13F-HR filed by Rock Point Advisors, LLC
Rock Point Advisors, LLC filed this 13F-HR for the quarter ended 2013-06-30, filed 2013-08-14, with 76 holding rows worth $196,663,000.
- Accession
- 0001301540-13-000006
- Filer
- CIK 1301540
- Filed
- 2013-08-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2013
A holdings report, 76 entries on the cover page, a total value of $196,663,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $196,663,000 with VALUE read as thousands by filing date, 13F file number 028-11103. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| GREEN MTN COFFEE ROASTERS IN | 393122106 | COM | 195,305 | $14,690,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 242,739 | $8,385,000 | thousands by filing date | |
| Accenture Plc Class A | G1151C101 | COM | 99,732 | $7,177,000 | thousands by filing date | |
| CORNING INC | 219350105 | COM | 482,955 | $6,872,000 | thousands by filing date | |
| CHART INDS INC | 16115Q308 | COM | 72,160 | $6,790,000 | thousands by filing date | |
| WP CAREY INC COM | 92936U109 | REIT | 101,475 | $6,715,000 | thousands by filing date | |
| LAYNE CHRISTENSEN CO | 521050104 | COM | 343,335 | $6,698,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 273,344 | $6,652,000 | thousands by filing date | |
| NATIONAL OILWELL VARCO INC | 637071101 | COM | 90,535 | $6,238,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 15,372 | $6,095,000 | thousands by filing date | |
| VODAFONE GP PLC | 92857W209 | ADR | 205,268 | $5,900,000 | thousands by filing date | |
| LSB INDS INC | 502160104 | COM | 189,472 | $5,762,000 | thousands by filing date | |
| SUNOPTA INC | 8676EP108 | COM | 746,419 | $5,665,000 | thousands by filing date | |
| AGCO CORP | 001084102 | COM | 109,182 | $5,480,000 | thousands by filing date | |
| Stryker Corporation | 863667101 | COM | 83,350 | $5,391,000 | thousands by filing date | |
| COVIDIEN PLC | G2554F113 | SHS | 80,038 | $5,030,000 | thousands by filing date | |
| TJX Companies Inc | 872540109 | COM | 92,956 | $4,653,000 | thousands by filing date | |
| ACE LTD | H0023R105 | SHS | 51,742 | $4,630,000 | thousands by filing date | |
| REED ELSEVIER N V | 758204200 | SPONS ADR NEW | 134,311 | $4,448,000 | thousands by filing date | |
| ESCO TECHNOLOGIES INC | 296315104 | COM | 131,795 | $4,268,000 | thousands by filing date | |
| SILVER WHEATON CORP | 828336107 | COM | 213,551 | $4,201,000 | thousands by filing date | |
| CAPITAL BANK FINANCIAL CORP | 139794101 | COMMON STOCK | 214,240 | $4,075,000 | thousands by filing date | |
| GENERAL MTRS CO | 37045V209 | JR PFD CNV SRB | 82,470 | $3,972,000 | thousands by filing date | |
| NTT DOCOMO INC | 62942M201 | SPONS ADR | 216,891 | $3,394,000 | thousands by filing date | |
| GENTHERM INC | 37253A103 | COM | 181,730 | $3,375,000 | thousands by filing date | |
| OLD REP INTL CORP COM | 680223104 | Stock | 260,195 | $3,349,000 | thousands by filing date | |
| PZENA INVESTMENT MANAGM-CL A | 74731Q103 | CLAS | 509,878 | $3,324,000 | thousands by filing date | |
| MONMOUTH REAL ESTATE INVT CO | 609720107 | CL A | 304,290 | $3,003,000 | thousands by filing date | |
| MAXWELL TECHNOLOGIES INC | 577767106 | COMMON STOCK | 419,285 | $2,998,000 | thousands by filing date | |
| CAPITOL FED FINL INC COM | 14057J101 | Stock | 240,377 | $2,919,000 | thousands by filing date | |
| ANADARKO PETROLEUM CORP | 032511107 | COM | 32,885 | $2,826,000 | thousands by filing date | |
| Hugoton Royalty Trust | 444717102 | COM | 312,027 | $2,690,000 | thousands by filing date | |
| OVERHILL FARMS INC | 690212105 | COM | 540,979 | $2,678,000 | thousands by filing date | |
| ALMOST FAMILY INC | 020409108 | COM | 107,200 | $2,046,000 | thousands by filing date | |
| NEWMONT CORP | 651639106 | COM | 56,382 | $1,689,000 | thousands by filing date | |
