13F-HR filed by CIBC Private Wealth Group LLC
CIBC Private Wealth Group LLC filed this 13F-HR for the quarter ended 2017-09-30, filed 2017-11-14, with 927 holding rows worth $22,367,523,000.
- Accession
- 0001298088-17-000013
- Filer
- CIK 1298088
- Filed
- 2017-11-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2017
A holdings report, 1,293 entries on the cover page, a total value of $22,367,523,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $22,367,523,000 with VALUE read as thousands by filing date, 13F file number 028-10949. A later restatement replaced it, so the quarter does not use it. The resolved quarter.
Other managers
- included managerAT Investment Advisers, Inc.028-06467
- included managerAtlantic Trust Company, N.A.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| Vanguard Short-Term Bond ETF | 921937827 | SHS | 24,217 | $1,932,000 | thousands by filing date | |
| METLIFE INC COM | 59156R108 | Stock | 37,073 | $1,925,000 | thousands by filing date | |
| APOLLO COML REAL ESTATE FIN | 03762U105 | COM | 105,434 | $1,909,000 | thousands by filing date | |
| PURSUIT ATTRACTIONS AND HOSP | 92552R406 | COM | 31,333 | $1,908,000 | thousands by filing date | |
| L BRANDS INC | 501797104 | COM | 45,828 | $1,907,000 | thousands by filing date | |
| AMN HEALTHCARE SVCS INC | 001744101 | COM | 41,030 | $1,875,000 | thousands by filing date | |
| CSX Corporation | 126408103 | COM | 34,544 | $1,874,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q866 | ALERIAN MLP | 166,483 | $1,868,000 | thousands by filing date | |
| Utilities Select Sector SPDR Fund | 81369Y886 | SHS | 35,039 | $1,859,000 | thousands by filing date | |
| CENTENE CORP DEL COM | 15135B101 | Stock | 19,038 | $1,843,000 | thousands by filing date | |
| ENVESTNET INC | 29404K106 | COM | 36,089 | $1,841,000 | thousands by filing date | |
| BLACKBAUD INC COM | 09227Q100 | Stock | 20,942 | $1,839,000 | thousands by filing date | |
| BCE INC COM NEW | 05534B760 | Stock | 38,935 | $1,823,000 | thousands by filing date | |
| TCP CAP CORP | 87238Q103 | COM | 108,279 | $1,786,000 | thousands by filing date | |
| Vertex Pharmaceuticals Incorporated | 92532F100 | COM | 11,734 | $1,784,000 | thousands by filing date | |
| SMITH & NEPHEW PLC SPDN ADR NEW | 83175M205 | ADR | 48,578 | $1,768,000 | thousands by filing date | |
| KIMCO REALTY CORP COM | 49446R109 | REIT | 89,993 | $1,760,000 | thousands by filing date | |
| SOUTHWESTAIRLSCO | 844741108 | STOK | 31,373 | $1,757,000 | thousands by filing date | |
| SM ENERGY COMPANY COM | 78454L100 | Stock | 98,784 | $1,752,000 | thousands by filing date | |
| GASLOG LTD | G37585109 | SHS | 100,000 | $1,745,000 | thousands by filing date | |
| iShares TIPS Bond ETF | 464287176 | SHS | 15,302 | $1,739,000 | thousands by filing date | |
| STERICYCLE INC | 858912207 | DEP PFD A 1/10 | 29,200 | $1,718,000 | thousands by filing date | |
| Vanguard Total World Stock ETF | 922042742 | SHS | 24,231 | $1,714,000 | thousands by filing date | |
| LEUCADIA NATL CORP | 527288104 | COM | 67,842 | $1,713,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y308 | STATE STREET CON | 31,551 | $1,704,000 | thousands by filing date | |
| DISCOVER FINL SVCS | 254709108 | COM | 26,329 | $1,697,000 | thousands by filing date | |
| TRIANGLE CAP CORP | 895848109 | COM | 118,544 | $1,693,000 | thousands by filing date | |
| INTERNATIONAL PAPER CO COM | 460146103 | Stock | 29,370 | $1,668,000 | thousands by filing date | |
| WESTERN DIGITAL CORP | 958102105 | COM | 19,241 | $1,662,000 | thousands by filing date | |
| NTT DOCOMO INC | 62942M201 | SPONS ADR | 72,266 | $1,647,000 | thousands by filing date | |
| DOMINION ENERGY INC COM | 25746U109 | Stock | 21,386 | $1,646,000 | thousands by filing date | |
| EVERSOURCE ENERGY COM | 30040W108 | Stock | 27,145 | $1,640,000 | thousands by filing date | |
| WP CAREY INC COM | 92936U109 | REIT | 24,268 | $1,635,000 | thousands by filing date | |
| INSTRUCTURE INC | 45781U103 | COM | 49,161 | $1,630,000 | thousands by filing date | |
| PPG INDS INC COM | 693506107 | Stock | 14,943 | $1,624,000 | thousands by filing date | |
| IPG PHOTONICS CORP | 44980X109 | COM | 8,695 | $1,609,000 | thousands by filing date | |
| BLACKHAWK NETWORK HOLDING INC | 09238E104 | COMMON STOCK | 36,710 | $1,608,000 | thousands by filing date | |
| ISHARES TR | 464288257 | MSCI ACWI ETF | 23,314 | $1,605,000 | thousands by filing date | |
| ALEXION PHARMACEUTICALS INC | 015351109 | COM | 11,329 | $1,589,000 | thousands by filing date | |
| STANLEY BLACK & DECKER INC COM | 854502101 | Stock | 10,476 | $1,582,000 | thousands by filing date | |
| TYSON FOODS INC CL A | 902494103 | Stock | 22,451 | $1,582,000 | thousands by filing date | |
| INVSC 7.75 FX FL SRS B CUM RDM PRF | 46131B407 | COM | 61,660 | $1,582,000 | thousands by filing date | |
| FIRST AMERN FINL CORP | 31847R102 | COM | 31,322 | $1,564,000 | thousands by filing date | |
| KELLANOVA | 487836108 | COM | 24,927 | $1,554,000 | thousands by filing date | |
| CORNING INC | 219350105 | COM | 51,773 | $1,549,000 | thousands by filing date | |
| WESTROCK CO | 96145D105 | COM | 27,185 | $1,541,000 | thousands by filing date | |
