13F-HR filed by Context Capital Management, LLC
Context Capital Management, LLC filed this 13F-HR for the quarter ended 2020-12-31, filed 2021-02-12, with 261 holding rows worth $731,200,000.
- Accession
- 0001301396-21-000001
- Filer
- CIK 1301396
- Filed
- 2021-02-12
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2020
A holdings report, 261 entries on the cover page, a total value of $731,200,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $731,200,000 with VALUE read as thousands by filing date, 13F file number 028-10965. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| 8X8 INC NEW | 282914AB6 | BOND | 19,977,000 | $29,092,000 | thousands by filing date | principal |
| INFINERA CORP | 45667GAC7 | BOND | 18,400,000 | $22,858,000 | thousands by filing date | principal |
| Granite Construction Inc | 387328AB3 | CV | 18,625,000 | $20,228,000 | thousands by filing date | principal |
| FLEXION THERAPEUTICS INC | 33938JAB2 | NOTE | 22,479,000 | $20,063,000 | thousands by filing date | principal |
| PRA GROUP INC | 69354NAB2 | Convertible Debt | 17,800,000 | $19,398,000 | thousands by filing date | principal |
| VEONEER INC | 92336XAA7 | NOTE 4.000% 6/0 | 15,650,000 | $19,122,000 | thousands by filing date | principal |
| SEA LIMITED | 81141RAE0 | BOND | 7,000,000 | $16,173,000 | thousands by filing date | principal |
| LIVE NATION ENTERTAINMENT IN | 538034AQ2 | NOTE 2.500% 3/1 | 9,989,000 | $12,944,000 | thousands by filing date | principal |
| SEACOR HOLDINGS INC | 811904AM3 | NOTE 2.500%12/1 | 12,960,000 | $12,830,000 | thousands by filing date | principal |
| THERAVANCE BIOPHARMA | 88339KAA0 | NOTE 3.250%11/0 | 13,473,000 | $12,756,000 | thousands by filing date | principal |
| BILIBILI INC | 090040AB2 | NOTE 1.375% 4/0 | 3,500,000 | $12,138,000 | thousands by filing date | principal |
| TRAVERE THERAPEUTICS INC | 761299AB2 | NOTE 2.500% 9/1 | 11,825,000 | $12,047,000 | thousands by filing date | principal |
| SEACOR HOLDINGS INC | 811904AN1 | NOTE 3.250% 5/1 | 12,222,000 | $11,892,000 | thousands by filing date | principal |
| AERIE PHARMACEUTICALS INC | 00771VAB4 | NOTE 1.500%10/0 | 12,710,000 | $11,781,000 | thousands by filing date | principal |
| NANTHEALTH INC | 630104AB3 | NOTE 5.500%12/1 | 12,240,000 | $11,664,000 | thousands by filing date | principal |
| THERAVANCE INC | 88338TAB0 | CORPORATE OBLIG | 11,083,000 | $11,065,000 | thousands by filing date | principal |
| IQIYI INC | 46267XAB4 | NOTE 3.750%12/0 | 10,250,000 | $10,447,000 | thousands by filing date | principal |
| CF ACQUISITION CORP IV | 12520T201 | UNIT 12/31/2027 | 950,000 | $9,776,000 | thousands by filing date | |
| TILRAY BRANDS INC | 88688TAB6 | NOTE 5.000%10/0 | 11,340,000 | $9,639,000 | thousands by filing date | principal |
| IG ACQUISITION CORP | 449534106 | COM CL A | 949,392 | $9,617,000 | thousands by filing date | |
| Omeros Corp | 682143AE2 | NOTE 6.250%11/1 | 9,000,000 | $9,591,000 | thousands by filing date | principal |
| L&F ACQUISITION CORP | G53702125 | UNIT 99/99/9999 | 914,885 | $9,487,000 | thousands by filing date | |
| MUDRICK CAPITAL ACQU CORP II | 62477L206 | UNIT 99/99/9999 | 908,124 | $9,363,000 | thousands by filing date | |
| GOSSAMER BIO INC | 38341PAA0 | NOTE 5.000% 6/0 | 10,250,000 | $9,336,000 | thousands by filing date | principal |
| CHURCHILL CAPITAL CORP IV | 171439102 | CL A | 908,167 | $9,091,000 | thousands by filing date | |
| CYTOKINETICS INC | 23282WAA8 | NOTE 4.000%11/1 | 4,000,000 | $8,635,000 | thousands by filing date | principal |
| IQIYI INC | 46267XAD0 | NOTE 2.000% 4/0 | 8,876,000 | $7,865,000 | thousands by filing date | principal |
