13F-HR filed by Rock Point Advisors, LLC
Rock Point Advisors, LLC filed this 13F-HR for the quarter ended 2023-03-31, filed 2023-05-10, with 93 holding rows worth $294,234,000.
- Accession
- 0001301540-23-000003
- Filer
- CIK 1301540
- Filed
- 2023-05-10
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2023
A holdings report, 93 entries on the cover page, a total value of $294,234,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $294,234,000 with VALUE read as thousands, detected and multiplied, 13F file number 028-11103. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| KENNEDY-WILSON HOLDINGS INC | 489398107 | COM | 1,100,017 | $18,249,000 | thousands, detected and multiplied | |
| Citigroup Inc. | 172967424 | COM | 294,481 | $13,808,000 | thousands, detected and multiplied | |
| EVOLENT HEALTH INC CL A | 30050B101 | Stock | 351,807 | $11,416,000 | thousands, detected and multiplied | |
| JEFFERIES FINANCIAL GROUP IN | 47233W109 | COM | 345,190 | $10,956,000 | thousands, detected and multiplied | |
| Broadcom Inc. | 11135F101 | COM | 16,486 | $10,576,000 | thousands, detected and multiplied | |
| TJX Companies Inc | 872540109 | COM | 132,034 | $10,346,000 | thousands, detected and multiplied | |
| SONY GROUP CORP SPONSORED ADR | 835699307 | ADR | 103,361 | $9,370,000 | thousands, detected and multiplied | |
| PARAMOUNT GLOBAL | 92556H206 | CLASS B COM | 412,000 | $9,192,000 | thousands, detected and multiplied | |
| Apple Inc | 037833100 | COM | 54,218 | $8,941,000 | thousands, detected and multiplied | |
| SP PLUS CORP | 78469C103 | COM | 259,709 | $8,905,000 | thousands, detected and multiplied | |
| APTIV PLC | G6095L109 | SHS | 69,891 | $7,841,000 | thousands, detected and multiplied | |
| Accenture Plc Class A | G1151C101 | COM | 25,488 | $7,285,000 | thousands, detected and multiplied | |
| AMERICAN INTL GROUP INC COM NEW | 026874784 | Stock | 132,642 | $6,680,000 | thousands, detected and multiplied | |
| TRIUMPH GROUP INC NEW | 896818101 | COM | 550,771 | $6,383,000 | thousands, detected and multiplied | |
| SAP SE SPON ADR | 803054204 | ADR | 48,426 | $6,128,000 | thousands, detected and multiplied | |
| Cisco Systems,Inc. | 17275R102 | COM | 116,905 | $6,111,000 | thousands, detected and multiplied | |
| WILLDAN GROUP INC | 96924N100 | COM | 368,148 | $5,750,000 | thousands, detected and multiplied | |
| GRANITE CONSTR INC COM | 387328107 | Stock | 133,633 | $5,490,000 | thousands, detected and multiplied | |
| Stryker Corporation | 863667101 | COM | 19,223 | $5,488,000 | thousands, detected and multiplied | |
| ALEXANDER & BALDWIN INC NEW | 014491104 | COM | 285,431 | $5,398,000 | thousands, detected and multiplied | |
| Chubb Limited | H1467J104 | COM | 27,225 | $5,287,000 | thousands, detected and multiplied | |
| FIRST BANCORP CORPORATION | 318672706 | COM NEW | 457,956 | $5,230,000 | thousands, detected and multiplied | |
| SYLVAMO CORP | 871332102 | COMMON STOCK | 106,690 | $4,935,000 | thousands, detected and multiplied | |
| ALGONQUIN POWER & UTILITIES CO COM | 015857105 | Stock | 581,479 | $4,884,000 | thousands, detected and multiplied | |
| LUMEN TECHNOLOGIES INC | 550241103 | COM | 1,818,754 | $4,820,000 | thousands, detected and multiplied | |
| CORNING INC | 219350105 | COM | 126,614 | $4,467,000 | thousands, detected and multiplied | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 42,506 | $4,409,000 | thousands, detected and multiplied | |
| VMWARE, INC. | 928563402 | CL A COM | 35,211 | $4,396,000 | thousands, detected and multiplied | |