| Marine Harvest ASA | R2326D113 | COM | 76,730 | $1,518,000 | thousands by filing date | |
| VARIAN MED SYS INC | 92220P105 | COM | 15,117 | $1,512,000 | thousands by filing date | |
| GRAND CANYON ED INC COM | 38526M106 | Stock | 16,619 | $1,509,000 | thousands by filing date | |
| MANHATTAN ASSOCIATES INC COM | 562750109 | Stock | 36,231 | $1,506,000 | thousands by filing date | |
| HP INC COM | 40434L105 | Stock | 74,795 | $1,493,000 | thousands by filing date | |
| SUN LIFE FINANCIAL INC. COM | 866796105 | Stock | 37,127 | $1,479,000 | thousands by filing date | |
| GENUINE PARTS CO COM | 372460105 | Stock | 15,167 | $1,450,000 | thousands by filing date | |
| POWERSHARES | 73936T565 | EXCHANGE TRADED | 96,352 | $1,448,000 | thousands by filing date | |
| AXCELIS TECHNOLOGIES INC | 054540208 | COM NEW | 52,525 | $1,437,000 | thousands by filing date | |
| Vanguard High Dividend Yield ETF | 921946406 | SHS | 17,602 | $1,427,000 | thousands by filing date | |
| FLOWERS FOODS INC COM | 343498101 | Stock | 75,305 | $1,417,000 | thousands by filing date | |
| MB FINANCIAL INC | 55264U108 | COMMON STOCK | 31,363 | $1,412,000 | thousands by filing date | |
| ASGN INC | 682159108 | COM | 26,065 | $1,399,000 | thousands by filing date | |
| CBRE GROUP INC CL A | 12504L109 | Stock | 36,850 | $1,396,000 | thousands by filing date | |
| RIO TINTO PLC SPONSORED ADR | 767204100 | ADR | 29,420 | $1,388,000 | thousands by filing date | |
| FORWARD AIR CORP | 349853101 | COM | 24,260 | $1,388,000 | thousands by filing date | |
| ABB LTD-ADR | 000375204 | SPONSORED ADR | 55,790 | $1,382,000 | thousands by filing date | |
| LOXO ONCOLOGY INC | 548862101 | COM | 14,915 | $1,374,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524805 | INTL EQTY ETF | 40,792 | $1,365,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U104 | SHS CL A | 40,131 | $1,361,000 | thousands by filing date | |
| NEWELL BRANDS INC COM | 651229106 | Stock | 31,527 | $1,345,000 | thousands by filing date | |
| LAM RESEARCH CORP | 512807108 | COM | 7,145 | $1,322,000 | thousands by filing date | |
| iShares Currency Hedged MSCI EAFE ETF | 46434V803 | SHS | 16,425 | $1,320,000 | thousands by filing date | |
| RESMED INC COM | 761152107 | Stock | 16,989 | $1,308,000 | thousands by filing date | |
| THOR INDS INC | 885160101 | COM | 10,329 | $1,301,000 | thousands by filing date | |
| MKS INC. COM | 55306N104 | Stock | 13,694 | $1,293,000 | thousands by filing date | |
| MALIBU BOATS INC A | 56117J100 | COMMON STOCK | 40,850 | $1,292,000 | thousands by filing date | |
| Progressive Corporation | 743315103 | COM | 26,667 | $1,291,000 | thousands by filing date | |
| TREX CO INC | 89531P105 | COM | 14,255 | $1,284,000 | thousands by filing date | |
| AEMETIS INC | 00770K202 | COM NEW | 1,468,507 | $1,278,000 | thousands by filing date | |
| WINTRUST FINL CORP COM | 97650W108 | Stock | 16,133 | $1,263,000 | thousands by filing date | |
| SOUTHERN COPPER CORP | 84265V105 | COM | 31,751 | $1,262,000 | thousands by filing date | |
| KULICKE & SOFFA INDS INC | 501242101 | COM | 58,464 | $1,261,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y704 | INDL | 17,729 | $1,260,000 | thousands by filing date | |
| MERCURY SYS INC COM | 589378108 | Stock | 24,240 | $1,258,000 | thousands by filing date | |
| KBHOME | 48666K109 | COM | 51,818 | $1,250,000 | thousands by filing date | |
| ROGERS CORP COM | 775133101 | Stock | 9,382 | $1,250,000 | thousands by filing date | |
| LGI HOMES INC COM | 50187T106 | Stock | 25,743 | $1,250,000 | thousands by filing date | |
| RUSH ENTERPRISES INC CL A | 781846209 | Stock | 26,923 | $1,246,000 | thousands by filing date | |
| WAGEWORKS INC | 930427109 | COM | 20,468 | $1,242,000 | thousands by filing date | |
| FIVE BELOW INC COM | 33829M101 | Stock | 22,611 | $1,241,000 | thousands by filing date | |
| ROCKWELL COLLINS INC | 774341101 | COM | 9,438 | $1,234,000 | thousands by filing date | |
| FIFTH THIRD BANCORP COM | 316773100 | Stock | 43,971 | $1,230,000 | thousands by filing date | |
| SANDERSON FARMS | 800013104 | COM | 7,487 | $1,209,000 | thousands by filing date | |
| ADVANCED ENERGY INDS COM | 007973100 | Stock | 14,942 | $1,207,000 | thousands by filing date | |
| SPS COMM INC COM | 78463M107 | Stock | 21,246 | $1,205,000 | thousands by filing date | |
| MERITAGE HOMES CORP COM | 59001A102 | Stock | 27,107 | $1,204,000 | thousands by filing date | |
| NRG YIELD INC | 62942X405 | CL C | 62,299 | $1,203,000 | thousands by filing date | |
| INTERPUBLIC GROUP COS | 460690100 | COM | 57,673 | $1,199,000 | thousands by filing date | |
| ADTRAN INC | 00738A106 | COMMON STOCK | 49,910 | $1,198,000 | thousands by filing date | |
| UNILEVER N V | 904784709 | N Y SHS NEW | 20,216 | $1,193,000 | thousands by filing date | |
| ALLISON TRANSMISSION HLDGS I | 01973R101 | COM | 31,771 | $1,192,000 | thousands by filing date | |
| ON SEMICONDUCTOR CORP COM | 682189105 | Stock | 64,456 | $1,191,000 | thousands by filing date | |
| SP PLUS CORP | 78469C103 | COM | 30,156 | $1,191,000 | thousands by filing date | |
| EVERCORE INC CLASS A | 29977A105 | Stock | 14,717 | $1,181,000 | thousands by filing date | |