| INTERCEPT PHARMACEUTICALS IN | 45845PAA6 | NOTE 3.250% 7/0 | 9,887,000 | $7,671,000 | thousands by filing date | principal |
| SOUTHWEST AIRLS CO | 844741BG2 | NOTE 1.250% 5/0 | 5,000,000 | $7,288,000 | thousands by filing date | principal |
| Spire Global Inc Com Cl A New | 639358100 | COM | 666,482 | $6,671,000 | thousands by filing date | |
| OPKO HEALTH INC | 68375NAD5 | NOTE 4.500% 2/1 | 5,287,000 | $6,648,000 | thousands by filing date | principal |
| MICROCHIP TECHNOLOGY INC. | 595017AH7 | NOTE 2.250% 2/1 | 3,100,000 | $6,319,000 | thousands by filing date | principal |
| VONAGE HLDGS CORP | 92886TAJ1 | NOTE 1.750% 6/0 | 5,692,000 | $6,204,000 | thousands by filing date | principal |
| APPLIED OPTOELECTRONICS INC | 03823UAB8 | NOTE 5.000% 3/1 | 7,000,000 | $5,769,000 | thousands by filing date | principal |
| RADIUS HEALTH INC | 750469AA6 | NOTE | 5,742,000 | $5,161,000 | thousands by filing date | principal |
| CONCORD ACQUISITION CORP | 206071201 | UNIT 12/28/2025 | 495,156 | $5,105,000 | thousands by filing date | |
| CARNEY TECHNOLOGY ACQU CORP | 143636207 | UNIT 12/10/2025 | 493,114 | $5,059,000 | thousands by filing date | |
| EMPOWER LTD | G3R39W102 | CL A COM | 500,000 | $5,005,000 | thousands by filing date | |
| IQIYI INC | 46267XAE8 | NOTE 4.000%12/1 | 5,000,000 | $5,001,000 | thousands by filing date | principal |
| iShares Core US Aggregate Bond ETF | 464287226 | SHS | 41,600 | $4,917,000 | thousands by filing date | |
| DISH NETWORK CORPORATION | 25470MAB5 | NOTE 3.375% 8/1 | 5,100,000 | $4,874,000 | thousands by filing date | principal |
| ACE Convergence Acquisition Corp | G0083D120 | COM | 473,184 | $4,836,000 | thousands by filing date | |
| SWITCHBACK ENERGY ACQUISTN C | 87105M110 | W EXP 07/25/202 | 313,253 | $4,830,000 | thousands by filing date | |
| SPORTS ENTERTAINMENT ACQU CO | 84918M106 | COM CL A | 470,931 | $4,766,000 | thousands by filing date | |
| E MERGE TECHNOLOGY ACQUISITI | 26873Y104 | CMN | 454,031 | $4,645,000 | thousands by filing date | |
| SOCIAL CAPITAL HEDOSOPHA HLD | G8251L105 | SHS CL A | 366,600 | $4,509,000 | thousands by filing date | |
| ICPT 2 05 15 26 2 000000 | 45845PAB4 | CONV BD US | 7,485,000 | $4,494,000 | thousands by filing date | principal |
| ENCORE CAP GROUP INC | 292554AK8 | NOTE 3.250% 3/1 | 4,016,000 | $4,372,000 | thousands by filing date | principal |
| CF Finance Acquisition Corp III | 12529D207 | Unit | 400,000 | $4,292,000 | thousands by filing date | |
| CORNER GROWTH ACQUISITION CO | G2425N121 | UNIT 01/01/2027 | 410,000 | $4,285,000 | thousands by filing date | |
| INSU ACQUISITION CORP III | 457817302 | UNIT 12/31/2026 | 400,000 | $4,228,000 | thousands by filing date | |
| DD3 ACQUISITION CORP II | 23318M209 | COM | 400,000 | $4,200,000 | thousands by filing date | |
| NEUROCRINE BIOSCIENCES INC | 64125CAD1 | NOTE 2.250% 5/1 | 3,000,000 | $4,169,000 | thousands by filing date | principal |
| ASCENDANT DIGITAL ACQUISITIO | G05155109 | COM CL A | 400,000 | $4,104,000 | thousands by filing date | |
| ACKRELL SPAC PARTNERS I CO | 00461L204 | COMMON STOCK | 393,631 | $4,050,000 | thousands by filing date | |
| PRIME IMPACT ACQUISITION I | G61074103 | SHS CL A | 386,920 | $3,908,000 | thousands by filing date | |
| DISH NETWORK CORPORATION | 25470MAD1 | BOND | 4,174,000 | $3,906,000 | thousands by filing date | principal |
| MERIDA MERGER CORP I | 58953M106 | COM | 371,402 | $3,788,000 | thousands by filing date | |
| FOXO TECHNOLOGIES INC UNIT | 24803C201 | Stock | 361,491 | $3,687,000 | thousands by filing date | |
