13F-HR filed by Rock Point Advisors, LLC
Rock Point Advisors, LLC filed this 13F-HR for the quarter ended 2023-12-31, filed 2024-02-08, with 100 holding rows worth $329,733,830.
- Accession
- 0001301540-24-000002
- Filer
- CIK 1301540
- Filed
- 2024-02-08
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2023
A holdings report, 100 entries on the cover page, a total value of $329,733,830 stated on the cover page (in dollars after the unit check, H1), rows summing to $329,733,830 with VALUE read as dollars as filed, 13F file number 028-11103. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| Citigroup Inc. | 172967424 | COM | 304,214 | $15,648,789 | dollars as filed | |
| KENNEDY-WILSON HOLDINGS INC | 489398107 | COM | 1,194,912 | $14,793,005 | dollars as filed | |
| JEFFERIES FINANCIAL GROUP IN | 47233W109 | COM | 353,377 | $14,279,979 | dollars as filed | |
| SP PLUS CORP | 78469C103 | COM | 258,973 | $13,272,366 | dollars as filed | |
| EVOLENT HEALTH INC CL A | 30050B101 | Stock | 383,511 | $12,667,368 | dollars as filed | |
| Broadcom Inc. | 11135F101 | COM | 11,079 | $12,367,003 | dollars as filed | |
| TJX Companies Inc | 872540109 | COM | 124,570 | $11,685,919 | dollars as filed | |
| TRIUMPH GROUP INC NEW | 896818101 | COM | 659,183 | $10,929,254 | dollars as filed | |
| Apple Inc | 037833100 | COM | 54,503 | $10,493,464 | dollars as filed | |
| APTIV PLC | G6095L109 | SHS | 106,686 | $9,571,868 | dollars as filed | |
| SONY GROUP CORP SPONSORED ADR | 835699307 | ADR | 95,775 | $9,068,935 | dollars as filed | |
| Accenture Plc Class A | G1151C101 | COM | 25,272 | $8,868,198 | dollars as filed | |
| AMERICAN INTL GROUP INC COM NEW | 026874784 | Stock | 128,560 | $8,709,958 | dollars as filed | |
| AMERESCO INC | 02361E108 | CL A | 255,312 | $8,085,731 | dollars as filed | |
| PARAMOUNT GLOBAL | 92556H206 | CLASS B COM | 535,331 | $7,917,538 | dollars as filed | |
| FIRST BANCORP CORPORATION | 318672706 | COM NEW | 464,731 | $7,644,825 | dollars as filed | |
| WP CAREY INC COM | 92936U109 | REIT | 113,752 | $7,372,267 | dollars as filed | |
| WILLDAN GROUP INC | 96924N100 | COM | 329,475 | $7,083,713 | dollars as filed | |
| AES CORP COM | 00130H105 | Stock | 359,943 | $6,928,905 | dollars as filed | |
| Cisco Systems,Inc. | 17275R102 | COM | 115,768 | $5,848,613 | dollars as filed | |
| Chubb Limited | H1467J104 | COM | 25,760 | $5,821,776 | dollars as filed | |
| SYLVAMO CORP | 871332102 | COMMON STOCK | 114,546 | $5,625,354 | dollars as filed | |
| STEM INC | 85859N102 | COM | 1,407,525 | $5,461,197 | dollars as filed | |
| GRANITE CONSTR INC COM | 387328107 | Stock | 102,789 | $5,227,849 | dollars as filed | |
| CORNING INC | 219350105 | COM | 170,318 | $5,186,193 | dollars as filed | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 36,188 | $5,055,102 | dollars as filed | |
| ATLANTICA YIELD PLC | G0751N103 | SHS | 231,587 | $4,979,121 | dollars as filed | |
| SAP SE SPON ADR | 803054204 | ADR | 30,850 | $4,769,102 | dollars as filed | |
| POTLATCHDELTIC CORPORATION | 737630103 | COM | 91,426 | $4,488,996 | dollars as filed | |
| DELTA AIR LINES INC COM NEW | 247361702 | Stock | 111,173 | $4,472,490 | dollars as filed | |