| ENBRIDGE INC COM | 29250N105 | Stock | 28,115 | $1,176,000 | thousands by filing date | |
| RESTAURANT BRANDS INTL INC COM | 76131D103 | Stock | 18,387 | $1,175,000 | thousands by filing date | |
| BOB EVANS FARMS | 096761101 | COM | 15,099 | $1,170,000 | thousands by filing date | |
| PLANET PAYMENT INC | U72603118 | SHS | 272,037 | $1,167,000 | thousands by filing date | |
| Southern Company | 842587107 | COM | 23,732 | $1,166,000 | thousands by filing date | |
| NVR INC COM | 62944T105 | Stock | 408 | $1,165,000 | thousands by filing date | |
| NUTRI SYS INC NEW | 67069D108 | COM | 20,598 | $1,151,000 | thousands by filing date | |
| BLOCK INC CL A | 852234103 | Stock | 39,675 | $1,143,000 | thousands by filing date | |
| PAYCOMSOFTWAREINC | 70432V102 | STOK | 15,222 | $1,141,000 | thousands by filing date | |
| REGIONS FINANCIAL CORP NEW COM | 7591EP100 | Stock | 74,210 | $1,130,000 | thousands by filing date | |
| CONE MIDSTREAM PARTNERS LP | 206812109 | COM UNIT REPST | 52,533 | $1,125,000 | thousands by filing date | |
| INVESCO LTD SHS | G491BT108 | Stock | 31,818 | $1,115,000 | thousands by filing date | |
| Guggenheim S&P 500 Equal Weighted ETf | 78355W106 | Equity | 11,643 | $1,112,000 | thousands by filing date | |
| WELBILT INC | 949090104 | COM | 48,218 | $1,111,000 | thousands by filing date | |
| GLOBUS MED INC CL A | 379577208 | Stock | 37,362 | $1,110,000 | thousands by filing date | |
| LPL FINL HLDGS INC COM | 50212V100 | Stock | 21,507 | $1,109,000 | thousands by filing date | |
| CANADIAN NAT RES LTD MED TERM COM | 136385101 | Stock | 33,091 | $1,109,000 | thousands by filing date | |
| HALLIBURTON CO COM | 406216101 | Stock | 23,975 | $1,103,000 | thousands by filing date | |
| BERKSHIRE HATHAWAY INC DEL | 084670108 | CL A | 4 | $1,099,000 | thousands by filing date | |
| Energy Select Sector SPDR Fund | 81369Y506 | SHS | 15,992 | $1,095,000 | thousands by filing date | |
| LITTELFUSE INC COM | 537008104 | Stock | 5,581 | $1,093,000 | thousands by filing date | |
| INOGEN INC | 45780L104 | COM | 11,497 | $1,093,000 | thousands by filing date | |
| FRANCO NEV CORP COM | 351858105 | Stock | 14,085 | $1,091,000 | thousands by filing date | |
| NEOGENOMICS INC | 64049M209 | COM NEW | 97,870 | $1,089,000 | thousands by filing date | |
| PUTNAM PREMIER INCOME TR | 746853100 | SH BEN INT | 200,635 | $1,067,000 | thousands by filing date | |
| IMMUNOMEDICS INC | 452907108 | COM | 75,960 | $1,062,000 | thousands by filing date | |
| SONIC CORP | 835451105 | COM | 41,505 | $1,056,000 | thousands by filing date | |
| Accelerate Diagnostics | 00430H102 | COM | 46,685 | $1,048,000 | thousands by filing date | |
| SIMPSON MFG INC | 829073105 | COM | 21,350 | $1,047,000 | thousands by filing date | |
| INSULET CORP COM | 45784P101 | Stock | 18,990 | $1,046,000 | thousands by filing date | |
| VERISK ANALYTICS INC COM | 92345Y106 | Stock | 12,543 | $1,043,000 | thousands by filing date | |
| RSP PERMIAN INC | 74978Q105 | COM | 30,145 | $1,043,000 | thousands by filing date | |
| GCP APPLIED TECHNOLOGIES INC | 36164Y101 | COM | 33,767 | $1,036,000 | thousands by filing date | |
| STAMPS COM INC | 852857200 | COM NEW | 5,103 | $1,034,000 | thousands by filing date | |
| APACHE CORP | 037411105 | COM | 22,479 | $1,030,000 | thousands by filing date | |
| GRACE W R & CO DEL NEW COM | 38388F108 | Stock | 14,267 | $1,030,000 | thousands by filing date | |
| CIRRUS LOGIC INC COM | 172755100 | Stock | 19,296 | $1,029,000 | thousands by filing date | |
| NUVEEN AMT FREE MUN CR INC F | 67071L106 | COM | 66,898 | $1,029,000 | thousands by filing date | |
| CDK GLOBAL INC | 12508E101 | COM | 16,311 | $1,029,000 | thousands by filing date | |
| CORBUS PHARMACEUTICALS HLDGS | 21833P103 | COM | 143,500 | $1,026,000 | thousands by filing date | |
| PAYLOCITY HLDG CORP COM | 70438V106 | Stock | 20,965 | $1,024,000 | thousands by filing date | |
| REALPAGE INC | 75606N109 | COM | 25,598 | $1,021,000 | thousands by filing date | |
| KROGER CO COM | 501044101 | Stock | 50,673 | $1,018,000 | thousands by filing date | |
| MASONITE INTERNATIONAL CORP | 575385109 | COMMON STOCK-FO | 14,630 | $1,012,000 | thousands by filing date | |
| DAVE & BUSTERS ENTMT INC | 238337109 | COM | 19,092 | $1,002,000 | thousands by filing date | |
| TPG RE FIN TR INC COM | 87266M107 | REIT | 49,760 | $984,000 | thousands by filing date | |
| SUNRUN INC | 86771W105 | COM | 176,600 | $980,000 | thousands by filing date | |
| LEGGETT & PLATT INC | 524660107 | COM | 20,538 | $980,000 | thousands by filing date | |
| EPR PPTYS COM SH BEN INT | 26884U109 | REIT | 14,011 | $977,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524706 | EMRG MKTEQ ETF | 36,282 | $976,000 | thousands by filing date | |
| BIOTELEMETRY INC | 090672106 | COM | 29,434 | $971,000 | thousands by filing date | |
| PROOFPOINT INC | 743424103 | COM | 10,930 | $953,000 | thousands by filing date | |
| SCHEIN HENRY INC | 806407102 | COM | 11,574 | $949,000 | thousands by filing date | |
| AEGON NV $2 PFD | 007924608 | PREFERRED | 35,866 | $942,000 | thousands by filing date | |
| VGT | 92204A702 | SHS | 6,172 | $938,000 | thousands by filing date | |