| REDBALL ACQUISITION CORP | G7417R105 | COM CL A | 335,948 | $3,658,000 | thousands by filing date | |
| CF FINANCE ACQUISITION CORP | 15725Q104 | COM CL A A | 328,017 | $3,615,000 | thousands by filing date | |
| DPCM CAPITAL, INC. | 23344P200 | COM | 324,740 | $3,579,000 | thousands by filing date | |
| HEALTHCARE SERVICES ACQU COR | 42227K203 | UNT | 349,764 | $3,575,000 | thousands by filing date | |
| BOXED, INC. | 81787X205 | COM | 343,456 | $3,555,000 | thousands by filing date | |
| LIGAND PHARMACEUTICALS INC | 53220KAF5 | NOTE 0.750% 5/1 | 3,743 | $3,550,000 | thousands by filing date | principal |
| PALO ALTO NETWORKS INC | 697435AD7 | NOTE 0.750% 7/0 | 2,500,000 | $3,532,000 | thousands by filing date | principal |
| YY INC | 98426TAE6 | DEBT 1.375% 6/1 | 3,500,000 | $3,472,000 | thousands by filing date | principal |
| ALTITUDE ACQUISITION CORP | 02156Y202 | UNIT 11/30/2027 | 334,831 | $3,466,000 | thousands by filing date | |
| EDTECHX HOLDINGS ACQU CORP I | 28139A201 | UNIT 08/31/2027 | 328,751 | $3,393,000 | thousands by filing date | |
| IRONWOOD PHARMACEUTICALS INC | 46333XAH1 | NOTE 1.500% 6/1 | 3,000,000 | $3,378,000 | thousands by filing date | principal |
| VPC IMPACT ACQUISITION HLDNG | G9441E100 | SHS CL A | 330,200 | $3,328,000 | thousands by filing date | |
| FTAC OLYMPUS ACQUISITION COR | G37288100 | CL A SHS | 320,000 | $3,296,000 | thousands by filing date | |
| KINS TECHNOLOGY GROUP INC | 49714K208 | UNIT 10/14/2025 | 314,680 | $3,238,000 | thousands by filing date | |
| TORTOISE ACQUISITION CORP II | G89554102 | COM CL A | 300,000 | $3,195,000 | thousands by filing date | |
| NOVAVAX INC | 670002AB0 | NOTE 3.750% 2/0 | 2,500,000 | $3,134,000 | thousands by filing date | principal |
| AVANTI ACQUISITION CORP | G0682V109 | CMN | 297,690 | $3,060,000 | thousands by filing date | |
| MEDTECH ACQUISITION CORP | 58507N204 | UNIT 12/18/2025 | 283,287 | $2,975,000 | thousands by filing date | |
| ENCORE CAP GROUP INC | 292554AM4 | NOTE 3.250%10/0 | 2,500,000 | $2,936,000 | thousands by filing date | principal |
| PROPTECH INVESTMENT CORP II UNIT EX | 743497208 | Stock | 271,100 | $2,882,000 | thousands by filing date | |
| ARYA SCIENCES ACQUISITION CO | G3166W106 | COM CL A | 261,068 | $2,833,000 | thousands by filing date | |
| LANNETT CO INC | 51602UAC2 | BOND | 4,400,000 | $2,830,000 | thousands by filing date | principal |
| MSP RECOVERY INC COM CL A | 53625R104 | Stock | 275,900 | $2,781,000 | thousands by filing date | |
| 7GC & CO HOLDINGS INC | 81786A206 | UNIT 12/23/2025 | 260,000 | $2,743,000 | thousands by filing date | |
| IRONWOOD PHARMACEUTICALS INC | 46333XAD0 | DBCV 2.250% 6/1 | 2,500,000 | $2,706,000 | thousands by filing date | principal |
| FINTECH ACQUISITION CORP V | 31810Q305 | UNIT 99/99/9999 | 250,000 | $2,668,000 | thousands by filing date | |
| Forest Road Acquisition Corp | 34619R201 | Unit | 248,990 | $2,614,000 | thousands by filing date | |
| NEXTGEN ACQUISITION CORP | G65305115 | UNIT 11/26/2020 | 250,000 | $2,573,000 | thousands by filing date | |
| AMERICAS TECHNOLOGY ACQSN CORP UNIT | G0404A128 | Stock | 250,000 | $2,570,000 | thousands by filing date | |
| EQUITY DISTR ACQUISITION COR | 29465E106 | CMN | 250,000 | $2,560,000 | thousands by filing date | |
| H I G ACQUISITION CORP UNIT | G44898115 | Stock | 243,159 | $2,536,000 | thousands by filing date | |
| BETTER WORLD ACQUISITION COR | 08772B203 | UNIT 11/15/2027 | 229,322 | $2,534,000 | thousands by filing date | |
| WINNEBAGO INDS INC | 974637AB6 | BOND | 2,062,000 | $2,452,000 | thousands by filing date | principal |
