3,234,685 | dollars as filed | |
| Pfizer Inc. | 717081103 | COM | 123,667 | $3,151,035 | dollars as filed | |
| CONFLUENT INC | 20717M103 | CLASS A COM | 158,367 | $3,135,667 | dollars as filed | |
| LIVANOVA PLC | G5509L101 | SHS | 58,535 | $3,066,063 | dollars as filed | |
| Micron Technology,Inc. | 595112103 | COM | 17,804 | $2,978,965 | dollars as filed | |
| POPULAR INC | 733174700 | COM NEW | 19,419 | $2,466,407 | dollars as filed | |
| Microsoft Corp | 594918104 | COM | 4,393 | $2,275,354 | dollars as filed | |
| BEST BUY INC COM | 086516101 | Stock | 29,258 | $2,212,490 | dollars as filed | |
| AMERICAN WELL CORP | 03044L204 | COM CL A NEW | 259,171 | $1,593,902 | dollars as filed | |
| Vanguard ESG U.S. Stock ETF | 921910733 | SHS | 13,200 | $1,563,408 | dollars as filed | |
| VANECK ETF TRUST | 92189F106 | GOLD MINERS ETF | 17,062 | $1,303,537 | dollars as filed | |
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 1,769 | $1,183,992 | dollars as filed | |
| Johnson & Johnson | 478160104 | COM | 5,888 | $1,091,753 | dollars as filed | |
| Utilities Select Sector SPDR Fund | 81369Y886 | SHS | 11,884 | $1,036,404 | dollars as filed | |
| BLACKROCK INCOME TR | 09247F209 | Equity | 92,173 | $1,036,025 | dollars as filed | |
| ISHARES SHORT-TERM NATIONAL MUNI BOND ETF | 464288158 | ETF | 8,639 | $922,472 | dollars as filed | |
| SPDW | 78463X889 | COM | 20,098 | $859,993 | dollars as filed | |
| General Electric Company | 369604301 | COM | 2,849 | $857,036 | dollars as filed | |
| AGNICO EAGLE MINES LTD COM | 008474108 | Stock | 4,985 | $840,272 | dollars as filed | |
| Procter & Gamble Co | 742718109 | COM | 5,270 | $809,699 | dollars as filed | |
| iShares Core US Aggregate Bond ETF | 464287226 | SHS | 8,046 | $806,612 | dollars as filed | |
| Vanguard ESG International Stock ETF | 921910725 | SHS | 10,700 | $742,259 | dollars as filed | |
| ISHARES TR | 464288414 | NATIONAL MUN ETF | 6,936 | $738,615 | dollars as filed | |
| Vanguard Short-Term Bond ETF | 921937827 | SHS | 9,065 | $715,319 | dollars as filed | |
| GOLDMAN SACHS ETF TR | 381430230 | ULTR SHOR BD ETF | 11,875 | $602,063 | dollars as filed | |
| Goldman Sachs Access Treasury 0-1 Year ETF | 381430529 | SHS | 5,988 | $600,177 | dollars as filed | |
| Vanguard Total Bond Market ETF | 921937835 | SHS | 7,955 | $591,613 | dollars as filed | |
| SPDR Bloomberg Investment Grade Floating Rate ETF | 78468R200 | SHS | 18,945 | $584,643 | dollars as filed | |
| Berkshire Hathaway Inc | 084670702 | COM | 1,152 | $579,156 | dollars as filed | |
| PepsiCo,Inc. | 713448108 | COM | 3,662 | $514,291 | dollars as filed | |
| WESTERN ASSET INTER MUNI FD | 958435109 | COM | 63,925 | $505,647 | dollars as filed | |
| Chevron Corporation | 166764100 | COM | 3,244 | $503,761 | dollars as filed | |
| WESTERN ASST INFLTN LKD INM | 95766Q106 | COM SH BEN INT | 55,385 | $466,342 | dollars as filed | |
| GE Vernova Inc. | 36828A101 | COM | 715 | $439,654 | dollars as filed | |
| NEWMONT CORP | 651639106 | COM | 5,198 | $438,243 | dollars as filed | |
| NUVEEN AMT FREE QLTY MUN INC | 670657105 | COM | 37,990 | $432,706 | dollars as filed | |
| International Business Machines Corporation | 459200101 | COM | 1,510 | $426,062 | dollars as filed | |
| WHEATON PRECIOUS METALS CORP COM | 962879102 | Stock | 3,780 | $422,755 | dollars as filed | |
| ROYAL GOLD INC | 780287108 | COM | 2,000 | $401,160 | dollars as filed | |