| POTLATCHDELTIC CORPORATION | 737630103 | COM | 87,591 | $4,336,000 | thousands, detected and multiplied | |
| PULTE GROUP INC COM | 745867101 | Stock | 73,155 | $4,263,000 | thousands, detected and multiplied | |
| AMERICAN WELL CORP | 03044L105 | CL A | 1,790,419 | $4,225,000 | thousands, detected and multiplied | |
| DELTA AIR LINES INC COM NEW | 247361702 | Stock | 107,154 | $3,742,000 | thousands, detected and multiplied | |
| TPI Composites Inc | 87266J104 | Common Stock | 275,655 | $3,597,000 | thousands, detected and multiplied | |
| WP CAREY INC COM | 92936U109 | REIT | 46,054 | $3,567,000 | thousands, detected and multiplied | |
| ANNALY CAPITAL MANAGEMENT INC COM NEW | 035710839 | REIT | 182,503 | $3,488,000 | thousands, detected and multiplied | |
| AMERESCO INC | 02361E108 | CL A | 64,409 | $3,170,000 | thousands, detected and multiplied | |
| GLOBAL PMTS INC | 37940X102 | COM | 29,306 | $3,084,000 | thousands, detected and multiplied | |
| Pfizer Inc. | 717081103 | COM | 75,358 | $3,075,000 | thousands, detected and multiplied | |
| FTC SOLAR INC | 30320C103 | COM | 1,202,215 | $2,705,000 | thousands, detected and multiplied | |
| Nexxen International LTD | 89484T104 | SPON ADR | 506,570 | $2,657,000 | thousands, detected and multiplied | |
| MATERIALISE NV | 57667T100 | SPONSORED ADS | 303,258 | $2,517,000 | thousands, detected and multiplied | |
| POPULAR INC | 733174700 | COM NEW | 38,338 | $2,201,000 | thousands, detected and multiplied | |
| M & T BK CORP COM | 55261F104 | Stock | 18,039 | $2,157,000 | thousands, detected and multiplied | |
| STEM INC | 85859N102 | COM | 367,000 | $2,081,000 | thousands, detected and multiplied | |
| AES CORP COM | 00130H105 | Stock | 84,075 | $2,025,000 | thousands, detected and multiplied | |
| AT&T Inc | 00206R102 | COM | 103,910 | $2,000,000 | thousands, detected and multiplied | |
| PHOTRONICS INC | 719405102 | COM | 116,560 | $1,933,000 | thousands, detected and multiplied | |
| WARNER BROS DISCOVERY INC COM SER A | 934423104 | Stock | 124,251 | $1,876,000 | thousands, detected and multiplied | |
| ISHARES TR | 464287713 | US TELECOM ETF | 70,488 | $1,633,000 | thousands, detected and multiplied | |
| Microsoft Corp | 594918104 | COM | 5,371 | $1,548,000 | thousands, detected and multiplied | |
| BLACKROCK INCOME TR | 09247F209 | Equity | 96,014 | $1,209,000 | thousands, detected and multiplied | |
| BLACKROCK MUNICIPAL INCOME FUN | 09253X102 | COM | 84,305 | $985,000 | thousands, detected and multiplied | |
| SPDR Bloomberg Investment Grade Floating Rate ETF | 78468R200 | SHS | 30,720 | $935,000 | thousands, detected and multiplied | |
| Procter & Gamble Co | 742718109 | COM | 5,624 | $836,000 | thousands, detected and multiplied | |
| Goldman Sachs Access Treasury 0-1 Year ETF | 381430529 | SHS | 8,328 | $834,000 | thousands, detected and multiplied | |
| Johnson & Johnson | 478160104 | COM | 5,383 | $834,000 | thousands, detected and multiplied | |
| WESTERN ASST INFLTN LKD INM | 95766Q106 | COM SH BEN INT | 84,093 | $727,000 | thousands, detected and multiplied | |
| PepsiCo,Inc. | 713448108 | COM | 3,979 | $725,000 | thousands, detected and multiplied | |
| WESTERN ASSET INTER MUNI FD | 958435109 | COM | 83,101 | $657,000 | thousands, detected and multiplied | |
| GOLDMAN SACHS ETF TR | 381430230 | ULTR SHOR BD ETF | 12,171 | $608,000 | thousands, detected and multiplied | |
| NOVO-NORDISK A S ADR | 670100205 | ADR | 3,700 | $589,000 | thousands, detected and multiplied | |