| XENCOR INC | 98401F105 | COMMON STOCK | 40,823 | $936,000 | thousands by filing date | |
| VALERO ENERGY CORP COM | 91913Y100 | Stock | 12,083 | $930,000 | thousands by filing date | |
| CORE LABORATORIES N V | N22717107 | COM | 9,400 | $928,000 | thousands by filing date | |
| BEMIS INC | 081437105 | COM | 20,375 | $928,000 | thousands by filing date | |
| MOSAIC CO COM | 61945C103 | Stock | 42,792 | $924,000 | thousands by filing date | |
| LYONDELLBASELL INDUSTRIES NV SHS - A - | N53745100 | Stock | 9,297 | $921,000 | thousands by filing date | |
| INGREDION INC COM | 457187102 | Stock | 7,625 | $920,000 | thousands by filing date | |
| ANIKA THERAPEUTICS INC | 035255108 | COM | 15,850 | $919,000 | thousands by filing date | |
| SILICON LABORATORIES INC COM | 826919102 | Stock | 11,385 | $910,000 | thousands by filing date | |
| AMERICAN WTR WKS CO INC NEW COM | 030420103 | Stock | 11,232 | $908,000 | thousands by filing date | |
| NUCOR CORP COM | 670346105 | Stock | 16,154 | $905,000 | thousands by filing date | |
| INVESCO WATER RESOURCES ETF | 73935X575 | COM | 31,688 | $903,000 | thousands by filing date | |
| NEW ENGLAND RLTY ASSOC LTD P | 644206104 | DEPOSITRY RCPT | 12,827 | $891,000 | thousands by filing date | |
| PPL CORP COM | 69351T106 | Stock | 23,472 | $890,000 | thousands by filing date | |
| ELLIE MAE INC | 28849P100 | COM | 10,842 | $890,000 | thousands by filing date | |
| MOBILE MINI INC | 60740F105 | COM | 25,765 | $888,000 | thousands by filing date | |
| PACCAR INC COM | 693718108 | Stock | 12,257 | $886,000 | thousands by filing date | |
| MOTOROLA SOLUTIONS INC COM NEW | 620076307 | Stock | 10,402 | $883,000 | thousands by filing date | |
| Morgan Stanley | 617446448 | COM | 18,309 | $882,000 | thousands by filing date | |
| ORBCOMM INC | 68555P100 | COM | 84,000 | $879,000 | thousands by filing date | |
| POTASH CORP OF SASKATCHEWAN | 73755L107 | COMMON STOCK-FO | 45,400 | $874,000 | thousands by filing date | |
| PLANET FITNESS MASTER ISSUER L CL A | 72703H101 | Stock | 32,240 | $870,000 | thousands by filing date | |
| GUGGENHEIM CR ALLOCATION FD | 40168G108 | COM | 37,432 | $868,000 | thousands by filing date | |
| PRICE T ROWE GROUP INC COM | 74144T108 | Stock | 9,544 | $865,000 | thousands by filing date | |
| BALL CORP | 058498106 | COM | 20,709 | $855,000 | thousands by filing date | |
| AMDOCS LTD | G02602103 | SHS | 13,138 | $845,000 | thousands by filing date | |
| DIAMONDBACK ENERGY INC COM | 25278X109 | Stock | 8,620 | $844,000 | thousands by filing date | |
| RYMAN HOSPITALITY PPTYS INC COM | 78377T107 | REIT | 13,507 | $843,000 | thousands by filing date | |
| POSCO HOLDINGS INC SPONSORED ADR | 693483109 | ADR | 12,090 | $839,000 | thousands by filing date | |
| CANADIAN PACIFIC RAILWAYS | 13645T100 | COM | 4,970 | $835,000 | thousands by filing date | |
| CAVIUM INC | 14964U108 | COM | 12,660 | $835,000 | thousands by filing date | |
| TUPPERWARE BRANDS CORP | 899896104 | COM | 13,502 | $834,000 | thousands by filing date | |
| PREFORMED LINE PRODS CO | 740444104 | COM | 12,332 | $830,000 | thousands by filing date | |
| VENTAS INC COM | 92276F100 | REIT | 12,675 | $826,000 | thousands by filing date | |
| CARBONITE INC | 141337105 | COM | 37,240 | $819,000 | thousands by filing date | |
| JBT MAREL CORPORATION | 477839104 | COM | 8,075 | $816,000 | thousands by filing date | |
| LAZARD LTD-CLASS A | G54050102 | SHS A | 18,020 | $815,000 | thousands by filing date | |
| CHUY'S HOLDINGS INC | 171604101 | COMMON STOCK | 38,695 | $815,000 | thousands by filing date | |
| PROSHARES TR II | 74347W163 | ULTRA VIX SHORT | 39,420 | $812,000 | thousands by filing date | |
| NUVASIVE INC | 670704105 | COM | 14,415 | $799,000 | thousands by filing date | |
| ISHARES TR | 464287861 | EUROPE ETF | 16,965 | $795,000 | thousands by filing date | |
| CENTRAL PAC FINL CORP | 154760409 | COM NEW | 24,395 | $785,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229607 | COM C SIRIUSXM | 18,631 | $781,000 | thousands by filing date | |
| VIRTUS GLOBAL MULTI-SECTOR I | 92829B101 | COM | 42,400 | $767,000 | thousands by filing date | |
| ABM INDS INC | 000957100 | COM | 18,162 | $758,000 | thousands by filing date | |
| M.D.C. HOLDINGS INC | 552676108 | COM | 22,843 | $758,000 | thousands by filing date | |
| WOODWARD INC COM | 980745103 | Stock | 9,690 | $752,000 | thousands by filing date | |
| OLIN CORP | 680665205 | COM PAR $1 | 21,864 | $749,000 | thousands by filing date | |
| BERKLEY W R CORP COM | 084423102 | Stock | 11,207 | $748,000 | thousands by filing date | |
| LYDALL INC | 550819106 | COMMON STOCK | 12,870 | $737,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06738C778 | DJUBS CMDT ETN36 | 31,560 | $734,000 | thousands by filing date | |
| Kelso Technologies Inc | 48826D201 | COM | 1,924,739 | $728,000 | thousands by filing date | |
| ISHARES TR | 46434V738 | CORE MSCI EURO | 14,565 | $724,000 | thousands by filing date | |
| ISHARES TR | 464287341 | GLOBAL ENERG ETF | 21,110 | $718,000 | thousands by filing date | |
| GGP INC | 36174X101 | COM | 34,468 | $716,000 | thousands by filing date | |