| EATON VANCE LIMITED DURATION | 27828H105 | COM | 38,549 | $391,272 | dollars as filed | |
| NOVO-NORDISK A S ADR | 670100205 | ADR | 6,850 | $380,107 | dollars as filed | |
| iShares 0-3 Month Treasury Bond ETF | 46436E718 | SHS | 3,759 | $378,531 | dollars as filed | |
| ISHARES TR | 464287739 | U.S. REAL ES ETF | 3,895 | $378,127 | dollars as filed | |
| EXXON MOBIL CORP | 30231G102 | COM | 3,237 | $364,972 | dollars as filed | |
| RELX PLC SPONSORED ADR | 759530108 | ADR | 7,635 | $364,648 | dollars as filed | |
| WESTERN ASSET MANAGED MUNS F | 95766M105 | COM | 34,900 | $360,866 | dollars as filed | |
| SPDR SERIES TRUST | 78468R739 | ST NUVE TERM ETF | 7,315 | $352,729 | dollars as filed | |
| Oracle Corporation | 68389X105 | COM | 1,170 | $329,051 | dollars as filed | |
| VANECK ETF TRUST | 92189F791 | JUNIOR GOLD MINE | 3,287 | $325,512 | dollars as filed | |
| Schwab U.S. Broad Market ETF | 808524102 | SHS | 12,243 | $314,768 | dollars as filed | |
| VTI | 922908769 | COM | 900 | $295,353 | dollars as filed | |
| JPMorgan Chase & Co | 46625H100 | COM | 926 | $292,088 | dollars as filed | |
| Walt Disney Co | 254687106 | COM | 2,540 | $290,830 | dollars as filed | |
| BADGER METER INC COM | 056525108 | Stock | 1,600 | $285,728 | dollars as filed | |
| Schwab U.S. Small-Cap ETF | 808524607 | SHS | 9,996 | $278,888 | dollars as filed | |
| Lockheed Martin Corporation | 539830109 | COM | 540 | $269,573 | dollars as filed | |
| Thermo Fisher Scientific Inc. | 883556102 | COM | 548 | $265,791 | dollars as filed | |
| AbbVie,Inc. | 00287Y109 | COM | 1,120 | $259,325 | dollars as filed | |
| BIOGEN INC COM | 09062X103 | Stock | 1,840 | $257,747 | dollars as filed | |
| CSX Corporation | 126408103 | COM | 7,200 | $255,672 | dollars as filed | |
| TRUIST FINL CORP COM | 89832Q109 | Stock | 5,475 | $250,317 | dollars as filed | |
| IJH | 464287507 | COM | 3,760 | $245,378 | dollars as filed | |
| Vanguard Value ETF | 922908744 | SHS | 1,300 | $242,437 | dollars as filed | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 988 | $240,627 | dollars as filed | |
| Vanguard Total International Bond Index Fund ETF | 92203J407 | SHS | 4,850 | $239,881 | dollars as filed | |
| Vanguard FTSE Developed Markets ETF | 921943858 | SHS | 4,000 | $239,680 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138G649 | COM | 950 | $234,764 | dollars as filed | |
| SPDR Portfolio S&P 600 Small Cap ETF | 78468R853 | SHS | 4,999 | $231,554 | dollars as filed | |
| iShares TIPS Bond ETF | 464287176 | SHS | 2,002 | $222,662 | dollars as filed | |
| REGENERON PHARMACEUTICALS COM | 75886F107 | Stock | 380 | $213,663 | dollars as filed | |
| PAN AMERN SILVER CORP | 697900108 | COM | 5,462 | $211,543 | dollars as filed | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 595 | $211,505 | dollars as filed | |
| Schwab US Mid-Cap ETF | 808524508 | SHS | 7,093 | $210,237 | dollars as filed | |
| VANGUARD STAR FDS | 921909768 | COM | 2,850 | $209,361 | dollars as filed | |
| Schwab U.S. Large-Cap ETF | 808524201 | SHS | 7,650 | $201,501 | dollars as filed | |
| SABA CAPITAL INCOME & OPPORT | 880198205 | COM NEW | 16,838 | $153,563 | dollars as filed | |
| NUVEEN MUN VALUE FD INC | 670928100 | COM | 13,250 | $118,985 | dollars as filed | |
| BLACKROCK INCOME TR INC | 09247F118 | RIGHT 10/20/2025 | 92,173 | $5,438 | dollars as filed |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001301540-25-000009 | this filing | 2025-11-12 | acceptance time not in the bulk data set |