13F-HR filed by Rock Point Advisors, LLC
Rock Point Advisors, LLC filed this 13F-HR for the quarter ended 2023-06-30, filed 2023-08-10, with 92 holding rows worth $304,549,028.
- Accession
- 0001301540-23-000004
- Filer
- CIK 1301540
- Filed
- 2023-08-10
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2023
A holdings report, 92 entries on the cover page, a total value of $304,549,028 stated on the cover page (in dollars after the unit check, H1), rows summing to $304,549,028 with VALUE read as dollars as filed, 13F file number 028-11103. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| KENNEDY-WILSON HOLDINGS INC | 489398107 | COM | 1,203,310 | $19,650,045 | dollars as filed | |
| Citigroup Inc. | 172967424 | COM | 296,193 | $13,636,744 | dollars as filed | |
| JEFFERIES FINANCIAL GROUP IN | 47233W109 | COM | 349,345 | $11,587,785 | dollars as filed | |
| TJX Companies Inc | 872540109 | COM | 132,266 | $11,214,841 | dollars as filed | |
| Apple Inc | 037833100 | COM | 53,261 | $10,331,038 | dollars as filed | |
| SP PLUS CORP | 78469C103 | COM | 259,034 | $10,130,820 | dollars as filed | |
| EVOLENT HEALTH INC CL A | 30050B101 | Stock | 330,448 | $10,012,574 | dollars as filed | |
| Broadcom Inc. | 11135F101 | COM | 10,200 | $8,847,840 | dollars as filed | |
| SONY GROUP CORP SPONSORED ADR | 835699307 | ADR | 92,289 | $8,309,702 | dollars as filed | |
| Accenture Plc Class A | G1151C101 | COM | 25,575 | $7,891,934 | dollars as filed | |
| AMERICAN INTL GROUP INC COM NEW | 026874784 | Stock | 133,282 | $7,669,061 | dollars as filed | |
| PARAMOUNT GLOBAL | 92556H206 | CLASS B COM | 464,838 | $7,395,565 | dollars as filed | |
| APTIV PLC | G6095L109 | SHS | 72,154 | $7,366,202 | dollars as filed | |
| WILLDAN GROUP INC | 96924N100 | COM | 365,173 | $6,996,715 | dollars as filed | |
| TRIUMPH GROUP INC NEW | 896818101 | COM | 557,071 | $6,890,968 | dollars as filed | |
| FIRST BANCORP CORPORATION | 318672706 | COM NEW | 542,356 | $6,627,590 | dollars as filed | |
| Cisco Systems,Inc. | 17275R102 | COM | 116,411 | $6,023,119 | dollars as filed | |
| SAP SE SPON ADR | 803054204 | ADR | 41,066 | $5,618,239 | dollars as filed | |
| DELTA AIR LINES INC COM NEW | 247361702 | Stock | 116,259 | $5,526,953 | dollars as filed | |
| CORNING INC | 219350105 | COM | 155,860 | $5,461,346 | dollars as filed | |
| GRANITE CONSTR INC COM | 387328107 | Stock | 137,258 | $5,460,123 | dollars as filed | |
| Chubb Limited | H1467J104 | COM | 27,486 | $5,292,718 | dollars as filed | |
| ALEXANDER & BALDWIN INC NEW | 014491104 | COM | 283,922 | $5,275,277 | dollars as filed | |
| VMWARE, INC. | 928563402 | CL A COM | 35,081 | $5,040,789 | dollars as filed | |
| ALGONQUIN POWER & UTILITIES CO COM | 015857105 | Stock | 583,869 | $4,822,758 | dollars as filed | |
| POTLATCHDELTIC CORPORATION | 737630103 | COM | 87,814 | $4,640,948 | dollars as filed | |