| SNAP ON INC COM | 833034101 | Stock | 4,796 | $715,000 | thousands by filing date | |
| DOMINION DIAMOND CORP | 257287102 | COM | 50,385 | $714,000 | thousands by filing date | |
| SEALED AIR CORP NEW | 81211K100 | COM | 16,598 | $709,000 | thousands by filing date | |
| JUNO THERAPEUTICS INC | 48205A109 | COM | 15,695 | $704,000 | thousands by filing date | |
| TRINITY INDS INC | 896522109 | COM | 22,044 | $703,000 | thousands by filing date | |
| EASTMAN CHEM CO COM | 277432100 | Stock | 7,693 | $696,000 | thousands by filing date | |
| UNITED AIRLS HLDGS INC COM | 910047109 | Stock | 11,264 | $685,000 | thousands by filing date | |
| ROBERT HALF INC. COM | 770323103 | Stock | 13,610 | $685,000 | thousands by filing date | |
| SUNCOR ENERGY INC NEW COM | 867224107 | Stock | 19,532 | $685,000 | thousands by filing date | |
| FIRST MIDWEST BANCORP INC/IL | 320867104 | COM | 28,974 | $679,000 | thousands by filing date | |
| RAND CAP CORP | 752185108 | COM | 227,691 | $675,000 | thousands by filing date | |
| BROWN FORMAN CORP | 115637100 | CL A | 11,954 | $666,000 | thousands by filing date | |
| MGM RESORTS INTERNATIONAL | 552953101 | COM | 20,399 | $665,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L506 | IBOXX 3R TARGT | 27,007 | $663,000 | thousands by filing date | |
| PULTE GROUP INC COM | 745867101 | Stock | 23,817 | $651,000 | thousands by filing date | |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 2,737 | $649,000 | thousands by filing date | |
| NAVIENT CORPORATION COM | 63938C108 | Stock | 43,140 | $647,000 | thousands by filing date | |
| iShares MSCI USA Min Vol Factor ETF | 46429B697 | SHS | 12,818 | $645,000 | thousands by filing date | |
| SCHD | 808524797 | COM | 13,627 | $638,000 | thousands by filing date | |
| UNIVERSAL DISPLAY CORP | 91347P105 | COM | 4,935 | $636,000 | thousands by filing date | |
| GUGGENHEIM STRATEGIC OPPORTU | 40167F101 | COM SBI | 29,500 | $628,000 | thousands by filing date | |
| SPDR MSCI ACWI EX-US ETF | 78463X848 | COM | 16,555 | $626,000 | thousands by filing date | |
| FORD MTR CO COM | 345370860 | Stock | 52,219 | $625,000 | thousands by filing date | |
| STATE STR SPDR DOW JONES IND | 78467X109 | UT SER 1 | 2,788 | $624,000 | thousands by filing date | |
| NEXPOINT DIVERSIFIED REAL ESTA | 65340G205 | COM NEW | 27,009 | $623,000 | thousands by filing date | |
| 3D SYSTEMS CORP | 88554D205 | COMMON STOCK | 46,320 | $620,000 | thousands by filing date | |
| EMPIRE ST RLTY OP L P | 292102100 | UNIT LTD PRTNSP | 30,249 | $619,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F106 | GOLD MINERS ETF | 26,757 | $614,000 | thousands by filing date | |
| GOLDCORP INC NEW | 380956409 | COM | 47,259 | $612,000 | thousands by filing date | |
| SCOTTS MIRACLE-GRO CO | 810186106 | CL A | 6,280 | $611,000 | thousands by filing date | |
| FOUR CORNERS PPTY TR INC | 35086T109 | COM | 24,284 | $605,000 | thousands by filing date | |
| PETROCHINA CO LTD ADR | 71646E100 | SPONSORED ADR | 9,415 | $604,000 | thousands by filing date | |
| AXIS CAP HLDGS LTD SHS | G0692U109 | Stock | 10,408 | $596,000 | thousands by filing date | |
| FLEX LTD ORD | Y2573F102 | Stock | 35,981 | $596,000 | thousands by filing date | |
| ARMSTRONG WORLD INDS INC NEW | 04247X102 | COM | 11,630 | $596,000 | thousands by filing date | |
| BLACKBERRY LTD COM | 09228F103 | Stock | 53,110 | $594,000 | thousands by filing date | |
| VERSUM MATLS INC | 92532W103 | COM | 15,069 | $585,000 | thousands by filing date | |
| KAISER ALUMINUM CORP | 483007704 | COM PAR $0.01 | 5,620 | $580,000 | thousands by filing date | |
| CHIPOTLEMEXICANGRILLI | 169656105 | STOK | 1,877 | $578,000 | thousands by filing date | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 104,048 | $574,000 | thousands by filing date | |
| CONTINENTAL RES INC | 212015101 | COM | 14,847 | $573,000 | thousands by filing date | |
| ACADIA PHARMACEUTICALS INC | 004225108 | COM | 15,195 | $572,000 | thousands by filing date | |
| XL GROUP LTD | G98294104 | COM | 14,511 | $572,000 | thousands by filing date | |
| CENTURYLINK INC | 156700106 | COM | 30,162 | $570,000 | thousands by filing date | |
| Vanguard FTSE All-World ex-US Small-Cap ETF | 922042718 | SHS | 4,935 | $567,000 | thousands by filing date | |
| LAUREATE ED INC COMMON STOCK | 518613203 | Stock | 38,800 | $565,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A730 | S&P OILGAS EXP | 16,470 | $561,000 | thousands by filing date | |
| HOLOGIC INC | 436440101 | COM | 15,237 | $559,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524409 | US LCAP VA ETF | 10,776 | $558,000 | thousands by filing date | |
| AAON INC | 000360206 | COM PAR $0.004 | 16,188 | $558,000 | thousands by filing date | |
| NUVEEN CA DIVI ADV MUN | 67066Y105 | COM | 37,035 | $553,000 | thousands by filing date | |
| ELME COMMUNITIES | 939653101 | SH BEN INT | 16,862 | $552,000 | thousands by filing date | |
| ATI INC COM | 01741R102 | Stock | 22,706 | $543,000 | thousands by filing date | |
| XYLEM INC COM | 98419M100 | Stock | 8,654 | $542,000 | thousands by filing date | |
| BIOSPECIFICS TECHNOLOGIES | 090931106 | COM | 11,485 | $534,000 | thousands by filing date | |
