13F-HR filed by CIBC Private Wealth Group LLC
CIBC Private Wealth Group LLC filed this 13F-HR for the quarter ended 2020-03-31, filed 2020-05-15, with 835 holding rows worth $23,317,897,000.
- Accession
- 0001298088-20-000010
- Filer
- CIK 1298088
- Filed
- 2020-05-15
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2020
A combination report, 1,246 entries on the cover page, a total value of $23,317,897,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $23,317,897,000 with VALUE read as thousands by filing date, 13F file number 028-10949. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerCIBC Private Wealth Advisors, Inc.
- reports for this filerCIBC National Trust Co
- included managerPJ Schmidt Investment Management Inc
- included managerZuckerman Inv. Group LLC 028-12893
- included managerAnderson Hoagland and Co 028-01690
- included managerChesley Taft and Associates LLC 028-10082
- included managerDunker Street 028-05748
- included managerFiduciary Management Inc. 028-01526
- included managerFront Barnett Associates, LLC 028-04630
- included managerHarris Associaes 028-41992
- included managerBartlett and Co WM LLC 028-03637
- included managerMesirow Financial 028-28816
- included managerCIBC Michigan 028-10949
- included managerCIBC 028-10949
- included managerRothschild Investments 028-16429
- included managerSchlindwein and Ascoc (Bal-Grth)
- included managerWilliam Blair and Co 028-02698
- included managerWm Blair and Co 028-02698
- included managerAzimuth 028-12167
- included managerLazard Asset 028-10469
- included managerJohnston Asset Management 028-05210
- included managerHarding Loevner 028-04434
- included managerSclindwein and Assoc (Agg Growth)
- included managerSchlindwein and Assoc (Growth)
- included managerSchlindwein and Assoc (Growth-Inc)
- included managerSchlindwein and Assoc (Inc-Growth)
- included managerBrandes Investment Partners 028-05620
- included managerClearbridge Investments, LLC 028-11611
- included managerKennedy Capital Management 028-03133
- included managerEdgewood Management 028-02602
- included managerConfluence Investment Management 028-13334
- included managerTelemus Capital LLC 028-15624
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| TAL ED GROUP SPONSORED ADS | 874080104 | ADR | 19,368 | $1,031,000 | thousands by filing date | |
| MARATHON PETE CORP COM | 56585A102 | Stock | 43,433 | $1,026,000 | thousands by filing date | |
| VANGUARD WORLD FD | 92204A405 | FINANCIALS ETF | 20,135 | $1,021,000 | thousands by filing date | |
| EXPEDIA GROUP INC COM NEW | 30212P303 | Stock | 18,112 | $1,019,000 | thousands by filing date | |
| DCP MIDSTREAM LP | 23311P100 | COM UT LTD PTN | 250,350 | $1,019,000 | thousands by filing date | |
| FORTUNE BRANDS INNOVATIONS INC COM | 34964C106 | Stock | 23,499 | $1,017,000 | thousands by filing date | |
| Boston Scientific Corporation | 101137107 | COM | 31,087 | $1,014,000 | thousands by filing date | |
| IRON MTN INC DEL COM | 46284V101 | REIT | 42,524 | $1,012,000 | thousands by filing date | |
| BLACK STONE MINERALS L P | 09225M101 | COM UNIT | 214,436 | $1,004,000 | thousands by filing date | |
| FLEX LTD ORD | Y2573F102 | Stock | 119,547 | $1,001,000 | thousands by filing date | |
| SERVICEMASTER GLOBAL HOLDING | 81761R109 | COMMON STOCK | 36,839 | $994,000 | thousands by filing date | |
| PPL CORP COM | 69351T106 | Stock | 40,146 | $991,000 | thousands by filing date | |
| OLD REP INTL CORP COM | 680223104 | Stock | 64,986 | $991,000 | thousands by filing date | |
| SMITH A O CORP COM | 831865209 | Stock | 25,975 | $982,000 | thousands by filing date | |
| ENTEGRIS INC COM | 29362U104 | Stock | 21,888 | $980,000 | thousands by filing date | |
| RINGCENTRAL INC | 76680R206 | CL A | 4,607 | $976,000 | thousands by filing date | |
| Morgan Stanley | 617446448 | COM | 27,696 | $943,000 | thousands by filing date | |
| PRICE T ROWE GROUP INC COM | 74144T108 | Stock | 9,464 | $924,000 | thousands by filing date | |
| CONSTELLATION BRANDS INC CL A | 21036P108 | Stock | 6,417 | $920,000 | thousands by filing date | |
| OLD NATL BANCORP IND | 680033107 | COM | 69,486 | $916,000 | thousands by filing date | |
| ARES CAPITAL CORP | 04010L103 | COM | 84,714 | $913,000 | thousands by filing date | |