| EATON VANCE LIMITED DURATION | 27828H105 | COM | 57,774 | $569,000 | thousands, detected and multiplied | |
| SPDR SERIES TRUST | 78468R739 | ST NUVE TERM ETF | 11,950 | $568,000 | thousands, detected and multiplied | |
| Chevron Corporation | 166764100 | COM | 3,335 | $544,000 | thousands, detected and multiplied | |
| Vanguard Short-Term Bond ETF | 921937827 | SHS | 6,832 | $523,000 | thousands, detected and multiplied | |
| NUVEEN AMT FREE QLTY MUN INC | 670657105 | COM | 44,255 | $492,000 | thousands, detected and multiplied | |
| WESTERN ASSET MANAGED MUNS F | 95766M105 | COM | 47,400 | $487,000 | thousands, detected and multiplied | |
| EXXON MOBIL CORP | 30231G102 | COM | 4,180 | $458,000 | thousands, detected and multiplied | |
| WHEATON PRECIOUS METALS CORP COM | 962879102 | Stock | 8,140 | $392,000 | thousands, detected and multiplied | |
| Berkshire Hathaway Inc | 084670702 | COM | 1,267 | $391,000 | thousands, detected and multiplied | |
| Thermo Fisher Scientific Inc. | 883556102 | COM | 665 | $383,000 | thousands, detected and multiplied | |
| Schwab U.S. Small-Cap ETF | 808524607 | SHS | 8,942 | $375,000 | thousands, detected and multiplied | |
| Schwab US Mid-Cap ETF | 808524508 | SHS | 5,070 | $344,000 | thousands, detected and multiplied | |
| General Electric Company | 369604301 | COM | 3,519 | $336,000 | thousands, detected and multiplied | |
| Schwab U.S. Broad Market ETF | 808524102 | SHS | 6,962 | $333,000 | thousands, detected and multiplied | |
| Schwab Short Term US Treasury ETF | 808524862 | SHS | 6,260 | $305,000 | thousands, detected and multiplied | |
| TEMPLETON GLOBAL INCOME FD | 880198106 | COM | 67,506 | $297,000 | thousands, detected and multiplied | |
| Walt Disney Co | 254687106 | COM | 2,832 | $284,000 | thousands, detected and multiplied | |
| RELX PLC SPONSORED ADR | 759530108 | ADR | 8,686 | $282,000 | thousands, detected and multiplied | |
| SCHWAB STRATEGIC TR | 808524805 | INTL EQTY ETF | 7,873 | $274,000 | thousands, detected and multiplied | |
| Schwab US TIPS ETF | 808524870 | SHS | 5,091 | $273,000 | thousands, detected and multiplied | |
| Schwab U.S. Large-Cap ETF | 808524201 | SHS | 5,521 | $267,000 | thousands, detected and multiplied | |
| Lockheed Martin Corporation | 539830109 | COM | 550 | $260,000 | thousands, detected and multiplied | |
| ROYAL GOLD INC | 780287108 | COM | 2,000 | $259,000 | thousands, detected and multiplied | |
| SCHWAB STRATEGIC TR | 808524839 | US AGGREGATE B | 5,452 | $256,000 | thousands, detected and multiplied | |
| BADGER METER INC COM | 056525108 | Stock | 2,000 | $244,000 | thousands, detected and multiplied | |
| AbbVie,Inc. | 00287Y109 | COM | 1,494 | $238,000 | thousands, detected and multiplied | |
| International Business Machines Corporation | 459200101 | COM | 1,810 | $237,000 | thousands, detected and multiplied | |
| TRUIST FINL CORP COM | 89832Q109 | Stock | 6,850 | $234,000 | thousands, detected and multiplied | |
| CSX Corporation | 126408103 | COM | 7,200 | $216,000 | thousands, detected and multiplied | |
| Merck & Co.,Inc. | 58933Y105 | COM | 1,974 | $210,000 | thousands, detected and multiplied | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 1,950 | $203,000 | thousands, detected and multiplied | |
| YAMANA GOLD INC | 98462Y100 | COM | 24,000 | $140,000 | thousands, detected and multiplied |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001301540-23-000003 | this filing | 2023-05-10 | acceptance time not in the bulk data set |