| DOVER CORP COM | 260003108 | Stock | 5,732 | $524,000 | thousands by filing date | |
| TICC CAPITAL CORP | 87244T109 | COM | 76,498 | $524,000 | thousands by filing date | |
| PIMCO DYNAMIC CR INCOME FD | 72202D106 | COM SHS | 22,670 | $523,000 | thousands by filing date | |
| STATE STR CORP COM | 857477103 | Stock | 5,413 | $517,000 | thousands by filing date | |
| UNIVAR INC | 91336L107 | COMMON STOCK | 17,850 | $516,000 | thousands by filing date | |
| Vanguard Small-Cap Value ETF | 922908611 | SHS | 4,012 | $513,000 | thousands by filing date | |
| DYCOM INDS INC COM | 267475101 | Stock | 5,975 | $513,000 | thousands by filing date | |
| BLACK HILLS CORP COM | 092113109 | Stock | 7,450 | $513,000 | thousands by filing date | |
| ISHARES TR | 46434V886 | CMN | 45,613 | $506,000 | thousands by filing date | |
| RAYMOND JAMES FINL INC COM | 754730109 | Stock | 5,990 | $505,000 | thousands by filing date | |
| HEWLETT PACKARD ENTERPRISE CO COM | 42824C109 | Stock | 34,106 | $503,000 | thousands by filing date | |
| EXELON CORP COM | 30161N101 | Stock | 13,248 | $499,000 | thousands by filing date | |
| VANGUARD WORLD FD | 92204A405 | FINANCIALS ETF | 7,466 | $488,000 | thousands by filing date | |
| Vanguard Extended Market ETF | 922908652 | SHS | 4,550 | $487,000 | thousands by filing date | |
| ISHARES TR | 464287846 | DOW JONES US ETF | 3,843 | $484,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V101 | SP ADR NON VTG | 50,000 | $483,000 | thousands by filing date | |
| FIDELITY NATIONAL FINANCIAL | 31620R303 | FNF GROUP COM | 10,048 | $478,000 | thousands by filing date | |
| HA SUSTAINABLE INFRA CAP INC | 41068X100 | COM | 19,599 | $478,000 | thousands by filing date | |
| Schwab U.S. Large-Cap ETF | 808524201 | SHS | 7,767 | $466,000 | thousands by filing date | |
| SPDR SERIES TRUST BLOOMBERG BR | 78464A417 | BLOOMBERG BRCLYS | 12,451 | $465,000 | thousands by filing date | |
| INVESCO DYNAMIC CR OPPORTUNI | 46132R104 | COM | 38,427 | $458,000 | thousands by filing date | |
| FRANKLIN ELEC INC COM | 353514102 | Stock | 10,160 | $456,000 | thousands by filing date | |
| VERADIGM INC | 01988P108 | COMMON STOCK | 31,786 | $452,000 | thousands by filing date | |
| MONEYONMOBILE INC COM | 60937K107 | COM | 2,188,339 | $449,000 | thousands by filing date | |
| HALOZYME THERAPEUTICS INC COM | 40637H109 | Stock | 25,718 | $447,000 | thousands by filing date | |
| GAP INC COM | 364760108 | Stock | 15,142 | $447,000 | thousands by filing date | |
| PIMCO DYNAMIC INCOME FD | 72201Y101 | SHS | 14,487 | $447,000 | thousands by filing date | |
| CBS CORP NEW | 124857202 | CL B | 7,676 | $445,000 | thousands by filing date | |
| SAREPTA THERAPEUTICS INC | 803607100 | COM | 9,690 | $440,000 | thousands by filing date | |
| IRON MTN INC DEL COM | 46284V101 | REIT | 11,260 | $438,000 | thousands by filing date | |
| ING GROEP N.V. SPONSORED ADR | 456837103 | ADR | 23,559 | $434,000 | thousands by filing date | |
| AMERICAN ELEC PWR CO INC COM | 025537101 | Stock | 6,166 | $433,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y407 | SBI CONS DISCR | 4,794 | $432,000 | thousands by filing date | |
| CARDIOVASCULAR SYSTEMS INC | 141619106 | COMMON STOCK | 15,330 | $432,000 | thousands by filing date | |
| ISHARES TR | 464287689 | RUSSELL 3000 ETF | 2,821 | $421,000 | thousands by filing date | |
| VIRTUS TOTAL RETURN FUND INC | 92835W107 | COM | 31,800 | $420,000 | thousands by filing date | |
| LEMAITRE VASCULAR INC | 525558201 | COM | 11,098 | $415,000 | thousands by filing date | |
| NEW MTN FIN CORP | 647551100 | COM | 28,751 | $410,000 | thousands by filing date | |
| UBS Alerian MLP/ MLPI | 902641646 | TR UNIT | 16,228 | $408,000 | thousands by filing date | |
| ANTARES PHARMA INC | 036642106 | COM | 125,000 | $405,000 | thousands by filing date | |
| ASPEN INSURANCE HOLDINGS LTD | G05384105 | SHS | 10,000 | $404,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X302 | HI YLD EQ DVDN | 61,041 | $404,000 | thousands by filing date | |
| INTERFACE INC | 458665304 | COM | 18,400 | $403,000 | thousands by filing date | |
| SENSIENT TECHNOLOGIES CORP | 81725T100 | COM | 5,245 | $403,000 | thousands by filing date | |
| REATA PHARMACEUTICALS INC | 75615P103 | CL A | 12,591 | $392,000 | thousands by filing date | |
| NORTHERN TR CORP COM | 665859104 | Stock | 4,222 | $388,000 | thousands by filing date | |
| PERRIGO CO PLC SHS | G97822103 | Stock | 4,550 | $385,000 | thousands by filing date | |
| BARINGS GLOBAL SHORT DURATIO | 06760L100 | COM | 18,650 | $384,000 | thousands by filing date | |
| RPC INC | 749660106 | COMMON STOCK | 15,490 | $384,000 | thousands by filing date | |
| SPDR SER TR | 78464A821 | S&P 400 MDCP GRW | 2,581 | $381,000 | thousands by filing date | |
| BLUEBIRD BIO INC | 09609G100 | COM | 2,775 | $381,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD CALIFORNIA | 09254M105 | COM | 24,434 | $378,000 | thousands by filing date | |
| FORTIS INC | 349553107 | COM | 10,519 | $376,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W562 | US SMALLCAP FUND | 10,740 | $376,000 | thousands by filing date | |
| AIR PRODS & CHEMS INC | 009158106 | COM | 2,482 | $375,000 | thousands by filing date | |