| BROWN FORMAN CORP | 115637100 | CL A | 17,484 | $898,000 | thousands by filing date | |
| PLURALSIGHT INC | 72941B106 | COM CL A | 81,676 | $897,000 | thousands by filing date | |
| EVEREST GROUP LTD COM | G3223R108 | Stock | 4,651 | $895,000 | thousands by filing date | |
| INGERSOLL RAND INC COM | 45687V106 | Stock | 36,087 | $894,000 | thousands by filing date | |
| CAMDEN NATIONAL CORP | 133034108 | COMMON STOCK | 28,213 | $887,000 | thousands by filing date | |
| PLANET FITNESS MASTER ISSUER L CL A | 72703H101 | Stock | 18,202 | $886,000 | thousands by filing date | |
| BANK OF NY MELLON CORP COM | 064058100 | Stock | 26,019 | $877,000 | thousands by filing date | |
| Kelso Technologies Inc | 48826D201 | COM | 1,597,964 | $877,000 | thousands by filing date | |
| ARK ETF TR | 00214Q104 | INNOVATION ETF | 19,704 | $867,000 | thousands by filing date | |
| BALL CORP | 058498106 | COM | 13,260 | $857,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459Y694 | CMN | 36,305 | $852,000 | thousands by filing date | |
| COTERRA ENERGY INC COM | 127097103 | Stock | 49,103 | $844,000 | thousands by filing date | |
| IRHYTHM HOLDINGS INC COM | 450056106 | Stock | 10,362 | $843,000 | thousands by filing date | |
| Uber Technologies | 90353T100 | COM | 29,978 | $836,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y483 | NASDAQ 100 COVER | 43,366 | $836,000 | thousands by filing date | |
| MANHATTAN ASSOCIATES INC COM | 562750109 | Stock | 16,724 | $833,000 | thousands by filing date | |
| VALERO ENERGY CORP COM | 91913Y100 | Stock | 18,224 | $826,000 | thousands by filing date | |
| BERKLEY W R CORP COM | 084423102 | Stock | 15,750 | $822,000 | thousands by filing date | |
| BERKSHIRE HATHAWAY INC DEL | 084670108 | CL A | 3 | $816,000 | thousands by filing date | |
| KEYCORP COM | 493267108 | Stock | 78,196 | $811,000 | thousands by filing date | |
| LKQ CORP COM | 501889208 | Stock | 39,504 | $810,000 | thousands by filing date | |
| HMS HLDGS CORP | 40425J101 | COM | 32,031 | $809,000 | thousands by filing date | |
| MONGODB INC CL A | 60937P106 | Stock | 5,912 | $807,000 | thousands by filing date | |
| STAAR SURGICAL CO COM PAR $0.01 | 852312305 | Stock | 25,015 | $807,000 | thousands by filing date | |
| ISHARES INC MSCI HONG KG ETF | 464286871 | MSCI HONG KG ETF | 40,495 | $807,000 | thousands by filing date | |
| CINCINNATI FINL CORP COM | 172062101 | Stock | 10,641 | $804,000 | thousands by filing date | |
| SUNRUN INC | 86771W105 | COM | 79,600 | $804,000 | thousands by filing date | |
| EDISON INTL COM | 281020107 | Stock | 14,482 | $793,000 | thousands by filing date | |
| LEGGETT & PLATT INC | 524660107 | COM | 29,527 | $788,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F106 | GOLD MINERS ETF | 33,989 | $784,000 | thousands by filing date | |
| JEFFERIES FINANCIAL GROUP IN | 47233W109 | COM | 57,245 | $783,000 | thousands by filing date | |
| CORTEVA INC COM | 22052L104 | Stock | 33,171 | $779,000 | thousands by filing date | |
| Schwab U.S. Small-Cap ETF | 808524607 | SHS | 14,883 | $767,000 | thousands by filing date | |
| C H ROBINSON WORLDWIDE IN COM NEW | 12541W209 | Stock | 11,425 | $756,000 | thousands by filing date | |
| NOVO-NORDISK A S ADR | 670100205 | ADR | 12,542 | $755,000 | thousands by filing date | |
| INVESCO EXCHANGE-TRADED FD TR S&P 500 EQUAL WEIGHT ETF | 46137V357 | COM | 8,866 | $745,000 | thousands by filing date | |
| Schwab U.S. Large-Cap ETF | 808524201 | SHS | 11,794 | $722,000 | thousands by filing date | |
| iShares MSCI USA Min Vol Factor ETF | 46429B697 | SHS | 13,353 | $721,000 | thousands by filing date | |
| CHINA MOBILE LIMITED | 16941M109 | SPONSORED ADR | 19,025 | $716,000 | thousands by filing date | |
| Ishares Ibonds Dec | 46434VBK5 | ETF | 28,975 | $714,000 | thousands by filing date | |
| QUEST DIAGNOSTICS INC COM | 74834L100 | Stock | 8,879 | $713,000 | thousands by filing date | |
| MODERNA INC | 60770K107 | COM | 23,763 | $712,000 | thousands by filing date | |
| FORWARD AIR CORP | 349853101 | COM | 14,043 | $711,000 | thousands by filing date | |
| GRAND CANYON ED INC COM | 38526M106 | Stock | 9,278 | $708,000 | thousands by filing date | |
| VANGUARD STAR FDS | 921909768 | COM | 16,712 | $701,000 | thousands by filing date | |
