13F-HR filed by Rock Point Advisors, LLC
Rock Point Advisors, LLC filed this 13F-HR for the quarter ended 2021-06-30, filed 2021-08-05, with 98 holding rows worth $347,176,000.
- Accession
- 0001301540-21-000004
- Filer
- CIK 1301540
- Filed
- 2021-08-05
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2021
A holdings report, 98 entries on the cover page, a total value of $347,176,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $347,176,000 with VALUE read as thousands by filing date, 13F file number 028-11103. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| KENNEDY-WILSON HOLDINGS INC | 489398107 | COM | 1,031,328 | $20,492,000 | thousands by filing date | |
| Citigroup Inc. | 172967424 | COM | 272,164 | $19,256,000 | thousands by filing date | |
| LUMEN TECHNOLOGIES INC | 550241103 | COM | 977,241 | $13,281,000 | thousands by filing date | |
| JEFFERIES FINANCIAL GROUP IN | 47233W109 | COM | 383,193 | $13,105,000 | thousands by filing date | |
| DOMTAR CORP | 257559203 | COM NEW | 233,192 | $12,816,000 | thousands by filing date | |
| Chubb Limited | H1467J104 | COM | 71,710 | $11,398,000 | thousands by filing date | |
| FIRST BANCORP CORPORATION | 318672706 | COM NEW | 888,481 | $10,591,000 | thousands by filing date | |
| EVOLENT HEALTH INC CL A | 30050B101 | Stock | 484,965 | $10,242,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 72,186 | $9,887,000 | thousands by filing date | |
| Accenture Plc Class A | G1151C101 | COM | 31,482 | $9,281,000 | thousands by filing date | |
| PARAMOUNT GLOBAL | 92556H206 | CLASS B COM | 195,517 | $8,837,000 | thousands by filing date | |
| TJX Companies Inc | 872540109 | COM | 123,220 | $8,307,000 | thousands by filing date | |
| APTIV PLC | G6095L109 | SHS | 52,703 | $8,292,000 | thousands by filing date | |
| Broadcom Inc. | 11135F101 | COM | 16,911 | $8,064,000 | thousands by filing date | |
| PRUDENTIAL PLC ADR | 74435K204 | ADR | 195,345 | $7,443,000 | thousands by filing date | |
| Great Lakes Dredge & Dock Corp | 390607109 | Common Stock | 508,880 | $7,435,000 | thousands by filing date | |
| SP PLUS CORP | 78469C103 | COM | 240,607 | $7,360,000 | thousands by filing date | |
| ANNALY CAPITAL MANAGEMENT | 035710409 | COM | 741,421 | $6,584,000 | thousands by filing date | |
| ICF INTL INC | 44925C103 | COM | 73,702 | $6,475,000 | thousands by filing date | |
| AMERICAN WELL CORP | 03044L105 | CL A | 506,619 | $6,373,000 | thousands by filing date | |
| DONNELLEY FINL SOLUTIONS INC | 25787G100 | COM | 186,994 | $6,171,000 | thousands by filing date | |
| TRIUMPH GROUP INC NEW | 896818101 | COM | 289,902 | $6,015,000 | thousands by filing date | |
| GRANITE CONSTR INC COM | 387328107 | Stock | 138,485 | $5,751,000 | thousands by filing date | |
| ALEXANDER & BALDWIN INC NEW | 014491104 | COM | 305,885 | $5,604,000 | thousands by filing date | |
| ING GROEP N.V. SPONSORED ADR | 456837103 | ADR | 420,420 | $5,566,000 | thousands by filing date | |
| WP CAREY INC COM | 92936U109 | REIT | 73,569 | $5,490,000 | thousands by filing date | |
| SAP SE SPON ADR | 803054204 | ADR | 38,903 | $5,464,000 | thousands by filing date | |
| POPULAR INC | 733174700 | COM NEW | 72,640 | $5,452,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 102,521 | $5,434,000 | thousands by filing date | |
| Stryker Corporation | 863667101 | COM | 20,802 | $5,403,000 | thousands by filing date | |
| GRUPO AEROPORTUARIO DEL SURE | 40051E202 | SPON ADR SER B | 28,811 | $5,327,000 | thousands by filing date | |
| PHOTRONICS INC | 719405102 | COM | 380,830 | $5,031,000 | thousands by filing date | |
| WILLDAN GROUP INC | 96924N100 | COM | 125,098 | $4,709,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 71,833 | $4,033,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 96,558 | $3,781,000 | thousands by filing date | |
| Gilead Sciences,Inc. | 375558103 | COM | 54,764 | $3,771,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 1,520 | $3,712,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 123,297 | $3,548,000 | thousands by filing date | |
| SONY GROUP CORP SPONSORED ADR | 835699307 | ADR | 36,143 | $3,514,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC COM NEW | 026874784 | Stock | 72,258 | $3,439,000 | thousands by filing date | |
| ALBEMARLE CORP | 012653101 | COM | 20,105 | $3,387,000 | thousands by filing date | |
| VMWARE, INC. | 928563402 | CL A COM | 21,009 | $3,361,000 | thousands by filing date | |
| TPI Composites Inc | 87266J104 | Common Stock | 54,370 | $2,633,000 | thousands by filing date | |
| AES CORP COM | 00130H105 | Stock | 91,065 | $2,374,000 | thousands by filing date | |
| BLACKROCK MUNICIPAL INCOME FUN | 09253X102 | COM | 148,430 | $2,321,000 | thousands by filing date | |
| OWENS CORNING NEW | 690742101 | COM | 22,043 | $2,158,000 | thousands by filing date | |