| Vanguard Short-Term Bond ETF | 921937827 | SHS | 20,915 | $1,675,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 18,227 | $1,647,000 | thousands by filing date | |
| ECHELON CORP | 27874N105 | COM | 730,901 | $1,542,000 | thousands by filing date | |
| Vaneck Vectors Gold Miners ETF | 57060u100 | COM | 62,685 | $1,535,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 19,777 | $1,523,000 | thousands by filing date | |
| ANNALY CAPITAL MANAGEMENT | 035710409 | COM | 118,155 | $1,485,000 | thousands by filing date | |
| KINROSS GOLD CORP | 496902404 | COM | 282,530 | $1,441,000 | thousands by filing date | |
| GENERAL MTRS CO COM | 37045V100 | Stock | 42,916 | $1,430,000 | thousands by filing date | |
| TEMPLETON GLOBAL INCOME FD | 880198106 | COM | 126,851 | $1,096,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 7,538 | $892,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 3,078 | $588,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 24,462 | $567,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 5,746 | $493,000 | thousands by filing date | |
| EATON VANCE FLOATING-RATE INCO | 278279104 | COM | 29,570 | $490,000 | thousands by filing date | |
| PENN WEST PETE LTD NEW | 707887105 | COM | 44,370 | $469,000 | thousands by filing date | |
| GENERAL MILLS INC COM | 370334104 | Stock | 8,640 | $419,000 | thousands by filing date | |
| EMERSON ELEC CO COM | 291011104 | Stock | 6,898 | $376,000 | thousands by filing date | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 3,120 | $372,000 | thousands by filing date | |
| SAN JUAN BASIN RTY TR | 798241105 | UNIT BEN INT | 22,225 | $357,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 8,746 | $351,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 12,025 | $337,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 3,813 | $312,000 | thousands by filing date | |
| AFFILIATED MANAGERS GROUP COM | 008252108 | Stock | 1,900 | $311,000 | thousands by filing date | |
| AGNICO EAGLE MINES LTD COM | 008474108 | Stock | 9,750 | $269,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 7,348 | $260,000 | thousands by filing date | |
| WHOLE FOODS MKT INC | 966837106 | COM | 5,000 | $257,000 | thousands by filing date | |
| GOLDCORP INC NEW | 380956409 | COM | 9,500 | $235,000 | thousands by filing date | |
| INGLES MKTS INC CL A | 457030104 | Stock | 9,200 | $232,000 | thousands by filing date | |
| RESOLUTE FOREST PRODUCTS | 76117W109 | COMMON STOCK | 17,364 | $229,000 | thousands by filing date | |
| VEOLIA ENVIRONNEMENT F | 92334N103 | Equity | 20,020 | $228,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 4,345 | $202,000 | thousands by filing date | |
| BARRICK GOLD CORP | 067901108 | COM | 10,560 | $166,000 | thousands by filing date | |
| NUVEEN NC PREM INCOME MUN | 67060P100 | COM | 12,000 | $157,000 | thousands by filing date | |
| COMPANHIA DE SANEAMENTO BASICO SPONSORED ADR | 20441A102 | ADR | 13,950 | $145,000 | thousands by filing date | |
| MORGAN STANLEY EMER MKTS DEB | 61744H105 | COM | 12,440 | $127,000 | thousands by filing date | |
| MFS CHARTER INCOME TR | 552727109 | SH BEN INT | 10,900 | $101,000 | thousands by filing date | |
| ELDORADO GOLD CORP NEW | 284902103 | COM | 14,000 | $87,000 | thousands by filing date | |
| EATON VANCE SENIOR INCOME FUND | 27826S103 | SH BEN INT | 10,400 | $78,000 | thousands by filing date | |
| B2GOLD CORP COM | 11777Q209 | Stock | 19,436 | $41,000 | thousands by filing date | |
| LADENBURG THALMANN FINANCIAL | 50575Q102 | COM | 25,000 | $41,000 | thousands by filing date | |
| PLATINUM GROUP METALS LTD | 72765Q205 | COMM STK | 24,300 | $22,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001301540-13-000006 | this filing | 2013-08-14 | acceptance time not in the bulk data set |