| HP INC COM | 40434L105 | Stock | 40,213 | $698,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L506 | IBOXX 3R TARGT | 28,346 | $697,000 | thousands by filing date | |
| PAR TECHNOLOGY CORP | 698884103 | COM | 54,000 | $694,000 | thousands by filing date | |
| NATIONAL HEALTH INVS INC COM | 63633D104 | REIT | 13,982 | $693,000 | thousands by filing date | |
| ASSURANT INC COM | 04621X108 | Stock | 6,596 | $687,000 | thousands by filing date | |
| VERADIGM INC | 01988P108 | COMMON STOCK | 97,320 | $685,000 | thousands by filing date | |
| Vanguard Small-Cap Growth ETF | 922908595 | SHS | 4,532 | $681,000 | thousands by filing date | |
| FERRARI N V | N3167Y103 | COM | 4,449 | $679,000 | thousands by filing date | |
| SILICON LABORATORIES INC COM | 826919102 | Stock | 7,818 | $668,000 | thousands by filing date | |
| iShares MSCI ACWI ex U.S. ETF | 464288240 | SHS | 17,313 | $652,000 | thousands by filing date | |
| SAREPTA THERAPEUTICS INC | 803607100 | COM | 6,549 | $641,000 | thousands by filing date | |
| OVINTIV INC | 69047Q102 | COM | 235,629 | $636,000 | thousands by filing date | |
| REGIONS FINANCIAL CORP NEW COM | 7591EP100 | Stock | 69,643 | $625,000 | thousands by filing date | |
| HOWARD HUGHES CORPORATION | 44267D107 | COMMON STOCK | 12,272 | $620,000 | thousands by filing date | |
| BIOGEN INC COM | 09062X103 | Stock | 1,923 | $608,000 | thousands by filing date | |
| TD AMERITRADE HLDG CORP | 87236Y108 | COM | 17,532 | $608,000 | thousands by filing date | |
| UNILEVER PLC | 904767704 | SPON ADR NEW | 12,009 | $607,000 | thousands by filing date | |
| AIR LEASE CORP | 00912X302 | CL A | 27,290 | $605,000 | thousands by filing date | |
| ALBEMARLE CORP | 012653101 | COM | 10,712 | $603,000 | thousands by filing date | |
| CHIPOTLEMEXICANGRILLI | 169656105 | STOK | 918 | $601,000 | thousands by filing date | |
| FIRST AMERN FINL CORP | 31847R102 | COM | 14,119 | $599,000 | thousands by filing date | |
| XENCOR INC | 98401F105 | COMMON STOCK | 20,063 | $599,000 | thousands by filing date | |
| RBB FD INC | 74933W601 | MOTLEY FOL ETF | 27,100 | $597,000 | thousands by filing date | |
| Schwab US TIPS ETF | 808524870 | SHS | 10,280 | $591,000 | thousands by filing date | |
| MSC INDL DIRECT INC CL A | 553530106 | Stock | 10,744 | $591,000 | thousands by filing date | |
| PARKER-HANNIFIN CORP COM | 701094104 | Stock | 4,547 | $590,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y407 | SBI CONS DISCR | 6,011 | $590,000 | thousands by filing date | |
| HA SUSTAINABLE INFRA CAP INC | 41068X100 | COM | 28,912 | $590,000 | thousands by filing date | |
| EXELON CORP COM | 30161N101 | Stock | 15,884 | $585,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V142 | WATER RES ETF | 18,658 | $585,000 | thousands by filing date | |
| KKR & CO INC | 48251W104 | COM | 24,849 | $583,000 | thousands by filing date | |
| WYNDHAM DESTINATIONS INC | 98310W108 | COM | 26,562 | $577,000 | thousands by filing date | |
| BANKUNITED INC | 06652K103 | COM | 30,846 | $577,000 | thousands by filing date | |
| ELANCO ANIMAL HEALTH INC COM | 28414H103 | Stock | 25,665 | $575,000 | thousands by filing date | |
| REINSURANCE GROUP AMER INC COM NEW | 759351604 | Stock | 6,818 | $574,000 | thousands by filing date | |
| ISHARES 1-5 YEAR INVESTMENT GRADE CORPORATE BOND ETF | 464288646 | ETF | 10,901 | $571,000 | thousands by filing date | |
| CORESITE RLTY CORP | 21870Q105 | COM | 4,875 | $565,000 | thousands by filing date | |
| WESTERN UN CO COM | 959802109 | Stock | 31,127 | $564,000 | thousands by filing date | |
| STATE STR SPDR DOW JONES IND | 78467X109 | UT SER 1 | 2,558 | $561,000 | thousands by filing date | |
| NUVASIVE INC | 670704105 | COM | 11,027 | $559,000 | thousands by filing date | |
| GRACO INC COM | 384109104 | Stock | 11,447 | $558,000 | thousands by filing date | |
| HARTFORD INSURANCE GROUP INC COM | 416515104 | Stock | 15,661 | $552,000 | thousands by filing date | |
| WESTERN ALLIANCE BANCORP COM | 957638109 | Stock | 17,696 | $542,000 | thousands by filing date | |
| KONINKLIJKE PHILIPS N V NY REGIS SHS NEW | 500472303 | ADR | 13,240 | $532,000 | thousands by filing date | |
| LITTELFUSE INC COM | 537008104 | Stock | 3,981 | $531,000 | thousands by filing date | |
