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Disclosery

13F-HR filed by Rock Point Advisors, LLC

Rock Point Advisors, LLC filed this 13F-HR for the quarter ended 2023-09-30, filed 2023-11-09, with 99 holding rows worth $288,948,017.

Accession
0001301540-23-000005
Filer
CIK 1301540
Filed
2023-11-09
Accepted by EDGAR
acceptance time not in the bulk data set
Ingested
Source
SEC quarterly data set

Original filing

13F report for Q3 2023

A holdings report, 99 entries on the cover page, a total value of $288,948,017 stated on the cover page (in dollars after the unit check, H1), rows summing to $288,948,017 with VALUE read as dollars as filed, 13F file number 028-11103. The quarter's positions are built on this report. The resolved quarter.

The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).

Issuer as filedCUSIPClassAmountValueValue read asType
KENNEDY-WILSON HOLDINGS INC489398107COM1,230,370$18,135,647dollars as filed
JEFFERIES FINANCIAL GROUP IN47233W109COM351,917$12,890,733dollars as filed
Citigroup Inc.172967424COM308,421$12,685,372dollars as filed
TJX Companies Inc872540109COM130,633$11,610,668dollars as filed
EVOLENT HEALTH INC CL A30050B101Stock375,271$10,218,629dollars as filed
SP PLUS CORP78469C103COM265,658$9,590,254dollars as filed
Apple Inc037833100COM55,658$9,529,207dollars as filed
Broadcom Inc.11135F101COM10,107$8,394,723dollars as filed
AMERICAN INTL GROUP INC COM NEW026874784Stock133,077$8,064,482dollars as filed
SONY GROUP CORP SPONSORED ADR835699307ADR96,707$7,969,624dollars as filed
Accenture Plc Class AG1151C101COM25,500$7,831,305dollars as filed
PARAMOUNT GLOBAL92556H206CLASS B COM572,620$7,386,792dollars as filed
APTIV PLCG6095L109SHS73,875$7,283,336dollars as filed
WILLDAN GROUP INC96924N100COM325,011$6,639,975dollars as filed
FIRST BANCORP CORPORATION318672706COM NEW475,811$6,404,416dollars as filed
WP CAREY INC COM92936U109REIT117,222$6,339,366dollars as filed
Cisco Systems,Inc.17275R102COM115,543$6,211,607dollars as filed
Chubb LimitedH1467J104COM27,361$5,696,028dollars as filed
TRIUMPH GROUP INC NEW896818101COM737,796$5,651,517dollars as filed
GRANITE CONSTR INC COM387328107Stock138,430$5,263,109dollars as filed
SYLVAMO CORP871332102COMMON STOCK115,621$5,080,387dollars as filed
AMERESCO INC02361E108CL A129,108$4,978,404dollars as filed
CORNING INC219350105COM160,575$4,892,730dollars as filed
Alphabet Inc. Reg. Shares A02079K305COM37,326$4,884,480dollars as filed
HERSHA HOSPITALITY TR427825500PR SHS BEN INT487,315$4,804,926dollars as filed
SAP SE SPON ADR803054204ADR31,942$4,130,739dollars as filed
POTLATCHDELTIC CORPORATION737630103COM89,891$4,080,134dollars as filed
Stryker Corporation863667101COM14,850$4,058,065dollars as filed
DELTA AIR LINES INC COM NEW247361702Stock109,122$4,037,514dollars as filed
M & T BK CORP COM55261F104Stock29,275$3,701,824dollars as filed
AT&T Inc00206R102COM240,161$3,607,218dollars as filed
GLOBAL PMTS INC37940X102COM30,407$3,508,664dollars as filed
ALEXANDER & BALDWIN INC NEW014491104COM209,080$3,497,914dollars as filed
ANNALY CAPITAL MANAGEMENT INC COM NEW035710839REIT184,041$3,461,811dollars as filed
JOHNSON CTLS INTL PLC SHSG51502105Stock62,929$3,348,452dollars as filed
AES CORP COM00130H105Stock210,833$3,204,664dollars as filed
STEM INC85859N102COM687,445$2,914,767dollars as filed
Nexxen International LTD89484T104SPON ADR813,140$2,870,384dollars as filed
Pfizer Inc.717081103COM84,915$2,816,637dollars as filed
ALGONQUIN POWER & UTILITIES CO COM015857105Stock458,734$2,715,705dollars as filed
AMERICAN WELL CORP03044L105CL A1,883,521$2,203,720dollars as filed
PULTE GROUP INC COM745867101Stock29,151$2,158,632dollars as filed
FTC SOLAR INC30320C103COM1,679,150$2,149,312dollars as filed
MATERIALISE NV57667T100SPONSORED ADS380,020$2,086,310dollars as filed