| CLEARBRIDGE ENERGY MIDSTREAM O | 18469P209 | COM | 85,248 | $1,967,000 | thousands by filing date | |
| CLEARWAY ENERGY INC-CLASS A NE | 18539C105 | CL A | 67,850 | $1,711,000 | thousands by filing date | |
| PZENA INVESTMENT MANAGM-CL A | 74731Q103 | CLAS | 153,930 | $1,695,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 6,246 | $1,692,000 | thousands by filing date | |
| EATON VANCE LIMITED DURATION | 27828H105 | COM | 123,958 | $1,644,000 | thousands by filing date | |
| SPDR Bloomberg Investment Grade Floating Rate ETF | 78468R200 | SHS | 42,385 | $1,299,000 | thousands by filing date | |
| Goldman Sachs Access Treasury 0-1 Year ETF | 381430529 | SHS | 12,206 | $1,222,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 6,499 | $1,071,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 6,814 | $919,000 | thousands by filing date | |
| WESTERN ASST INFLTN LKD INM | 95766Q106 | COM SH BEN INT | 60,199 | $843,000 | thousands by filing date | |
| NUVEEN AMT FREE QLTY MUN INC | 670657105 | COM | 47,240 | $742,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 4,531 | $671,000 | thousands by filing date | |
| Vanguard Short-Term Bond ETF | 921937827 | SHS | 6,970 | $573,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS INVESTM | 09254P108 | COM | 36,620 | $541,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R739 | ST NUVE TERM ETF | 10,550 | $523,000 | thousands by filing date | |
| Schwab U.S. Small-Cap ETF | 808524607 | SHS | 4,849 | $505,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 2,857 | $502,000 | thousands by filing date | |
| General Electric Company | 369604301 | COM | 35,160 | $473,000 | thousands by filing date | |
| Schwab US Mid-Cap ETF | 808524508 | SHS | 5,783 | $453,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 3,957 | $414,000 | thousands by filing date | |
| TEMPLETON GLOBAL INCOME FD | 880198106 | COM | 72,906 | $408,000 | thousands by filing date | |
| WHEATON PRECIOUS METALS CORP COM | 962879102 | Stock | 9,040 | $398,000 | thousands by filing date | |
| Schwab U.S. Large-Cap ETF | 808524201 | SHS | 3,723 | $387,000 | thousands by filing date | |
| EATON VANCE SENIOR FLOATING-RA | 27828Q105 | COM | 26,475 | $375,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 1,290 | $359,000 | thousands by filing date | |
| NOVO-NORDISK A S ADR | 670100205 | ADR | 3,800 | $318,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524805 | INTL EQTY ETF | 8,033 | $317,000 | thousands by filing date | |
| EATON VANCE FLOATING-RATE INCO | 278279104 | COM | 21,750 | $313,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 4,944 | $312,000 | thousands by filing date | |
| Schwab Short Term US Treasury ETF | 808524862 | SHS | 6,063 | $311,000 | thousands by filing date | |
| RELX PLC SPONSORED ADR | 759530108 | ADR | 11,411 | $304,000 | thousands by filing date | |
| Schwab US TIPS ETF | 808524870 | SHS | 4,831 | $302,000 | thousands by filing date | |
| Schwab U.S. Broad Market ETF | 808524102 | SHS | 2,869 | $299,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524839 | US AGGREGATE B | 5,402 | $295,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 1,900 | $279,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 4,101 | $274,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 77 | $265,000 | thousands by filing date | |
| Thermo Fisher Scientific Inc. | 883556102 | COM | 522 | $263,000 | thousands by filing date | |
| iShares Core US Aggregate Bond ETF | 464287226 | SHS | 2,211 | $255,000 | thousands by filing date | |
| BADGER METER INC COM | 056525108 | Stock | 2,500 | $245,000 | thousands by filing date | |
| WALGREENS BOOTS ALLIANCE INC | 931427108 | COM | 4,665 | $245,000 | thousands by filing date | |
| TRUIST FINL CORP COM | 89832Q109 | Stock | 4,350 | $241,000 | thousands by filing date | |
| CSX Corporation | 126408103 | COM | 7,200 | $231,000 | thousands by filing date | |
| Lockheed Martin Corporation | 539830109 | COM | 610 | $231,000 | thousands by filing date | |
| NEWMONT CORP | 651639106 | COM | 3,647 | $231,000 | thousands by filing date | |
| ROYAL GOLD INC | 780287108 | COM | 2,000 | $228,000 | thousands by filing date | |
| DUPONT DE NEMOURS INC COM | 26614N102 | Stock | 2,936 | $227,000 | thousands by filing date | |
| Automatic Data Processing,Inc. | 053015103 | COM | 1,105 | $219,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 86 | $216,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 3,770 | $204,000 | thousands by filing date | |
| YAMANA GOLD INC | 98462Y100 | COM | 24,000 | $101,000 | thousands by filing date | |
| MFS CHARTER INCOME TR | 552727109 | SH BEN INT | 10,900 | $95,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001301540-21-000004 | this filing | 2021-08-05 | acceptance time not in the bulk data set |