| NUTRIEN LTD COM | 67077M108 | Stock | 15,661 | $531,000 | thousands by filing date | |
| FRONTDOOR INC COM | 35905A109 | Stock | 15,243 | $530,000 | thousands by filing date | |
| iShares MSCI KLD 400 Social ETF | 464288570 | SHS | 5,430 | $529,000 | thousands by filing date | |
| L BRANDS INC | 501797104 | COM | 45,728 | $529,000 | thousands by filing date | |
| EVERFORTH INC COM | 00191U102 | Stock | 14,933 | $527,000 | thousands by filing date | |
| GOLUB CAP BDC INC | 38173M102 | COM | 41,601 | $522,000 | thousands by filing date | |
| HILTON WORLDWIDE HLDGS INC COM | 43300A203 | Stock | 7,625 | $520,000 | thousands by filing date | |
| DTE ENERGY CO COM | 233331107 | Stock | 5,475 | $520,000 | thousands by filing date | |
| PARAMOUNT GLOBAL | 92556H206 | CLASS B COM | 37,072 | $520,000 | thousands by filing date | |
| GUIDEWIRE SOFTWARE INC COM | 40171V100 | Stock | 6,542 | $519,000 | thousands by filing date | |
| ROBERT HALF INC. COM | 770323103 | Stock | 13,760 | $519,000 | thousands by filing date | |
| ACI WORLDWIDE INC COM | 004498101 | Stock | 21,401 | $517,000 | thousands by filing date | |
| SNAP ON INC COM | 833034101 | Stock | 4,751 | $517,000 | thousands by filing date | |
| Wellesley Bancorp. | 949485106 | COM | 18,640 | $514,000 | thousands by filing date | |
| EXPEDITORS INTL WASH INC COM | 302130109 | Stock | 7,585 | $506,000 | thousands by filing date | |
| VENTAS INC COM | 92276F100 | REIT | 18,614 | $499,000 | thousands by filing date | |
| ISHARES TR | 464287861 | EUROPE ETF | 14,130 | $499,000 | thousands by filing date | |
| ISHARES TR | 464287440 | 7-10 YR TRSY BD | 4,090 | $497,000 | thousands by filing date | |
| PEOPLE'S UNITED FINANCIAL INC | 712704105 | COM | 44,917 | $496,000 | thousands by filing date | |
| OMEGA HEALTHCARE INVS INC COM | 681936100 | REIT | 18,640 | $494,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524805 | INTL EQTY ETF | 19,070 | $493,000 | thousands by filing date | |
| JBT MAREL CORPORATION | 477839104 | COM | 6,550 | $486,000 | thousands by filing date | |
| UNIVAR INC | 91336L107 | COMMON STOCK | 44,927 | $482,000 | thousands by filing date | |
| BLACK HILLS CORP COM | 092113109 | Stock | 7,450 | $477,000 | thousands by filing date | |
| FRANKLIN ELEC INC COM | 353514102 | Stock | 10,090 | $476,000 | thousands by filing date | |
| PIMCO DYNAMIC CR INCOME FD | 72202D106 | COM SHS | 28,336 | $476,000 | thousands by filing date | |
| M.D.C. HOLDINGS INC | 552676108 | COM | 20,361 | $473,000 | thousands by filing date | |
| iShares MSCI EAFE Value ETF | 464288877 | SHS | 13,189 | $471,000 | thousands by filing date | |
| DESCARTES SYS GROUP INC COM | 249906108 | Stock | 13,625 | $468,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC COM NEW | 026874784 | Stock | 19,306 | $468,000 | thousands by filing date | |
| APTARGROUP INC COM | 038336103 | Stock | 4,694 | $467,000 | thousands by filing date | |
| World Gold TR | 98149E204 | SPRD GLD Minis | 29,684 | $467,000 | thousands by filing date | |
| SUN LIFE FINANCIAL INC. COM | 866796105 | Stock | 14,486 | $465,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y704 | INDL | 7,868 | $464,000 | thousands by filing date | |
| PACCAR INC COM | 693718108 | Stock | 7,550 | $461,000 | thousands by filing date | |
| AEMETIS INC | 00770K202 | COM NEW | 883,431 | $459,000 | thousands by filing date | |
| FOUR CORNERS PPTY TR INC | 35086T109 | COM | 24,284 | $454,000 | thousands by filing date | |
| SEMPRA COM | 816851109 | Stock | 4,002 | $452,000 | thousands by filing date | |
| UDR INC COM | 902653104 | REIT | 12,251 | $448,000 | thousands by filing date | |
| INVESCO ACTIVELY MANAGED EXC | 46090A887 | ULTRA SHRT DUR | 9,000 | $444,000 | thousands by filing date | |
| Schwab U.S. Large-Cap Growth ETF | 808524300 | SHS | 5,562 | $443,000 | thousands by filing date | |
| SIMON PPTY GROUP INC NEW COM | 828806109 | REIT | 8,080 | $443,000 | thousands by filing date | |
| ABIOMED INC | 003654100 | COM | 3,045 | $442,000 | thousands by filing date | |
| AGILENT TECHNOLOGIES INC COM | 00846U101 | Stock | 6,150 | $441,000 | thousands by filing date | |
| TRITON INTL LTD | G9078F107 | CL A | 16,988 | $439,000 | thousands by filing date | |
| ABM INDS INC | 000957100 | COM | 18,000 | $438,000 | thousands by filing date | |