POPULAR INC733174700COM NEW31,792$2,003,214dollars as filed
TPI Composites Inc87266J104Common Stock632,825$1,676,986dollars as filed
Microsoft Corp594918104COM5,105$1,611,904dollars as filed
ATLANTICA YIELD PLCG0751N103SHS78,105$1,491,806dollars as filed
Texas Instruments Incorporated882508104COM9,152$1,455,260dollars as filed
BLACKROCK INCOME TR09247F209Equity95,567$1,087,552dollars as filed
Johnson & Johnson478160104COM5,933$924,065dollars as filed
BLACKROCK MUNICIPAL INCOME FUN09253X102COM80,754$819,653dollars as filed
Procter & Gamble Co742718109COM5,604$817,364dollars as filed
Goldman Sachs Access Treasury 0-1 Year ETF381430529SHS7,388$739,613dollars as filed
SPDR Bloomberg Investment Grade Floating Rate ETF78468R200SHS23,970$736,358dollars as filed
NOVO-NORDISK A S ADR670100205ADR7,400$672,956dollars as filed
PepsiCo,Inc.713448108COM3,907$662,002dollars as filed
WESTERN ASST INFLTN LKD INM95766Q106COM SH BEN INT77,783$608,263dollars as filed
GOLDMAN SACHS ETF TR381430230ULTR SHOR BD ETF12,171$607,820dollars as filed
Berkshire Hathaway Inc084670702COM1,707$597,962dollars as filed
WESTERN ASSET INTER MUNI FD958435109COM83,200$595,712dollars as filed
Vanguard Total Bond Market ETF921937835SHS8,338$581,826dollars as filed
Chevron Corporation166764100COM3,335$562,348dollars as filed
SPDR SERIES TRUST78468R739ST NUVE TERM ETF11,950$552,449dollars as filed
VTI922908769COM2,538$539,097dollars as filed
EATON VANCE LIMITED DURATION27828H105COM55,664$503,203dollars as filed
BIOGEN INC COM09062X103Stock1,840$472,898dollars as filed
VMWARE, INC.928563402CL A COM2,825$470,306dollars as filed
EXXON MOBIL CORP30231G102COM3,965$466,205dollars as filed
Vanguard Short-Term Bond ETF921937827SHS5,957$447,788dollars as filed
WESTERN ASSET MANAGED MUNS F95766M105COM48,200$430,426dollars as filed
NUVEEN AMT FREE QLTY MUN INC670657105COM44,120$427,082dollars as filed
Schwab U.S. Small-Cap ETF808524607SHS8,867$367,271dollars as filed
VANGUARD STAR FDS921909768COM6,727$360,029dollars as filed
Schwab U.S. Broad Market ETF808524102SHS6,792$338,581dollars as filed
Schwab US Mid-Cap ETF808524508SHS4,940$334,339dollars as filed
WHEATON PRECIOUS METALS CORP COM962879102Stock8,140$330,077dollars as filed
REGENERON PHARMACEUTICALS COM75886F107Stock400$329,184dollars as filed
Thermo Fisher Scientific Inc.883556102COM638$322,936dollars as filed
General Electric Company369604301COM2,798$309,319dollars as filed
RELX PLC SPONSORED ADR759530108ADR8,676$292,381dollars as filed
Schwab Short Term US Treasury ETF808524862SHS6,034$288,968dollars as filed
S&P Global,Inc.78409V104COM750$274,058dollars as filed
Alphabet Inc. Reg. Shares C02079K107COM2,058$271,347dollars as filed
SCHWAB STRATEGIC TR808524805INTL EQTY ETF7,933$269,405dollars as filed
Schwab U.S. Large-Cap ETF808524201SHS5,296$267,978dollars as filed
BADGER METER INC COM056525108Stock1,800$258,966dollars as filed
TEMPLETON GLOBAL INCOME FD880198106COM66,896$258,219dollars as filed
Schwab US TIPS ETF808524870SHS5,091$257,045dollars as filed
International Business Machines Corporation459200101COM1,775$249,033dollars as filed
SCHWAB STRATEGIC TR808524839US AGGREGATE B5,452$241,142dollars as filed
Walt Disney Co254687106COM2,872$232,776dollars as filed
Merck & Co.,Inc.58933Y105COM2,255$232,152dollars as filed
Vanguard Total International Bond Index Fund ETF92203J407SHS4,850$231,976dollars as filed
Lockheed Martin Corporation539830109COM550$224,928dollars as filed
CSX Corporation126408103COM7,200$221,400dollars as filed
AbbVie,Inc.00287Y109COM1,444$215,243dollars as filed
ROYAL GOLD INC780287108COM2,000$212,660dollars as filed
ISHARES 1-5 YEAR INVESTMENT GRADE CORPORATE BOND ETF464288646ETF4,100$204,303dollars as filed

Amendment chain

FilingRoleFiledAcceptedIngested
13F-HR 0001301540-23-000005this filing2023-11-09acceptance time not in the bulk data set