| GRAMERCY PPTY TR | 385002308 | COM NEW | 12,166 | $368,000 | thousands by filing date | |
| GILDAN ACTIVEWEAR INC COM | 375916103 | Stock | 11,529 | $361,000 | thousands by filing date | |
| APTARGROUP INC COM | 038336103 | Stock | 4,154 | $359,000 | thousands by filing date | |
| BRITISH AMERN TOB PLC SPONSORED ADR | 110448107 | ADR | 5,679 | $355,000 | thousands by filing date | |
| CLOUGH GLOBAL EQUITY FD | 18914C100 | COM | 26,500 | $351,000 | thousands by filing date | |
| KAYNE ANDERSON ENERGY | 486606106 | COM | 19,280 | $350,000 | thousands by filing date | |
| FIDUCIARY CLAYMORE ENGRY INF | 31647Q106 | COM | 27,015 | $349,000 | thousands by filing date | |
| VANGUARD INDEX FDS | 922908637 | LARGE CAP ETF | 2,989 | $345,000 | thousands by filing date | |
| ZAYO GROUP HLDGS INC COM | 98919V105 | Stock | 10,032 | $345,000 | thousands by filing date | |
| CALAMOS CONV & HIGH INCOME F | 12811P108 | COM SHS | 28,907 | $344,000 | thousands by filing date | |
| LOUISIANA PAC CORP COM | 546347105 | Stock | 12,550 | $340,000 | thousands by filing date | |
| PROSHARES TR | 74347X633 | ULTRA FNCLS NEW | 3,000 | $339,000 | thousands by filing date | |
| Vanguard Mid-Cap Growth ETF | 922908538 | SHS | 2,749 | $335,000 | thousands by filing date | |
| VANGUARD WORLD FD | 92204A603 | INDUSTRIAL ETF | 2,494 | $335,000 | thousands by filing date | |
| IOVANCE BIOTHERAPEUTICS INC | 462260100 | COM | 43,000 | $333,000 | thousands by filing date | |
| CANADIAN IMPERIAL BANK OF COMM COM | 136069101 | Stock | 3,749 | $328,000 | thousands by filing date | |
| TEMPLETON GLOBAL INCOME FD | 880198106 | COM | 48,061 | $324,000 | thousands by filing date | |
| FIRST DATA CORP NEW COM CL A | 32008D106 | Stock | 17,871 | $322,000 | thousands by filing date | |
| KEYCORP COM | 493267108 | Stock | 17,100 | $321,000 | thousands by filing date | |
| INGERSOLL-RAND PLC | G47791101 | SHS | 3,598 | $321,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X541 | ST STR NAT ETF | 6,721 | $309,000 | thousands by filing date | |
| VECTREN CORP | 92240G101 | COM | 4,692 | $309,000 | thousands by filing date | |
| CLOROX CO DEL | 189054109 | COM | 2,287 | $302,000 | thousands by filing date | |
| BLOCK H & R INC COM | 093671105 | Stock | 11,347 | $301,000 | thousands by filing date | |
| CAMBRIA ETF TR | 132061409 | GLOBAL VALUE ETF | 11,852 | $299,000 | thousands by filing date | |
| PDVWIRELESS INC | 69290R104 | COM | 10,000 | $298,000 | thousands by filing date | |
| iShares S&P Mid-Cap 400 Value ETF | 464287705 | SHS | 1,937 | $296,000 | thousands by filing date | |
| XPLORE TECHNOLOGIES CORP | 983950700 | COM PAR $0.001 | 84,176 | $296,000 | thousands by filing date | |
| EMERALD EXPOSITIONS EVENTS I | 29103B100 | COM | 12,500 | $291,000 | thousands by filing date | |
| METTLER TOLEDO INTERNATIONAL COM | 592688105 | Stock | 460 | $288,000 | thousands by filing date | |
| WESTERN ASSET INTER MUNI FD | 958435109 | COM | 29,300 | $285,000 | thousands by filing date | |
| ARCHER DANIELS MIDLAND CO COM | 039483102 | Stock | 6,654 | $283,000 | thousands by filing date | |
| WHITEHORSE FINANCE INC | 96524V106 | COM | 19,100 | $282,000 | thousands by filing date | |
| Micron Technology,Inc. | 595112103 | COM | 7,083 | $279,000 | thousands by filing date | |
| WESTERN UN CO COM | 959802109 | Stock | 14,477 | $279,000 | thousands by filing date | |
| DISTRIBUTION SOLUTIONS GRP I | 520776105 | COM | 11,068 | $279,000 | thousands by filing date | |
| OPTIMUM COMMUNICATIONS INC | 02156K103 | CL A | 10,000 | $273,000 | thousands by filing date | |
| PROSHARES TR | 74347R206 | PSHS ULTRA QQQ | 4,209 | $270,000 | thousands by filing date | |
| CARMAX INC COM | 143130102 | Stock | 3,507 | $266,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W505 | US MIDCAP DIVID | 2,641 | $264,000 | thousands by filing date | |
| CREDICORP LTD | G2519Y108 | COM | 1,285 | $263,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W760 | INTL SMCAP DIV | 3,560 | $263,000 | thousands by filing date | |
| REALTY INCOME CORP COM | 756109104 | REIT | 4,576 | $262,000 | thousands by filing date | |
| BARRICK GOLD CORP | 067901108 | COM | 16,236 | $261,000 | thousands by filing date | |
| BANCO MACRO S A | 05961W105 | SPON ADR B | 2,205 | $259,000 | thousands by filing date | |
| MGE ENERGY INC | 55277P104 | COM | 3,973 | $257,000 | thousands by filing date | |
| BLACKROCK CALIFORNIA MUNICIPAL | 09248E102 | SH BEN INT | 17,655 | $256,000 | thousands by filing date | |
| VEEVA SYS INC CL A COM | 922475108 | Stock | 4,504 | $254,000 | thousands by filing date | |
| PACWEST BANCORP DEL | 695263103 | COM | 5,000 | $253,000 | thousands by filing date | |
| ISHARES MSCI EAFE GROWTH ETF | 464288885 | ETF | 3,254 | $252,000 | thousands by filing date | |
| TAL ED GROUP SPONSORED ADS | 874080104 | ADR | 7,410 | $250,000 | thousands by filing date | |
| SPDR SER TR | 78464A870 | S&P BIOTECH | 2,891 | $250,000 | thousands by filing date | |
| SNAP INC | 83304A106 | CL A | 17,085 | $248,000 | thousands by filing date | |
| AMBEV SA SPONSORED ADR | 02319V103 | ADR | 36,850 | $243,000 | thousands by filing date | |