| ARISTA NETWORKS INC | 040413106 | COM | 2,153 | $436,000 | thousands by filing date | |
| GLOBUS MED INC CL A | 379577208 | Stock | 10,187 | $433,000 | thousands by filing date | |
| Energy Select Sector SPDR Fund | 81369Y506 | SHS | 14,823 | $430,000 | thousands by filing date | |
| SYNCHRONYFINL | 87165B103 | STOK | 26,371 | $424,000 | thousands by filing date | |
| AKAMAI TECHNOLOGIES INC COM | 00971T101 | Stock | 4,589 | $420,000 | thousands by filing date | |
| BP MIDSTREAM PARTNERS LP | 0556EL109 | UNIT LTD PTNR | 44,705 | $416,000 | thousands by filing date | |
| LAUDER ESTEE COS INC CL A | 518439104 | Stock | 2,551 | $406,000 | thousands by filing date | |
| OCCIDENTAL PETE CORP | 674599105 | COM | 34,777 | $403,000 | thousands by filing date | |
| ISHARES TR | 46429B663 | CORE HIGH DV ETF | 5,627 | $403,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W422 | INDIA ERNGS FD | 24,675 | $400,000 | thousands by filing date | |
| Vanguard Small-Cap Value ETF | 922908611 | SHS | 4,425 | $393,000 | thousands by filing date | |
| TOTALENERGIES SE | 89151E109 | SPONSORED ADS | 10,453 | $389,000 | thousands by filing date | |
| LENNAR CORP CL A | 526057104 | Stock | 10,060 | $384,000 | thousands by filing date | |
| GEN DIGITAL INC COM | 668771108 | Stock | 20,419 | $382,000 | thousands by filing date | |
| Vanguard FTSE All-World ex-US Small-Cap ETF | 922042718 | SHS | 4,725 | $370,000 | thousands by filing date | |
| CHEGG INC | 163092109 | COM | 10,104 | $362,000 | thousands by filing date | |
| 3D SYSTEMS CORP | 88554D205 | COMMON STOCK | 46,970 | $362,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E263 | S&P GBL WATER | 10,863 | $360,000 | thousands by filing date | |
| MONMOUTH REAL ESTATE INVT CO | 609720107 | CL A | 29,795 | $360,000 | thousands by filing date | |
| Advanced Micro Devices,Inc. | 007903107 | COM | 7,765 | $353,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X192 | CLOUD COMPUTING | 6,470 | $353,000 | thousands by filing date | |
| BLACKBAUD INC COM | 09227Q100 | Stock | 6,341 | $352,000 | thousands by filing date | |
| TWILIO INC CL A | 90138F102 | Stock | 3,925 | $351,000 | thousands by filing date | |
| ADAPTIVE BIOTECHNOLOGIES CORP COM | 00650F109 | Stock | 12,600 | $350,000 | thousands by filing date | |
| Cyber Security ETF | 26924G201 | Common | 9,752 | $348,000 | thousands by filing date | |
| IRIDIUM COMMUNICATIONS INC | 46269C102 | COM | 15,358 | $343,000 | thousands by filing date | |
| RAYMOND JAMES FINL INC COM | 754730109 | Stock | 5,410 | $342,000 | thousands by filing date | |
| CDK GLOBAL INC | 12508E101 | COM | 10,394 | $342,000 | thousands by filing date | |
| INDEPENDENT BANK GROUP INC | 45384B106 | COM | 14,440 | $342,000 | thousands by filing date | |
| Accelerate Diagnostics | 00430H102 | COM | 40,694 | $339,000 | thousands by filing date | |
| GAMING & LEISURE P COM | 36467J108 | REIT | 12,156 | $337,000 | thousands by filing date | |
| EXELIXIS INC COM | 30161Q104 | Stock | 19,543 | $336,000 | thousands by filing date | |
| CANADIAN NAT RES LTD MED TERM COM | 136385101 | Stock | 24,780 | $336,000 | thousands by filing date | |
| SPROTT PHYSICAL GOLD TR | 85207H104 | UNIT | 25,496 | $335,000 | thousands by filing date | |
| ZENDESK INC | 98936J101 | COM | 5,236 | $335,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524409 | US LCAP VA ETF | 7,548 | $334,000 | thousands by filing date | |
| BEACON ROOFING SUPPLY INC | 073685109 | COM | 20,000 | $331,000 | thousands by filing date | |
| KRAFT HEINZ CO COM | 500754106 | Stock | 13,300 | $329,000 | thousands by filing date | |
| NORTHROP GRUMMAN CORP COM | 666807102 | Stock | 1,087 | $329,000 | thousands by filing date | |
| HERC HLDGS INC COM | 42704L104 | Stock | 15,975 | $327,000 | thousands by filing date | |
| Vanguard FTSE Europe ETF | 922042874 | SHS | 7,539 | $326,000 | thousands by filing date | |
| MEIRAGTX HOLDINGS PLC | G59665102 | COMMON STOCK | 24,172 | $325,000 | thousands by filing date | |
| MOBILE MINI INC | 60740F105 | COM | 12,378 | $325,000 | thousands by filing date | |
| SHAW COMMUNICATIONS INC | 82028K200 | CL B CONV | 20,000 | $324,000 | thousands by filing date | |