| INSMED INC | 457669AA7 | NOTE 1.750% 1/1 | 2,163,000 | $2,438,000 | thousands by filing date | principal |
| TAILWIND ACQUISITION CORP | 87403Q102 | COM CL A | 233,306 | $2,424,000 | thousands by filing date | |
| HORIZON ACQUISITION CORP | G46049105 | COM CL A | 238,850 | $2,393,000 | thousands by filing date | |
| LUMINAR TECHNOLOGIES INC | 550424113 | *W EXP 12/02/202 | 138,564 | $2,379,000 | thousands by filing date | |
| NRG ENERGY INC | 629377CG5 | DBCV 2.750% 6/0 | 2,049,000 | $2,339,000 | thousands by filing date | principal |
| COHN ROBBINS HOLDINGS CORP | G23726105 | COM CL A | 223,365 | $2,325,000 | thousands by filing date | |
| QUANTUMSCAPE CORP | 74767V117 | *W EXP 11/25/202 | 59,494 | $2,261,000 | thousands by filing date | |
| AEA-BRIDGES IMPACT CORP | G01046104 | CMN | 220,077 | $2,223,000 | thousands by filing date | |
| SKILLSOFT CORP CL A | 17143G106 | Stock | 205,392 | $2,126,000 | thousands by filing date | |
| ZANITE ACQUISITION CORP | 98907K202 | un | 200,000 | $2,104,000 | thousands by filing date | |
| LANDCADIA HOLDINGS III INC | 51476H100 | COM CL A | 200,000 | $2,096,000 | thousands by filing date | |
| FORUM MERGER III CORP | 349885103 | COM CL A | 154,520 | $2,092,000 | thousands by filing date | |
| FALCON CAPITAL ACQUISITN COR | 30606L108 | COM CL A | 196,049 | $2,066,000 | thousands by filing date | |
| DUNE ACQUISITION CORP | 265334201 | UNIT 10/29/2027 | 200,000 | $2,050,000 | thousands by filing date | |
| TATTOOED CHEF INC | 87663X110 | *W EXP 10/15/202 | 175,994 | $2,006,000 | thousands by filing date | |
| LIVE OAK ACQUISITION CORP II | 53804W205 | UNIT 99/99/9999 | 173,803 | $1,886,000 | thousands by filing date | |
| SOCIAL CAPITAL HEDOSOPHA HLD | G8252P105 | SHS CL A | 150,000 | $1,866,000 | thousands by filing date | |
| LIV CAP ACQUISITION CORP | G5510C108 | CL A | 180,000 | $1,821,000 | thousands by filing date | |
| GALILEO ACQUISITION CORP | G3770A102 | SHS | 175,000 | $1,785,000 | thousands by filing date | |
| VESPER HEALTHCARE ACQSTN COR | 92538T104 | COM CL A | 155,000 | $1,753,000 | thousands by filing date | |
| FUSION ACQUISITION CORP | 36118H105 | CL A | 152,628 | $1,725,000 | thousands by filing date | |
| ATLAS CREST INVT CORP UNIT CL A & WT | 049284201 | Stock | 153,523 | $1,620,000 | thousands by filing date | |
| Blue Water Acquisition Corp/US | 09607T203 | Unit | 154,211 | $1,596,000 | thousands by filing date | |
| D8 HOLDINGS CORP | G2614K110 | SHS CL A | 156,649 | $1,592,000 | thousands by filing date | |
| SPRING VY ACQUISITION CORP | G8377A116 | UNIT 11/11/2025 | 150,000 | $1,583,000 | thousands by filing date | |
| EXPERIENCE INVT CORP | 30217C109 | COM CL A | 141,984 | $1,573,000 | thousands by filing date | |
| REVOLUTION ACCEL | 76156P205 | UNIT | 150,000 | $1,562,000 | thousands by filing date | |
| GENESIS PK ACQUISITION CORP | G38245117 | UNIT 99/99/9999 | 142,943 | $1,485,000 | thousands by filing date | |
| UPHEALTH INC | 375036100 | Common Stock | 128,600 | $1,408,000 | thousands by filing date | |
| SUPERNOVA PARTNERS ACQUISITI | 86846V108 | COM CL A | 126,473 | $1,391,000 | thousands by filing date | |
| EVOLENT HEALTH INC | 30050BAD3 | NOTE 1.500%10/1 | 1,500,000 | $1,301,000 | thousands by filing date | principal |
| FRAZIER LIFESCIENCES ACQU CORP UNIT EXP 120925 | G3710A121 | Stock | 121,326 | $1,259,000 | thousands by filing date | |
| AGBA ACQUISITION LTD | G0120M109 | SHS | 115,000 | $1,212,000 | thousands by filing date | |
| MESA LABS INC | 59064RAA7 | NOTE 1.375% 8/1 | 1,000,000 | $1,204,000 | thousands by filing date | principal |