| Stryker Corporation | 863667101 | COM | 14,827 | $4,523,575 | dollars as filed | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 37,409 | $4,477,857 | dollars as filed | |
| SYLVAMO CORP | 871332102 | COMMON STOCK | 110,530 | $4,470,939 | dollars as filed | |
| AMERESCO INC | 02361E108 | CL A | 89,279 | $4,341,638 | dollars as filed | |
| AMERICAN WELL CORP | 03044L105 | CL A | 2,033,383 | $4,270,104 | dollars as filed | |
| LUMEN TECHNOLOGIES INC | 550241103 | COM | 1,813,909 | $4,099,434 | dollars as filed | |
| WP CAREY INC COM | 92936U109 | REIT | 59,435 | $4,015,429 | dollars as filed | |
| FTC SOLAR INC | 30320C103 | COM | 1,200,885 | $3,866,850 | dollars as filed | |
| AT&T Inc | 00206R102 | COM | 234,466 | $3,739,733 | dollars as filed | |
| ANNALY CAPITAL MANAGEMENT INC COM NEW | 035710839 | REIT | 182,102 | $3,643,861 | dollars as filed | |
| Nexxen International LTD | 89484T104 | SPON ADR | 495,520 | $3,567,744 | dollars as filed | |
| AES CORP COM | 00130H105 | Stock | 163,448 | $3,388,280 | dollars as filed | |
| M & T BK CORP COM | 55261F104 | Stock | 27,151 | $3,360,208 | dollars as filed | |
| TPI Composites Inc | 87266J104 | Common Stock | 318,110 | $3,298,801 | dollars as filed | |
| HERSHA HOSPITALITY TR | 427825500 | PR SHS BEN INT | 496,270 | $3,022,284 | dollars as filed | |
| GLOBAL PMTS INC | 37940X102 | COM | 30,429 | $2,997,865 | dollars as filed | |
| Pfizer Inc. | 717081103 | COM | 77,468 | $2,841,534 | dollars as filed | |
| STEM INC | 85859N102 | COM | 493,110 | $2,820,589 | dollars as filed | |
| MATERIALISE NV | 57667T100 | SPONSORED ADS | 323,800 | $2,797,632 | dollars as filed | |
| PULTE GROUP INC COM | 745867101 | Stock | 29,496 | $2,291,249 | dollars as filed | |
| POPULAR INC | 733174700 | COM NEW | 31,447 | $1,903,172 | dollars as filed | |
| Microsoft Corp | 594918104 | COM | 5,323 | $1,812,694 | dollars as filed | |
| SPDR SERIES TRUST | 78464A698 | ST STR SP REGBNK | 38,142 | $1,557,338 | dollars as filed | |
| BLACKROCK INCOME TR | 09247F209 | Equity | 94,633 | $1,151,684 | dollars as filed | |
| Johnson & Johnson | 478160104 | COM | 6,083 | $1,006,858 | dollars as filed | |
| SPDR Bloomberg Investment Grade Floating Rate ETF | 78468R200 | SHS | 30,720 | $942,797 | dollars as filed | |
| BLACKROCK MUNICIPAL INCOME FUN | 09253X102 | COM | 81,055 | $927,269 | dollars as filed | |
| Procter & Gamble Co | 742718109 | COM | 5,624 | $853,349 | dollars as filed | |
| Goldman Sachs Access Treasury 0-1 Year ETF | 381430529 | SHS | 8,328 | $833,383 | dollars as filed | |
| PepsiCo,Inc. | 713448108 | COM | 3,939 | $729,582 | dollars as filed | |
| WESTERN ASST INFLTN LKD INM | 95766Q106 | COM SH BEN INT | 82,343 | $680,153 | dollars as filed | |
| WESTERN ASSET INTER MUNI FD | 958435109 | COM | 83,350 | $635,127 | dollars as filed | |
| GOLDMAN SACHS ETF TR | 381430230 | ULTR SHOR BD ETF | 12,171 | $607,333 | dollars as filed | |
| NOVO-NORDISK A S ADR | 670100205 | ADR | 3,700 | $598,771 | dollars as filed | |