| WOODWARD INC COM | 980745103 | Stock | 5,440 | $323,000 | thousands by filing date | |
| STRATASYS LTD | M85548101 | SHS | 20,280 | $323,000 | thousands by filing date | |
| MAXAR TECHNOLOGIES INC | 57778K105 | COM | 30,000 | $320,000 | thousands by filing date | |
| HEWLETT PACKARD ENTERPRISE CO COM | 42824C109 | Stock | 32,517 | $316,000 | thousands by filing date | |
| NEW YORK TIMES CO MTN BE CL A | 650111107 | Stock | 10,152 | $312,000 | thousands by filing date | |
| FIRSTENERGY CORP | 337932107 | COM | 7,726 | $310,000 | thousands by filing date | |
| EATON VANCE NATIONAL MUNICIPAL | 27829L105 | COM SHS | 15,882 | $310,000 | thousands by filing date | |
| BIOSPECIFICS TECHNOLOGIES | 090931106 | COM | 5,456 | $309,000 | thousands by filing date | |
| INVESCO DYNAMIC CR OPPORTUNI | 46132R104 | COM | 38,417 | $307,000 | thousands by filing date | |
| VOCERA COMMUNICATIONS INC | 92857F107 | COMMON STOCK | 14,442 | $307,000 | thousands by filing date | |
| WINTRUST FINL CORP COM | 97650W108 | Stock | 9,319 | $306,000 | thousands by filing date | |
| SAP SE SPON ADR | 803054204 | ADR | 2,749 | $304,000 | thousands by filing date | |
| DOVER CORP COM | 260003108 | Stock | 3,603 | $302,000 | thousands by filing date | |
| ISHARES INC MSCI BRAZIL ETF | 464286400 | MSCI BRAZIL ETF | 12,820 | $302,000 | thousands by filing date | |
| iShares Silver Trust | 46428Q109 | COM | 23,132 | $301,000 | thousands by filing date | |
| VANGUARD WORLD FD | 92204A603 | INDUSTRIAL ETF | 2,692 | $297,000 | thousands by filing date | |
| DISTRIBUTION SOLUTIONS GRP I | 520776105 | COM | 11,068 | $296,000 | thousands by filing date | |
| ANTARES PHARMA INC | 036642106 | COM | 125,000 | $295,000 | thousands by filing date | |
| TACTILE SYSTEMS TECHNOLOGY I | 87357P100 | COMMON STOCK | 7,221 | $290,000 | thousands by filing date | |
| Schwab U.S. Broad Market ETF | 808524102 | SHS | 4,746 | $287,000 | thousands by filing date | |
| METTLER TOLEDO INTERNATIONAL COM | 592688105 | Stock | 415 | $287,000 | thousands by filing date | |
| ISHARES | 46434VAX8 | EXCHANGE TRADED | 11,400 | $285,000 | thousands by filing date | |
| EQUITRANS MIDSTREAM CORP NPV | 294600101 | COM | 56,287 | $283,000 | thousands by filing date | |
| ISHARES | 46434VBA7 | EXCHANGE TRADED | 11,413 | $283,000 | thousands by filing date | |
| NAVIENT CORPORATION COM | 63938C108 | Stock | 36,986 | $279,000 | thousands by filing date | |
| RPM INTL INC COM | 749685103 | Stock | 4,675 | $278,000 | thousands by filing date | |
| FRANCO NEV CORP COM | 351858105 | Stock | 2,770 | $276,000 | thousands by filing date | |
| CLOUGH GLOBAL OPPORTUNITIES | 18914E106 | SH BEN INT | 38,500 | $276,000 | thousands by filing date | |
| PACWEST BANCORP DEL | 695263103 | COM | 15,361 | $275,000 | thousands by filing date | |
| JOHNSON CTLS INTL PLC SHS | G51502105 | Stock | 10,179 | $274,000 | thousands by filing date | |
| EASTMAN CHEM CO COM | 277432100 | Stock | 5,888 | $274,000 | thousands by filing date | |
| ISHARES TR | 464287846 | DOW JONES US ETF | 2,168 | $274,000 | thousands by filing date | |
| CHIMERA INVESTMENT CORP | 16934Q208 | COM NEW | 29,988 | $272,000 | thousands by filing date | |
| STEEL DYNAMICS INC COM | 858119100 | Stock | 12,027 | $270,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524706 | EMRG MKTEQ ETF | 13,008 | $269,000 | thousands by filing date | |
| SPLUNK INC | 848637104 | COM | 2,120 | $268,000 | thousands by filing date | |
| FORD MTR CO COM | 345370860 | Stock | 54,967 | $266,000 | thousands by filing date | |
| BURLINGTON STORES INC COM | 122017106 | Stock | 1,669 | $264,000 | thousands by filing date | |
| LIVANOVA PLC | G5509L101 | SHS | 5,825 | $264,000 | thousands by filing date | |
| MASONITE INTERNATIONAL CORP | 575385109 | COMMON STOCK-FO | 5,557 | $264,000 | thousands by filing date | |
| ISHARES MSCI AGRICULTUREPRODUCERS ETF | 464286350 | ETF | 11,930 | $263,000 | thousands by filing date | |
| CMS ENERGY CORP COM | 125896100 | Stock | 4,427 | $260,000 | thousands by filing date | |
| NGL ENERGY PARTNERS LP | 62913M107 | COM UNIT REPST | 100,000 | $260,000 | thousands by filing date | |
| MGE ENERGY INC | 55277P104 | COM | 3,973 | $260,000 | thousands by filing date | |
| CONSTRUCTION PARTNERS INC | 21044C107 | COM CL A | 15,260 | $258,000 | thousands by filing date | |