| PDL BIOPHARMA INC | 69329Y104 | COM | 465,172 | $1,149,000 | thousands by filing date | |
| AURORA CANNABIS INC | 05156XAG3 | NOTE 5.500% 2/2 | 1,500,000 | $1,136,000 | thousands by filing date | principal |
| TUSCAN HLDGS CORP II | 90070A103 | COM | 97,124 | $1,069,000 | thousands by filing date | |
| HIGHLAND TRANSCEND PARTNERS | G44690116 | UNIT 99/99/9999 | 100,000 | $1,050,000 | thousands by filing date | |
| CASCADE ACQUISITION CORP UNIT | 147151203 | Stock | 100,000 | $1,045,000 | thousands by filing date | |
| APOLLO STRATEGIC GROWTH CAPITAL | G0411R106 | COMMON STOCK-FO | 100,000 | $1,041,000 | thousands by filing date | |
| UNION ACQUISITION CORP II | G9402q100 | COM | 100,000 | $1,040,000 | thousands by filing date | |
| TREPONT ACQUISITION CORP I UNIT | G9095M119 | Stock | 100,000 | $1,037,000 | thousands by filing date | |
| SCION TECH GROWTH I | G31067120 | UNIT 12/17/2025 | 100,000 | $1,032,000 | thousands by filing date | |
| SCVX CORP | G79448208 | COM | 100,000 | $1,030,000 | thousands by filing date | |
| VG ACQUISITION CORP | G9446E105 | SHS CL A | 88,282 | $1,009,000 | thousands by filing date | |
| ASPIRATIONAL CONSUMER LIFEST | G05436103 | COM | 100,000 | $997,000 | thousands by filing date | |
| NEW BEGINNINGS ACQUISITION C | 64222H100 | COM | 99,200 | $995,000 | thousands by filing date | |
| AMRYT PHARMA LTD - SPNR ADR | 03217L106 | COMMON EQUITY | 69,437 | $983,000 | thousands by filing date | |
| NEVRO CORP | 64157FAC7 | NOTE 2.750% 4/0 | 500,000 | $912,000 | thousands by filing date | principal |
| CM LIFE SCIENCES INC | 18978W109 | COM CL A | 75,000 | $828,000 | thousands by filing date | |
| DMY TECHNOLOGY GROUP INC III | 233278209 | UNIT 99/99/9999 | 71,594 | $816,000 | thousands by filing date | |
| TURMERIC ACQUISITION CORP | G9127T116 | UNT | 75,000 | $770,000 | thousands by filing date | |
| QUDIAN INC | 747798AB2 | NOTE 1.000% 7/0 | 1,000,000 | $750,000 | thousands by filing date | principal |
| AJAX I | G0190X118 | UNIT 99/99/9999 | 59,900 | $743,000 | thousands by filing date | |
| RUSH STREET INTERACTIVE INC | 782011118 | *W EXP 02/21/202 | 94,949 | $727,000 | thousands by filing date | |
| Vanguard Value ETF | 922908744 | SHS | 6,000 | $714,000 | thousands by filing date | |
| YUCAIPA ACQ CRP; TNT ACQ DT; 8/4/2022; CASH: $10.00 | G9879L105 | COM | 70,000 | $707,000 | thousands by filing date | |
| HOSTESS BRANDS INC | 44109J114 | WTS | 438,600 | $697,000 | thousands by filing date | |
| FORUM MERGER III CORP | 349885111 | COM CL A | 199,790 | $695,000 | thousands by filing date | |
| SOCIAL CAPITAL HEDOSOPHA HLD | G82514103 | SHS CL A | 50,358 | $689,000 | thousands by filing date | |
| GCM GROSVENOR INC | 36831E116 | W EXP 11/17/202 | 378,059 | $679,000 | thousands by filing date | |
| CF FINANCE ACQUISITION CORP | 15725Q112 | *W EXP 08/01/202 | 279,533 | $674,000 | thousands by filing date | |
| MARQUEE RAINE ACQUISITION CO | G58442115 | UNIT 12/01/2025 | 60,000 | $650,000 | thousands by filing date | |
| LEFTERIS ACQUISITION CORP UNIT EX | 52470X208 | Stock | 59,717 | $647,000 | thousands by filing date | |
| AEGERION PHARMACEUTICALS INC | 00767EAC6 | NOTE 5.000% 4/0 | 519,414 | $626,000 | thousands by filing date | principal |
| RECHARGE ACQUISITION CORP | 756229100 | CMN | 60,600 | $618,000 | thousands by filing date | |
| IG ACQUISITION CORP | 449534114 | *W EXP 10/05/202 | 374,023 | $617,000 | thousands by filing date | |
| ONE | G7000X105 | COM CL A | 55,215 | $595,000 | thousands by filing date | |
| KALEYRA INC | 483379111 | *W EXP 11/25/202 | 387,151 | $581,000 | thousands by filing date | |