| ISHARES INC | 46434G814 | MSCI MLY ETF NEW | 7,500 | $243,000 | thousands by filing date | |
| ISHARES TR | 46429B598 | MSCI INDIA ETF | 7,319 | $240,000 | thousands by filing date | |
| BLACKSTONE STRATEGIC CREDIT FU | 09257R101 | COM SHS BEN IN | 15,000 | $240,000 | thousands by filing date | |
| NUVEEN CALIFORNIA AMT-FREE MUN | 670651108 | COM | 15,200 | $240,000 | thousands by filing date | |
| MSA SAFETY INC COM | 553498106 | Stock | 3,000 | $239,000 | thousands by filing date | |
| HOWARD HUGHES CORPORATION | 44267D107 | COMMON STOCK | 1,994 | $235,000 | thousands by filing date | |
| TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS | 881624209 | ADR | 13,301 | $234,000 | thousands by filing date | |
| Schwab U.S. Broad Market ETF | 808524102 | SHS | 3,785 | $231,000 | thousands by filing date | |
| CELANESE CORP DEL COM | 150870103 | Stock | 2,210 | $230,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311107 | CL A | 13,896 | $230,000 | thousands by filing date | |
| WHEATON PRECIOUS METALS CORP COM | 962879102 | Stock | 12,000 | $229,000 | thousands by filing date | |
| EVEREST GROUP LTD COM | G3223R108 | Stock | 1,000 | $228,000 | thousands by filing date | |
| BURLINGTON STORES INC COM | 122017106 | Stock | 2,387 | $228,000 | thousands by filing date | |
| RADIAN GROUP INC COM | 750236101 | Stock | 12,206 | $228,000 | thousands by filing date | |
| ARCH CAP GROUP LTD ORD | G0450A105 | Stock | 2,300 | $227,000 | thousands by filing date | |
| GAMING & LEISURE P COM | 36467J108 | REIT | 6,000 | $221,000 | thousands by filing date | |
| VANGUARD STAR FDS | 921909768 | COM | 3,970 | $217,000 | thousands by filing date | |
| TRANSDIGM GROUP INC COM | 893641100 | Stock | 849 | $217,000 | thousands by filing date | |
| CHARTER COMMUNICATIONS INC N | 16119P108 | COM | 594 | $216,000 | thousands by filing date | |
| CANON INC-ADR | 138006309 | SPONSORED ADR | 6,240 | $214,000 | thousands by filing date | |
| AQUA AMERICA INC | 03836W103 | COM | 6,431 | $213,000 | thousands by filing date | |
| MFS HIGH INCOME MUN TR | 59318D104 | SH BEN INT | 40,500 | $212,000 | thousands by filing date | |
| CONSTELLATION BRANDS INC CL A | 21036P108 | Stock | 1,059 | $211,000 | thousands by filing date | |
| Vanguard FTSE Pacific ETF | 922042866 | SHS | 3,080 | $210,000 | thousands by filing date | |
| AMEREN CORP COM | 023608102 | Stock | 3,626 | $210,000 | thousands by filing date | |
| BRAINSTORM CELL THERAPEUTICS | 10501E201 | COM | 50,000 | $206,000 | thousands by filing date | |
| BRIXMOR PPTY GROUP INC | 11120U105 | COM | 10,800 | $203,000 | thousands by filing date | |
| EQT GP HLDGS LP | 26885J103 | COM UNIT REP | 7,000 | $203,000 | thousands by filing date | |
| SABRE CORP COM | 78573M104 | Stock | 11,113 | $201,000 | thousands by filing date | |
| ROCKWELL MED INC | 774374102 | COM | 20,970 | $180,000 | thousands by filing date | |
| SHIP FINANCE INTL LTD | G81075106 | SHS | 12,135 | $176,000 | thousands by filing date | |
| ECO STIM ENERGY SOLUTIONS IN | 27888D101 | COM | 112,667 | $174,000 | thousands by filing date | |
| OLD SECOND BANCORP INC | 680277100 | COMMON STOCK | 12,000 | $161,000 | thousands by filing date | |
| BLACKROCK ENHANCED EQUITY DI | 09251A104 | COM | 16,636 | $151,000 | thousands by filing date | |
| UNITED STATES OIL FUND LP | 91232N108 | UNITS | 12,055 | $126,000 | thousands by filing date | |
| NEOS THERAPEUTICS INC | 64052L106 | COM | 13,483 | $123,000 | thousands by filing date | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 20,221 | $121,000 | thousands by filing date | |
| ECA MARCELLUS TRUST I | 26827L109 | COMMON STOCK | 50,000 | $110,000 | thousands by filing date | |
| APPLIED DNA SCIENCES INC | 03815U201 | COM NEW | 35,196 | $101,000 | thousands by filing date | |
| Adobe Systems Inc | 98979H103 | COM | 103,132 | $85,000 | thousands by filing date | |
| RITEAID CORP | 767754104 | COM | 43,000 | $84,000 | thousands by filing date | |
| GENWORTH FINL INC | 37247D106 | COM SHS | 20,000 | $77,000 | thousands by filing date | |
| CONSUMER PORTFOLIO SERVICES | 210502100 | COMMON STOCK | 15,589 | $71,000 | thousands by filing date | |
| FIRST MAJESTIC SILVER CORP | 32076V103 | COM | 10,000 | $68,000 | thousands by filing date | |
| AK STEEL HOLDING CORP | 001547108 | COM | 10,865 | $61,000 | thousands by filing date | |
| PEDEVCO CORP C | 70532Y303 | OM PAR | 79,209 | $47,000 | thousands by filing date | |
| POLYMET MINING CORP | 731916102 | COM | 49,101 | $30,000 | thousands by filing date | |
| BELLEROPHON THERAPEUTICS INC | 078771102 | COM | 12,500 | $18,000 | thousands by filing date | |
| APPLIED DNA SCIENCES INC | 03815U110 | *W EXP 11/21/201 | 19,205 | $13,000 | thousands by filing date | |
| DENISON MINES CORP | 248356107 | COM | 25,000 | $12,000 | thousands by filing date | |
| SEADRILL ORD | G7945E105 | COM | 33,575 | $12,000 | thousands by filing date | |
| GENERAL MOLY INC COM | 370373102 | Common Stock | 13,518 | $5,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001298088-17-000013 | this filing | 2017-11-14 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001298088-17-000016 | base | 2017-12-21 | acceptance time not in the bulk data set |