| KIMCO REALTY CORP COM | 49446R109 | REIT | 26,441 | $256,000 | thousands by filing date | |
| CHARTER COMMUNICATIONS INC N | 16119P108 | COM | 585 | $255,000 | thousands by filing date | |
| SNAP INC | 83304A106 | CL A | 21,451 | $255,000 | thousands by filing date | |
| MYLAN NV | N59465109 | SHS EURO | 17,152 | $255,000 | thousands by filing date | |
| LYFT INC | 55087P104 | CL A COM | 9,416 | $253,000 | thousands by filing date | |
| iShares U.S. Aerospace & Defense ETF | 464288760 | SHS | 1,746 | $251,000 | thousands by filing date | |
| PROSHARES TR | 74347R107 | PSHS ULT S&P 500 | 2,822 | $251,000 | thousands by filing date | |
| WP CAREY INC COM | 92936U109 | REIT | 4,325 | $251,000 | thousands by filing date | |
| ISHARES INC | 464286509 | MSCI CDA ETF | 11,500 | $251,000 | thousands by filing date | |
| HESKA CORP | 42805E306 | COM | 4,537 | $251,000 | thousands by filing date | |
| FRANKLIN RESOURCES INC COM | 354613101 | Stock | 14,974 | $250,000 | thousands by filing date | |
| DISCOVERY INC | 25470F104 | COM SER A | 12,834 | $249,000 | thousands by filing date | |
| FIBROGEN INC | 31572Q808 | COM | 7,176 | $249,000 | thousands by filing date | |
| MACYS INC COM | 55616P104 | Stock | 50,466 | $248,000 | thousands by filing date | |
| ISHARES TR | 464287887 | S&P SML 600 GWT | 1,788 | $247,000 | thousands by filing date | |
| CARDIOVASCULAR SYSTEMS INC | 141619106 | COMMON STOCK | 7,000 | $246,000 | thousands by filing date | |
| WENDYS CO COM | 95058W100 | Stock | 16,473 | $245,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD CALIFORNIA | 09254M105 | COM | 18,434 | $244,000 | thousands by filing date | |
| ORBCOMM INC | 68555P100 | COM | 100,127 | $244,000 | thousands by filing date | |
| CATASYS INC | 149049504 | COM PAR | 15,875 | $242,000 | thousands by filing date | |
| EAGLE POINT CREDIT COMPANY I | 269808101 | COM | 35,135 | $240,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W562 | US SMALLCAP FUND | 10,740 | $240,000 | thousands by filing date | |
| iShares S&P Mid-Cap 400 Value ETF | 464287705 | SHS | 2,175 | $239,000 | thousands by filing date | |
| iShares Currency Hedged MSCI EAFE ETF | 46434V803 | SHS | 9,811 | $238,000 | thousands by filing date | |
| PROSHARES TR | 74347R206 | PSHS ULTRA QQQ | 2,640 | $236,000 | thousands by filing date | |
| BREAD FINANCIAL HOLDINGS INC | 018581108 | COM | 6,945 | $234,000 | thousands by filing date | |
| OFS CREDIT COMPANY INC | 67111Q107 | COM | 34,830 | $232,000 | thousands by filing date | |
| JPMorgan BetaBuilders Canada E | 46641Q696 | COM | 12,162 | $231,000 | thousands by filing date | |
| REALTY INCOME CORP COM | 756109104 | REIT | 4,597 | $229,000 | thousands by filing date | |
| ISHARES INC MSCI GERMANY ETF | 464286806 | MSCI GERMANY ETF | 10,608 | $228,000 | thousands by filing date | |
| EVOQUA WATER TECHNOLOGIES CO | 30057T105 | COM | 20,310 | $228,000 | thousands by filing date | |
| HEALTHCARE SVCS GROUP INC | 421906108 | COM | 9,401 | $225,000 | thousands by filing date | |
| TRIMBLE INC COM | 896239100 | Stock | 6,997 | $223,000 | thousands by filing date | |
| WORKDAY INC CL A | 98138H101 | Stock | 1,700 | $221,000 | thousands by filing date | |
| STANLEY BLACK & DECKER INC COM | 854502101 | Stock | 2,213 | $221,000 | thousands by filing date | |
| BANK MONTREAL MEDIUM COM | 063671101 | Stock | 4,397 | $221,000 | thousands by filing date | |
| SPDR MSCI ACWI EX-US ETF | 78463X848 | COM | 11,086 | $219,000 | thousands by filing date | |
| NUVEEN CR STRATEGIES INCOME | 67073D102 | COM SHS | 38,650 | $219,000 | thousands by filing date | |
| UNIVERSAL DISPLAY CORP | 91347P105 | COM | 1,650 | $217,000 | thousands by filing date | |
| CLOUGH GLOBAL DIVID & INCOME | 18913Y103 | COM | 25,900 | $217,000 | thousands by filing date | |
| BlackRock Ultra Short-Term Bond ETF | 46434V878 | SHS | 4,325 | $216,000 | thousands by filing date | |
| BLOCK H & R INC COM | 093671105 | Stock | 15,315 | $216,000 | thousands by filing date | |
| BLOCK INC CL A | 852234103 | Stock | 4,127 | $216,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311206 | CL C | 26,800 | $216,000 | thousands by filing date | |
| INTERFACE INC | 458665304 | COM | 28,400 | $215,000 | thousands by filing date | |