| JAWS SPITFIRE ACQUISITION CO | G50740128 | UNIT 99/99/9999 | 50,000 | $553,000 | thousands by filing date | |
| TIGA ACQUISITION CORP | G88672129 | UNIT 99/99/9999 | 50,000 | $529,000 | thousands by filing date | |
| GRID DYNAMICS HLDGS INC | 39813G117 | *W EXP 03/05/202 | 146,124 | $526,000 | thousands by filing date | |
| GOLDEN FALCON ACQUISITION CO | 38102H208 | UNIT 99/99/9999 | 50,000 | $520,000 | thousands by filing date | |
| AMPLITUDE HEALTHCARE ACQUISITI | 03212a105 | COM | 50,000 | $501,000 | thousands by filing date | |
| QELL ACQUISITION CORP | G7307X105 | CL A | 40,152 | $493,000 | thousands by filing date | |
| PAE INC | 69290Y117 | *W EXP 09/11/202 | 211,187 | $486,000 | thousands by filing date | |
| CEREVEL THERAPEUTICS HLDNG I | 15678U102 | *W EXP 06/09/202 | 85,967 | $486,000 | thousands by filing date | |
| GOLDEN NUGGET ONLINE GAMIN | 38113L115 | *W EXP 05/09/202 | 51,632 | $465,000 | thousands by filing date | |
| PROPERTY SOLUTIONS ACQUISITI | 74348Q116 | *W EXP 03/20/202 | 437,920 | $460,000 | thousands by filing date | |
| SOCIAL CAPITAL HEDOSOPHA HLDWT | G8251L113 | WARRANT AND RIGH | 134,775 | $441,000 | thousands by filing date | |
| FIRSTMARK HORIZON ACQUISITIO | 33765Y101 | CL A COM | 38,587 | $409,000 | thousands by filing date | |
| MULTIPLAN CORPORATION | 62548M118 | *W EXP 02/13/202 | 270,626 | $406,000 | thousands by filing date | |
| ACE CONVERGENCE ACQU CORP | G0083D104 | *W EXP 09/30/202 | 286,468 | $398,000 | thousands by filing date | |
| LF CAP ACQUISITION CORP | 50200K116 | *W EXP 06/22/202 | 197,403 | $383,000 | thousands by filing date | |
| NAVSIGHT HLDGS INC | 639358118 | *W EXP 01/01/203 | 292,723 | $375,000 | thousands by filing date | |
| THAYER VENTURES ACQU CORP | 88332T209 | UNIT 01/01/2030 | 35,000 | $367,000 | thousands by filing date | |
| FUSION ACQUISITION CORP | 36118H113 | *W EXP 06/01/202 | 141,100 | $361,000 | thousands by filing date | |
| SPORTS ENTERTAINMENT ACQU CO | 84918M114 | *W EXP 10/30/202 | 263,634 | $356,000 | thousands by filing date | |
| REDBALL ACQUISITION CORP | G7417R113 | *W EXP 08/17/202 | 156,199 | $350,000 | thousands by filing date | |
| ASCENDANT DIGITAL ACQUISITIO | G05155117 | *W EXP 07/28/202 | 195,600 | $334,000 | thousands by filing date | |
| FOLEY TRASIMENE ACQUISITION | 344328117 | *W EXP 08/11/202 | 72,595 | $333,000 | thousands by filing date | |
| XL FLEET CORP | 9837FR118 | *W EXP 06/01/202 | 40,000 | $324,000 | thousands by filing date | |
| GIGCAPITAL2 INC | 375036118 | *W EXP 02/28/202 | 158,600 | $311,000 | thousands by filing date | |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 6,000 | $310,000 | thousands by filing date | |
| FTAC OLYMPUS ACQUISITION COR | G37288126 | *W EXP 08/28/202 | 149,000 | $283,000 | thousands by filing date | |
| FUSION FUEL GREEN PLC | G3R25D100 | *W EXP 12/10/202 | 42,361 | $282,000 | thousands by filing date | |
| E MERGE TECHNOLOGY ACQUISITI | 26873Y112 | *W EXP 07/30/202 | 185,901 | $281,000 | thousands by filing date | |
| NESCO HLDGS INC | 64083J112 | *W EXP 01/01/202 | 283,722 | $272,000 | thousands by filing date | |
| CHURCHILL CAPITAL CORP IV | 171439110 | W EXP 08/04/202 | 178,000 | $271,000 | thousands by filing date | |
| PRIME IMPACT ACQUISITION I | G61074129 | *W EXP 10/01/203 | 174,900 | $268,000 | thousands by filing date | |
| MOTIVE CAPITAL CORP | G6293A129 | UNIT 99/99/9999 | 25,000 | $264,000 | thousands by filing date | |
| TUSCAN HLDGS CORP II | 90070A111 | *W EXP 04/01/202 | 108,600 | $260,000 | thousands by filing date | |
| HOLICITY INC | 435063102 | COM CL A | 25,000 | $253,000 | thousands by filing date | |