| Stryker Corporation | 863667101 | COM | 14,745 | $4,415,543 | dollars as filed | |
| M & T BK CORP COM | 55261F104 | Stock | 30,066 | $4,121,447 | dollars as filed | |
| ALEXANDER & BALDWIN INC NEW | 014491104 | COM | 210,160 | $3,997,249 | dollars as filed | |
| Nexxen International LTD | 89484T104 | SPON ADR | 777,115 | $3,932,202 | dollars as filed | |
| AT&T Inc | 00206R102 | COM | 232,677 | $3,904,320 | dollars as filed | |
| GLOBAL PMTS INC | 37940X102 | COM | 30,652 | $3,892,804 | dollars as filed | |
| JOHNSON CTLS INTL PLC SHS | G51502105 | Stock | 65,638 | $3,783,374 | dollars as filed | |
| ANNALY CAPITAL MANAGEMENT INC COM NEW | 035710839 | REIT | 189,176 | $3,664,333 | dollars as filed | |
| MATERIALISE NV | 57667T100 | SPONSORED ADS | 519,965 | $3,413,571 | dollars as filed | |
| AMERICAN WELL CORP | 03044L105 | CL A | 2,062,582 | $3,073,247 | dollars as filed | |
| ALGONQUIN POWER & UTILITIES CO COM | 015857105 | Stock | 465,614 | $2,942,680 | dollars as filed | |
| POPULAR INC | 733174700 | COM NEW | 30,216 | $2,479,827 | dollars as filed | |
| PULTE GROUP INC COM | 745867101 | Stock | 23,560 | $2,431,863 | dollars as filed | |
| Pfizer Inc. | 717081103 | COM | 79,678 | $2,293,935 | dollars as filed | |
| Texas Instruments Incorporated | 882508104 | COM | 12,497 | $2,130,239 | dollars as filed | |
| Microsoft Corp | 594918104 | COM | 4,905 | $1,844,476 | dollars as filed | |
| BLACKROCK INCOME TR | 09247F209 | Equity | 93,718 | $1,141,485 | dollars as filed | |
| BLACKROCK MUNICIPAL INCOME FUN | 09253X102 | COM | 80,324 | $934,971 | dollars as filed | |
| Johnson & Johnson | 478160104 | COM | 5,933 | $929,938 | dollars as filed | |
| Procter & Gamble Co | 742718109 | COM | 5,704 | $835,829 | dollars as filed | |
| FTC SOLAR INC | 30320C103 | COM | 1,185,980 | $821,647 | dollars as filed | |
| NOVO-NORDISK A S ADR | 670100205 | ADR | 7,400 | $765,530 | dollars as filed | |
| Goldman Sachs Access Treasury 0-1 Year ETF | 381430529 | SHS | 7,463 | $744,360 | dollars as filed | |
| PepsiCo,Inc. | 713448108 | COM | 3,832 | $650,827 | dollars as filed | |
| WESTERN ASST INFLTN LKD INM | 95766Q106 | COM SH BEN INT | 76,080 | $617,770 | dollars as filed | |
| GOLDMAN SACHS ETF TR | 381430230 | ULTR SHOR BD ETF | 12,171 | $608,672 | dollars as filed | |
| Berkshire Hathaway Inc | 084670702 | COM | 1,657 | $590,986 | dollars as filed | |
| Vanguard Total Bond Market ETF | 921937835 | SHS | 7,888 | $580,162 | dollars as filed | |
| SPDR Bloomberg Investment Grade Floating Rate ETF | 78468R200 | SHS | 17,995 | $550,467 | dollars as filed | |
| WESTERN ASSET INTER MUNI FD | 958435109 | COM | 68,550 | $527,835 | dollars as filed | |
| Chevron Corporation | 166764100 | COM | 3,435 | $512,365 | dollars as filed | |
| Vanguard Short-Term Bond ETF | 921937827 | SHS | 6,447 | $496,548 | dollars as filed | |
| BIOGEN INC COM | 09062X103 | Stock | 1,840 | $476,137 | dollars as filed | |
| WESTERN ASSET MANAGED MUNS F | 95766M105 | COM | 46,700 | $474,939 | dollars as filed | |
| NUVEEN AMT FREE QLTY MUN INC | 670657105 | COM | 42,120 | $463,320 | dollars as filed | |