| SPDR SERIES TRUST | 78468R739 | ST NUVE TERM ETF | 11,950 | $562,248 | dollars as filed | |
| Vanguard Short-Term Bond ETF | 921937827 | SHS | 7,142 | $539,721 | dollars as filed | |
| EATON VANCE LIMITED DURATION | 27828H105 | COM | 57,394 | $537,208 | dollars as filed | |
| Chevron Corporation | 166764100 | COM | 3,335 | $524,762 | dollars as filed | |
| Berkshire Hathaway Inc | 084670702 | COM | 1,457 | $496,837 | dollars as filed | |
| NUVEEN AMT FREE QLTY MUN INC | 670657105 | COM | 44,270 | $483,871 | dollars as filed | |
| WESTERN ASSET MANAGED MUNS F | 95766M105 | COM | 47,650 | $473,165 | dollars as filed | |
| EXXON MOBIL CORP | 30231G102 | COM | 4,080 | $437,580 | dollars as filed | |
| Schwab U.S. Small-Cap ETF | 808524607 | SHS | 8,892 | $389,470 | dollars as filed | |
| Schwab US Mid-Cap ETF | 808524508 | SHS | 5,030 | $357,281 | dollars as filed | |
| Schwab U.S. Broad Market ETF | 808524102 | SHS | 6,902 | $356,833 | dollars as filed | |
| WHEATON PRECIOUS METALS CORP COM | 962879102 | Stock | 8,140 | $351,811 | dollars as filed | |
| Thermo Fisher Scientific Inc. | 883556102 | COM | 658 | $343,312 | dollars as filed | |
| General Electric Company | 369604301 | COM | 2,881 | $316,478 | dollars as filed | |
| RELX PLC SPONSORED ADR | 759530108 | ADR | 8,686 | $290,373 | dollars as filed | |
| Schwab Short Term US Treasury ETF | 808524862 | SHS | 6,034 | $289,994 | dollars as filed | |
| Schwab U.S. Large-Cap ETF | 808524201 | SHS | 5,401 | $282,850 | dollars as filed | |
| SCHWAB STRATEGIC TR | 808524805 | INTL EQTY ETF | 7,933 | $282,811 | dollars as filed | |
| TEMPLETON GLOBAL INCOME FD | 880198106 | COM | 66,896 | $276,949 | dollars as filed | |
| Schwab US TIPS ETF | 808524870 | SHS | 5,091 | $266,921 | dollars as filed | |
| BADGER METER INC COM | 056525108 | Stock | 1,800 | $265,608 | dollars as filed | |
| Walt Disney Co | 254687106 | COM | 2,872 | $256,412 | dollars as filed | |
| Lockheed Martin Corporation | 539830109 | COM | 550 | $253,209 | dollars as filed | |
| SCHWAB STRATEGIC TR | 808524839 | US AGGREGATE B | 5,452 | $251,664 | dollars as filed | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 2,058 | $248,956 | dollars as filed | |
| Merck & Co.,Inc. | 58933Y105 | COM | 2,155 | $248,665 | dollars as filed | |
| CSX Corporation | 126408103 | COM | 7,200 | $245,520 | dollars as filed | |
| International Business Machines Corporation | 459200101 | COM | 1,800 | $240,858 | dollars as filed | |
| ROYAL GOLD INC | 780287108 | COM | 2,000 | $229,560 | dollars as filed | |
| ISHARES 1-5 YEAR INVESTMENT GRADE CORPORATE BOND ETF | 464288646 | ETF | 4,573 | $229,427 | dollars as filed | |
| VANGUARD SCOTTSDALE FDS | 92206C409 | COM | 2,828 | $213,966 | dollars as filed | |
| TRUIST FINL CORP COM | 89832Q109 | Stock | 6,850 | $207,898 | dollars as filed |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001301540-23-000004 | this filing | 2023-08-10 | acceptance time not in the bulk data set |