| THUNDER BRDG ACQUISTION II L | G8857S108 | *W EXP 11/30/202 | 65,000 | $240,000 | thousands by filing date | |
| REINVENT TECHNOLOGY PARTNERS | G7483N129 | CL A | 20,000 | $231,000 | thousands by filing date | |
| BCLS ACQUISITION CORP | G0904B105 | CMN | 20,000 | $223,000 | thousands by filing date | |
| VPC IMPACT ACQUISITION HLDNG | G9441E118 | W EXP 10/22/202 | 198,000 | $220,000 | thousands by filing date | |
| TORTOISE ACQUISITION CORP II | G89554128 | W EXP 06/14/202 | 75,000 | $214,000 | thousands by filing date | |
| MERIDA MERGER CORP I | 58953M114 | *W EXP 11/07/202 | 201,050 | $201,000 | thousands by filing date | |
| AVANTI ACQUISITION CORP | G0682V125 | *W EXP 99/99/999 | 133,301 | $201,000 | thousands by filing date | |
| EMPOWER LTD | G3R39W110 | *W EXP 11/30/202 | 166,666 | $192,000 | thousands by filing date | |
| TAILWIND ACQUISITION CORP | 87403Q110 | *W EXP 09/07/202 | 134,153 | $188,000 | thousands by filing date | |
| CM LIFE SCIENCES INC | 18978W117 | *W EXP 09/04/202 | 66,516 | $182,000 | thousands by filing date | |
| AEA-BRIDGES IMPACT CORP | G01046112 | *W EXP 09/19/202 | 117,538 | $181,000 | thousands by filing date | |
| EQUITY DISTR ACQUISITION COR | 29465E114 | *W EXP 09/09/202 | 100,000 | $179,000 | thousands by filing date | |
| LIONHEART ACQUISITION CORP II WT EXP 021426 | 53625R112 | COM | 150,450 | $176,000 | thousands by filing date | |
| FINSERV ACQUISITION CORP | 318085115 | *W EXP 12/31/202 | 50,000 | $175,000 | thousands by filing date | |
| GX ACQUISITION CORP | 36251A115 | *W EXP 05/24/202 | 60,099 | $173,000 | thousands by filing date | |
| APEX TECHNOLOGY ACQUISITION | 03768F110 | *W EXP 09/18/202 | 37,500 | $161,000 | thousands by filing date | |
| COHN ROBBINS HOLDINGS CORP | G23726113 | *W EXP 08/28/202 | 86,666 | $156,000 | thousands by filing date | |
| FOLEY TRASIMENE ACQUISITION | 344328109 | COM CL A | 10,000 | $151,000 | thousands by filing date | |
| FALCON CAPITAL ACQUISITN COR | 30606L116 | *W EXP 08/20/202 | 70,460 | $151,000 | thousands by filing date | |
| LANDCADIA HOLDINGS III INC | 51476H118 | *W EXP 10/01/202 | 66,666 | $148,000 | thousands by filing date | |
| STAR PEAK ENERGY TRANSITION | 855185112 | *W EXP 08/11/202 | 24,999 | $148,000 | thousands by filing date | |
| SHAPEWAYS HOLDIN | G3770A110 | EQUITY WRT | 175,000 | $147,000 | thousands by filing date | |
| VG ACQUISITION-A | G9446E113 | EQUITY WRT | 54,692 | $145,000 | thousands by filing date | |
| NETFIN ACQUISITION CORP | G6455A115 | *W EXP 08/01/202 | 60,990 | $135,000 | thousands by filing date | |
| IMMATICS N.V | N44445117 | *W EXP 07/01/202 | 45,990 | $132,000 | thousands by filing date | |
| STABLE RD ACQUISITION CORP | 85236Q117 | *W EXP 05/15/202 | 25,000 | $132,000 | thousands by filing date | |
| VESPER HEALTHCARE ACQSTN COR | 92538T112 | *W EXP 09/30/202 | 50,000 | $132,000 | thousands by filing date | |
| LIV CAP ACQUISITION CORP | G5510C116 | *W EXP 12/13/202 | 180,000 | $126,000 | thousands by filing date | |
| APOLLO STRATEGIC GROWTH CAPT | G0411R114 | *W EXP 10/29/202 | 66,666 | $125,000 | thousands by filing date | |
| SOCIAL CAPITAL HEDOSOPHA HLD | G8252P113 | *W EXP 09/26/202 | 30,000 | $106,000 | thousands by filing date | |
| ADVENT TECHNOLOGIES HOLDNG INC WT EXP 020326 | 00165R119 | Stock | 31,336 | $106,000 | thousands by filing date | |
| NEW BEGINNINGS ACQUISITION C | 64222H118 | *W EXP 11/01/202 | 100,000 | $100,000 | thousands by filing date | |
| HORIZON ACQUISITION CORP | G46049113 | *W EXP 08/19/202 | 68,333 | $99,000 | thousands by filing date | |