| PROSHARES TR | 74347X633 | ULTRA FNCLS NEW | 9,000 | $214,000 | thousands by filing date | |
| ISHARES TR | 46434V738 | CORE MSCI EURO | 5,650 | $210,000 | thousands by filing date | |
| RIVERNORTH DOUBLELINE STRATE | 76882G107 | COM | 16,400 | $210,000 | thousands by filing date | |
| ZOOM COMMUNICATIONS INC CL A | 98980L101 | Stock | 1,423 | $208,000 | thousands by filing date | |
| CRISPR THERAPEUTICS AG NAMEN AKT | H17182108 | Stock | 4,890 | $207,000 | thousands by filing date | |
| ISHARES TR | 464287101 | S&P 100 ETF | 1,732 | $205,000 | thousands by filing date | |
| SPDR SER TR | 78464A870 | S&P BIOTECH | 2,644 | $205,000 | thousands by filing date | |
| DIGITAL RLTY TR INC COM | 253868103 | REIT | 1,465 | $204,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W505 | US MIDCAP DIVID | 8,431 | $204,000 | thousands by filing date | |
| AFFILIATED MANAGERS GROUP COM | 008252108 | Stock | 3,407 | $201,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F791 | JUNIOR GOLD MINE | 7,149 | $201,000 | thousands by filing date | |
| TOCAGEN INC | 888846102 | COM | 165,000 | $201,000 | thousands by filing date | |
| BARRICK GOLD CORP | 067901108 | COM | 10,699 | $196,000 | thousands by filing date | |
| VODAFONE GROUP PLC SPONSORED ADR | 92857W308 | ADR | 13,669 | $188,000 | thousands by filing date | |
| CROSSAMERICA PARTNERS LP | 22758A105 | UT LTD PTN INT | 20,000 | $161,000 | thousands by filing date | |
| LANDMARK INFRASTRUCTURE PARTNERS | 51508J108 | COMMON STOCK | 15,060 | $159,000 | thousands by filing date | |
| CALLAWAY GOLF CO | 131193104 | COM | 15,000 | $153,000 | thousands by filing date | |
| BRISTOL-MYERS SQUIBB CO | 110122157 | RIGHT 99/99/9999 | 39,774 | $151,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q866 | ALERIAN MLP | 41,565 | $143,000 | thousands by filing date | |
| CENTURYLINK INC | 156700106 | COM | 14,821 | $140,000 | thousands by filing date | |
| UBS Alerian MLP/ MLPI | 902641646 | TR UNIT | 16,560 | $135,000 | thousands by filing date | |
| MONROE CAPITAL CORP | 610335101 | COM | 17,676 | $125,000 | thousands by filing date | |
| GROWGENERATION CORP | 39986L109 | COM | 30,000 | $114,000 | thousands by filing date | |
| EDGIO INC | 53261M104 | COM | 20,000 | $114,000 | thousands by filing date | |
| CNX RES CORP COM | 12653C108 | Stock | 20,884 | $111,000 | thousands by filing date | |
| CLEVELAND-CLIFFS INC NEW COM | 185899101 | Stock | 26,000 | $103,000 | thousands by filing date | |
| DENBURY RES INC | 247916208 | COM NEW | 543,815 | $100,000 | thousands by filing date | |
| BLACKROCK ENHANCED EQUITY DI | 09251A104 | COM | 13,685 | $89,000 | thousands by filing date | |
| OLD SECOND BANCORP INC | 680277100 | COMMON STOCK | 12,000 | $83,000 | thousands by filing date | |
| BRAINSTORM CELL THERAPEUTICS | 10501E201 | COM | 17,484 | $81,000 | thousands by filing date | |
| PUTNAM PREMIER INCOME TR | 746853100 | SH BEN INT | 15,761 | $72,000 | thousands by filing date | |
| RITHM CAPITAL CORP COM NEW | 64828T201 | REIT | 14,225 | $71,000 | thousands by filing date | |
| KOSS CORP | 500692108 | COM | 79,661 | $70,000 | thousands by filing date | |
| BLOOM ENERGY CORP | 093712107 | COM | 11,780 | $62,000 | thousands by filing date | |
| KAYNE ANDERSON ENERGY | 486606106 | COM | 16,408 | $60,000 | thousands by filing date | |
| CURO GROUP HOLDINGS CORP | 23131L107 | COM | 10,445 | $55,000 | thousands by filing date | |
| REDHILL BIOPHARMA LTD | 757468103 | ADR | 12,000 | $54,000 | thousands by filing date | |
| CORMEDIX INC COM | 21900C308 | Stock | 12,000 | $43,000 | thousands by filing date | |
| ECA MARCELLUS TRUST I | 26827L109 | COMMON STOCK | 100,000 | $34,000 | thousands by filing date | |
| MAGAL SECURITY SYS LTD | M6786D104 | ORD | 10,000 | $29,000 | thousands by filing date | |
| VUZIX CORP | 92921W300 | COM NEW | 10,000 | $12,000 | thousands by filing date | |
| ENERGOUS CORP | 29272C103 | COM | 15,968 | $12,000 | thousands by filing date | |
| NEOS THERAPEUTICS INC | 64052L106 | COM | 15,335 | $12,000 | thousands by filing date | |
| GENERAL MOLY INC COM | 370373102 | Common Stock | 13,518 | $2,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001298088-20-000010 | this filing | 2020-05-15 | acceptance time not in the bulk data set |