| Schwab U.S. Small-Cap ETF | 808524607 | SHS | 9,377 | $442,969 | dollars as filed | |
| EATON VANCE LIMITED DURATION | 27828H105 | COM | 46,074 | $441,389 | dollars as filed | |
| EXXON MOBIL CORP | 30231G102 | COM | 4,240 | $423,915 | dollars as filed | |
| SPDR SERIES TRUST | 78468R739 | ST NUVE TERM ETF | 8,500 | $406,215 | dollars as filed | |
| WHEATON PRECIOUS METALS CORP COM | 962879102 | Stock | 8,140 | $401,628 | dollars as filed | |
| Schwab U.S. Broad Market ETF | 808524102 | SHS | 6,792 | $378,111 | dollars as filed | |
| Schwab US Mid-Cap ETF | 808524508 | SHS | 4,970 | $374,340 | dollars as filed | |
| General Electric Company | 369604301 | COM | 2,906 | $370,893 | dollars as filed | |
| VTI | 922908769 | COM | 1,500 | $355,830 | dollars as filed | |
| REGENERON PHARMACEUTICALS COM | 75886F107 | Stock | 380 | $333,750 | dollars as filed | |
| Thermo Fisher Scientific Inc. | 883556102 | COM | 628 | $333,336 | dollars as filed | |
| RELX PLC SPONSORED ADR | 759530108 | ADR | 8,365 | $331,756 | dollars as filed | |
| VANECK ETF TRUST | 92189F106 | GOLD MINERS ETF | 10,250 | $317,853 | dollars as filed | |
| SCHWAB STRATEGIC TR | 808524805 | INTL EQTY ETF | 8,068 | $298,193 | dollars as filed | |
| VANGUARD STAR FDS | 921909768 | COM | 5,000 | $289,800 | dollars as filed | |
| S&P Global,Inc. | 78409V104 | COM | 650 | $286,338 | dollars as filed | |
| Schwab U.S. Large-Cap ETF | 808524201 | SHS | 5,071 | $286,004 | dollars as filed | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 2,028 | $285,806 | dollars as filed | |
| AGNICO EAGLE MINES LTD COM | 008474108 | Stock | 5,100 | $279,735 | dollars as filed | |
| BADGER METER INC COM | 056525108 | Stock | 1,800 | $277,866 | dollars as filed | |
| Lockheed Martin Corporation | 539830109 | COM | 600 | $271,944 | dollars as filed | |
| International Business Machines Corporation | 459200101 | COM | 1,659 | $271,329 | dollars as filed | |
| Walt Disney Co | 254687106 | COM | 2,847 | $257,056 | dollars as filed | |
| Schwab Short Term US Treasury ETF | 808524862 | SHS | 5,299 | $256,737 | dollars as filed | |
| CSX Corporation | 126408103 | COM | 7,200 | $249,624 | dollars as filed | |
| Merck & Co.,Inc. | 58933Y105 | COM | 2,235 | $243,660 | dollars as filed | |
| ROYAL GOLD INC | 780287108 | COM | 2,000 | $241,920 | dollars as filed | |
| Vanguard Total International Bond Index Fund ETF | 92203J407 | SHS | 4,850 | $239,420 | dollars as filed | |
| TRUIST FINL CORP COM | 89832Q109 | Stock | 6,250 | $230,750 | dollars as filed | |
| ISHARES TR | 464288836 | U.S. PHARMA ETF | 1,211 | $224,522 | dollars as filed | |
| AbbVie,Inc. | 00287Y109 | COM | 1,444 | $223,777 | dollars as filed | |
| Amazon.com, Inc | 023135106 | COM | 1,447 | $219,857 | dollars as filed | |
| Honeywell Technologies | 438516106 | COM | 1,003 | $210,339 | dollars as filed | |
| TEMPLETON GLOBAL INCOME FD | 880198106 | COM | 43,420 | $164,562 | dollars as filed | |
| TPI Composites Inc | 87266J104 | Common Stock | 34,500 | $142,830 | dollars as filed |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001301540-24-000002 | this filing | 2024-02-08 | acceptance time not in the bulk data set |