| CHURCHILL CAP CORP II | 17143G114 | *W EXP 07/02/202 | 50,104 | $99,000 | thousands by filing date | |
| FINTECH ACQUISITION CORP III | 31811A119 | *W EXP 12/01/202 | 27,600 | $99,000 | thousands by filing date | |
| UNION ACQUISITION CORP II | G9402Q126 | *W EXP 04/01/202 | 100,000 | $95,000 | thousands by filing date | |
| SUPERNOVA PARTNERS ACQUISITI | 86846V116 | *W EXP 10/16/202 | 45,000 | $92,000 | thousands by filing date | |
| SOCIAL CAP HEDSPIA HLDG CO I | G8251K115 | *W EXP 99/99/999 | 22,935 | $92,000 | thousands by filing date | |
| SCVX CORP | G79448117 | *W EXP 01/24/202 | 50,000 | $85,000 | thousands by filing date | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 460 | $82,000 | thousands by filing date | |
| D8 HOLDINGS CORP | G2614K128 | *W EXP 08/05/202 | 78,324 | $82,000 | thousands by filing date | |
| GIGCAPITAL2 INC | 375036126 | RIGHT 02/28/2026 | 198,600 | $82,000 | thousands by filing date | |
| DMY TECHNOLOGY GROUP INC II | 233277110 | *W EXP 07/29/202 | 16,133 | $69,000 | thousands by filing date | |
| Brooge Holdings ltd | G9145A115 | *W EXP 12/20/202 | 108,000 | $67,000 | thousands by filing date | |
| HYCROFT MINING HOLDING CORP | 44862P117 | *W EXP 05/29/202 | 45,500 | $65,000 | thousands by filing date | |
| LONGEVITY ACQUISITION CORP | G56372124 | RIGHT 11/30/2020 | 51,200 | $58,000 | thousands by filing date | |
| CHURCHILL CAPITAL CORP V | 17144T206 | UNIT 99/99/9999 | 5,000 | $53,000 | thousands by filing date | |
| AGBA ACQUISITION LTD | G0120M117 | *W EXP 05/10/202 | 105,440 | $53,000 | thousands by filing date | |
| THERATECHNOLOGIES INC | 88338HAA8 | NOTE 5.750% 6/3 | 69,000 | $49,000 | thousands by filing date | principal |
| HL ACQUISITIONS CORP | G4603R130 | RIGHT 07/17/2023 | 31,200 | $49,000 | thousands by filing date | |
| RECHARGE ACQUISITION CORP | 756229118 | *W EXP 10/05/202 | 30,300 | $48,000 | thousands by filing date | |
| HEALTHCARE MERGER CORP | 42227L110 | *W EXP 12/17/202 | 37,500 | $46,000 | thousands by filing date | |
| AGBA ACQUISITION LTD | G0120M125 | RIGHT 05/10/2024 | 130,000 | $44,000 | thousands by filing date | |
| SOCIAL CAPITAL HEDOSOPHA HLD | G82514111 | *W EXP 09/26/202 | 11,339 | $42,000 | thousands by filing date | |
| STARRY GROUP HOLDINGS INC WT EXP 032927 | 33765Y119 | Common Stock | 15,243 | $38,000 | thousands by filing date | |
| AMPLITUDE HLTHCRE AQUSTIN CO | 03212A113 | *W EXP 12/01/202 | 25,000 | $36,000 | thousands by filing date | |
| WHEELS UP EXPERIENCE INC WT EXP 071326 | G05436111 | Stock | 33,333 | $35,000 | thousands by filing date | |
| YUCAIPA ACQUISITION CORP | G9879L113 | *W EXP 99/99/999 | 23,333 | $33,000 | thousands by filing date | |
| SEAPORT GLOBAL ACQUISITN COR | 812227114 | *W EXP 12/15/202 | 30,000 | $31,000 | thousands by filing date | |
| ONE | G7000X121 | *W EXP 08/17/202 | 13,803 | $29,000 | thousands by filing date | |
| EVIVA PHARMACEUTCLS HLDGS I | 76152G118 | *W EXP 12/25/202 | 39,300 | $27,000 | thousands by filing date | |
| HAYMAKER ACQUISITION CORP II | 42087L119 | *W EXP 10/31/202 | 19,600 | $27,000 | thousands by filing date | |
| JOBY AVIATION IN | G7483N103 | EQUITY WRT | 5,000 | $16,000 | thousands by filing date | |
| HALL OF FAME RESORT & ENTMT | 40619L110 | *W EXP 07/01/202 | 51,600 | $13,000 | thousands by filing date | |
| CHEER HLDG INC | G39973113 | *W EXP 02/13/202 | 116,000 | $9,000 | thousands by filing date | |
| AKAZOO SA | L0164E116 | *W EXP 09/11/202 | 20,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001301396-21-000001 | this filing | 2021-02-12 | acceptance time not in the bulk data set |